Baron Financial Group, LLC
- SEC CIK
- 0001832093
- Latest filing
- Jul 9, 2026
Holdings in Q4 2023
Holdings as of Dec 31, 2023, filed Jan 22, 2024. Long positions only; changes compare share counts with Q3 2023.
- Positions
- 51
- +2 vs. Q3 2023
- Portfolio value
- $156.8M
- +$2.88M (+1.9%) vs. Q3 2023
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| SPYSPDR S&P 500 ETF Trust | ETF | 37,736 | $17.9M | 11.4% | −812−2.1% | Reduced | History |
| iShares Russell 2000 ETF464287655 | ETF | 81,264 | $16.3M | 10.4% | −400−0.5% | Reduced | – |
| Vanguard Malvern FDS922020805 | STRM INFPROIDX | 289,218 | $13.7M | 8.8% | −11,170−3.7% | Reduced | – |
| Invesco QQQ Trust Series I46090E103 | ETF | 25,177 | $10.3M | 6.6% | −398−1.6% | Reduced | – |
| State Street SPDR Bloomberg Convertible Securities ETF78464A359 | ETF | 81,107 | $5.85M | 3.7% | −475−0.6% | Reduced | – |
| iShares MSCI Eafe ETF464287465 | ETF | 76,787 | $5.79M | 3.7% | −1,415−1.8% | Reduced | – |
| Vanguard Real Estate ETF922908553 | ETF | 59,626 | $5.27M | 3.4% | +2,941+5.2% | Added | – |
| Invesco Exch Traded FD Tr II46138E263 | S&P GBL WATER | 97,180 | $5.15M | 3.3% | −910−0.9% | Reduced | – |
| GLDSPDR Gold Trust | ETF | 24,930 | $4.77M | 3.0% | −410−1.6% | Reduced | History |
| iShares Core S&P Small Cap ETF464287804 | ETF | 42,445 | $4.59M | 2.9% | −649−1.5% | Reduced | – |
| iShares Tr464288158 | SHRT NAT MUN ETF | 43,190 | $4.55M | 2.9% | −9,905−18.7% | Reduced | – |
| iShares Russell Midcap ETF464287499 | ETF | 53,892 | $4.19M | 2.7% | +2,664+5.2% | Added | – |
| iShares Tr464287234 | MSCI EMG MKT ETF | 103,309 | $4.15M | 2.6% | −890−0.9% | Reduced | – |
| Vanguard Health Care ETF92204A504 | ETF | 16,151 | $4.05M | 2.6% | −325−2.0% | Reduced | – |
| iShares Tr46434V456 | MSCI INTL QUALTY | 106,420 | $4.00M | 2.5% | +2,385+2.3% | Added | – |
| iShares Tr46435G102 | CONV BD ETF | 49,540 | $3.89M | 2.5% | +240+0.5% | Added | – |
| iShares Russell 1000 Growth ETF464287614 | ETF | 10,169 | $3.08M | 2.0% | −300−2.9% | Reduced | – |
| iShares Tr46435G516 | ESG AW MSCI EAFE | 38,645 | $2.92M | 1.9% | −35−0.1% | Reduced | – |
| SPDR Series Trust78464A516 | ST INTL BBG ETF | 120,910 | $2.80M | 1.8% | −21,535−15.1% | Reduced | – |
| New York Life Investments Et45409B107 | HEDGE MULTI STRA | 89,020 | $2.68M | 1.7% | +735+0.8% | Added | – |
| State Street SPDR Portfolio Developed World Ex-US ETF78463X889 | ETF | 72,986 | $2.48M | 1.6% | −1,494−2.0% | Reduced | – |
| MDYSPDR S&P Midcap 400 ETF Trust | ETF | 4,613 | $2.34M | 1.5% | −139−2.9% | Reduced | History |
| iShares Russell 1000 Value ETF464287598 | ETF | 14,004 | $2.31M | 1.5% | −600−4.1% | Reduced | – |
| Amplify ETF Tr032108409 | CWP ENHANCED DIV | 59,390 | $2.17M | 1.4% | +59,390 | New | – |
