Baron Financial Group, LLC
- SEC CIK
- 0001832093
- Latest filing
- Jul 9, 2026
Holdings in Q3 2023
Holdings as of Sep 30, 2023, filed Oct 19, 2023. Long positions only; changes compare share counts with Q2 2023.
- Positions
- 49
- −3 vs. Q2 2023
- Portfolio value
- $153.9M
- −$8.00M (−4.9%) vs. Q2 2023
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| SPYSPDR S&P 500 ETF Trust | ETF | 38,548 | $16.5M | 10.7% | −529−1.4% | Reduced | History |
| iShares Russell 2000 ETF464287655 | ETF | 81,664 | $14.4M | 9.4% | +315+0.4% | Added | – |
| Vanguard Malvern FDS922020805 | STRM INFPROIDX | 300,388 | $14.2M | 9.2% | −8,475−2.7% | Reduced | – |
| Invesco QQQ Trust Series I46090E103 | ETF | 25,575 | $9.16M | 6.0% | −232−0.9% | Reduced | – |
| iShares MSCI USA Momentum Factor ETF46432F396 | ETF | 54,491 | $7.61M | 4.9% | −1,115−2.0% | Reduced | – |
| State Street SPDR Bloomberg Convertible Securities ETF78464A359 | ETF | 81,582 | $5.53M | 3.6% | +300.0% | Added | – |
| iShares Tr464288158 | SHRT NAT MUN ETF | 53,095 | $5.46M | 3.5% | −3,575−6.3% | Reduced | – |
| iShares MSCI Eafe ETF464287465 | ETF | 78,202 | $5.39M | 3.5% | −215−0.3% | Reduced | – |
| Invesco Exch Traded FD Tr II46138E263 | S&P GBL WATER | 98,090 | $4.56M | 3.0% | +220+0.2% | Added | – |
| GLDSPDR Gold Trust | ETF | 25,340 | $4.34M | 2.8% | +65+0.3% | Added | History |
| Vanguard Real Estate ETF922908553 | ETF | 56,685 | $4.29M | 2.8% | +1,749+3.2% | Added | – |
| iShares Core S&P Small Cap ETF464287804 | ETF | 43,094 | $4.07M | 2.6% | +50.0% | Added | – |
| iShares Tr464287234 | MSCI EMG MKT ETF | 104,199 | $3.95M | 2.6% | +835+0.8% | Added | – |
| Invesco Actively Managed Exc46090A705 | S&P500 DOWNSID | 126,830 | $3.95M | 2.6% | −2,340−1.8% | Reduced | – |
| Vanguard Health Care ETF92204A504 | ETF | 16,476 | $3.87M | 2.5% | −102−0.6% | Reduced | – |
| iShares Tr46435G102 | CONV BD ETF | 49,300 | $3.66M | 2.4% | +1,010+2.1% | Added | – |
| iShares Russell Midcap ETF464287499 | ETF | 51,228 | $3.55M | 2.3% | +1,600+3.2% | Added | – |
| iShares Tr46434V456 | MSCI INTL QUALTY | 104,035 | $3.50M | 2.3% | +1,255+1.2% | Added | – |
| SPDR Series Trust78464A516 | ST INTL BBG ETF | 142,445 | $3.03M | 2.0% | +4,175+3.0% | Added | – |
| iShares Russell 1000 Growth ETF464287614 | ETF | 10,469 | $2.78M | 1.8% | −530−4.8% | Reduced | – |
| iShares Tr46435G516 | ESG AW MSCI EAFE | 38,680 | $2.67M | 1.7% | +410+1.1% | Added | – |
| New York Life Investments Et45409B107 | HEDGE MULTI STRA | 88,285 | $2.65M | 1.7% | +2,440+2.8% | Added | – |
| State Street SPDR Portfolio Developed World Ex-US ETF78463X889 | ETF | 74,480 | $2.31M | 1.5% | +2,550+3.5% | Added | – |
| iShares Russell 1000 Value ETF464287598 | ETF | 14,604 | $2.22M | 1.4% | −295−2.0% | Reduced | – |
| MDYSPDR S&P Midcap 400 ETF Trust | ETF | 4,752 | $2.17M | 1.4% | −129−2.6% | Reduced | History |
