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Livermore
Livermore
ZHEN

Sage Mountain Advisors LLC

SEC CIK
0001832274
Latest filing
Aug 5, 2026

Holdings in Q4 2022

Holdings as of Dec 31, 2022, filed Feb 1, 2023. Long positions only; changes compare share counts with Q3 2022.

Institution overview
Positions
297
−93 vs. Q3 2022
Portfolio value
$439.7M
+$63.7M (+16.9%) vs. Q3 2022
Filed
Feb 1, 2023
SEC
Holdings of Sage Mountain Advisors LLC in Q4 2022
SecurityClassSharesValue% of portfolioShare changeActionHistory
iShares MSCI USA Quality Factor ETF46432F339ETF552,108$62.9M14.3%−235,900−29.9%Reduced–
Vanguard Morningstar Total Stock Market ETF922908769ETF207,816$39.7M9.0%+1,091+0.5%Added–
Janus Detroit STR Tr47103U845HENDRSON AAA CL798,961$39.4M9.0%+798,961New–
J P Morgan Exchange Traded F46641Q761US QUALTY FCTR969,108$37.6M8.5%+937,438+2,960.0%Added–
Vanguard S&P 500 ETF922908363ETF93,201$32.7M7.4%+1,134+1.2%Added–
SPDR Series Trust78468R812ST STR MSCI USAQ194,534$21.5M4.9%−2,592−1.3%Reduced–
GBDCGolub Capital BDC, Inc.COM1,549,484$20.4M4.6%+289,413+23.0%AddedHistory
iShares Tr46434V456MSCI INTL QUALTY596,689$19.3M4.4%−25,190−4.1%Reduced–
Invesco S&P 500 Quality ETF46137V241ETF241,532$10.6M2.4%−69,277−22.3%Reduced–
Vanguard Star FDS921909768VG TL INTL STK F185,753$9.61M2.2%+14,707+8.6%Added–
Vanguard Morningstar Small-Cap ETF922908751ETF43,806$8.04M1.8%−20,748−32.1%Reduced–
Vanguard Scottsdale FDS92206C102SHORT TERM TREAS130,747$7.56M1.7%−8,665−6.2%Reduced–
SPDR Index Shs FDS78463X434ST STR MSCI EAFE95,262$6.11M1.4%−8,829−8.5%Reduced–
State Street SPDR Bloomberg 1-3 Month T-Bill ETF78468R663ETF60,843$5.57M1.3%+25,898+74.1%Added–
Vanguard Ftse Developed Markets ETF921943858ETF128,765$5.40M1.2%+31,543+32.4%Added–
Vanguard Ftse All-World Ex-US Index Fund922042775ETF94,694$4.75M1.1%+27,352+40.6%Added–
AAPLApple Inc.Stock35,408$4.60M1.0%+1,104+3.2%AddedHistory
iShares Tr464287622RUS 1000 ETF19,371$4.08M0.9%−100−0.5%Reduced–
BRK.ABerkshire Hathaway IncCL A8$3.75M0.9%00.0%UnchangedHistory
Schwab U.S. Large-Cap ETF808524201ETF76,975$3.48M0.8%+342+0.4%Added–
MSFTMicrosoft CorpStock13,880$3.33M0.8%+832+6.4%AddedHistory
Invesco Exchange Traded FD T46137V233S&P 500 TOP 5011,180$3.09M0.7%−2,149−16.1%Reduced–
iShares Core S&P Small Cap ETF464287804ETF32,135$3.04M0.7%+5,700+21.6%Added–
BRK.BBerkshire Hathaway IncStock9,657$2.98M0.7%+392+4.2%AddedHistory
SPYSPDR S&P 500 ETF TrustETF6,483$2.48M0.6%+6,483NewHistory
iShares Russell 1000 Growth ETF464287614ETF10,553$2.26M0.5%+814+8.4%Added–
SPDR Series Trust78464A763ST STR SP DIV13,900$1.74M0.4%00.0%Unchanged–
