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Livermore
Livermore
ZHEN

Baron Financial Group, LLC

SEC CIK
0001832093
Latest filing
Jul 9, 2026

Holdings in Q3 2022

Holdings as of Sep 30, 2022, filed Nov 3, 2022. Long positions only; changes compare share counts with Q2 2022.

Institution overview
Positions
49
−161 vs. Q2 2022
Portfolio value
$148.4M
−$2.81M (−1.9%) vs. Q2 2022
Filed
Nov 3, 2022
SEC
Holdings of Baron Financial Group, LLC in Q3 2022
SecurityClassSharesValue% of portfolioShare changeActionHistory
Vanguard Malvern FDS922020805STRM INFPROIDX342,188$16.5M11.1%−5,045−1.5%Reduced–
SPYSPDR S&P 500 ETF TrustETF37,574$13.4M9.0%+1,122+3.1%AddedHistory
iShares Russell 2000 ETF464287655ETF80,391$13.3M8.9%+95+0.1%Added–
iShares MSCI USA Momentum Factor ETF46432F396ETF53,020$6.96M4.7%+340+0.6%Added–
iShares Tr464288158SHRT NAT MUN ETF66,020$6.78M4.6%−4,375−6.2%Reduced–
Vanguard Short-Term Bond ETF921937827ETF75,299$5.63M3.8%−48,642−39.2%Reduced–
State Street SPDR Bloomberg Convertible Securities ETF78464A359ETF81,347$5.15M3.5%−860−1.0%Reduced–
Invesco QQQ Trust Series I46090E103ETF18,828$5.03M3.4%+18,828New–
iShares MSCI Eafe ETF464287465ETF81,673$4.58M3.1%+160+0.2%Added–
GLDSPDR Gold TrustETF27,955$4.32M2.9%−405−1.4%ReducedHistory
Invesco Exch Traded FD Tr II46138E263S&P GBL WATER95,925$3.94M2.7%+230+0.2%Added–
iShares Tr464288414NATIONAL MUN ETF36,240$3.72M2.5%−3,835−9.6%Reduced–
Vanguard Real Estate ETF922908553ETF43,797$3.51M2.4%+474+1.1%Added–
Vanguard Health Care ETF92204A504ETF15,299$3.42M2.3%−100−0.6%Reduced–
iShares Tr464287234MSCI EMG MKT ETF95,789$3.34M2.3%+1,760+1.9%Added–
iShares Core S&P Small Cap ETF464287804ETF38,150$3.33M2.2%+1,090+2.9%Added–
Invesco Actively Managed Exc46090A705S&P500 DOWNSID90,990$3.09M2.1%+90,990New–
SPDR Series Trust78464A516ST INTL BBG ETF144,365$3.01M2.0%−9,630−6.3%Reduced–
iShares Core U.S. Aggregate Bond ETF464287226ETF30,795$2.97M2.0%−22,705−42.4%Reduced–
iShares Tr46435G102CONV BD ETF38,925$2.68M1.8%+38,925New–
iShares Russell 1000 Growth ETF464287614ETF12,442$2.62M1.8%00.0%Unchanged–
iShares Tr46434V456MSCI INTL QUALTY91,825$2.55M1.7%+4,405+5.0%Added–
iShares Russell 1000 Value ETF464287598ETF17,267$2.35M1.6%−100−0.6%Reduced–
New York Life Investments Et45409B107HEDGE MULTI STRA81,615$2.26M1.5%+165+0.2%Added–
MDYSPDR S&P Midcap 400 ETF TrustETF5,333$2.14M1.4%−74−1.4%ReducedHistory
iShares Russell Midcap ETF464287499ETF34,133$2.12M1.4%+34,133New–
iShares Tr46435G516ESG AW MSCI EAFE36,965$2.08M1.4%+1,140+3.2%Added–
State Street SPDR Portfolio Developed World Ex-US ETF78463X889ETF76,334$1.97M1.3%+76,334New–
iShares Tr464288570ESG MSCI KLD ETF24,395$1.63M1.1%+265+1.1%Added–
First Tr Exch Traded FD III33739E108PFD SECS INC ETF93,929$1.57M1.1%+93,929New–
iShares Inc46434G863ESG AWR MSCI EM52,935$1.47M1.0%+2,305+4.6%Added–
iShares Core MSCI Emerging Markets ETF46434G103ETF31,119$1.34M0.9%+2,165+7.5%Added–
First Trust Dow Jones Internet Index Fund33733E302ETF10,367$1.31M0.9%+200+2.0%Added–
AAPLApple Inc.Stock9,300$1.28M0.9%+138+1.5%AddedHistory
iShares Core S&P Mid-Cap ETF464287507ETF5,589$1.23M0.8%−100−1.8%Reduced–
Vanguard Morningstar Total Stock Market ETF922908769ETF6,672$1.20M0.8%−75−1.1%Reduced–
XOMExxonMobil Holdings CorpCOM7,470$652.0K0.4%−85−1.1%ReducedHistory
iShares Tr464287515EXPANDED TECH2,425$607.0K0.4%+2,425New–
MSFTMicrosoft CorpStock2,297$535.0K0.4%+110+5.0%AddedHistory
Invesco Exchange Traded FD T46137V852DORSEY WRIGHT HE3,415$414.0K0.3%+3,415New–
IBMInternational Business Machines CorpStock3,365$400.0K0.3%+6+0.2%AddedHistory
ADPAutomatic Data Processing IncStock1,407$318.0K0.2%00.0%UnchangedHistory
JNJJohnson & JohnsonStock1,888$308.0K0.2%+111+6.2%AddedHistory
PFEPfizer IncStock6,767$296.0K0.2%−274−3.9%ReducedHistory
ARCCAres Capital CorpCEF16,551$279.0K0.2%+354+2.2%AddedHistory
CLColgate Palmolive CoStock3,603$253.0K0.2%−135−3.6%ReducedHistory
Vanguard Information Technology ETF92204A702ETF748$230.0K0.2%00.0%Unchanged–
iShares Core MSCI Eafe ETF46432F842ETF4,261$224.0K0.2%−15−0.4%Reduced–
BXBlackstone Inc.COM2,650$222.0K0.1%00.0%UnchangedHistory

