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Livermore
Livermore
ZHEN

Sage Mountain Advisors LLC

SEC CIK
0001832274
Latest filing
Aug 5, 2026

Holdings in Q1 2023

Holdings as of Mar 31, 2023, filed Apr 25, 2023. Long positions only; changes compare share counts with Q4 2022.

Institution overview
Positions
333
+36 vs. Q4 2022
Portfolio value
$620.1M
+$180.5M (+41.0%) vs. Q4 2022
Filed
Apr 25, 2023
SEC
Holdings of Sage Mountain Advisors LLC in Q1 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
iShares MSCI USA Quality Factor ETF46432F339ETF530,492$65.8M10.6%−21,616−3.9%Reduced–
Janus Detroit STR Tr47103U845HENDRSON AAA CL1,228,283$60.8M9.8%+429,322+53.7%Added–
Vanguard Morningstar Total Stock Market ETF922908769ETF268,738$54.8M8.8%+60,922+29.3%Added–
J P Morgan Exchange Traded F46641Q761US QUALTY FCTR1,195,479$49.3M7.9%+226,371+23.4%Added–
Vanguard S&P 500 ETF922908363ETF92,984$35.0M5.6%−217−0.2%Reduced–
iShares Tr46434V456MSCI INTL QUALTY684,844$24.2M3.9%+88,155+14.8%Added–
GBDCGolub Capital BDC, Inc.COM1,779,937$24.1M3.9%+230,453+14.9%AddedHistory
SPDR Series Trust78468R812ST STR MSCI USAQ193,672$22.5M3.6%−862−0.4%Reduced–
AAPLApple Inc.Stock104,309$17.2M2.8%+68,901+194.6%AddedHistory
CPRTCopart IncCOM199,955$15.0M2.4%+199,955NewHistory
MSFTMicrosoft CorpStock43,255$12.5M2.0%+29,375+211.6%AddedHistory
Vanguard Star FDS921909768VG TL INTL STK F194,021$10.7M1.7%+8,268+4.5%Added–
Vanguard Morningstar Small-Cap ETF922908751ETF51,886$9.84M1.6%+8,080+18.4%Added–
Invesco S&P 500 Quality ETF46137V241ETF163,411$7.73M1.2%−78,121−32.3%Reduced–
Vanguard Information Technology ETF92204A702ETF19,227$7.41M1.2%+19,227New–
Vanguard Scottsdale FDS92206C102SHORT TERM TREAS124,427$7.28M1.2%−6,320−4.8%Reduced–
BACBank of America CorpStock250,944$7.18M1.2%+239,003+2,001.5%AddedHistory
Vanguard Ftse Developed Markets ETF921943858ETF127,778$5.77M0.9%−987−0.8%Reduced–
JPMJPMorgan Chase & CoStock41,368$5.39M0.9%+30,739+289.2%AddedHistory
SPDR Index Shs FDS78463X434ST STR MSCI EAFE72,733$5.04M0.8%−22,529−23.6%Reduced–
Vanguard Ftse All-World Ex-US Index Fund922042775ETF90,306$4.83M0.8%−4,388−4.6%Reduced–
FTNTFortinet, Inc.Stock66,345$4.41M0.7%+66,345NewHistory
iShares Tr464287622RUS 1000 ETF18,554$4.18M0.7%−817−4.2%Reduced–
AVGOBroadcom Inc.Stock6,174$3.96M0.6%+5,569+920.5%AddedHistory
Schwab U.S. Large-Cap ETF808524201ETF77,271$3.74M0.6%+296+0.4%Added–
BRK.ABerkshire Hathaway IncCL A8$3.72M0.6%00.0%UnchangedHistory
XOMExxonMobil Holdings CorpCOM32,648$3.58M0.6%+22,952+236.7%AddedHistory
AMZNAmazon Com IncStock34,496$3.56M0.6%+13,906+67.5%AddedHistory