AMZNAmazon Com IncStock20,590$1.73M0.4%+2,984+16.9%AddedHistory
iShares MSCI Eafe ETF464287465ETF22,540$1.48M0.3%+2,480+12.4%Added–
iShares Tr464287150CORE S&P TTL STK16,910$1.43M0.3%−3,693−17.9%Reduced–
JPMJPMorgan Chase & CoStock10,629$1.43M0.3%+492+4.9%AddedHistory
State Street SPDR Portfolio Developed World Ex-US ETF78463X889ETF44,886$1.33M0.3%−200−0.4%Reduced–
Schwab U.S. Broad Market ETF808524102ETF29,713$1.33M0.3%+29,713New–
VVisa Inc.Stock6,401$1.33M0.3%−116−1.8%ReducedHistory
GOOGAlphabet Inc.Stock14,485$1.29M0.3%−681−4.5%ReducedHistory
VanEck ETF Trust92189F411BDC INCOME ETF82,298$1.16M0.3%+69,798+558.4%Added–
Vanguard Morningstar Value ETF922908744ETF7,662$1.08M0.2%−148−1.9%Reduced–
XOMExxonMobil Holdings CorpCOM9,696$1.07M0.2%+1,041+12.0%AddedHistory
JNJJohnson & JohnsonStock6,022$1.06M0.2%+677+12.7%AddedHistory
iShares Tr46434V274INTL EQTY FACTOR41,434$1.02M0.2%+2,467+6.3%Added–
iShares Core S&P 500 ETF464287200ETF2,461$945.5K0.2%−13−0.5%Reduced–
MRKMerck & Co., Inc.Stock8,437$936.1K0.2%+534+6.8%AddedHistory
UNHUnitedHealth Group IncStock1,698$900.2K0.2%+209+14.0%AddedHistory
ABBVAbbVie Inc.Stock5,463$882.9K0.2%+230+4.4%AddedHistory
HDHome Depot, Inc.Stock2,772$875.6K0.2%+430+18.4%AddedHistory
PGProcter & Gamble CoStock5,765$873.8K0.2%+594+11.5%AddedHistory
CSCOCisco Systems, Inc.Stock17,478$832.7K0.2%−225−1.3%ReducedHistory
Vanguard Real Estate ETF922908553ETF9,974$822.6K0.2%+8,154+448.0%Added–
First Tr Exchange Traded FD33738R605DORSEY WRT 5 ETF17,038$793.1K0.2%00.0%Unchanged–
GOOGLAlphabet Inc.Stock8,968$791.2K0.2%+418+4.9%AddedHistory
First Tr Exchange-Traded FD33734H106SHS19,501$778.3K0.2%−3,109−13.8%Reduced–
PFEPfizer IncStock15,023$769.8K0.2%+3,081+25.8%AddedHistory
Dimensional U.S. Core Equity 2 ETF25434V708ETF31,219$758.0K0.2%00.0%Unchanged–
WMTWalmart Inc.Stock5,332$756.0K0.2%+37+0.7%AddedHistory
CVXChevron CorpStock3,822$686.0K0.2%+287+8.1%AddedHistory
First Tr Exchange-Traded FD337344105NASDAQ-100 SEL7,683$682.1K0.2%+11+0.1%Added–
Invesco Exch Traded FD Tr II46138E354S&P500 LOW VOL10,306$658.6K0.1%00.0%Unchanged–
ABTAbbott LaboratoriesStock5,785$635.1K0.1%+1,364+30.9%AddedHistory
iShares Tr464287689RUSSELL 3000 ETF2,860$631.1K0.1%00.0%Unchanged–
LLYEli Lilly & CoStock1,664$608.8K0.1%+54+3.4%AddedHistory
iShares Inc464286525MSCI GBL MIN VOL6,314$600.0K0.1%+79+1.3%Added–
NVDANVIDIA CorpStock4,078$596.0K0.1%+294+7.8%AddedHistory
PEPPepsiCo IncStock3,244$586.1K0.1%+747+29.9%AddedHistory
RYRoyal Bank of CanadaStock6,142$577.5K0.1%+56+0.9%AddedHistory
