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Livermore
Livermore
ZHEN

HighMark Wealth Management LLC

SEC CIK
0001802451
Latest filing
Aug 12, 2026

Holdings in Q4 2021

Holdings as of Dec 31, 2021, filed Jan 20, 2022. Long positions only; changes compare share counts with Q3 2021.

Institution overview
Positions
505
−4 vs. Q3 2021
Portfolio value
$157.8M
+$21.9M (+16.1%) vs. Q3 2021
Filed
Jan 20, 2022
SEC
Holdings of HighMark Wealth Management LLC in Q4 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
STXSeagate Technology Holdings plcORD SHS31$3.00K<0.1%+1+3.3%AddedHistory
HDBHDFC Bank LtdSPONSORED ADS39$3.00K<0.1%00.0%UnchangedHistory
ENREnergizer Holdings, Inc.COM71$3.00K<0.1%00.0%UnchangedHistory
OCULOcular Therapeutix, IncCOM397$3.00K<0.1%00.0%UnchangedHistory
ATHXAthersys, IncCOM3,000$3.00K<0.1%00.0%UnchangedHistory
CRBPCorbus Pharmaceuticals Holdings, Inc.COM4,479$3.00K<0.1%00.0%UnchangedHistory
CUTRCutera IncCOM66$3.00K<0.1%−371−84.9%ReducedHistory
DDDuPont de Nemours, Inc.COM37$3.00K<0.1%00.0%UnchangedHistory
PHLTPerformant Healthcare IncCOM1,100$3.00K<0.1%−1,051−48.9%ReducedHistory
ROICRetail Opportunity Investments CorpCOM140$3.00K<0.1%00.0%UnchangedHistory
RADNew Rite Aid, LLCCOM187$3.00K<0.1%00.0%UnchangedHistory
STRMStreamline Health Solutions Inc.COM2,200$3.00K<0.1%00.0%UnchangedHistory
WWWW International, Inc.COM160$3.00K<0.1%−393−71.1%ReducedHistory
ZNGAZynga IncCL A401$3.00K<0.1%00.0%UnchangedHistory
ARK Blockchain & Fintech Innovation ETF00214Q708ETF100$4.00K<0.1%00.0%Unchanged–
MOAltria Group, Inc.Stock86$4.00K<0.1%00.0%UnchangedHistory
UBSUBS Group AGStock232$4.00K<0.1%00.0%UnchangedHistory
Vanguard Ftse Developed Markets ETF921943858ETF83$4.00K<0.1%+2+2.5%Added–
NRGNRG Energy, Inc.Stock102$4.00K<0.1%+1+1.0%AddedHistory
STZConstellation Brands, Inc.Stock17$4.00K<0.1%−10−37.0%ReducedHistory
ODFLOld Dominion Freight Line, Inc.COM11$4.00K<0.1%+11NewHistory
RGENRepligen CorpCOM14$4.00K<0.1%00.0%UnchangedHistory
CRLCharles River Laboratories International, Inc.COM11$4.00K<0.1%00.0%UnchangedHistory
DOCHealthpeak Properties, Inc.COM122$4.00K<0.1%+15+14.0%AddedHistory
RIOTRiot Platforms, Inc.COM160$4.00K<0.1%00.0%UnchangedHistory
PUKPrudential PLCADR116$4.00K<0.1%00.0%UnchangedHistory
INFYInfosys LtdSPONSORED ADR169$4.00K<0.1%−43−20.3%ReducedHistory
FFNWFirst Financial Northwest, Inc.COM241$4.00K<0.1%+2+0.8%AddedHistory
Listed FD Tr53656F789ROUNDHILL SPORTS169$4.00K<0.1%00.0%Unchanged–
TCRRTCR2 Therapeutics Inc.COM840$4.00K<0.1%−495−37.1%ReducedHistory
QGENQiagen N.V.SHS NEW66$4.00K<0.1%+24+57.1%AddedHistory
PSXPhillips 66Stock67$5.00K<0.1%+1+1.5%AddedHistory
NVSNovartis AGADR60$5.00K<0.1%+13+27.7%AddedHistory
TSMTaiwan Semiconductor Manufacturing Co LtdADR38$5.00K<0.1%00.0%UnchangedHistory
AMGNAmgen IncStock22$5.00K<0.1%00.0%UnchangedHistory
PAYCPaycom Software, Inc.Stock12$5.00K<0.1%00.0%UnchangedHistory
SAPSAP SEADR36$5.00K<0.1%00.0%UnchangedHistory
CHWYChewy, Inc.CL A90$5.00K<0.1%00.0%UnchangedHistory
CMGChipotle Mexican Grill IncCOM3$5.00K<0.1%00.0%UnchangedHistory
NGGNational Grid PLCSPONSORED ADR NE74$5.00K<0.1%00.0%UnchangedHistory
YUMCYum China Holdings, Inc.COM103$5.00K<0.1%00.0%UnchangedHistory
PCARPaccar IncCOM62$5.00K<0.1%00.0%UnchangedHistory
FOXAFox CorpCL A COM131$5.00K<0.1%00.0%UnchangedHistory
SONYSony Group CorpSPONSORED ADR41$5.00K<0.1%+14+51.9%AddedHistory
