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Livermore
Livermore
ZHEN

Sage Mountain Advisors LLC

SEC CIK
0001832274
Latest filing
Aug 5, 2026

Holdings in Q3 2022

Holdings as of Sep 30, 2022, filed Oct 31, 2022. Long positions only; changes compare share counts with Q2 2022.

Institution overview
Positions
390
−227 vs. Q2 2022
Portfolio value
$376.0M
−$189.0M (−33.5%) vs. Q2 2022
Filed
Oct 31, 2022
SEC
Holdings of Sage Mountain Advisors LLC in Q3 2022
SecurityClassSharesValue% of portfolioShare changeActionHistory
iShares MSCI USA Quality Factor ETF46432F339ETF788,008$81.9M21.8%+8,384+1.1%Added–
Vanguard Morningstar Total Stock Market ETF922908769ETF206,725$37.1M9.9%+74,653+56.5%Added–
Vanguard S&P 500 ETF922908363ETF92,067$30.2M8.0%−416−0.4%Reduced–
SPDR Series Trust78468R812ST STR MSCI USAQ197,126$20.0M5.3%+490.0%Added–
iShares Tr46434V456MSCI INTL QUALTY621,879$17.3M4.6%+36,477+6.2%Added–
GBDCGolub Capital BDC, Inc.COM1,260,071$15.6M4.2%+168,497+15.4%AddedHistory
Invesco S&P 500 Quality ETF46137V241ETF310,809$12.4M3.3%+151,136+94.7%Added–
Vanguard Morningstar Small-Cap ETF922908751ETF64,554$11.0M2.9%−1,685−2.5%Reduced–
Vanguard Scottsdale FDS92206C102SHORT TERM TREAS139,412$8.06M2.1%−7,088−4.8%Reduced–
Vanguard Star FDS921909768VG TL INTL STK F171,046$7.83M2.1%+82,821+93.9%Added–
GSGoldman Sachs Group IncStock24,108$7.05M1.9%−8,062−25.1%ReducedHistory
SPDR Index Shs FDS78463X434ST STR MSCI EAFE104,091$5.81M1.5%−2,350−2.2%Reduced–
AAPLApple Inc.Stock34,304$4.74M1.3%+1,599+4.9%AddedHistory
iShares Tr464287622RUS 1000 ETF19,471$3.84M1.0%00.0%Unchanged–
Invesco Exchange Traded FD T46137V233S&P 500 TOP 5013,329$3.59M1.0%−2,390−15.2%Reduced–
Vanguard Ftse Developed Markets ETF921943858ETF97,222$3.54M0.9%−1,812−1.8%Reduced–
BRK.ABerkshire Hathaway IncCL A8$3.25M0.9%00.0%UnchangedHistory
Schwab U.S. Large-Cap ETF808524201ETF76,633$3.25M0.9%+331+0.4%Added–
State Street SPDR Bloomberg 1-3 Month T-Bill ETF78468R663ETF34,945$3.20M0.9%+34,945New–
MSFTMicrosoft CorpStock13,048$3.04M0.8%−1,208−8.5%ReducedHistory
Vanguard Ftse All-World Ex-US Index Fund922042775ETF67,342$2.99M0.8%−4,431−6.2%Reduced–
BRK.BBerkshire Hathaway IncStock9,265$2.47M0.7%−53−0.6%ReducedHistory
iShares Core S&P Small Cap ETF464287804ETF26,435$2.31M0.6%00.0%Unchanged–
iShares Russell 1000 Growth ETF464287614ETF9,739$2.05M0.5%00.0%Unchanged–
AMZNAmazon Com IncStock17,606$1.99M0.5%−348−1.9%ReducedHistory
iShares Tr464287150CORE S&P TTL STK20,603$1.64M0.4%+16,910+457.9%Added–
SPDR Series Trust78464A763ST STR SP DIV13,900$1.55M0.4%00.0%Unchanged–
Vanguard Total World Stock ETF922042742ETF18,700$1.48M0.4%00.0%Unchanged–