MAMastercard IncStock1,589$552.5K0.1%+575+56.7%AddedHistory
iShares Tr46434V803HDG MSCI EAFE20,075$542.0K0.1%+3,795+23.3%Added–
State Street SPDR Portfolio S&P 400 Mid Cap ETF78464A847ETF12,641$537.2K0.1%−2,536−16.7%Reduced–
Vanguard Dividend Appreciation ETF921908844ETF3,533$536.5K0.1%+388+12.3%Added–
iShares Core MSCI Total International Stock ETF46432F834ETF9,051$523.9K0.1%+9,051New–
OKLOOklo Inc.COM CL A52,150$517.3K0.1%+31,991+158.7%AddedHistory
HONHoneywell International IncCOM2,353$504.2K0.1%+223+10.5%AddedHistory
COSTCostco Wholesale CorpStock1,056$482.1K0.1%+118+12.6%AddedHistory
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund72201R833ETF4,861$479.6K0.1%−394−7.5%Reduced–
Vanguard Scottsdale FDS92206C664VNG RUS2000IDX6,731$473.7K0.1%−2,222−24.8%Reduced–
CVSCVS Health CorpStock5,029$468.7K0.1%−624−11.0%ReducedHistory
KOCoca Cola CoStock7,350$467.5K0.1%+334+4.8%AddedHistory
TXNTexas Instruments IncStock2,804$463.3K0.1%−606−17.8%ReducedHistory
iShares S&P Small-Cap 600 Value ETF464287879ETF5,053$461.4K0.1%00.0%Unchanged–
Vanguard Morningstar Small-Cap Value ETF922908611ETF2,846$451.9K0.1%00.0%Unchanged–
Global X FDS37954Y673US INFR DEV ETF16,528$437.8K0.1%−5,323−24.4%Reduced–
JPMorgan Ultra-Short Income ETF46641Q837ETF8,349$418.5K0.1%−999−10.7%Reduced–
MMPMagellan Midstream Partners, L.P.COM UNIT RP LP8,262$414.8K0.1%+1,400+20.4%AddedHistory
NFLXNetflix IncStock1,374$405.2K0.1%+320+30.4%AddedHistory
METAMeta Platforms, Inc.Stock3,333$401.1K0.1%−87−2.5%ReducedHistory
ACNAccenture plcStock1,488$397.1K0.1%+331+28.6%AddedHistory
BACBank of America CorpStock11,941$395.5K0.1%+3,046+34.2%AddedHistory
MCDMcDonalds CorpStock1,458$384.2K0.1%+207+16.5%AddedHistory
NEENextera Energy IncStock4,592$383.9K0.1%+424+10.2%AddedHistory
iShares Core MSCI Emerging Markets ETF46434G103ETF8,123$379.3K0.1%+8,123New–
Vanguard Morningstar Mid-Cap ETF922908629ETF1,783$363.5K0.1%+9+0.5%Added–
BXBlackstone Inc.COM4,887$362.6K0.1%+382+8.5%AddedHistory
Vanguard Index FDS922908652EXTEND MKT ETF2,714$360.6K0.1%00.0%Unchanged–
ADBEAdobe Inc.Stock1,048$352.7K0.1%+1,048NewHistory
AMGNAmgen IncStock1,336$350.9K0.1%+63+4.9%AddedHistory
iShares Russell 1000 Value ETF464287598ETF2,303$349.3K0.1%+1,238+116.2%Added–
Zimmer Energy Transition Acq989570106COM CL A34,152$339.8K0.1%+34,152New–
AVGOBroadcom Inc.Stock605$338.3K0.1%+6+1.0%AddedHistory
iShares Tr464287234MSCI EMG MKT ETF8,638$327.4K0.1%−3,303−27.7%Reduced–
Unified Ser Tr90470L550BALLAST SMLMD CP10,290$326.8K0.1%00.0%Unchanged–
Invesco QQQ Trust Series I46090E103ETF1,225$326.2K0.1%−32−2.5%Reduced–

