Baron Financial Group, LLC
- SEC CIK
- 0001832093
- Latest filing
- Jul 9, 2026
Holdings in Q4 2022
Holdings as of Dec 31, 2022, filed Jan 20, 2023. Long positions only; changes compare share counts with Q3 2022.
- Positions
- 52
- +3 vs. Q3 2022
- Portfolio value
- $150.9M
- +$2.41M (+1.6%) vs. Q3 2022
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| Vanguard Malvern FDS922020805 | STRM INFPROIDX | 332,923 | $15.6M | 10.3% | −9,265−2.7% | Reduced | – |
| SPYSPDR S&P 500 ETF Trust | ETF | 39,042 | $14.9M | 9.9% | +1,468+3.9% | Added | History |
| iShares Russell 2000 ETF464287655 | ETF | 80,316 | $14.0M | 9.3% | −75−0.1% | Reduced | – |
| iShares MSCI USA Momentum Factor ETF46432F396 | ETF | 54,871 | $8.01M | 5.3% | +1,851+3.5% | Added | – |
| iShares Tr464288158 | SHRT NAT MUN ETF | 62,470 | $6.51M | 4.3% | −3,550−5.4% | Reduced | – |
| iShares MSCI Eafe ETF464287465 | ETF | 81,771 | $5.37M | 3.6% | +98+0.1% | Added | – |
| Invesco QQQ Trust Series I46090E103 | ETF | 20,116 | $5.36M | 3.6% | +1,288+6.8% | Added | – |
| State Street SPDR Bloomberg Convertible Securities ETF78464A359 | ETF | 81,607 | $5.25M | 3.5% | +260+0.3% | Added | – |
| GLDSPDR Gold Trust | ETF | 26,705 | $4.53M | 3.0% | −1,250−4.5% | Reduced | History |
| Invesco Exch Traded FD Tr II46138E263 | S&P GBL WATER | 94,615 | $4.41M | 2.9% | −1,310−1.4% | Reduced | – |
| Vanguard Real Estate ETF922908553 | ETF | 51,212 | $4.22M | 2.8% | +7,415+16.9% | Added | – |
| iShares Core S&P Small Cap ETF464287804 | ETF | 40,547 | $3.84M | 2.5% | +2,397+6.3% | Added | – |
| Vanguard Health Care ETF92204A504 | ETF | 15,209 | $3.77M | 2.5% | −90−0.6% | Reduced | – |
| iShares Tr464287234 | MSCI EMG MKT ETF | 97,949 | $3.71M | 2.5% | +2,160+2.3% | Added | – |
| Invesco Actively Managed Exc46090A705 | S&P500 DOWNSID | 108,475 | $3.50M | 2.3% | +17,485+19.2% | Added | – |
| iShares Tr46434V456 | MSCI INTL QUALTY | 99,440 | $3.22M | 2.1% | +7,615+8.3% | Added | – |
| iShares Tr46435G102 | CONV BD ETF | 42,305 | $2.94M | 1.9% | +3,380+8.7% | Added | – |
| SPDR Series Trust78464A516 | ST INTL BBG ETF | 126,625 | $2.84M | 1.9% | −17,740−12.3% | Reduced | – |
| iShares Russell Midcap ETF464287499 | ETF | 40,223 | $2.71M | 1.8% | +6,090+17.8% | Added | – |
| iShares Russell 1000 Growth ETF464287614 | ETF | 12,400 | $2.66M | 1.8% | −42−0.3% | Reduced | – |
| iShares Russell 1000 Value ETF464287598 | ETF | 17,396 | $2.64M | 1.7% | +129+0.7% | Added | – |
| iShares Tr46435G516 | ESG AW MSCI EAFE | 37,525 | $2.47M | 1.6% | +560+1.5% | Added | – |
| iShares Tr464288414 | NATIONAL MUN ETF | 23,234 | $2.45M | 1.6% | −13,006−35.9% | Reduced | – |
| New York Life Investments Et45409B107 | HEDGE MULTI STRA | 84,280 | $2.40M | 1.6% | +2,665+3.3% | Added | – |
