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Livermore
Livermore
ZHEN

DCF Advisers, LLC

SEC CIK
0001802493
Latest filing
Aug 10, 2026

Holdings in Q3 2024

Holdings as of Sep 30, 2024, filed Nov 13, 2024. Long positions only; changes compare share counts with Q2 2024.

Institution overview
Positions
81
−3 vs. Q2 2024
Portfolio value
$194.2M
+$2.85M (+1.5%) vs. Q2 2024
Filed
Nov 13, 2024
SEC
Holdings of DCF Advisers, LLC in Q3 2024
SecurityClassSharesValue% of portfolioShare changeActionHistory
OVIDOvid Therapeutics Inc.COM14,750$17.4K<0.1%−27,000−64.7%ReducedHistory
EQEquillium, Inc.COM32,962$27.4K<0.1%00.0%UnchangedHistory
TBHCBrand House Collective, Inc.COM25,415$55.7K<0.1%00.0%UnchangedHistory
LCTXLineage Cell Therapeutics, Inc.COM107,751$97.5K0.1%00.0%UnchangedHistory
RVNCRevance Therapeutics, Inc.COM19,417$100.8K0.1%−230,583−92.2%ReducedHistory
NNNextnav Inc.COMMON STOCK17,000$127.3K0.1%+17,000NewHistory
WOLFWolfspeed, Inc.Stock20,600$199.8K0.1%00.0%UnchangedHistory
NOKNokia CorpSPONSORED ADR50,000$218.5K0.1%00.0%UnchangedHistory
TAT&T Inc.Stock10,200$224.4K0.1%−37,500−78.6%ReducedHistory
ALTAltimmune, Inc.COM NEW37,868$232.5K0.1%−5,000−11.7%ReducedHistory
Coherus Biosciences Inc19249HAB9NOTE 1.500% 4/1–$274.8K0.1%–––
MEOHMethanex CorpCOM7,500$310.1K0.2%+7,500NewHistory
VRDNViridian Therapeutics, Inc.COM14,500$329.9K0.2%−3,250−18.3%ReducedHistory
PANWPalo Alto Networks IncStock1,000$341.8K0.2%00.0%UnchangedHistory
LRCXLam Research CorpCOM500$408.0K0.2%00.0%UnchangedHistory
RPRXRoyalty Pharma plcSHS CLASS A15,000$424.4K0.2%+15,000NewHistory
ARQArq, Inc.COM73,000$428.5K0.2%+51,000+231.8%AddedHistory
TDOCTeladoc Health, Inc.COM52,500$481.9K0.2%00.0%UnchangedHistory
NAMSNewAmsterdam Pharma Co N.V.ORDINARY SHARES34,000$564.4K0.3%+34,000NewHistory
iShares Tr464287234MSCI EMG MKT ETF12,500$573.3K0.3%00.0%Unchanged–
FLUTFlutter Entertainment plcSHS2,500$593.2K0.3%−700−21.9%ReducedHistory
BABoeing CoStock4,150$631.0K0.3%−500−10.8%ReducedHistory
SNYSanofiSPONSORED ADR11,000$633.9K0.3%00.0%UnchangedHistory
BURBurford Capital LtdORD SHS52,000$689.5K0.4%00.0%UnchangedHistory
PYPLPayPal Holdings, Inc.Stock10,000$780.3K0.4%−1,000−9.1%ReducedHistory
BNEDBarnes & Noble Education, Inc.COM NEW84,500$782.5K0.4%+7,000+9.0%AddedHistory
EVOEvotec SESPONSORED ADS217,055$792.3K0.4%+102,102+88.8%AddedHistory
AVGOBroadcom Inc.Stock5,000$862.5K0.4%−4,750−48.7%ReducedConverted for a 10-for-1 splitHistory
MRVLMarvell Technology, Inc.COM12,500$901.5K0.5%−5,000−28.6%ReducedHistory
VanEck ETF Trust92189F791JUNIOR GOLD MINE19,000$927.4K0.5%+5,300+38.7%Added–
STEWSRH Total Return Fund, Inc.COM59,000$932.2K0.5%00.0%UnchangedHistory
OIO-I Glass, Inc.COM74,250$974.2K0.5%−16,500−18.2%ReducedHistory
PFEPfizer IncStock34,350$994.1K0.5%−900−2.6%ReducedHistory
ZLABZai Lab LtdADR42,250$1.02M0.5%+11,800+38.8%AddedHistory
INTCIntel CorpStock45,000$1.06M0.5%+7,500+20.0%AddedHistory
FFord Motor CoStock100,000$1.06M0.5%00.0%UnchangedHistory
Ea Series Trust02072L565ALPHA ARCH 1-39,875$1.08M0.6%00.0%Unchanged–
LNSRLENSAR, Inc.COM240,600$1.10M0.6%−884−0.4%ReducedHistory
METAMeta Platforms, Inc.Stock2,000$1.14M0.6%00.0%UnchangedHistory
SPOTSpotify Technology S.A.Stock3,165$1.17M0.6%−485−13.3%ReducedHistory
QCOMQualcomm IncStock7,000$1.19M0.6%00.0%UnchangedHistory
ZMZoom Communications, Inc.Stock17,500$1.22M0.6%−12,500−41.7%ReducedHistory
GMGeneral Motors CoCOM30,000$1.35M0.7%−5,000−14.3%ReducedHistory
Barrick Gold Corp067901108COM70,000$1.39M0.7%−37,500−34.9%Reduced–
LFCRLifecore Biomedical, Inc.COM288,478$1.42M0.7%−2,206−0.8%ReducedHistory
BHVNBiohaven Ltd.COM31,000$1.55M0.8%−20,700−40.0%ReducedHistory
IONSIonis Pharmaceuticals IncCOM39,500$1.58M0.8%+16,500+71.7%AddedHistory
CSCOCisco Systems, Inc.Stock30,000$1.60M0.8%−2,500−7.7%ReducedHistory
PRTAProthena Corp Public Ltd CoSHS107,500$1.80M0.9%00.0%UnchangedHistory
Sprott FDS Tr85208P303URANIUM MINERS E40,500$1.86M1.0%+25,000+161.3%Added–
AAPLApple Inc.Stock8,000$1.86M1.0%−10,000−55.6%ReducedHistory
DEDeere & CoStock4,500$1.88M1.0%+1,000+28.6%AddedHistory
TEVATeva Pharmaceutical Industries LtdSPONSORED ADS113,000$2.04M1.0%−17,750−13.6%ReducedHistory
Esperion Therapeutics Inc Ne29664WAB1NOTE 4.000%11/1–$2.13M1.1%–––
JQCNuveen Credit Strategies Income FundCOM SHS386,389$2.24M1.2%−35,611−8.4%ReducedHistory
CCitigroup IncStock37,500$2.35M1.2%+23,500+167.9%AddedHistory
iShares Russell 2000 ETF464287655ETF10,750$2.37M1.2%−750−6.5%Reduced–
AODabrdn Total Dynamic Dividend FundCOM SH BEN INT261,500$2.38M1.2%00.0%UnchangedHistory
ZBHZimmer Biomet Holdings, Inc.Stock23,319$2.52M1.3%+1,600+7.4%AddedHistory
VanEck ETF Trust92189F106GOLD MINERS ETF75,000$2.99M1.5%+15,500+26.1%Added–
TPBTurning Point Brands, Inc.COM71,800$3.10M1.6%−2,000−2.7%ReducedHistory
INCYIncyte CorpCOM48,250$3.19M1.6%−3,250−6.3%ReducedHistory
AMGNAmgen IncStock11,000$3.54M1.8%+2,500+29.4%AddedHistory
BIDUBaidu, Inc.ADR35,500$3.74M1.9%+5,500+18.3%AddedHistory
XNCRXencor IncCOM209,479$4.21M2.2%+500+0.2%AddedHistory
SLViShares Silver TrustETF149,500$4.25M2.2%+2,900+2.0%AddedHistory
GLDSPDR Gold TrustETF18,000$4.38M2.3%−4,000−18.2%ReducedHistory
BABAAlibaba Group Holding LtdADR43,250$4.59M2.4%−1,550−3.5%ReducedHistory
BACBank of America CorpStock119,500$4.74M2.4%−5,850−4.7%ReducedHistory
ETEnergy Transfer LPCOM UT LTD PTN309,250$4.96M2.6%00.0%UnchangedHistory
IAUiShares Gold TrustETF100,000$4.97M2.6%00.0%UnchangedHistory
ORCLOracle CorpStock35,000$5.96M3.1%−1,750−4.8%ReducedHistory
ABBVAbbVie Inc.Stock31,000$6.12M3.2%−800−2.5%ReducedHistory
LLYEli Lilly & CoStock7,000$6.20M3.2%00.0%UnchangedHistory
AMDAdvanced Micro Devices IncStock38,000$6.24M3.2%00.0%UnchangedHistory
AMZNAmazon Com IncStock34,500$6.43M3.3%+17,500+102.9%AddedHistory
ITCIIntra-Cellular Therapies, Inc.COM100,507$7.35M3.8%00.0%UnchangedHistory
REGNRegeneron Pharmaceuticals, Inc.COM7,750$8.15M4.2%−2,650−25.5%ReducedHistory
ARGXArgenx SESPONSORED ADR20,000$10.8M5.6%00.0%UnchangedHistory
GOOGAlphabet Inc.Stock69,650$11.6M6.0%−2,000−2.8%ReducedHistory
MUMicron Technology IncStock176,500$18.3M9.4%+16,500+10.3%AddedHistory

