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Livermore
Livermore
ZHEN

West Financial Advisors, LLC

SEC CIK
0001843684
Latest filing
Jul 8, 2026

Holdings in Q4 2023

Holdings as of Dec 31, 2023, filed Jan 11, 2024. Long positions only; changes compare share counts with Q3 2023.

Institution overview
Positions
157
−51 vs. Q3 2023
Portfolio value
$438.7M
+$40.1M (+10.1%) vs. Q3 2023
Filed
Jan 11, 2024
SEC
Holdings of West Financial Advisors, LLC in Q4 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
SPYSPDR S&P 500 ETF TrustETF230,485$109.6M25.0%−11,659−4.8%ReducedHistory
Vanguard Total Bond Market ETF921937835ETF620,658$45.6M10.4%+48,146+8.4%Added–
Vanguard Mun BD FDS922907746TAX EXEMPT BD883,872$45.1M10.3%+14,044+1.6%Added–
Vanguard Ftse Developed Markets ETF921943858ETF888,994$42.6M9.7%+71,266+8.7%Added–
Dimensional Emerging Core Equity Market ETF25434V302ETF861,000$20.8M4.7%+6,595+0.8%Added–
iShares Core S&P Mid-Cap ETF464287507ETF69,605$19.3M4.4%−1,795−2.5%Reduced–
iShares Core MSCI Eafe ETF46432F842ETF246,639$17.4M4.0%+3,959+1.6%Added–
Dimensional ETF Trust25434V831US HIGH PROF ETF372,729$10.7M2.4%+40,736+12.3%Added–
Dimensional U.S. Small Cap ETF25434V500ETF177,976$10.6M2.4%−5,450−3.0%Reduced–
Vanguard Index FDS922908652EXTEND MKT ETF64,377$10.6M2.4%−2,100−3.2%Reduced–
Vanguard Dividend Appreciation ETF921908844ETF55,076$9.38M2.1%−110−0.2%Reduced–
Vanguard S&P 500 ETF922908363ETF21,426$9.36M2.1%−485−2.2%Reduced–
iShares Tips Bond ETF464287176ETF85,273$9.17M2.1%−17,493−17.0%Reduced–
Vanguard Intermediate-Term Corporate Bond ETF92206C870ETF111,167$9.04M2.1%+111,167New–
Dimensional ETF Trust25434V849NATL MUN BD ETF166,555$8.08M1.8%−2,030−1.2%Reduced–
PIMCO ETF Tr72201R7830-5 HIGH YIELD64,502$6.00M1.4%+64,502New–
State Street SPDR Bloomberg 1-3 Month T-Bill ETF78468R663ETF63,979$5.85M1.3%+48,847+322.8%Added–
Vanguard Morningstar Total Stock Market ETF922908769ETF20,685$4.91M1.1%−853−4.0%Reduced–
Invesco QQQ Trust Series I46090E103ETF10,594$4.34M1.0%−1,020−8.8%Reduced–
Vanguard Star FDS921909768VG TL INTL STK F52,808$3.06M0.7%−633−1.2%Reduced–
Vanguard Morningstar Small-Cap ETF922908751ETF14,256$3.04M0.7%−1,057−6.9%Reduced–
AAPLApple Inc.Stock12,611$2.43M0.6%−81−0.6%ReducedHistory
State Street Consumer Discretionary Select Sector SPDR ETF81369Y407ETF11,606$2.08M0.5%−236−2.0%Reduced–
State Street Financial Select Sector SPDR ETF81369Y605ETF54,817$2.06M0.5%+54,817New–
State Street Technology Select Sector SPDR ETF81369Y803ETF10,547$2.03M0.5%−689−6.1%Reduced–