GOOGAlphabet Inc.Stock15,166$1.46M0.4%−894−5.6%ReducedConverted for a 20-for-1 splitHistory
State Street SPDR Portfolio Developed World Ex-US ETF78463X889ETF45,086$1.16M0.3%−293−0.6%Reduced–
VVisa Inc.Stock6,517$1.16M0.3%−699−9.7%ReducedHistory
iShares MSCI Eafe ETF464287465ETF20,060$1.12M0.3%+3,838+23.7%Added–
J P Morgan Exchange Traded F46641Q761US QUALTY FCTR31,670$1.11M0.3%+31,670New–
TSLATesla, Inc.Stock3,993$1.06M0.3%+498+14.2%AddedConverted for a 3-for-1 splitHistory
JPMJPMorgan Chase & CoStock10,137$1.06M0.3%+105+1.0%AddedHistory
Vanguard Morningstar Value ETF922908744ETF7,810$964.0K0.3%−1,299−14.3%Reduced–
iShares Core S&P 500 ETF464287200ETF2,474$887.0K0.2%−24−1.0%Reduced–
JNJJohnson & JohnsonStock5,345$873.0K0.2%+130+2.5%AddedHistory
GOOGLAlphabet Inc.Stock8,550$818.0K0.2%00.0%UnchangedConverted for a 20-for-1 splitHistory
iShares Tr46434V274INTL EQTY FACTOR38,967$816.0K0.2%+38,967New–
First Tr Exchange-Traded FD33734H106SHS22,610$809.0K0.2%00.0%Unchanged–
XOMExxonMobil Holdings CorpCOM8,655$756.0K0.2%−20.0%ReducedHistory
UNHUnitedHealth Group IncStock1,489$752.0K0.2%−249−14.3%ReducedHistory
CSCOCisco Systems, Inc.Stock17,703$708.0K0.2%+41+0.2%AddedHistory
ABBVAbbVie Inc.Stock5,233$702.0K0.2%−287−5.2%ReducedHistory
First Tr Exchange Traded FD33738R605DORSEY WRT 5 ETF17,038$699.0K0.2%00.0%Unchanged–
Dimensional U.S. Core Equity 2 ETF25434V708ETF31,219$694.0K0.2%00.0%Unchanged–
WMTWalmart Inc.Stock5,295$687.0K0.2%+359+7.3%AddedHistory
MRKMerck & Co., Inc.Stock7,903$681.0K0.2%−53−0.7%ReducedHistory
PGProcter & Gamble CoStock5,171$653.0K0.2%+124+2.5%AddedHistory
HDHome Depot, Inc.Stock2,342$646.0K0.2%−19−0.8%ReducedHistory
First Tr Exchange-Traded FD337344105NASDAQ-100 SEL7,672$642.0K0.2%+7,672New–
Vanguard Scottsdale FDS92206C664VNG RUS2000IDX8,953$597.0K0.2%00.0%Unchanged–
Invesco Exch Traded FD Tr II46138E354S&P500 LOW VOL10,306$596.0K0.2%00.0%Unchanged–
iShares Tr464287689RUSSELL 3000 ETF2,860$592.0K0.2%00.0%Unchanged–
State Street SPDR Portfolio S&P 400 Mid Cap ETF78464A847ETF15,177$585.0K0.2%00.0%Unchanged–
Churchill Capital Corp VII17144M201UNIT 99/99/999958,340$575.0K0.2%−201,406−77.5%Reduced–
iShares Inc464286525MSCI GBL MIN VOL6,235$552.0K0.1%00.0%Unchanged–
TLG Acquisition One Corp87257M207UNIT 99/99/999955,794$550.0K0.1%−283,821−83.6%Reduced–
RYRoyal Bank of CanadaStock6,086$548.0K0.1%−99−1.6%ReducedHistory
CVSCVS Health CorpStock5,653$539.0K0.1%−401−6.6%ReducedHistory
TXNTexas Instruments IncStock3,410$528.0K0.1%+23+0.7%AddedHistory
PFEPfizer IncStock11,942$523.0K0.1%−68−0.6%ReducedHistory
LLYEli Lilly & CoStock1,610$521.0K0.1%−104−6.1%ReducedHistory
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund72201R833ETF5,255$520.0K0.1%+5,255New–