Sold out since Q3 2022 (152)

Positions held at the end of Q3 2022 that are gone from this filing.

The largest 100 of 152 by value last quarter.

Positions of Sage Mountain Advisors LLC sold out since Q3 2022
SecurityClassShares in Q3 2022Value in Q3 2022% of portfolio in Q3 2022History
Vanguard Total World Stock ETF922042742ETF18,700$1.48M0.4%–
Churchill Capital Corp VII17144M201UNIT 99/99/999958,340$575.0K0.2%–
TLG Acquisition One Corp87257M207UNIT 99/99/999955,794$550.0K0.1%–
PGRProgressive CorpStock4,080$474.0K0.1%History
KIIIKismet Acquisition Three Corp.CL A SHARES47,571$471.0K0.1%History
Alpha Partners Tech Mergr CoG63290129UNIT 03/31/202838,275$376.0K0.1%–
GETRGetaround, IncCL A COM36,460$359.0K0.1%History
Fusion Acquisition Corp. II36118N201UNIT 02/29/202836,460$358.0K0.1%–
ROPRoper Technologies IncStock956$344.0K0.1%History
Accelerate Acquisition Corp.00439D201UNIT 99/99/999934,254$337.0K0.1%–
SYKStryker CorpStock1,626$329.0K0.1%History
FCXFreeport-McMoran IncStock11,693$320.0K0.1%History
DALDelta Air Lines, Inc.COM NEW11,279$316.0K0.1%History
Orion Acquisition Corp68626A207UNIT 02/19/202632,102$316.0K0.1%–
LRCXLam Research CorpCOM787$288.0K0.1%History
Colicity Inc194170205UNIT 02/24/202629,130$287.0K0.1%–
DTRT Health Acquisition Corp23344T202UNIT 08/31/202927,914$286.0K0.1%–
DISWalt Disney CoStock2,700$255.0K0.1%History
Twelve Seas Investment Co. II90118T205UNIT 99/99/999925,710$253.0K0.1%–
Peridot Acquisition Corp. IIG7008B113UNIT 99/99/999925,490$253.0K0.1%–
Altimeter Growth Corp 2G0371B109COM CL A24,960$247.0K0.1%–
Ross Acquisition Corp IIG7641C122UNIT 99/99/999924,370$242.0K0.1%–
Hudson Executive Inves III44376L206UNIT 02/22/202623,778$234.0K0.1%–
St Energy Transition I LtdG8465L107CL A ORD SHS23,000$231.0K0.1%–
QCOMQualcomm IncStock1,988$225.0K0.1%History
Forest Road Acquisition Cor34619V202UNIT 99/99/999922,910$225.0K0.1%–
Rose Hill Acquisition CorpG7637J115UNIT 10/07/202621,500$219.0K0.1%–
Pono Cap Two Inc73245B206UNIT 07/31/202721,500$218.0K0.1%–
EPAMEPAM Systems, Inc.COM572$207.0K0.1%History
Invesco Exchange Traded FD T46137V167S&P SML600 VAL2,700$206.0K0.1%–
KKR Acquisition Holding I Co48253T109COM CLASS A20,900$206.0K0.1%–
Newbury Street Acquisitn Cor65101L203UNIT 04/30/202820,584$202.0K0.1%–
TCW Special Purpose Acqu Cor87301L106COM CL A20,520$201.0K0.1%–
Live Oak Crestview Climate A538086208UNIT 99/99/999920,350$199.0K0.1%–
Sandbridge X2 Corp799792205UNIT 99/99/999920,120$197.0K0.1%–
Frontier Investment CorpG36816117UNIT 06/29/202619,860$195.0K0.1%–
DHB Capital Corp23291W208UNIT 03/31/202819,297$189.0K0.1%–
Pivotal Investment Corp III72582M205UNIT 01/28/202819,160$189.0K0.1%–
HERAFTAC Hera Acquisition Corp.CLASS A ORD SHS18,550$184.0K<0.1%History
CF Acquisition Corp. IV12520T201UNIT 12/31/202718,300$182.0K<0.1%–
Joff Fintech Acquisition Cor46592C209UNIT 02/03/202617,800$176.0K<0.1%–
Fortress Value Acquisi Corp34964K207UNIT 03/31/202817,710$174.0K<0.1%–
Aura Fat Projs Acquisition CG06362118UNIT 03/31/202716,000$161.0K<0.1%–
Consilium Acquisitn Corp I LG2365L101CLASS A ORD SHS16,203$160.0K<0.1%–
Medicus Sciences AcquisitionG5960S108CL A SHS15,745$156.0K<0.1%–
Andretti Acquisition CorpG26735111UNIT 99/99/999915,300$154.0K<0.1%–
Kernel Group Holdings, Inc.G5259L111UNIT 99/99/999915,220$151.0K<0.1%–
Esm Acquisition CorporationG3195H120UNIT 99/99/999915,120$150.0K<0.1%–
VPC Impact Acquisition HldgG9460L100UNIT 03/05/202615,000$149.0K<0.1%–