State Street Communication Services Select Sector SPDR ETF81369Y852ETF27,883$2.03M0.5%−661−2.3%Reduced–
Vanguard Morningstar Growth ETF922908736ETF5,793$1.80M0.4%+320+5.8%Added–
Vanguard Morningstar Mid-Cap ETF922908629ETF7,494$1.74M0.4%+686+10.1%Added–
Invesco Exchange Traded FD T46137V613RAFI US 1000 ETF44,599$1.57M0.4%−461−1.0%Reduced–
Vanguard World FD921910733ESG US STK ETF16,300$1.39M0.3%−1,229−7.0%Reduced–
Vanguard Ftse Emerging Markets ETF922042858ETF32,736$1.35M0.3%+2,607+8.7%Added–
Vanguard World FD921910725ESG INTL STK ETF23,750$1.31M0.3%+2,080+9.6%Added–
Vanguard Real Estate ETF922908553ETF14,624$1.29M0.3%−428−2.8%Reduced–
SCHWSchwab Charles CorpStock12,600$866.9K0.2%00.0%UnchangedHistory
iShares Tr464288414NATIONAL MUN ETF6,707$727.1K0.2%−846−11.2%Reduced–
Vanguard Scottsdale FDS92206C409SHRT TRM CORP BD8,619$666.9K0.2%−166,755−95.1%Reduced–
Vanguard World FD921910873MEGA CAP INDEX3,827$647.8K0.1%−48−1.2%Reduced–
MSFTMicrosoft CorpStock1,644$618.4K0.1%−20−1.2%ReducedHistory
TYLTyler Technologies IncCOM1,364$570.4K0.1%−107−7.3%ReducedHistory
LNTAlliant Energy CorpStock10,768$552.4K0.1%00.0%UnchangedHistory
iShares Tr464288802ESG OPTIMIZED5,195$522.1K0.1%−1,043−16.7%Reduced–
Schwab U.S. Broad Market ETF808524102ETF8,853$492.8K0.1%−165−1.8%Reduced–
Vanguard World FD921910691ESG US CORP BD6,990$443.0K0.1%−466−6.3%Reduced–
iShares Tr464288570ESG MSCI KLD ETF4,705$428.4K0.1%−1,692−26.4%Reduced–
TROWPrice T Rowe Group IncStock3,587$386.3K0.1%−260−6.8%ReducedHistory
Vanguard Morningstar Small-Cap Value ETF922908611ETF1,964$353.5K0.1%−19−1.0%Reduced–
AMGNAmgen IncStock1,074$309.3K0.1%−27−2.5%ReducedHistory
GOOGAlphabet Inc.Stock2,000$281.9K0.1%00.0%UnchangedHistory
GOOGLAlphabet Inc.Stock2,000$279.4K0.1%00.0%UnchangedHistory
Schwab US Dividend Equity ETF808524797ETF3,322$252.9K0.1%−1,440−30.2%Reduced–
QCOMQualcomm IncStock1,674$242.1K0.1%00.0%UnchangedHistory
WisdomTree Tr97717X701EUROPE HEDGED EQ5,294$226.8K0.1%00.0%Unchanged–
NSCNorfolk Southern CorpStock846$200.0K<0.1%00.0%UnchangedHistory
FIBKFirst Interstate Bancsystem IncCOM6,332$194.7K<0.1%00.0%UnchangedHistory
PFGPrincipal Financial Group IncCOM2,462$193.7K<0.1%−53−2.1%ReducedHistory
Vanguard Morningstar Value ETF922908744ETF1,185$177.2K<0.1%+9+0.8%Added–
CHDChurch & Dwight Co IncCOM1,808$171.0K<0.1%00.0%UnchangedHistory
ORCLOracle CorpStock1,601$168.8K<0.1%00.0%UnchangedHistory
iShares Tr464288158SHRT NAT MUN ETF1,443$152.1K<0.1%−8,061−84.8%Reduced–
HONHoneywell International IncCOM695$145.7K<0.1%00.0%UnchangedHistory
ADMArcher-Daniels-Midland CoStock2,000$144.4K<0.1%−500−20.0%ReducedHistory