CVXChevron CorpStock3,535$508.0K0.1%−2,511−41.5%ReducedHistory
Global X FDS37954Y673US INFR DEV ETF21,851$504.0K0.1%00.0%Unchanged–
Colonnade Acquisition Corp IG2284B127UNIT 99/99/999949,830$494.0K0.1%−166,477−77.0%Reduced–
iShares Tr46434V803HDG MSCI EAFE16,280$487.0K0.1%00.0%Unchanged–
Afternext Healthtech AcquisiG01109100SHS CL A49,560$484.0K0.1%−18,200−26.9%Reduced–
State Street SPDR Portfolio S&P 500 Value ETF78464A508ETF13,945$481.0K0.1%−86−0.6%Reduced–
PGRProgressive CorpStock4,080$474.0K0.1%−21−0.5%ReducedHistory
KIIIKismet Acquisition Three Corp.CL A SHARES47,571$471.0K0.1%+47,571NewHistory
JPMorgan Ultra-Short Income ETF46641Q837ETF9,348$469.0K0.1%+9,348New–
METAMeta Platforms, Inc.Stock3,420$464.0K0.1%−876−20.4%ReducedHistory
Banner Acquisition Corp.06654K200UNIT 09/07/202646,807$463.0K0.1%−109,893−70.1%Reduced–
NVDANVIDIA CorpStock3,784$459.0K0.1%−38−1.0%ReducedHistory
State Street SPDR Portfolio S&P 500 Growth ETF78464A409ETF8,918$447.0K0.1%00.0%Unchanged–
COSTCostco Wholesale CorpStock938$443.0K0.1%+164+21.2%AddedHistory
COPConocoPhillipsStock4,252$435.0K0.1%−235−5.2%ReducedHistory
ABTAbbott LaboratoriesStock4,421$428.0K0.1%−613−12.2%ReducedHistory
Vanguard Dividend Appreciation ETF921908844ETF3,145$425.0K0.1%+16+0.5%Added–
iShares S&P Small-Cap 600 Value ETF464287879ETF5,053$417.0K0.1%00.0%Unchanged–
iShares Tr464287234MSCI EMG MKT ETF11,941$417.0K0.1%−4,770−28.5%Reduced–
PEPPepsiCo IncStock2,497$408.0K0.1%+141+6.0%AddedHistory
Vanguard Morningstar Small-Cap Value ETF922908611ETF2,846$408.0K0.1%00.0%Unchanged–
KOCoca Cola CoStock7,016$393.0K0.1%−297−4.1%ReducedHistory
Kismet Acquisition Two CorpG52807123UNIT 99/99/999938,720$384.0K0.1%−314,417−89.0%Reduced–
BXBlackstone Inc.COM4,505$377.0K0.1%+328+7.9%AddedHistory
Alpha Partners Tech Mergr CoG63290129UNIT 03/31/202838,275$376.0K0.1%−270,124−87.6%Reduced–
State Street SPDR Portfolio S&P 500 High Dividend ETF78468R788ETF10,531$374.0K0.1%−5,228−33.2%Reduced–
Springwater SPL Situations C85205U206UNIT 12/01/202737,050$370.0K0.1%−91,014−71.1%Reduced–
GETRGetaround, IncCL A COM36,460$359.0K0.1%−33,235−47.7%ReducedHistory
Fusion Acquisition Corp. II36118N201UNIT 02/29/202836,460$358.0K0.1%−110,840−75.2%Reduced–
HONHoneywell International IncCOM2,130$356.0K0.1%−2−0.1%ReducedHistory
REEUFCartesian Growth Corp IIUNIT 07/12/202834,610$346.0K0.1%−131,570−79.2%ReducedHistory
Vanguard Index FDS922908652EXTEND MKT ETF2,714$345.0K0.1%00.0%Unchanged–
ROPRoper Technologies IncStock956$344.0K0.1%−12−1.2%ReducedHistory
Accelerate Acquisition Corp.00439D201UNIT 99/99/999934,254$337.0K0.1%−153,170−81.7%Reduced–
Invesco QQQ Trust Series I46090E103ETF1,257$336.0K0.1%00.0%Unchanged–

