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Livermore
Livermore
ZHEN

HighMark Wealth Management LLC

SEC CIK
0001802451
Latest filing
Aug 12, 2026

Holdings in Q3 2021

Holdings as of Sep 30, 2021, filed Nov 1, 2021. Long positions only; changes compare share counts with Q2 2021.

Institution overview
Positions
509
−3 vs. Q2 2021
Portfolio value
$135.9M
−$202.0K (−0.1%) vs. Q2 2021
Filed
Nov 1, 2021
SEC
Holdings of HighMark Wealth Management LLC in Q3 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
SBUXStarbucks CorpStock529$58.0K<0.1%+2+0.4%AddedHistory
MDUMdu Resources Group IncStock1,979$59.0K<0.1%00.0%UnchangedHistory
AMRNAmarin Corp PLCSPONS ADR NEW12,000$61.0K<0.1%−1,360−10.2%ReducedHistory
CYBECyberoptics CorpCOM1,750$62.0K<0.1%00.0%UnchangedHistory
AMDAdvanced Micro Devices IncStock622$64.0K<0.1%00.0%UnchangedHistory
DKNGDraftKings Inc.COM CL A1,342$65.0K<0.1%−26−1.9%ReducedHistory
COINCoinbase Global, Inc.COM CL A300$68.0K0.1%00.0%UnchangedHistory
AXGNAxogen, Inc.COM4,335$68.0K0.1%+3,151+266.1%AddedHistory
TWTRTwitter, Inc.COM1,133$68.0K0.1%00.0%UnchangedHistory
MAMastercard IncStock200$70.0K0.1%00.0%UnchangedHistory
PFEPfizer IncStock1,652$71.0K0.1%+13+0.8%AddedHistory
CATCaterpillar IncStock378$72.0K0.1%−13−3.3%ReducedHistory
PYPLPayPal Holdings, Inc.Stock276$72.0K0.1%−28−9.2%ReducedHistory
LITSLite Strategy, Inc.COM NEW26,523$73.0K0.1%+352+1.3%AddedHistory
TPTXTurning Point Therapeutics, Inc.COM1,114$74.0K0.1%+326+41.4%AddedHistory
HDHome Depot, Inc.Stock233$77.0K0.1%−18−7.2%ReducedHistory
HBANHuntington Bancshares IncCOM5,155$80.0K0.1%+54+1.1%AddedHistory
TGTTarget CorpStock355$81.0K0.1%+1+0.3%AddedHistory
PENNPENN Entertainment, Inc.COM1,119$81.0K0.1%+89+8.6%AddedHistory
CTSOCytosorbents CorpCOM NEW10,000$81.0K0.1%00.0%UnchangedHistory
Polymet MNG Corp731916409COM NEW26,400$81.0K0.1%00.0%Unchanged–
CMCSAComcast CorpStock1,464$82.0K0.1%+3+0.2%AddedHistory
VZVerizon Communications IncStock1,533$83.0K0.1%−1−0.1%ReducedHistory
iShares Tr464288208MRGSTR MD CP ETF1,297$86.0K0.1%00.0%Unchanged–
CVXChevron CorpStock862$87.0K0.1%+3+0.3%AddedHistory
RLAYRelay Therapeutics, Inc.COM2,605$87.0K0.1%+209+8.7%AddedHistory
CVSCVS Health CorpStock1,048$89.0K0.1%+6+0.6%AddedHistory
iShares Tr464287556ISHARES BIOTECH547$89.0K0.1%00.0%Unchanged–
iShares Tr464287234MSCI EMG MKT ETF1,800$91.0K0.1%00.0%Unchanged–
IBMInternational Business Machines CorpStock666$93.0K0.1%+8+1.2%AddedHistory
SRGASurgalign Holdings, Inc.COM90,000$98.0K0.1%−3,500−3.7%ReducedHistory
BRK.BBerkshire Hathaway IncStock364$99.0K0.1%−56−13.3%ReducedHistory
UBERUber Technologies, IncStock2,275$102.0K0.1%−23−1.0%ReducedHistory
AIXCFF EAI Robotics Ecosystem Inc.COM80,094$104.0K0.1%00.0%UnchangedHistory
STROSutro Biopharma, Inc.COM5,608$106.0K0.1%+142+2.6%AddedHistory
OPRXOptimizeRx CorpCOM NEW1,274$109.0K0.1%+267+26.5%AddedHistory
BABoeing CoStock505$111.0K0.1%00.0%UnchangedHistory
TAT&T Inc.Stock4,237$114.0K0.1%+20.0%AddedHistory
VVisa Inc.Stock517$115.0K0.1%−9−1.7%ReducedHistory
WDAYWorkday, Inc.CL A459$115.0K0.1%00.0%UnchangedHistory
GOOGAlphabet Inc.Stock44$117.0K0.1%−1−2.2%ReducedHistory
STIMNeuronetics, Inc.COM18,565$122.0K0.1%+12,527+207.5%AddedHistory
ADBEAdobe Inc.Stock215$124.0K0.1%−3−1.4%ReducedHistory
PRTAProthena Corp Public Ltd CoSHS1,796$128.0K0.1%−308−14.6%ReducedHistory
GSATGlobalstar, Inc.COM78,000$130.0K0.1%+78,000NewHistory
State Street Materials Select Sector SPDR ETF81369Y100ETF1,663$132.0K0.1%−298−15.2%Reduced–
PYCRPaycor HCM, Inc.COM3,865$136.0K0.1%+3,865NewHistory
