Baron Financial Group, LLC
- SEC CIK
- 0001832093
- Latest filing
- Jul 9, 2026
Holdings in Q1 2024
Holdings as of Mar 31, 2024, filed Apr 30, 2024. Long positions only; changes compare share counts with Q4 2023.
- Positions
- 50
- −1 vs. Q4 2023
- Portfolio value
- $162.1M
- +$5.24M (+3.3%) vs. Q4 2023
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| SPYSPDR S&P 500 ETF Trust | ETF | 36,267 | $19.0M | 11.7% | −1,469−3.9% | Reduced | History |
| iShares Russell 2000 ETF464287655 | ETF | 80,365 | $16.9M | 10.4% | −899−1.1% | Reduced | – |
| Vanguard Malvern FDS922020805 | STRM INFPROIDX | 283,373 | $13.6M | 8.4% | −5,845−2.0% | Reduced | – |
| Invesco QQQ Trust Series I46090E103 | ETF | 24,303 | $10.8M | 6.7% | −874−3.5% | Reduced | – |
| iShares MSCI Eafe ETF464287465 | ETF | 76,412 | $6.10M | 3.8% | −375−0.5% | Reduced | – |
| State Street SPDR Bloomberg Convertible Securities ETF78464A359 | ETF | 81,267 | $5.94M | 3.7% | +160+0.2% | Added | – |
| Invesco Exch Traded FD Tr II46138E263 | S&P GBL WATER | 97,360 | $5.41M | 3.3% | +180+0.2% | Added | – |
| Vanguard Real Estate ETF922908553 | ETF | 60,295 | $5.21M | 3.2% | +669+1.1% | Added | – |
| GLDSPDR Gold Trust | ETF | 25,090 | $5.16M | 3.2% | +160+0.6% | Added | History |
| iShares Russell Midcap ETF464287499 | ETF | 53,922 | $4.53M | 2.8% | +30+0.1% | Added | – |
| iShares Core S&P Small Cap ETF464287804 | ETF | 40,495 | $4.48M | 2.8% | −1,950−4.6% | Reduced | – |
| iShares Tr464288158 | SHRT NAT MUN ETF | 42,630 | $4.46M | 2.8% | −560−1.3% | Reduced | – |
| Vanguard Health Care ETF92204A504 | ETF | 15,982 | $4.32M | 2.7% | −169−1.0% | Reduced | – |
| iShares Tr46434V456 | MSCI INTL QUALTY | 108,640 | $4.31M | 2.7% | +2,220+2.1% | Added | – |
| iShares Tr464287234 | MSCI EMG MKT ETF | 102,499 | $4.21M | 2.6% | −810−0.8% | Reduced | – |
| iShares Tr46435G102 | CONV BD ETF | 50,015 | $3.99M | 2.5% | +475+1.0% | Added | – |
| Amplify ETF Tr032108409 | CWP ENHANCED DIV | 82,760 | $3.22M | 2.0% | +23,370+39.4% | Added | – |
| iShares Russell 1000 Growth ETF464287614 | ETF | 9,217 | $3.11M | 1.9% | −952−9.4% | Reduced | – |
| iShares Tr46435G516 | ESG AW MSCI EAFE | 37,220 | $2.97M | 1.8% | −1,425−3.7% | Reduced | – |
| New York Life Investments Et45409B107 | HEDGE MULTI STRA | 95,169 | $2.94M | 1.8% | +6,149+6.9% | Added | – |
| State Street SPDR Portfolio Developed World Ex-US ETF78463X889 | ETF | 69,791 | $2.50M | 1.5% | −3,195−4.4% | Reduced | – |
| SPDR Series Trust78464A516 | ST INTL BBG ETF | 111,885 | $2.49M | 1.5% | −9,025−7.5% | Reduced | – |
| MDYSPDR S&P Midcap 400 ETF Trust | ETF | 4,413 | $2.46M | 1.5% | −200−4.3% | Reduced | History |
| iShares Russell 1000 Value ETF464287598 | ETF | 13,029 | $2.33M | 1.4% | −975−7.0% | Reduced | – |
| iShares Core MSCI Emerging Markets ETF46434G103 | ETF | 43,651 | $2.25M | 1.4% | +4,280+10.9% | Added | – |