TSLATesla, Inc.Stock16,649$3.45M0.6%+14,076+547.1%AddedHistory
Invesco Exchange Traded FD T46137V233S&P 500 TOP 5010,914$3.39M0.5%−266−2.4%Reduced–
BRK.BBerkshire Hathaway IncStock10,138$3.13M0.5%+481+5.0%AddedHistory
iShares Core S&P Small Cap ETF464287804ETF32,146$3.11M0.5%+110.0%Added–
SPYSPDR S&P 500 ETF TrustETF7,274$2.98M0.5%+791+12.2%AddedHistory
GOOGLAlphabet Inc.Stock27,571$2.86M0.5%+18,603+207.4%AddedHistory
iShares Russell 1000 Growth ETF464287614ETF10,461$2.56M0.4%−92−0.9%Reduced–
GOOGAlphabet Inc.Stock24,557$2.55M0.4%+10,072+69.5%AddedHistory
Vanguard Morningstar Growth ETF922908736ETF10,017$2.50M0.4%+9,307+1,310.8%Added–
iShares Tr464287150CORE S&P TTL STK24,873$2.25M0.4%+7,963+47.1%Added–
NVDANVIDIA CorpStock7,651$2.13M0.3%+3,573+87.6%AddedHistory
VVisa Inc.Stock9,269$2.09M0.3%+2,868+44.8%AddedHistory
CVSCVS Health CorpStock26,772$1.99M0.3%+21,743+432.4%AddedHistory
PNFPPinnacle Financial Partners, Inc.COM36,000$1.99M0.3%+36,000NewHistory
MRKMerck & Co., Inc.Stock17,502$1.86M0.3%+9,065+107.4%AddedHistory
iShares MSCI Eafe ETF464287465ETF25,860$1.85M0.3%+3,320+14.7%Added–
HDHome Depot, Inc.Stock6,163$1.82M0.3%+3,391+122.3%AddedHistory
SPDR Series Trust78464A763ST STR SP DIV13,900$1.72M0.3%00.0%Unchanged–
JNJJohnson & JohnsonStock10,840$1.68M0.3%+4,818+80.0%AddedHistory
PGProcter & Gamble CoStock10,298$1.53M0.2%+4,533+78.6%AddedHistory
State Street SPDR Bloomberg 1-3 Month T-Bill ETF78468R663ETF16,613$1.53M0.2%−44,230−72.7%Reduced–
CSCOCisco Systems, Inc.Stock28,466$1.49M0.2%+10,988+62.9%AddedHistory
METAMeta Platforms, Inc.Stock6,931$1.47M0.2%+3,598+108.0%AddedHistory
iShares Tr46434V803HDG MSCI EAFE49,244$1.45M0.2%+29,169+145.3%Added–
Schwab U.S. Broad Market ETF808524102ETF29,872$1.43M0.2%+159+0.5%Added–
LLYEli Lilly & CoStock4,057$1.39M0.2%+2,393+143.8%AddedHistory
State Street SPDR Portfolio Developed World Ex-US ETF78463X889ETF42,701$1.37M0.2%−2,185−4.9%Reduced–
UNHUnitedHealth Group IncStock2,844$1.34M0.2%+1,146+67.5%AddedHistory
ABBVAbbVie Inc.Stock7,982$1.27M0.2%+2,519+46.1%AddedHistory
iShares Tr46434V274INTL EQTY FACTOR41,710$1.10M0.2%+276+0.7%Added–
WMTWalmart Inc.Stock7,426$1.09M0.2%+2,094+39.3%AddedHistory
Vanguard Morningstar Value ETF922908744ETF7,683$1.06M0.2%+21+0.3%Added–
MAMastercard IncStock2,893$1.05M0.2%+1,304+82.1%AddedHistory
CVXChevron CorpStock6,303$1.03M0.2%+2,481+64.9%AddedHistory
PFEPfizer IncStock25,131$1.03M0.2%+10,108+67.3%AddedHistory
iShares Core S&P 500 ETF464287200ETF2,461$1.01M0.2%00.0%Unchanged–
ADBEAdobe Inc.Stock2,288$881.7K0.1%+1,240+118.3%AddedHistory
