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Livermore
Livermore
ZHEN

DCF Advisers, LLC

SEC CIK
0001802493
Latest filing
Aug 10, 2026

Holdings in Q3 2024

Holdings as of Sep 30, 2024, filed Nov 13, 2024. Long positions only; changes compare share counts with Q2 2024.

Institution overview
Positions
81
−3 vs. Q2 2024
Portfolio value
$194.2M
+$2.85M (+1.5%) vs. Q2 2024
Filed
Nov 13, 2024
SEC
Holdings of DCF Advisers, LLC in Q3 2024
SecurityClassSharesValue% of portfolioShare changeActionHistory
MUMicron Technology IncStock176,500$18.3M9.4%+16,500+10.3%AddedHistory
GOOGAlphabet Inc.Stock69,650$11.6M6.0%−2,000−2.8%ReducedHistory
ARGXArgenx SESPONSORED ADR20,000$10.8M5.6%00.0%UnchangedHistory
REGNRegeneron Pharmaceuticals, Inc.COM7,750$8.15M4.2%−2,650−25.5%ReducedHistory
ITCIIntra-Cellular Therapies, Inc.COM100,507$7.35M3.8%00.0%UnchangedHistory
AMZNAmazon Com IncStock34,500$6.43M3.3%+17,500+102.9%AddedHistory
AMDAdvanced Micro Devices IncStock38,000$6.24M3.2%00.0%UnchangedHistory
LLYEli Lilly & CoStock7,000$6.20M3.2%00.0%UnchangedHistory
ABBVAbbVie Inc.Stock31,000$6.12M3.2%−800−2.5%ReducedHistory
ORCLOracle CorpStock35,000$5.96M3.1%−1,750−4.8%ReducedHistory
IAUiShares Gold TrustETF100,000$4.97M2.6%00.0%UnchangedHistory
ETEnergy Transfer LPCOM UT LTD PTN309,250$4.96M2.6%00.0%UnchangedHistory
BACBank of America CorpStock119,500$4.74M2.4%−5,850−4.7%ReducedHistory
BABAAlibaba Group Holding LtdADR43,250$4.59M2.4%−1,550−3.5%ReducedHistory
GLDSPDR Gold TrustETF18,000$4.38M2.3%−4,000−18.2%ReducedHistory
SLViShares Silver TrustETF149,500$4.25M2.2%+2,900+2.0%AddedHistory
XNCRXencor IncCOM209,479$4.21M2.2%+500+0.2%AddedHistory
BIDUBaidu, Inc.ADR35,500$3.74M1.9%+5,500+18.3%AddedHistory
AMGNAmgen IncStock11,000$3.54M1.8%+2,500+29.4%AddedHistory
INCYIncyte CorpCOM48,250$3.19M1.6%−3,250−6.3%ReducedHistory
TPBTurning Point Brands, Inc.COM71,800$3.10M1.6%−2,000−2.7%ReducedHistory
VanEck ETF Trust92189F106GOLD MINERS ETF75,000$2.99M1.5%+15,500+26.1%Added–
ZBHZimmer Biomet Holdings, Inc.Stock23,319$2.52M1.3%+1,600+7.4%AddedHistory
AODabrdn Total Dynamic Dividend FundCOM SH BEN INT261,500$2.38M1.2%00.0%UnchangedHistory
iShares Russell 2000 ETF464287655ETF10,750$2.37M1.2%−750−6.5%Reduced–
CCitigroup IncStock37,500$2.35M1.2%+23,500+167.9%AddedHistory
JQCNuveen Credit Strategies Income FundCOM SHS386,389$2.24M1.2%−35,611−8.4%ReducedHistory
Esperion Therapeutics Inc Ne29664WAB1NOTE 4.000%11/1–$2.13M1.1%–––
TEVATeva Pharmaceutical Industries LtdSPONSORED ADS113,000$2.04M1.0%−17,750−13.6%ReducedHistory
DEDeere & CoStock4,500$1.88M1.0%+1,000+28.6%AddedHistory
AAPLApple Inc.Stock8,000$1.86M1.0%−10,000−55.6%ReducedHistory
Sprott FDS Tr85208P303URANIUM MINERS E40,500$1.86M1.0%+25,000+161.3%Added–
PRTAProthena Corp Public Ltd CoSHS107,500$1.80M0.9%00.0%UnchangedHistory
CSCOCisco Systems, Inc.Stock30,000$1.60M0.8%−2,500−7.7%ReducedHistory
IONSIonis Pharmaceuticals IncCOM39,500$1.58M0.8%+16,500+71.7%AddedHistory
BHVNBiohaven Ltd.COM31,000$1.55M0.8%−20,700−40.0%ReducedHistory
LFCRLifecore Biomedical, Inc. DECOM288,478$1.42M0.7%−2,206−0.8%ReducedHistory
Barrick Gold Corp067901108COM70,000$1.39M0.7%−37,500−34.9%Reduced–
GMGeneral Motors CoCOM30,000$1.35M0.7%−5,000−14.3%ReducedHistory
ZMZoom Communications, Inc.Stock17,500$1.22M0.6%−12,500−41.7%ReducedHistory
QCOMQualcomm IncStock7,000$1.19M0.6%00.0%UnchangedHistory
SPOTSpotify Technology S.A.Stock3,165$1.17M0.6%−485−13.3%ReducedHistory
METAMeta Platforms, Inc.Stock2,000$1.14M0.6%00.0%UnchangedHistory
LNSRLENSAR, Inc.COM240,600$1.10M0.6%−884−0.4%ReducedHistory
Ea Series Trust02072L565ALPHA ARCH 1-39,875$1.08M0.6%00.0%Unchanged–
FFord Motor CoStock100,000$1.06M0.5%00.0%UnchangedHistory
INTCIntel CorpStock45,000$1.06M0.5%+7,500+20.0%AddedHistory
ZLABZai Lab LtdADR42,250$1.02M0.5%+11,800+38.8%AddedHistory
PFEPfizer IncStock34,350$994.1K0.5%−900−2.6%ReducedHistory
OIO-I Glass, Inc.COM74,250$974.2K0.5%−16,500−18.2%ReducedHistory
STEWSRH Total Return Fund, Inc.COM59,000$932.2K0.5%00.0%UnchangedHistory
VanEck ETF Trust92189F791JUNIOR GOLD MINE19,000$927.4K0.5%+5,300+38.7%Added–
MRVLMarvell Technology, Inc.COM12,500$901.5K0.5%−5,000−28.6%ReducedHistory
AVGOBroadcom Inc.Stock5,000$862.5K0.4%−4,750−48.7%ReducedConverted for a 10-for-1 splitHistory
EVOEvotec SESPONSORED ADS217,055$792.3K0.4%+102,102+88.8%AddedHistory
BNEDBarnes & Noble Education, Inc.COM NEW84,500$782.5K0.4%+7,000+9.0%AddedHistory
PYPLPayPal Holdings, Inc.Stock10,000$780.3K0.4%−1,000−9.1%ReducedHistory
BURBurford Capital LtdORD SHS52,000$689.5K0.4%00.0%UnchangedHistory
SNYSanofiSPONSORED ADR11,000$633.9K0.3%00.0%UnchangedHistory
BABoeing CoStock4,150$631.0K0.3%−500−10.8%ReducedHistory
FLUTFlutter Entertainment plcSHS2,500$593.2K0.3%−700−21.9%ReducedHistory
iShares Tr464287234MSCI EMG MKT ETF12,500$573.3K0.3%00.0%Unchanged–
NAMSNewAmsterdam Pharma Co N.V.ORDINARY SHARES34,000$564.4K0.3%+34,000NewHistory
TDOCTeladoc Health, Inc.COM52,500$481.9K0.2%00.0%UnchangedHistory
ARQArq, Inc.COM73,000$428.5K0.2%+51,000+231.8%AddedHistory
RPRXRoyalty Pharma plcSHS CLASS A15,000$424.4K0.2%+15,000NewHistory
LRCXLam Research CorpCOM500$408.0K0.2%00.0%UnchangedHistory
PANWPalo Alto Networks IncStock1,000$341.8K0.2%00.0%UnchangedHistory
VRDNViridian Therapeutics, Inc.COM14,500$329.9K0.2%−3,250−18.3%ReducedHistory
MEOHMethanex CorpCOM7,500$310.1K0.2%+7,500NewHistory
Coherus Biosciences Inc19249HAB9NOTE 1.500% 4/1–$274.8K0.1%–––
ALTAltimmune, Inc.COM NEW37,868$232.5K0.1%−5,000−11.7%ReducedHistory
TAT&T Inc.Stock10,200$224.4K0.1%−37,500−78.6%ReducedHistory
NOKNokia CorpSPONSORED ADR50,000$218.5K0.1%00.0%UnchangedHistory
WOLFWolfspeed, Inc.Stock20,600$199.8K0.1%00.0%UnchangedHistory
NNNextnav Inc.COMMON STOCK17,000$127.3K0.1%+17,000NewHistory
RVNCRevance Therapeutics, Inc.COM19,417$100.8K0.1%−230,583−92.2%ReducedHistory
LCTXLineage Cell Therapeutics, Inc.COM107,751$97.5K0.1%00.0%UnchangedHistory
TBHCBrand House Collective, Inc.COM25,415$55.7K<0.1%00.0%UnchangedHistory
EQEquillium, Inc.COM32,962$27.4K<0.1%00.0%UnchangedHistory
OVIDOvid Therapeutics Inc.COM14,750$17.4K<0.1%−27,000−64.7%ReducedHistory