Sold out since Q2 2022 (169)

Positions held at the end of Q2 2022 that are gone from this filing.

The largest 100 of 169 by value last quarter.

Positions of Baron Financial Group, LLC sold out since Q2 2022
SecurityClassShares in Q2 2022Value in Q2 2022% of portfolio in Q2 2022History
PEGPublic Service Enterprise Group IncCOM3,476$220.0K0.1%History
ABBVAbbVie Inc.Stock1,393$213.4K0.1%History
JPMJPMorgan Chase & CoStock1,735$195.4K0.1%History
MRKMerck & Co., Inc.Stock2,110$192.4K0.1%History
Vanguard Dividend Appreciation ETF921908844ETF1,310$187.9K0.1%–
ABTAbbott LaboratoriesStock1,698$184.5K0.1%History
PGProcter & Gamble CoStock1,251$179.9K0.1%History
State Street Health Care Select Sector SPDR ETF81369Y209ETF1,305$167.4K0.1%–
BDXBecton Dickinson & CoStock649$159.9K0.1%History
Vanguard Morningstar Small-Cap Value ETF922908611ETF877$131.4K0.1%–
UNHUnitedHealth Group IncStock255$131.0K0.1%History
First Tr Exchange-Traded FD33736G106GBL WND ENRG ETF7,005$120.6K0.1%–
Vanguard Morningstar Growth ETF922908736ETF519$115.7K0.1%–
Vanguard Ftse Developed Markets ETF921943858ETF2,772$113.1K0.1%–
AIGAmerican International Group, Inc.Stock2,076$106.1K0.1%History
Vanguard Morningstar Value ETF922908744ETF776$102.3K0.1%–
AXPAmerican Express CoStock721$99.9K0.1%History
UPSUnited Parcel Service IncStock530$96.7K0.1%History
WMTWalmart Inc.Stock765$93.0K0.1%History
AZNAstraZeneca PLCSPONSORED ADR1,400$92.5K0.1%History
PIMCO ETF Tr72201R403BROAD US TIPS1,600$92.1K0.1%–
iShares S&P 500 Growth ETF464287309ETF1,502$90.6K0.1%–
IAUiShares Gold TrustETF2,622$90.0K0.1%History
NKENIKE, Inc.Stock855$87.4K0.1%History
WisdomTree Tr97717W109US TOTAL DIVIDND1,450$84.0K0.1%–
KOCoca Cola CoStock1,254$78.9K0.1%History
HONHoneywell International IncCOM445$77.3K0.1%History
EOGEOG Resources IncStock700$77.3K0.1%History
DISWalt Disney CoStock772$72.9K<0.1%History
MCDMcDonalds CorpStock290$71.6K<0.1%History
CSCOCisco Systems, Inc.Stock1,583$67.5K<0.1%History
BACBank of America CorpStock2,068$64.4K<0.1%History
BABoeing CoStock470$64.3K<0.1%History
BRBroadridge Financial Solutions, Inc.Stock443$63.1K<0.1%History
CATCaterpillar IncStock350$62.6K<0.1%History
iShares Core S&P 500 ETF464287200ETF156$59.1K<0.1%–
SYYSysco CorpStock675$57.2K<0.1%History
PEPPepsiCo IncStock335$55.9K<0.1%History
Invesco Exchange Traded FD T46137V357S&P500 EQL WGT395$53.0K<0.1%–
Vanguard Morningstar Mid-Cap Value ETF922908512ETF407$52.7K<0.1%–
MUSAMurphy USA Inc.COM226$52.6K<0.1%History
MDLZMondelez International, Inc.Stock841$52.2K<0.1%History
iShares Select U.S. REIT ETF464287564ETF832$50.6K<0.1%–
AMGNAmgen IncStock200$48.7K<0.1%History
NEENextera Energy IncStock612$47.4K<0.1%History
MURMurphy Oil CorpCOM1,516$45.8K<0.1%History
NEANuveen AMT-Free Quality Municipal Income FundCOM3,892$45.7K<0.1%History