PEPPepsiCo IncStock4,752$866.3K0.1%+1,508+46.5%AddedHistory
KOCoca Cola CoStock13,901$862.3K0.1%+6,551+89.1%AddedHistory
ABTAbbott LaboratoriesStock8,462$856.9K0.1%+2,677+46.3%AddedHistory
FITBFifth Third BancorpCOM31,303$833.9K0.1%+31,303NewHistory
TXNTexas Instruments IncStock4,365$811.9K0.1%+1,561+55.7%AddedHistory
Dimensional U.S. Core Equity 2 ETF25434V708ETF31,219$795.5K0.1%00.0%Unchanged–
First Tr Exchange-Traded FD33734H106SHS19,501$783.2K0.1%00.0%Unchanged–
ACNAccenture plcStock2,711$774.8K0.1%+1,223+82.2%AddedHistory
ABNBAirbnb, Inc.Stock6,194$770.5K0.1%+6,194NewHistory
First Tr Exchange Traded FD33738R605DORSEY WRT 5 ETF17,038$768.1K0.1%00.0%Unchanged–
REFIChicago Atlantic Real Estate Finance, Inc.COM56,588$764.5K0.1%+37,574+197.6%AddedHistory
TMOThermo Fisher Scientific Inc.Stock1,283$739.5K0.1%+741+136.7%AddedHistory
COSTCostco Wholesale CorpStock1,438$714.5K0.1%+382+36.2%AddedHistory
HONHoneywell International IncCOM3,586$685.4K0.1%+1,233+52.4%AddedHistory
iShares Tr464287689RUSSELL 3000 ETF2,860$673.3K0.1%00.0%Unchanged–
AMGNAmgen IncStock2,780$672.1K0.1%+1,444+108.1%AddedHistory
CMCSAComcast CorpStock17,591$666.9K0.1%+9,139+108.1%AddedHistory
SBUXStarbucks CorpStock6,359$662.2K0.1%+4,190+193.2%AddedHistory
Invesco Exch Traded FD Tr II46138E354S&P500 LOW VOL10,306$643.1K0.1%00.0%Unchanged–
MCDMcDonalds CorpStock2,220$620.7K0.1%+762+52.3%AddedHistory
NFLXNetflix IncStock1,771$611.8K0.1%+397+28.9%AddedHistory
iShares Inc464286525MSCI GBL MIN VOL6,314$610.9K0.1%00.0%Unchanged–
LINLinde PLCStock1,689$600.3K0.1%+855+102.5%AddedHistory
RYRoyal Bank of CanadaStock6,157$588.5K0.1%+15+0.2%AddedHistory
VanEck ETF Trust92189F411BDC INCOME ETF37,950$562.8K0.1%−44,348−53.9%Reduced–
iShares Core MSCI Total International Stock ETF46432F834ETF9,051$560.7K0.1%00.0%Unchanged–
UPSUnited Parcel Service IncStock2,890$560.6K0.1%+2,890NewHistory
State Street SPDR Portfolio S&P 400 Mid Cap ETF78464A847ETF12,641$555.4K0.1%00.0%Unchanged–
DALDelta Air Lines, Inc.COM NEW15,710$548.6K0.1%+15,710NewHistory
Vanguard Dividend Appreciation ETF921908844ETF3,549$546.5K0.1%+16+0.5%Added–
OKLOOklo Inc.COM CL A53,160$539.6K0.1%+1,010+1.9%AddedHistory
NEENextera Energy IncStock6,965$536.9K0.1%+2,373+51.7%AddedHistory
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund72201R833ETF5,169$513.1K0.1%+308+6.3%Added–
QCOMQualcomm IncStock3,894$496.8K0.1%+3,894NewHistory
MSMorgan StanleyStock5,593$491.1K0.1%+3,035+118.6%AddedHistory

Sold out since Q4 2022 (78)

Positions held at the end of Q4 2022 that are gone from this filing.