ZMZoom Communications, Inc.Stock522$137.0K0.1%00.0%UnchangedHistory
WBSWebster Financial CorpCOM2,515$137.0K0.1%+19+0.8%AddedHistory
INSMINSMED IncCOM PAR $.015,089$140.0K0.1%+70+1.4%AddedHistory
NEONeogenomics IncCOM NEW2,988$144.0K0.1%+221+8.0%AddedHistory
METAMeta Platforms, Inc.Stock431$146.0K0.1%−4−0.9%ReducedHistory
NVDANVIDIA CorpStock748$155.0K0.1%+148+24.7%AddedConverted for a 4-for-1 splitHistory
ADPAutomatic Data Processing IncStock792$158.0K0.1%00.0%UnchangedHistory
COSTCostco Wholesale CorpStock396$178.0K0.1%00.0%UnchangedHistory
VMMDelaware Investments Minnesota Municipal Income Fund II, IncCOM12,574$178.0K0.1%+92+0.7%AddedHistory
ASPNAspen Aerogels IncCOM4,000$184.0K0.1%−1,500−27.3%ReducedHistory
MDTMedtronic plcStock1,530$192.0K0.1%−5−0.3%ReducedHistory
TSLATesla, Inc.Stock249$193.0K0.1%00.0%UnchangedHistory
JNJJohnson & JohnsonStock1,224$198.0K0.1%−3−0.2%ReducedHistory
DISWalt Disney CoStock1,178$199.0K0.1%−6−0.5%ReducedHistory
VRAYViewRay, Inc.COM28,000$202.0K0.1%00.0%UnchangedHistory
iShares Russell Midcap ETF464287499ETF2,722$213.0K0.2%00.0%Unchanged–
BBYBest Buy Co IncStock2,038$215.0K0.2%+9+0.4%AddedHistory
XOMExxonMobil Holdings CorpCOM3,743$220.0K0.2%+52+1.4%AddedHistory
PEPPepsiCo IncStock1,533$231.0K0.2%+10+0.7%AddedHistory
HSBCHSBC Holdings PLCSPON ADR NEW9,008$236.0K0.2%00.0%UnchangedHistory
XENTIntersect ENT, Inc.COM9,715$264.0K0.2%+140+1.5%AddedHistory
iShares Core MSCI Eafe ETF46432F842ETF3,601$267.0K0.2%−5−0.1%Reduced–
iShares MSCI Eafe ETF464287465ETF3,563$278.0K0.2%00.0%Unchanged–
Invesco QQQ Trust Series I46090E103ETF810$290.0K0.2%00.0%Unchanged–
iShares S&P 100 ETF464287101ETF1,664$328.0K0.2%−9−0.5%Reduced–
Vanguard Morningstar Total Stock Market ETF922908769ETF1,532$340.0K0.3%+48+3.2%Added–
KRMDKORU Medical Systems, Inc.COM120,935$345.0K0.3%00.0%UnchangedHistory
ECLEcolab Inc.Stock1,970$411.0K0.3%+4+0.2%AddedHistory
DXCMDexcom IncCOM755$413.0K0.3%−9−1.2%ReducedHistory
TRVTravelers Companies, Inc.Stock2,794$425.0K0.3%+16+0.6%AddedHistory
Vanguard Morningstar Large-Cap ETF922908637ETF2,186$439.0K0.3%00.0%Unchanged–
LLYEli Lilly & CoStock2,002$462.0K0.3%00.0%UnchangedHistory
AMZNAmazon Com IncStock142$466.0K0.3%00.0%UnchangedHistory
PGProcter & Gamble CoStock3,442$481.0K0.4%+30+0.9%AddedHistory
SNBRQSleep Number CorpCOM5,331$498.0K0.4%00.0%UnchangedHistory
ABTAbbott LaboratoriesStock4,236$500.0K0.4%+15+0.4%AddedHistory
iShares Core S&P Small Cap ETF464287804ETF4,687$512.0K0.4%+261+5.9%Added–
XELXcel Energy IncStock8,296$519.0K0.4%+20.0%AddedHistory
MSFTMicrosoft CorpStock1,916$540.0K0.4%+1+0.1%AddedHistory
QDELQuidelOrtho CorpCOM4,349$614.0K0.5%+8+0.2%AddedHistory
SPYSPDR S&P 500 ETF TrustETF1,545$663.0K0.5%−49−3.1%ReducedHistory
MODNModel N, Inc.COM20,073$672.0K0.5%+11,350+130.1%AddedHistory
AAPLApple Inc.Stock5,664$801.0K0.6%−240−4.1%ReducedHistory
KRYSKrystal Biotech, Inc.COM17,376$907.0K0.7%+99+0.6%AddedHistory
iShares S&P Small-Cap 600 Value ETF464287879ETF10,698$1.08M0.8%+453+4.4%Added–
iShares S&P Mid-Cap 400 Value ETF464287705ETF10,617$1.09M0.8%+608+6.1%Added–
AUPHAurinia Pharmaceuticals Inc.COM50,569$1.12M0.8%+3,215+6.8%AddedHistory
USBUS Bancorp DECOM NEW19,684$1.17M0.9%+58+0.3%AddedHistory
iShares S&P 500 Value ETF464287408ETF8,148$1.19M0.9%+299+3.8%Added–
MMM3M CoStock6,812$1.20M0.9%+29+0.4%AddedHistory
CDNACareDx, Inc.COM27,023$1.71M1.3%+61+0.2%AddedHistory
HALOHalozyme Therapeutics, Inc.COM53,341$2.17M1.6%−116−0.2%ReducedHistory
WFCWells Fargo & CompanyStock54,223$2.52M1.9%+58+0.1%AddedHistory