| Vanguard Total International Bond ETF92203J407 | ETF | 44,528 | $2.19M | 1.4% | +21,995+97.6% | Added | – |
| Invesco Exchange Traded FD T46137V431 | S&P 500 GARP ETF | 17,690 | $1.88M | 1.2% | +316+1.8% | Added | – |
| iShares Core S&P Mid-Cap ETF464287507 | ETF | 28,210 | $1.71M | 1.1% | +345+1.2% | AddedConverted for a 5-for-1 split | – |
| iShares Inc46434G863 | ESG AWR MSCI EM | 53,023 | $1.71M | 1.1% | −3,554−6.3% | Reduced | – |
| Vanguard Morningstar Total Stock Market ETF922908769 | ETF | 6,335 | $1.65M | 1.0% | −300−4.5% | Reduced | – |
| AAPLApple Inc. | Stock | 9,468 | $1.62M | 1.0% | −257−2.6% | Reduced | History |
| Vanguard Morningstar Small-Cap ETF922908751 | ETF | 4,212 | $962.9K | 0.6% | +980+30.3% | Added | – |
| MSFTMicrosoft Corp | Stock | 2,262 | $951.8K | 0.6% | −45−2.0% | Reduced | History |
| XOMExxonMobil Holdings Corp | COM | 7,420 | $862.5K | 0.5% | 00.0% | Unchanged | History |
| iShares MSCI USA Momentum Factor ETF46432F396 | ETF | 4,196 | $786.1K | 0.5% | −9,420−69.2% | Reduced | – |
| IBMInternational Business Machines Corp | Stock | 3,337 | $637.2K | 0.4% | +4+0.1% | Added | History |
| Vanguard Short-Term Bond ETF921937827 | ETF | 6,703 | $513.9K | 0.3% | +60+0.9% | Added | – |
| iShares Tr464288414 | NATIONAL MUN ETF | 4,765 | $512.7K | 0.3% | −545−10.3% | Reduced | – |
| ARCCAres Capital Corp | CEF | 18,366 | $382.4K | 0.2% | 00.0% | Unchanged | History |
| ADPAutomatic Data Processing Inc | Stock | 1,485 | $370.8K | 0.2% | −128−7.9% | Reduced | History |
| Vanguard Information Technology ETF92204A702 | ETF | 653 | $342.4K | 0.2% | 00.0% | Unchanged | – |
| JPMJPMorgan Chase & Co | Stock | 1,680 | $336.5K | 0.2% | −50−2.9% | Reduced | History |
| CLColgate Palmolive Co | Stock | 3,490 | $314.3K | 0.2% | 00.0% | Unchanged | History |
| MRKMerck & Co., Inc. | Stock | 1,993 | $263.0K | 0.2% | 00.0% | Unchanged | History |
| JNJJohnson & Johnson | Stock | 1,612 | $255.0K | 0.2% | −99−5.8% | Reduced | History |
| ABBVAbbVie Inc. | Stock | 1,393 | $253.7K | 0.2% | 00.0% | Unchanged | History |
| Vanguard Dividend Appreciation ETF921908844 | ETF | 1,367 | $249.6K | 0.2% | 00.0% | Unchanged | – |
| iShares Core MSCI Eafe ETF46432F842 | ETF | 3,116 | $231.3K | 0.1% | 00.0% | Unchanged | – |
| PGProcter & Gamble Co | Stock | 1,351 | $219.2K | 0.1% | +1,351 | New | History |
| iShares Tr464288570 | ESG MSCI KLD ETF | 2,110 | $212.7K | 0.1% | −135−6.0% | Reduced | – |
Sold out since Q4 2023 (2)
Positions held at the end of Q4 2023 that are gone from this filing.
| Security | Class | Shares in Q4 2023 | Value in Q4 2023 | % of portfolio in Q4 2023 | History |
|---|---|---|---|---|---|
| Invesco Actively Managed Exc46090A705 | S&P500 DOWNSID | 16,950 | $580.2K | 0.4% | – |
| First Tr Exch Traded FD III33739E108 | PFD SECS INC ETF | 13,385 | $225.7K | 0.1% | – |