Options (13)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of DCF Advisers, LLC in Q3 2024
SecurityClassPutsCalls
Vanguard S&P 500 ETF922908363ETF$47.3M–
GLDSPDR Gold TrustETF$1.58M–
MUMicron Technology IncStock$1.19M$259.3K
AAPLApple Inc.Stock$1.17M–
ORCLOracle CorpStock$1.02M–
BIDUBaidu, Inc.ADR$526.5K$421.2K
VanEck ETF Trust92189F106GOLD MINERS ETF$597.3K$99.5K
TEVATeva Pharmaceutical Industries LtdSPONSORED ADS–$603.7K
AMZNAmazon Com IncStock–$559.0K
ALTAltimmune, Inc.COM NEW–$350.0K
IONSIonis Pharmaceuticals IncCOM–$160.2K
CCitigroup IncStock–$156.5K
RPRXRoyalty Pharma plcSHS CLASS A–$28.3K

Sold out since Q2 2024 (7)

Positions held at the end of Q2 2024 that are gone from this filing.

Positions of DCF Advisers, LLC sold out since Q2 2024
SecurityClassShares in Q2 2024Value in Q2 2024% of portfolio in Q2 2024History
SNOWSnowflake Inc.Stock3,250$439.0K0.2%History
JNJJohnson & JohnsonStock3,000$438.5K0.2%History
Revance Therapeutics, Inc.761330AB5NOTE 1.750% 2/1–$387.0K0.2%–
IOTSamsara Inc.Stock10,000$337.0K0.2%History
SHOPShopify Inc.Stock4,000$264.2K0.1%History
JFRNuveen Floating Rate Income FundCOM29,500$255.2K0.1%History
BIIBBiogen Inc.COM1,000$231.8K0.1%History