Sold out since Q2 2022 (296)

Positions held at the end of Q2 2022 that are gone from this filing.

The largest 100 of 296 by value last quarter.

Positions of Sage Mountain Advisors LLC sold out since Q2 2022
SecurityClassShares in Q2 2022Value in Q2 2022% of portfolio in Q2 2022History
Kensington Cap Acq Corp IVG52519132UNIT 99/99/9999328,795$3.34M0.6%–
Ithax Acquisition CorpG49775102CL A SHS204,504$2.04M0.4%–
Logistics Innovtn Technlgs C54141L209UNIT 06/10/2026191,430$1.87M0.3%–
Property Solutions Acquisiti74350A207UNIT 03/01/2026187,410$1.83M0.3%–
SPYSPDR S&P 500 ETF TrustETF4,751$1.79M0.3%History
TPG Pace Beneficial II CorpG89826104COMMON STOCK157,600$1.53M0.3%–
ISLEIsleworth Healthcare Acquisition Corp.COM153,203$1.53M0.3%History
TCW Special Purpose Acqu Cor87301L205UNIT 99/99/9999150,350$1.47M0.3%–
KnightSwan Acquisition Corp499103208UNIT 99/99/9999125,970$1.26M0.2%–
Anzu Special Acquisitin Corp03737A200UNIT 01/27/2026118,880$1.16M0.2%–
Tech and Energy Transition87823R201UNIT 03/31/2028113,588$1.11M0.2%–
Liv Capital Acquisitn Corp IG5510R121UNIT 02/07/2027107,740$1.08M0.2%–
Berenson Acquisition Corp. I083690206UNIT 99/99/9999107,945$1.05M0.2%–
Austerlitz Acquisition CorpG0633U101COM CL A108,050$1.05M0.2%–
One Equity Partners Open WTR68237L204UNIT 01/14/2026106,571$1.04M0.2%–
Disruptive Acquisition CorpG2770Y110UNIT 03/06/2026105,610$1.03M0.2%–
Goal Acquisitions Corp38021H206UNIT 99/99/9999101,290$1.00M0.2%–
Khosla Ventures Acqut Co III482506102COM CL A99,545$969.0K0.2%–
Williams Rowland Acquisition Corp.96951B201UNIT 99/99/999994,426$944.0K0.2%–
Northern Star Invest Corp II66574L209UNIT 02/25/202895,330$933.0K0.2%–
HCM Acquisition CorpG4365A119UNIT 01/20/202792,830$921.0K0.2%–
Acropolis Infrastructure Acq005029202UNIT 99/99/999994,560$918.0K0.2%–
Black Mountain Acq Corp09216A207UNIT 99/99/999991,500$916.0K0.2%–
Stonebridge Acquisition CorpG85094111UNIT 04/11/202688,970$884.0K0.2%–
Austerlitz Acquisition CorpG0633D109SHS CL A88,950$867.0K0.2%–
D and Z Media Acquisition Co23305Q205UNIT 99/99/999988,166$866.0K0.2%–
Eucrates Biomedical Acqu CorG3141W114UNIT 10/23/202786,890$860.0K0.2%–
Digital Transformatn Opt Cor25401K206UNIT 03/31/202885,976$839.0K0.1%–
Plum Acquisition Corp IG7134L100UNIT 03/15/202683,020$814.0K0.1%–
Northern Star Invest Corp IV66575B200UNIT 02/25/202881,490$797.0K0.1%–
Mission Advancement Corp60501L200UNIT 99/99/999980,200$784.0K0.1%–
Go Acquisition Corp362019200UNIT 08/31/202777,920$773.0K0.1%–
Keyarch Acquisition CorpG5260A138UNIT 01/24/202785,463$768.0K0.1%–
Crown PropTech AcquisitionsG25741102SHS CL A75,788$747.0K0.1%–
Generation Asia I AcquisitioG38258110UNIT 99/99/999975,810$745.0K0.1%–
DNABSocial Capital Suvretta Holdings Corp. IICLASS A ORD SHS76,489$743.0K0.1%History
Thunder Bridge Capital Partners IV, Inc.88605L206UNIT 06/30/202675,690$740.0K0.1%–
Altimar Acquisition Corp. IIIG0370U124UNIT 99/99/999974,944$736.0K0.1%–
Parabellum Acquisition Corp.69901P208UNIT 99/99/999974,013$731.0K0.1%–
IXQUFIX Acquisition Corp.UNIT 07/31/202872,525$713.0K0.1%History
Murphy Canyon Acquisition Co626642201UNIT 01/25/202770,300$709.0K0.1%–
Kensington Capital AcquisitiG5251K111UNIT 99/99/999970,490$707.0K0.1%–
Noble Rock Acquisition CorpG6546R127UNIT 01/31/202871,592$704.0K0.1%–
Proptech Investment Corp II743497208UNIT 99/99/999971,300$701.0K0.1%–
Priveterra Acquisition Corp74275N201UNIT 99/99/999970,300$692.0K0.1%–
Black Spade Acquisition CoG11537126UNIT 99/99/999969,636$681.0K0.1%–
TETUFTechnology & Telecommunication Acquisition CorpUNIT 01/13/202766,835$678.0K0.1%History