Options (13)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of DCF Advisers, LLC in Q3 2024
SecurityClassPutsCalls
Vanguard S&P 500 ETF922908363ETF$47.3M–
GLDSPDR Gold TrustETF$1.58M–
MUMicron Technology IncStock$1.19M$259.3K
AAPLApple Inc.Stock$1.17M–
ORCLOracle CorpStock$1.02M–
BIDUBaidu, Inc.ADR$526.5K$421.2K
VanEck ETF Trust92189F106GOLD MINERS ETF$597.3K$99.5K
TEVATeva Pharmaceutical Industries LtdSPONSORED ADS–$603.7K
AMZNAmazon Com IncStock–$559.0K
ALTAltimmune, Inc.COM NEW–$350.0K
IONSIonis Pharmaceuticals IncCOM–$160.2K
CCitigroup IncStock–$156.5K
RPRXRoyalty Pharma plcSHS CLASS A–$28.3K

Sold out since Q2 2024 (7)

Positions held at the end of Q2 2024 that are gone from this filing.

Positions of DCF Advisers, LLC sold out since Q2 2024
SecurityClassShares in Q2 2024Value in Q2 2024% of portfolio in Q2 2024History
SNOWSnowflake Inc.Stock3,250$439.0K0.2%History
JNJJohnson & JohnsonStock3,000$438.5K0.2%History
Revance Therapeutics, Inc.761330AB5NOTE 1.750% 2/1–$387.0K0.2%–
IOTSamsara Inc.Stock10,000$337.0K0.2%History
SHOPShopify Inc.Stock4,000$264.2K0.1%History
JFRNuveen Floating Rate Income FundCOM29,500$255.2K0.1%History
BIIBBiogen Inc.COM1,000$231.8K0.1%History