MRKMerck & Co., Inc.Stock1,284$140.0K<0.1%−68−5.0%ReducedHistory
BABoeing CoStock433$112.9K<0.1%−20−4.4%ReducedHistory
Vanguard High Dividend Yield Index ETF921946406ETF934$104.3K<0.1%−100−9.7%Reduced–
iShares Core Dividend Growth ETF46434V621ETF1,895$102.0K<0.1%00.0%Unchanged–
ABBVAbbVie Inc.Stock657$101.8K<0.1%−81−11.0%ReducedHistory
WFCWells Fargo & CompanyStock1,980$97.5K<0.1%+800+67.8%AddedHistory
TSLATesla, Inc.Stock378$93.9K<0.1%00.0%UnchangedHistory
BRK.BBerkshire Hathaway IncStock261$93.1K<0.1%00.0%UnchangedHistory
iShares Russell Midcap ETF464287499ETF1,040$80.8K<0.1%00.0%Unchanged–
Vanguard Whitehall FDS921946810INTL DVD ETF1,000$79.3K<0.1%00.0%Unchanged–
CTVACorteva, Inc.Stock1,552$74.4K<0.1%−1,771−53.3%ReducedHistory
XOMExxonMobil Holdings CorpCOM741$74.1K<0.1%−125−14.4%ReducedHistory
ABTAbbott LaboratoriesStock616$67.8K<0.1%00.0%UnchangedHistory
NKENIKE, Inc.Stock600$65.1K<0.1%00.0%UnchangedHistory
DEDeere & CoStock160$64.2K<0.1%+2+1.3%AddedHistory
iShares Russell 1000 Value ETF464287598ETF351$58.0K<0.1%−40−10.2%Reduced–
LOWLowes Companies IncStock256$57.0K<0.1%−22−7.9%ReducedHistory
Schwab International Equity ETF808524805ETF1,395$51.6K<0.1%+129+10.2%Added–
CASYCaseys General Stores IncCOM185$50.9K<0.1%00.0%UnchangedHistory
KRKroger CoStock1,112$50.8K<0.1%00.0%UnchangedHistory
QCRHQCR Holdings IncCOM870$50.8K<0.1%00.0%UnchangedHistory
Invesco Exch Traded FD Tr II46138E651GLOBAL WATER1,250$49.4K<0.1%00.0%Unchanged–
iShares MSCI Eafe ETF464287465ETF649$48.9K<0.1%−36−5.3%Reduced–
SBUXStarbucks CorpStock497$47.7K<0.1%00.0%UnchangedHistory
MCDMcDonalds CorpStock145$43.0K<0.1%−17−10.5%ReducedHistory
EDConsolidated Edison IncStock472$42.9K<0.1%00.0%UnchangedHistory
Dimensional ETF Trust25434V104US CORE EQT MKT1,184$39.4K<0.1%−10,841−90.2%Reduced–
SPDR Series Trust78464A763ST STR SP DIV294$36.7K<0.1%00.0%Unchanged–
iShares Select Dividend ETF464287168ETF273$32.0K<0.1%00.0%Unchanged–
Vanguard Morningstar Mid-Cap Value ETF922908512ETF218$31.6K<0.1%−1−0.5%Reduced–
CATCaterpillar IncStock103$30.5K<0.1%−36−25.9%ReducedHistory
MARMarriott International IncStock135$30.4K<0.1%00.0%UnchangedHistory
CMICummins IncStock126$30.2K<0.1%00.0%UnchangedHistory
First Tr Exchange-Traded FD33734H106SHS718$29.1K<0.1%00.0%Unchanged–
WELLWelltower Inc.REIT320$28.9K<0.1%00.0%UnchangedHistory
OTTROtter Tail CorpCOM334$28.4K<0.1%00.0%UnchangedHistory
BALLBALL CorpCOM488$28.1K<0.1%00.0%UnchangedHistory
COSTCostco Wholesale CorpStock41$27.1K<0.1%00.0%UnchangedHistory
PNCPNC Financial Services Group, Inc.Stock174$26.9K<0.1%00.0%UnchangedHistory