| MDYSPDR S&P Midcap 400 ETF Trust | ETF | 5,233 | $2.32M | 1.5% | −100−1.9% | Reduced | History |
| State Street SPDR Portfolio Developed World Ex-US ETF78463X889 | ETF | 76,360 | $2.27M | 1.5% | +260.0% | Added | – |
| iShares Tr464288570 | ESG MSCI KLD ETF | 23,750 | $1.71M | 1.1% | −645−2.6% | Reduced | – |
| iShares Core MSCI Emerging Markets ETF46434G103 | ETF | 35,414 | $1.65M | 1.1% | +4,295+13.8% | Added | – |
| iShares Inc46434G863 | ESG AWR MSCI EM | 53,465 | $1.61M | 1.1% | +530+1.0% | Added | – |
| First Tr Exch Traded FD III33739E108 | PFD SECS INC ETF | 93,904 | $1.58M | 1.0% | −250.0% | Reduced | – |
| iShares Core S&P Mid-Cap ETF464287507 | ETF | 5,464 | $1.32M | 0.9% | −125−2.2% | Reduced | – |
| AAPLApple Inc. | Stock | 9,817 | $1.28M | 0.8% | +517+5.6% | Added | History |
| Vanguard Morningstar Total Stock Market ETF922908769 | ETF | 6,369 | $1.22M | 0.8% | −303−4.5% | Reduced | – |
| Vanguard Short-Term Bond ETF921937827 | ETF | 15,385 | $1.16M | 0.8% | −59,914−79.6% | Reduced | – |
| First Trust Dow Jones Internet Index Fund33733E302 | ETF | 8,895 | $1.10M | 0.7% | −1,472−14.2% | Reduced | – |
| XOMExxonMobil Holdings Corp | COM | 7,470 | $823.9K | 0.5% | 00.0% | Unchanged | History |
| MSFTMicrosoft Corp | Stock | 2,342 | $561.6K | 0.4% | +45+2.0% | Added | History |
| iShares Tr464287515 | EXPANDED TECH | 2,120 | $542.4K | 0.4% | −305−12.6% | Reduced | – |
| IBMInternational Business Machines Corp | Stock | 3,370 | $474.8K | 0.3% | +5+0.1% | Added | History |
| iShares Core U.S. Aggregate Bond ETF464287226 | ETF | 4,495 | $436.0K | 0.3% | −26,300−85.4% | Reduced | – |
| ADPAutomatic Data Processing Inc | Stock | 1,806 | $431.5K | 0.3% | +399+28.4% | Added | History |
| Invesco Exchange Traded FD T46137V852 | DORSEY WRIGHT HE | 3,210 | $394.9K | 0.3% | −205−6.0% | Reduced | – |
| PFEPfizer Inc | Stock | 6,657 | $341.1K | 0.2% | −110−1.6% | Reduced | History |
| JNJJohnson & Johnson | Stock | 1,840 | $325.0K | 0.2% | −48−2.5% | Reduced | History |
| ARCCAres Capital Corp | CEF | 17,365 | $320.7K | 0.2% | +814+4.9% | Added | History |
| CLColgate Palmolive Co | Stock | 3,603 | $283.9K | 0.2% | 00.0% | Unchanged | History |
| Vanguard Information Technology ETF92204A702 | ETF | 834 | $266.5K | 0.2% | +86+11.5% | Added | – |
| iShares Core MSCI Eafe ETF46432F842 | ETF | 4,136 | $254.9K | 0.2% | −125−2.9% | Reduced | – |
| JPMJPMorgan Chase & Co | Stock | 1,730 | $232.0K | 0.2% | +1,730 | New | History |
| ABBVAbbVie Inc. | Stock | 1,430 | $231.1K | 0.2% | +1,430 | New | History |
| MRKMerck & Co., Inc. | Stock | 2,000 | $221.9K | 0.1% | +2,000 | New | History |
| PEGPublic Service Enterprise Group Inc | COM | 3,523 | $215.8K | 0.1% | +3,523 | New | History |
Sold out since Q3 2022 (1)
Positions held at the end of Q3 2022 that are gone from this filing.