| iShares Core MSCI Emerging Markets ETF46434G103 | ETF | 38,016 | $1.81M | 1.2% | +720+1.9% | Added | – |
| iShares Inc46434G863 | ESG AWR MSCI EM | 56,002 | $1.70M | 1.1% | +1,045+1.9% | Added | – |
| AAPLApple Inc. | Stock | 9,722 | $1.66M | 1.1% | −57−0.6% | Reduced | History |
| Invesco Exchange Traded FD T46137V431 | S&P 500 GARP ETF | 17,049 | $1.56M | 1.0% | +716+4.4% | Added | – |
| First Tr Exch Traded FD III33739E108 | PFD SECS INC ETF | 92,689 | $1.48M | 1.0% | −11,895−11.4% | Reduced | – |
| Vanguard Morningstar Total Stock Market ETF922908769 | ETF | 6,770 | $1.44M | 0.9% | +431+6.8% | Added | – |
| iShares Core S&P Mid-Cap ETF464287507 | ETF | 5,398 | $1.35M | 0.9% | +15+0.3% | Added | – |
| iShares Tr464288414 | NATIONAL MUN ETF | 12,109 | $1.24M | 0.8% | −1,910−13.6% | Reduced | – |
| XOMExxonMobil Holdings Corp | COM | 7,520 | $884.2K | 0.6% | 00.0% | Unchanged | History |
| Vanguard Short-Term Bond ETF921937827 | ETF | 9,783 | $735.4K | 0.5% | −555−5.4% | Reduced | – |
| MSFTMicrosoft Corp | Stock | 2,306 | $728.1K | 0.5% | +10.0% | Added | History |
| IBMInternational Business Machines Corp | Stock | 3,428 | $480.9K | 0.3% | +6+0.2% | Added | History |
| ADPAutomatic Data Processing Inc | Stock | 1,657 | $398.7K | 0.3% | +1+0.1% | Added | History |
| ARCCAres Capital Corp | CEF | 17,823 | $347.0K | 0.2% | +271+1.5% | Added | History |
| Vanguard Information Technology ETF92204A702 | ETF | 673 | $279.2K | 0.2% | 00.0% | Unchanged | – |
| JNJJohnson & Johnson | Stock | 1,710 | $266.4K | 0.2% | 00.0% | Unchanged | History |
| JPMJPMorgan Chase & Co | Stock | 1,730 | $250.9K | 0.2% | 00.0% | Unchanged | History |
| CLColgate Palmolive Co | Stock | 3,523 | $250.5K | 0.2% | 00.0% | Unchanged | History |
| PFEPfizer Inc | Stock | 6,400 | $212.3K | 0.1% | −47−0.7% | Reduced | History |
| ABBVAbbVie Inc. | Stock | 1,393 | $207.6K | 0.1% | +1,393 | New | History |
| MRKMerck & Co., Inc. | Stock | 1,993 | $205.2K | 0.1% | 00.0% | Unchanged | History |
| PEGPublic Service Enterprise Group Inc | COM | 3,596 | $204.6K | 0.1% | +25+0.7% | Added | History |
| iShares Core MSCI Eafe ETF46432F842 | ETF | 3,166 | $203.7K | 0.1% | −185−5.5% | Reduced | – |
| Vanguard Dividend Appreciation ETF921908844 | ETF | 1,310 | $203.5K | 0.1% | 00.0% | Unchanged | – |
Sold out since Q2 2023 (4)
Positions held at the end of Q2 2023 that are gone from this filing.
| Security | Class | Shares in Q2 2023 | Value in Q2 2023 | % of portfolio in Q2 2023 | History |
|---|---|---|---|---|---|
| EXELExelixis, Inc. | COM | 11,763 | $224.8K | 0.1% | History |
| iShares Tr464288570 | ESG MSCI KLD ETF | 2,525 | $212.5K | 0.1% | – |
| PGProcter & Gamble Co | Stock | 1,351 | $205.0K | 0.1% | History |
| iShares Core U.S. Aggregate Bond ETF464287226 | ETF | 2,055 | $201.3K | 0.1% | – |