Sold out since Q3 2023 (56)

Positions held at the end of Q3 2023 that are gone from this filing.

Positions of West Financial Advisors, LLC sold out since Q3 2023
SecurityClassShares in Q3 2023Value in Q3 2023% of portfolio in Q3 2023History
State Street Energy Select Sector SPDR ETF81369Y506ETF20,317$1.84M0.5%–
iShares Russell 2000 ETF464287655ETF434$76.7K<0.1%–
BBYBest Buy Co IncStock500$34.7K<0.1%History
TFIITFI International Inc.COM2,099$21.3K<0.1%History
CVXChevron CorpStock87$14.7K<0.1%History
FTNTFortinet, Inc.Stock200$11.7K<0.1%History
iShares Core MSCI Emerging Markets ETF46434G103ETF233$11.1K<0.1%–
MSMorgan StanleyStock125$10.2K<0.1%History
JPMJPMorgan Chase & CoStock70$10.2K<0.1%History
METMetlife IncStock145$9.12K<0.1%History
JNJJohnson & JohnsonStock52$8.10K<0.1%History
EXCExelon CorpStock205$7.75K<0.1%History
ETNEaton Corp plcStock34$7.25K<0.1%History
PEPPepsiCo IncStock41$6.95K<0.1%History
SYYSysco CorpStock105$6.94K<0.1%History
MDLZMondelez International, Inc.Stock94$6.52K<0.1%History
GILDGilead Sciences, Inc.Stock82$6.15K<0.1%History
BMYBristol Myers Squibb CoStock103$5.98K<0.1%History
IBMInternational Business Machines CorpStock38$5.33K<0.1%History
GEGeneral Electric CoStock47$5.20K<0.1%History
EMREmerson Electric CoStock51$4.93K<0.1%History
Invesco Exch Traded FD Tr II46138E511PFD ETF443$4.85K<0.1%–
UPSUnited Parcel Service IncStock31$4.83K<0.1%History
LINLinde PLCStock12$4.47K<0.1%History
CMCSAComcast CorpStock99$4.39K<0.1%History
GLDSPDR Gold TrustETF25$4.29K<0.1%History
ABEVAmbev S.A.SPONSORED ADR1,575$4.06K<0.1%History
TFCTruist Financial CorpCOM139$3.98K<0.1%History
OMCOmnicom Group Inc.COM53$3.95K<0.1%History
DLRDigital Realty Trust, Inc.COM30$3.63K<0.1%History
YUMCYum China Holdings, Inc.COM60$3.34K<0.1%History
PYPLPayPal Holdings, Inc.Stock55$3.22K<0.1%History
WMWaste Management IncStock20$3.05K<0.1%History
EOGEOG Resources IncStock23$2.92K<0.1%History
SLBSLB LimitedStock44$2.57K<0.1%History
ZVIAZevia PBCCL A1,000$2.22K<0.1%History
HNIHni CorpStock64$2.22K<0.1%History
BUDAnheuser-Busch InBev SA/NVADR40$2.21K<0.1%History
CTRECareTrust REIT, Inc.COM107$2.20K<0.1%History
WYWeyerhaeuser CoCOM NEW47$1.44K<0.1%History
ABSIAbsci CorpCOM1,000$1.32K<0.1%History
VFCV F CorpStock63$1.11K<0.1%History
AQNAlgonquin Power & Utilities Corp.COM175$1.04K<0.1%History
GEHCGE HealthCare Technologies Inc.Stock15$1.02K<0.1%History
REALTheRealReal, Inc.COM400$844<0.1%History
TAT&T Inc.Stock44$661<0.1%History
ADNTAdient plcStock13$478<0.1%History
BEEMBeam GlobalCOM49$362<0.1%History
LICYLi-Cycle Holdings Corp.COMMON SHARES100$355<0.1%History
KTBKontoor Brands, Inc.Stock8$352<0.1%History
KHCKraft Heinz CoStock7$236<0.1%History
WABWestinghouse Air Brake Technologies CorpStock2$213<0.1%History
MOAltria Group, Inc.Stock3$127<0.1%History
WBDWarner Bros. Discovery, Inc.Stock10$109<0.1%History
Vanguard Ftse All-World Ex-US Index Fund922042775ETF2$104<0.1%–
REZIResideo Technologies, Inc.Stock5$79<0.1%History