ENTGEntegris IncCOM33$5.00K<0.1%+33NewHistory
HXLHexcel CorpCOM91$5.00K<0.1%00.0%UnchangedHistory
BYNDBeyond Meat, Inc.COM81$5.00K<0.1%00.0%UnchangedHistory
SLVOCredit Suisse AGX LINK SILVER1,067$5.00K<0.1%+33+3.2%AddedHistory
COHRCoherent Corp.COM72$5.00K<0.1%00.0%UnchangedHistory
ULUnilever PLCSPON ADR NEW99$5.00K<0.1%00.0%UnchangedHistory
XLNXXilinx IncCOM23$5.00K<0.1%+23NewHistory
ZYMEZymeworks Inc.COM280$5.00K<0.1%00.0%UnchangedHistory
FERGFerguson Enterprises Inc.SHS28$5.00K<0.1%−6−17.6%ReducedHistory
DXCDXC Technology CoStock175$6.00K<0.1%00.0%UnchangedHistory
NKENIKE, Inc.Stock33$6.00K<0.1%00.0%UnchangedHistory
CTVACorteva, Inc.Stock129$6.00K<0.1%00.0%UnchangedHistory
NBIXNeurocrine Biosciences IncStock65$6.00K<0.1%00.0%UnchangedHistory
FASTFastenal CoStock96$6.00K<0.1%00.0%UnchangedHistory
SRESempraStock49$6.00K<0.1%00.0%UnchangedHistory
GNTXGentex CorpCOM167$6.00K<0.1%+1+0.6%AddedHistory
DGDollar General CorpCOM24$6.00K<0.1%00.0%UnchangedHistory
ALVAutoliv IncCOM56$6.00K<0.1%+24+75.0%AddedHistory
CMECME Group Inc.COM26$6.00K<0.1%00.0%UnchangedHistory
DRIDarden Restaurants IncCOM39$6.00K<0.1%00.0%UnchangedHistory
GMGeneral Motors CoCOM98$6.00K<0.1%00.0%UnchangedHistory
RELXRELX PLCSPONSORED ADR196$6.00K<0.1%00.0%UnchangedHistory
HLTHilton Worldwide Holdings Inc.COM36$6.00K<0.1%00.0%UnchangedHistory
CMSCMS Energy CorpCOM88$6.00K<0.1%+6+7.3%AddedHistory
CIENCiena CorpCOM NEW83$6.00K<0.1%00.0%UnchangedHistory
MGNXMacrogenics IncCOM400$6.00K<0.1%00.0%UnchangedHistory
OPRXOptimizeRx CorpCOM NEW100$6.00K<0.1%−1,174−92.2%ReducedHistory
ANSSAnsys IncCOM14$6.00K<0.1%00.0%UnchangedHistory
APTOAptose Biosciences Inc.COM NEW4,515$6.00K<0.1%+4,515NewHistory
BGFVBig 5 Sporting Goods CorpCOM331$6.00K<0.1%−52−13.6%ReducedHistory
NKLANikola CorpCOM600$6.00K<0.1%00.0%UnchangedHistory
EBETEBET, Inc.COM268$6.00K<0.1%00.0%UnchangedHistory
MUMicron Technology IncStock80$7.00K<0.1%00.0%UnchangedHistory
PKGPackaging Corp of AmericaStock49$7.00K<0.1%+3+6.5%AddedHistory
MDLZMondelez International, Inc.Stock103$7.00K<0.1%00.0%UnchangedHistory
ABBVAbbVie Inc.Stock53$7.00K<0.1%+3+6.0%AddedHistory
BACBank of America CorpStock154$7.00K<0.1%−238−60.7%ReducedHistory
BABAAlibaba Group Holding LtdADR58$7.00K<0.1%00.0%UnchangedHistory
BKNGBooking Holdings Inc.Stock3$7.00K<0.1%00.0%UnchangedHistory
SHWSherwin Williams CoCOM21$7.00K<0.1%00.0%UnchangedHistory
FMCFMC CorpCOM NEW64$7.00K<0.1%+17+36.2%AddedHistory
WATWaters CorpCOM19$7.00K<0.1%+6+46.2%AddedHistory
Invesco Exch Traded FD Tr II46138E628KBW BK ETF105$7.00K<0.1%+1+1.0%Added–
SWKStanley Black & Decker, Inc.COM36$7.00K<0.1%00.0%UnchangedHistory
Vanguard Malvern FDS922020805STRM INFPROIDX143$7.00K<0.1%+5+3.6%Added–
OBDCBlue Owl Capital CorpCOM511$7.00K<0.1%+11+2.2%AddedHistory
EBAYeBay IncCOM104$7.00K<0.1%−18−14.8%ReducedHistory
CPRICapri Holdings LtdSHS109$7.00K<0.1%−14−11.4%ReducedHistory
INVHInvitation Homes Inc.COM162$7.00K<0.1%00.0%UnchangedHistory
HIIHuntington Ingalls Industries, Inc.COM36$7.00K<0.1%+5+16.1%AddedHistory
SESea LtdSPONSORD ADS30$7.00K<0.1%00.0%UnchangedHistory
PFSIPennyMac Financial Services, Inc.COM102$7.00K<0.1%00.0%UnchangedHistory
First Rep BK San Francisco C33616C100COM33$7.00K<0.1%00.0%Unchanged–
Listed FD Tr53656F706ROUNDHILL BITK281$7.00K<0.1%00.0%Unchanged–
Two Harbors Investment Corp.90187B408COM NEW1,180$7.00K<0.1%+31+2.7%Added–
ZUOZuora IncCOM CL A370$7.00K<0.1%−250−40.3%ReducedHistory