| iShares MSCI USA Momentum Factor ETF46432F396 | ETF | 13,616 | $2.14M | 1.4% | −40,875−75.0% | Reduced | – |
| iShares Core MSCI Emerging Markets ETF46434G103 | ETF | 39,371 | $1.99M | 1.3% | +1,355+3.6% | Added | – |
| AAPLApple Inc. | Stock | 9,725 | $1.87M | 1.2% | +30.0% | Added | History |
| iShares Inc46434G863 | ESG AWR MSCI EM | 56,577 | $1.81M | 1.2% | +575+1.0% | Added | – |
| Invesco Exchange Traded FD T46137V431 | S&P 500 GARP ETF | 17,374 | $1.70M | 1.1% | +325+1.9% | Added | – |
| Vanguard Morningstar Total Stock Market ETF922908769 | ETF | 6,635 | $1.57M | 1.0% | −135−2.0% | Reduced | – |
| iShares Core S&P Mid-Cap ETF464287507 | ETF | 5,573 | $1.54M | 1.0% | +175+3.2% | Added | – |
| Vanguard Total International Bond ETF92203J407 | ETF | 22,533 | $1.11M | 0.7% | +22,533 | New | – |
| MSFTMicrosoft Corp | Stock | 2,307 | $867.4K | 0.6% | +10.0% | Added | History |
| XOMExxonMobil Holdings Corp | COM | 7,420 | $741.9K | 0.5% | −100−1.3% | Reduced | History |
| Vanguard Morningstar Small-Cap ETF922908751 | ETF | 3,232 | $689.5K | 0.4% | +3,232 | New | – |
| Invesco Actively Managed Exc46090A705 | S&P500 DOWNSID | 16,950 | $580.2K | 0.4% | −109,880−86.6% | Reduced | – |
| iShares Tr464288414 | NATIONAL MUN ETF | 5,310 | $575.7K | 0.4% | −6,799−56.1% | Reduced | – |
| IBMInternational Business Machines Corp | Stock | 3,333 | $545.0K | 0.3% | −95−2.8% | Reduced | History |
| Vanguard Short-Term Bond ETF921937827 | ETF | 6,643 | $511.6K | 0.3% | −3,140−32.1% | Reduced | – |
| ADPAutomatic Data Processing Inc | Stock | 1,613 | $375.9K | 0.2% | −44−2.7% | Reduced | History |
| ARCCAres Capital Corp | CEF | 18,366 | $367.9K | 0.2% | +543+3.0% | Added | History |
| Vanguard Information Technology ETF92204A702 | ETF | 653 | $316.1K | 0.2% | −20−3.0% | Reduced | – |
| JPMJPMorgan Chase & Co | Stock | 1,730 | $294.3K | 0.2% | 00.0% | Unchanged | History |
| CLColgate Palmolive Co | Stock | 3,490 | $278.2K | 0.2% | −33−0.9% | Reduced | History |
| JNJJohnson & Johnson | Stock | 1,711 | $268.2K | 0.2% | +1+0.1% | Added | History |
| Vanguard Dividend Appreciation ETF921908844 | ETF | 1,367 | $232.9K | 0.1% | +57+4.4% | Added | – |
| First Tr Exch Traded FD III33739E108 | PFD SECS INC ETF | 13,385 | $225.7K | 0.1% | −79,304−85.6% | Reduced | – |
| iShares Core MSCI Eafe ETF46432F842 | ETF | 3,116 | $219.2K | 0.1% | −50−1.6% | Reduced | – |
| MRKMerck & Co., Inc. | Stock | 1,993 | $217.3K | 0.1% | 00.0% | Unchanged | History |
| ABBVAbbVie Inc. | Stock | 1,393 | $215.9K | 0.1% | 00.0% | Unchanged | History |
| iShares Tr464288570 | ESG MSCI KLD ETF | 2,245 | $204.4K | 0.1% | +2,245 | New | – |
Sold out since Q3 2023 (2)
Positions held at the end of Q3 2023 that are gone from this filing.