Orion Biotech Opportuntes CoG6780C125UNIT 04/15/202515,170$149.0K<0.1%–
Macondray Cap Acquisitn CorpG5853A107CLASS A ORD SHS14,800$148.0K<0.1%–
Bite Acquisition Corp.09175K204UNIT 99/99/999914,700$145.0K<0.1%–
Tribe Capital Growth Corp I89601Y200UNIT 02/24/202614,770$145.0K<0.1%–
PWP Forward Acquisition Corp74709Q200UNIT 03/10/202614,735$144.0K<0.1%–
Austerlitz Acquisition CorpG0633U119UNIT 99/99/999914,530$143.0K<0.1%–
Sagaliam Acquisition Corp78661R205UNIT 05/31/202814,000$140.0K<0.1%–
JWSMFJaws Mustang Acquisition CorpSHS CL A13,950$139.0K<0.1%History
ATEKUAthena Technology Acquisition Corp. IIUNIT 99/99/999914,000$139.0K<0.1%History
iShares Tr464287580US CONSUM DISCRE2,320$135.0K<0.1%–
Arogo Capital Acquisition Corp.042644203UNIT 99/99/999913,600$135.0K<0.1%–
Lead Edge Growth Oprtunts LTG54085124UNIT 04/01/202613,520$134.0K<0.1%–
BLEUbleuacacia ltdCLASS A ORD SHS13,600$134.0K<0.1%History
Mason Industrial Technolgy I57520Y205UNIT 99/99/999913,370$131.0K<0.1%–
Accretion Acquisition Corp00438Y107COM13,200$131.0K<0.1%–
Tastemaker Acquisition Corp876545203UNIT 12/31/202512,941$130.0K<0.1%–
Agile Growth Corp.G01202129UNIT 03/09/202613,100$130.0K<0.1%–
Marlin Technology Corp.G58411128UNIT 99/99/999913,110$130.0K<0.1%–
Broadscale Acquisition Corp11134Y101COM CL A13,104$129.0K<0.1%–
Lazard Growth Acquisition CoG54035129UNIT 99/99/999912,881$128.0K<0.1%–
Xpac Acquisition CorpG9831X114UNIT 07/27/202113,015$128.0K<0.1%–
PEPLPepperLime Health Acquisition CorpCLASS A ORD SHS12,000$120.0K<0.1%History
TWTRTwitter, Inc.COM2,716$119.0K<0.1%History
Thunder Bridge Cap Prtnrs II88605T209UNIT 02/15/202812,000$118.0K<0.1%–
Tailwind Internatnal Acq CorG8662F127UNIT 99/99/999911,780$117.0K<0.1%–
Byte Acquisition CorpG1R25Q121UNIT 03/18/202911,720$116.0K<0.1%–
European Biotech Acqutn CorpG3167F110UNIT 03/09/202611,530$114.0K<0.1%–
Twin Ridge Capital Acquis CoG9151L112UNIT 99/99/999911,250$111.0K<0.1%–
Inflection Point Acqustn CorG47874105UNIT 09/21/202611,060$110.0K<0.1%–
SVF Investment Corp.G8601L102CL A SHS10,960$109.0K<0.1%–
FG Merger Corp30324Y200UNIT 06/17/202710,910$109.0K<0.1%–
FAST Acquisition Corp. II311874200UNIT 03/16/202610,900$107.0K<0.1%–
Industrial Tech Acqstns II I45635R207UNIT 03/31/202810,600$106.0K<0.1%–
Embrace Change Acquisitn CorG3034H133UNIT 03/17/202710,500$106.0K<0.1%–
Hudson Executive Invs Corp I443760202UNIT 01/31/202710,650$105.0K<0.1%–
Golden Arrow Merger Corp380799205UNIT 07/31/202610,660$104.0K<0.1%–
Ares Acquisition CorporationG33032114UNIT 99/99/999910,450$104.0K<0.1%–
Blue Whale Acquisition Cor AG1330M103CLASS A ORD SHS10,500$102.0K<0.1%–
Pepperlime Health Acqustn CoG70021129UNIT 99/99/999910,100$101.0K<0.1%–
GDNRGardiner Healthcare Acquisitions Corp.COMMON STOCK10,100$101.0K<0.1%History
Tio Tech AG8T10C122UNIT 04/12/202810,100$100.0K<0.1%–
First Reserve Sustainable GW336169206UNIT 03/05/202610,029$98.0K<0.1%–
Screaming Eagle Acquisitn CoG79407113UNIT 01/05/20279,340$91.0K<0.1%–
KKR Acquisition Holding I Co48253T208UNIT 99/99/99998,746$86.0K<0.1%–
Pontem CorporationG71707114UNIT 99/99/99998,216$82.0K<0.1%–
Kensington Capital AcquisitiG5251K103SHS CL A8,227$82.0K<0.1%–
TRTLTortoiseEcofin Acquisition Corp. IIISHS CL A8,225$81.0K<0.1%History
APGBApollo Strategic Growth Capital IISHS CL A8,060$80.0K<0.1%History
Tailwind Internatnal Acq CorG8662F101COM CL A8,000$79.0K<0.1%–
Enterprise 4.0 Tec Acqstn CoG3137C122UNIT 10/14/20267,530$76.0K<0.1%–
Vanguard Ftse All-World Ex-US Small-Cap ETF922042718ETF800$74.0K<0.1%–