Vanguard Morningstar Small-Cap ETF922908751ETF237$41.7K<0.1%–
State Street Utilities Select Sector SPDR ETF81369Y886ETF585$41.0K<0.1%–
Vanguard Ftse Emerging Markets ETF922042858ETF978$40.7K<0.1%–
Alps ETF Tr00162Q452ALERIAN MLP1,181$40.7K<0.1%–
Vanguard Star FDS921909768VG TL INTL STK F744$38.4K<0.1%–
AMZNAmazon Com IncStock360$38.2K<0.1%History
WFC.PLWells Fargo & CompanyPERP PFD CNV A30$36.5K<0.1%History
Invesco Exchange Traded FD T46137V621FINL PFD ETF2,307$35.9K<0.1%–
ORCLOracle CorpStock507$35.4K<0.1%History
State Street Communication Services Select Sector SPDR ETF81369Y852ETF639$34.7K<0.1%–
State Street Real Estate Select Sector SPDR ETF81369Y860ETF824$33.7K<0.1%–
TXNTexas Instruments IncStock214$32.8K<0.1%History
State Street Consumer Discretionary Select Sector SPDR ETF81369Y407ETF237$32.6K<0.1%–
LLYEli Lilly & CoStock100$32.4K<0.1%History
Invesco Exch Traded FD Tr II46138E354S&P500 LOW VOL500$31.0K<0.1%–
SEESealed Air CorpCOM529$30.5K<0.1%History
YUMYum Brands IncStock262$29.8K<0.1%History
VZVerizon Communications IncStock585$29.7K<0.1%History
MOAltria Group, Inc.Stock700$29.2K<0.1%History
GOOGAlphabet Inc.Stock13$28.4K<0.1%History
GOOGLAlphabet Inc.Stock13$28.3K<0.1%History
MMM3M CoStock215$27.8K<0.1%History
SCHWSchwab Charles CorpStock435$27.5K<0.1%History
Invesco Exch Traded FD Tr II46138E511PFD ETF2,180$26.9K<0.1%–
OGEOGE Energy Corp.COM675$26.0K<0.1%History
INTCIntel CorpStock680$25.4K<0.1%History
CVXChevron CorpStock173$25.0K<0.1%History
HEHawaiian Electric Industries IncCOM600$24.5K<0.1%History
APDAir Products & Chemicals, Inc.Stock100$24.0K<0.1%History
FMSFresenius Medical Care AGSPONSORED ADR960$23.9K<0.1%History
Invesco Exchange Traded FD T46137V613RAFI US 1000 ETF156$23.1K<0.1%–
Vanguard Morningstar Small-Cap Growth ETF922908595ETF116$22.9K<0.1%–
Vanguard Consumer Discretionary ETF92204A108ETF100$22.7K<0.1%–
CMCSAComcast CorpStock552$21.7K<0.1%History
AEPAmerican Electric Power Co IncStock200$19.2K<0.1%History
ACNAccenture plcStock69$19.2K<0.1%History
PCARPaccar IncCOM230$18.9K<0.1%History
GILDGilead Sciences, Inc.Stock300$18.5K<0.1%History
Schwab Emerging Markets Equity ETF808524706ETF728$18.5K<0.1%–
UDRUDR, Inc.COM400$18.4K<0.1%History
iShares Tr464287556ISHARES BIOTECH156$18.4K<0.1%–
CVSCVS Health CorpStock194$18.0K<0.1%History
PPLPPL CorpCOM641$17.4K<0.1%History
UGIUgi CorpStock450$17.4K<0.1%History
GDGeneral Dynamics CorpStock67$14.7K<0.1%History
NFLXNetflix IncStock83$14.5K<0.1%History
PRUPrudential Financial IncStock150$14.4K<0.1%History
GCPGCP Applied Technologies Inc.COM458$14.3K<0.1%History
ASMLASML Holding NVADR30$14.3K<0.1%History
LHLabcorp Holdings Inc.COM NEW60$14.1K<0.1%History
Schwab U.S. Mid-Cap ETF808524508ETF200$12.5K<0.1%–
Vanguard Energy ETF92204A306ETF125$12.4K<0.1%–
DEDeere & CoStock40$12.0K<0.1%History