Positions of Sage Mountain Advisors LLC sold out since Q4 2022
SecurityClassShares in Q4 2022Value in Q4 2022% of portfolio in Q4 2022History
First Tr Exchange-Traded FD337344105NASDAQ-100 SEL7,683$682.1K0.2%–
Kismet Acquisition Two CorpG52807123UNIT 99/99/999927,300$275.5K0.1%–
FSNBFusion Acquisition Corp. IICOM CL A27,000$271.1K0.1%History
Kadem Sustainable Impact Cor48284E204UNIT 03/17/202626,210$263.1K0.1%–
Fintech Evolution Acquis GroG3R19A112UNIT 99/99/999925,020$252.0K0.1%–
Banner Acquisition Corp.06654K200UNIT 09/07/202625,000$250.8K0.1%–
Springwater SPL Situations C85205U206UNIT 12/01/202724,543$249.1K0.1%–
AIGAmerican International Group, Inc.Stock3,935$248.8K0.1%History
Colonnade Acquisition Corp IG2284B127UNIT 99/99/999924,010$240.3K0.1%–
CVIIChurchill Capital Corp VIICOM CL A21,710$216.4K<0.1%History
Twelve Seas Investment Co. II90118T106COM CL A20,190$202.9K<0.1%–
WPCBWarburg Pincus Capital Corp I-BSHS CL A20,000$201.8K<0.1%History
TWOAtwoCOM CL A20,000$201.4K<0.1%History
Build Acquisition Corp12008J204UNIT 99/99/999919,210$192.3K<0.1%–
Flame Acquisition Corp33850F207UNIT 99/99/999917,610$182.1K<0.1%–
Mobiv Acquisition Corp60742N205UNIT 07/31/202716,337$167.3K<0.1%–
Arrowroot Acquisition Corp04282M201UNIT 01/29/202615,860$158.9K<0.1%–
Eve Mobility Acquisition CorG3218G125UNIT 99/99/999915,230$156.6K<0.1%–
Pearl Holdings Acquisitn CorG44525122UNIT 12/15/202614,000$143.2K<0.1%–
Motive Capital Corp IIG6293R122UNIT 99/99/999914,000$143.1K<0.1%–
Jackson Acquisition Co46653C205UNIT 99/99/999914,000$142.1K<0.1%–
Aetherium Acquisition Corp00809J200UNIT 12/21/202614,000$141.8K<0.1%–
The Growth for Good Acqu CorG41522122UNIT 11/12/202614,000$141.1K<0.1%–
Trajectory Alpha Acquisition89301B203UNIT 99/99/999914,000$140.7K<0.1%–
ATEKAthena Technology Acquisition Corp. IICL A COM14,000$140.7K<0.1%History
iShares Tr464288257MSCI ACWI ETF1,564$132.8K<0.1%–
Ibere PharmaceuticalsG46843127UNIT 99/99/999913,200$131.6K<0.1%–
C5 Acquisition Corporation12530D204UNIT 99/99/999912,500$127.9K<0.1%–
Viscogliosi Bros Acquistn Co92838K209UNIT 03/18/202712,000$121.1K<0.1%–
SBCSBC Medical Group Holdings IncCOM11,500$117.3K<0.1%History
L Catterton Asia AcquisitionG5346G125CLASS A ORD SHS11,500$116.2K<0.1%–
Hainan Manaslu Acquistn CorpG4233U123UNIT 01/31/202910,000$114.5K<0.1%–
African Gold Acquisition CorG0112R116UNIT 99/99/999911,310$113.1K<0.1%–
Jaguar Global Growth Corp IG5S11A106CLASS A ORD SHS11,000$112.4K<0.1%–
Papaya Growth Opportunity Corp. I69882P201UNIT 12/31/202811,000$112.2K<0.1%–