Direxion Shares ETF Trust25459Y207NASDAQ 100 EQ WT10,660$671.0K0.1%–
Warrior Technologies Acqui C936273200UNIT 03/31/202867,160$670.0K0.1%–
Frontier Acquisition Corp.G36826116UNIT 03/01/202668,050$668.0K0.1%–
DUET Acquisition Corp.26431Q205UNIT 01/18/202766,800$662.0K0.1%–
DHC Acquisition CorpG2758T125UNIT 02/25/202664,105$628.0K0.1%–
TZP Strategies Acquistn CorpG91595127UNIT 01/06/202661,828$608.0K0.1%–
Slam Corp.G8210L113UNIT 99/99/999961,134$605.0K0.1%–
MBACM3-Brigade Acquisition II Corp.COM CL A61,522$604.0K0.1%History
Cohn Robbins Holdings CorpG23726105COM CL A60,363$600.0K0.1%–
Focus Impact Acquisition Cor34417L208UNIT 10/28/202660,274$600.0K0.1%–
CCAIUCascadia Acquisition Corp.UNIT 09/30/202861,125$599.0K0.1%History
Home Plate Acquisition Corp43734R202UNIT 09/30/202661,380$598.0K0.1%–
Iron Spark I Inc46301G103CLASS A COM59,533$588.0K0.1%–
Advanced Merger Partners Inc00777J208UNIT 99/99/999959,187$577.0K0.1%–
Hennessy Capital Invs Corp V42589T107COM CL A58,290$572.0K0.1%–
Progress Acquisition Corp.74327P204UNIT 12/25/202556,650$559.0K0.1%–
Gigcapital 5 Inc37519U208UNIT 99/99/999954,870$553.0K0.1%–
RMG Acquisition Corp IIIG76088114UNIT 02/08/202655,691$550.0K0.1%–
Accretion Acquisition Corp00438Y206UNIT 03/01/202854,830$549.0K0.1%–
TEKKTekkorp Digital Acquisition Corp.CL A53,190$527.0K0.1%History
iShares Tr464288448INTL SEL DIV ETF19,225$522.0K0.1%–
Jaws Hurricane Acquisitn Cor47201B202UNIT 06/08/202653,000$516.0K0.1%–
Landcadia Holdings IV, Inc.51477A203UNIT 05/01/202552,645$515.0K0.1%–
Everest Consolidator Acq Cor29978K201UNIT 99/99/999950,780$511.0K0.1%–
COVA Acquisition Corp.G2554Y112UNIT 04/01/202150,900$502.0K0.1%–
M3-Brigade Acquisition III Corp.55407R202UNIT 99/99/999950,310$500.0K0.1%–
Corazon Capital V838 MonocerG24237110UNIT 03/24/202650,645$497.0K0.1%–
Oxus Acquisition CorpG6859L113UNIT 99/99/999948,460$486.0K0.1%–
Forest Road Acquisition Cor34619V103CL A49,127$481.0K0.1%–
Atlas Crest Investment Corp049287204UNIT 99/99/999948,335$475.0K0.1%–
SVF Investment Corp. 2G8601M100CL A SHS48,460$475.0K0.1%–
Independence Holdings CorpG4761A119UNIT 03/02/202648,483$474.0K0.1%–
Ftac Parnassus Acquisitn Cor30319B207UNIT 03/10/202648,127$471.0K0.1%–
Atlas Crest Investment Corp049287105COM CL A47,810$469.0K0.1%–
Newcourt Acquisition CorpG6448C111UNIT 10/20/202646,600$468.0K0.1%–
Silver Spike Acquisitn CorpG8201H121UNIT 02/26/202647,343$464.0K0.1%–
GATEUMarblegate Acquisition Corp.UNIT 08/31/202846,750$462.0K0.1%History
World Quantum Growth AcquisiG5596W119UNIT 99/99/999946,011$458.0K0.1%–
Integrated Rail and Res Acq45827R205UNIT 99/99/999944,740$451.0K0.1%–
Gores Holdings VII Inc38286T200UNIT 02/12/202845,720$449.0K0.1%–
Alpha Healthcare Acqu Corp I02073F203UNIT 04/01/202645,790$445.0K0.1%–
Eq Health Acquisition Corp26886A200UNIT 02/02/202845,140$444.0K0.1%–
Lefteris Acquisition Corp52470X208UNIT 11/01/202344,296$439.0K0.1%–
Belong Acquisition Corp.08069M201UNIT 03/23/202644,200$434.0K0.1%–
Burtech Acquisition Corp123013203UNIT 12/10/202641,550$414.0K0.1%–
Velocity Acquisition Corp92259E203UNIT 99/99/999938,727$413.0K0.1%–
IACCION Acquisition Corp 3 Ltd.SHS CL A39,800$388.0K0.1%History
Hennessy Capital Invst Corp42600H207UNIT 99/99/999940,084$387.0K0.1%–
ALSAFAlpha Star Acquisition CorpORDINARY SHARES39,020$387.0K0.1%History
Rocket Internet GRWT Oprt CoG7613T111UNIT 99/99/999939,400$385.0K0.1%–
Focus Impact BH3 Acquisition Co22677T201UNIT 10/04/202638,190$378.0K0.1%–
FTAC Hera Acquisition Corp.G3728Y129UNIT 02/28/202638,220$376.0K0.1%–
EONREON Resources Inc.COM CL A37,617$375.0K0.1%History