Sold out since Q3 2021 (44)

Positions held at the end of Q3 2021 that are gone from this filing.

Positions of HighMark Wealth Management LLC sold out since Q3 2021
SecurityClassShares in Q3 2021Value in Q3 2021% of portfolio in Q3 2021History
SRGASurgalign Holdings, Inc.COM90,000$98.0K0.1%History
Invesco Exchange Traded FD T46137V357S&P500 EQL WGT1$33.0K<0.1%–
NEMNEWMONT CorpStock530$29.0K<0.1%History
Invesco Exchange Traded FD T46137V761ENERG EXPL ETF0$23.0K<0.1%–
ATRCAtriCure, Inc.COM327$23.0K<0.1%History
RAREUltragenyx Pharmaceutical Inc.COM209$19.0K<0.1%History
Vanguard Energy ETF92204A306ETF250$18.0K<0.1%–
CLFCleveland-Cliffs Inc.COM900$18.0K<0.1%History
Invesco Exchange Traded FD T46137V332S&P500 EQL HLT0$15.0K<0.1%–
KIDSOrthopediatrics CorpCOM196$13.0K<0.1%History
SPDR Series Trust78468R622ST BLOO HIGH ETF106$12.0K<0.1%–
MNTSMomentus Inc.COM CL A1,000$11.0K<0.1%History
GMABGenmab A/SSPONSORED ADS222$10.0K<0.1%History
CDXSCodexis, Inc.COM393$9.00K<0.1%History
SIBNSI-BONE, Inc.COM377$8.00K<0.1%History
JYNTJOINT CorpCOM60$6.00K<0.1%History
Itamar Med Ltd465437101SPONSORED ADS214$6.00K<0.1%–
LHCGLHC Group, IncCOM37$6.00K<0.1%History
LHXL3HARRIS Technologies, Inc.Stock23$5.00K<0.1%History
TFCTruist Financial CorpCOM77$5.00K<0.1%History
MRVIMaravai Lifesciences Holdings, Inc.COM CL A102$5.00K<0.1%History
ProShares Tr74347B110ULTRAPRO SHORT S300$5.00K<0.1%–
GPNGlobal Payments IncStock24$4.00K<0.1%History
CHKPCheck Point Software Technologies LtdORD31$4.00K<0.1%History
EQTEQT CorpStock148$3.00K<0.1%History
IBKRInteractive Brokers Group, Inc.Stock41$3.00K<0.1%History
SLPSimulations Plus, Inc.COM77$3.00K<0.1%History
AFRMAffirm Holdings, Inc.COM CL A22$3.00K<0.1%History
KROSKeros Therapeutics, Inc.COM148$3.00K<0.1%History
MDLAMedallia, Inc.COM85$3.00K<0.1%History
ProShares Tr74347G747ULTPRO SHT 2017300$3.00K<0.1%–
AKAMAkamai Technologies IncCOM21$2.00K<0.1%History
AONAon plcCL A7$2.00K<0.1%History
TTTrane Technologies plcSHS10$2.00K<0.1%History
GRWGGrowGeneration Corp.COM100$2.00K<0.1%History
MASIMasimo CorpCOM6$2.00K<0.1%History
WMWaste Management IncStock5$1.00K<0.1%History
SRTAStrata Critical Medical, Inc.CL A COM100$1.00K<0.1%History
AGTCApplied Genetic Technologies CorpCOM300$1.00K<0.1%History
RJETRepublic Airways Holdings Inc.COM NEW100$1.00K<0.1%History
Teligent, Inc.87960W203COM NEW2,750$1.00K<0.1%–
TGTXTG Therapeutics, Inc.COM11$00.0%History
VXXBarclays Bank PLCETF4$00.0%History
AHTAshford Hospitality Trust IncCOM10$00.0%History