Pine Technology Acquisitn Co722850104CLASS A COM10,878$109.1K<0.1%–
Ares Acquisition CorporationG33032106COM CL A10,800$108.8K<0.1%–
Plutonian Acquisition Corp.72942P203UNIT 10/26/202710,000$100.7K<0.1%–
PRLHPearl Holdings Acquisition CorpCLASS A ORD SHS9,530$97.5K<0.1%History
GX Acquisition Corp II36260F204UNIT 03/17/20269,450$95.4K<0.1%–
GX Acquisition Corp II36260F105CLASS A COM9,000$90.1K<0.1%–
Ironwood Pharmaceuticals Inc46333XAF5NOTE 0.750% 6/1–$44.9K<0.1%–
InterDigital, Inc.45867GAB7NOTE 2.000% 6/0–$43.0K<0.1%–
Biomarin Pharmaceutical Inc09061GAK7NOTE 1.250% 5/1–$43.0K<0.1%–
Guess Inc401617AD7NOTE 2.000% 4/1–$42.4K<0.1%–
Schwab U.S. Large-Cap Growth ETF808524300ETF760$42.2K<0.1%–
Greenbrier Cos Inc393657AM3NOTE 2.875% 4/1–$39.7K<0.1%–
Halozyme Therapeutics, Inc.40637HAD1NOTE 0.250% 3/0–$38.7K<0.1%–
Ford MTR Co Del345370CZ1NOTE 3/1–$37.7K<0.1%–
PetIQ, Inc.71639TAB2NOTE 4.000% 6/0–$33.0K<0.1%–
JetBlue Airways Corp477143AP6NOTE 0.500% 4/0–$32.8K<0.1%–
Cheesecake Factory Inc163072AA9NOTE 0.375% 6/1–$32.8K<0.1%–
KAMAN Corp483548AF0NOTE 3.250% 5/0–$32.5K<0.1%–
State Street Communication Services Select Sector SPDR ETF81369Y852ETF674$32.3K<0.1%–
State Street Real Estate Select Sector SPDR ETF81369Y860ETF865$31.9K<0.1%–
TripAdvisor, Inc.896945AD4NOTE 0.250% 4/0–$31.9K<0.1%–
Chegg, Inc163092AD1NOTE 0.125% 3/1–$30.1K<0.1%–
Imax Corp45245EAJ8NOTE 0.500% 4/0–$29.5K<0.1%–
Hannon Armstrong Sust Infr C41068XAD2NOTE 8/1–$28.4K<0.1%–
Pacira BioSciences, Inc.695127AF7NOTE 0.750% 8/0–$27.0K<0.1%–
Haemonetics Corp Mass405024AB6NOTE 3/0–$24.8K<0.1%–
Vishay Intertechnology Inc928298AP3NOTE 2.250% 6/1–$24.1K<0.1%–
Lci Inds501812AB7NOTE 1.125% 5/1–$21.1K<0.1%–
iShares Tr46428743220 YR TR BD ETF170$16.9K<0.1%–
Biomarin Pharmaceutical Inc09061GAH4NOTE 0.599% 8/0–$14.9K<0.1%–
Schwab US Tips ETF808524870ETF160$8.29K<0.1%–
VSHVishay Intertechnology IncCOM364$7.85K<0.1%History
BMRNBiomarin Pharmaceutical IncCOM31$3.21K<0.1%History
KAMNKAMAN CorpCOM102$2.27K<0.1%History
Ironwood Pharmaceuticals Inc46333XAH1NOTE 1.500% 6/1–$2.18K<0.1%–
TLG Acquisition One Corp87257M116*W EXP 01/25/20213,827$567<0.1%–
ATEKWAthena Technology Acquisition Corp. II*W EXP 10/17/2027,000$279<0.1%History
Churchill Capital Corp VII17144M110*W EXP 02/29/2024,342$214<0.1%–
JBLUJetBlue Airways CorpCOM27$175<0.1%History
Twelve Seas Investment Co. II90118T114*W EXP 03/02/2026,730$106<0.1%–
Fusion Acquisition Corp. II36118N110*W EXP 02/29/2029,000$7<0.1%–
Pine Technology Acquisitn Co722850112*W EXP 03/31/2023,626$6<0.1%–
Kismet Acquisition Three CorG5276C102*W EXP 06/30/20211,989$00.0%–