Sold out since Q2 2021 (33)

Positions held at the end of Q2 2021 that are gone from this filing.

Positions of HighMark Wealth Management LLC sold out since Q2 2021
SecurityClassShares in Q2 2021Value in Q2 2021% of portfolio in Q2 2021History
ARCHArch Resources, Inc.CL A800$46.0K<0.1%History
LEUCentrus Energy CorpStock0$44.0K<0.1%History
VanEck ETF Trust92189F791JUNIOR GOLD MINE911$43.0K<0.1%–
EXKEndeavour Silver CorpCOM7,000$43.0K<0.1%History
SHOPShopify Inc.Stock28$40.0K<0.1%History
GAIAGaia, IncCL A3,500$38.0K<0.1%History
RYZRyerson Holding CorpCOM0$36.0K<0.1%History
WLLWhiting Holdings LLCCOM NEW575$31.0K<0.1%History
DNMRDanimer Scientific, Inc.COM CL A1,125$28.0K<0.1%History
HLHecla Mining CoCOM3,001$22.0K<0.1%History
ARWRArrowhead Pharmaceuticals, Inc.COM201$17.0K<0.1%History
APTOAptose Biosciences Inc.COM NEW5,116$17.0K<0.1%History
GKOSGLAUKOS CorpCOM178$15.0K<0.1%History
iShares S&P 500 Growth ETF464287309ETF121$9.00K<0.1%–
IDXXIDEXX Laboratories IncCOM10$6.00K<0.1%History
VRTXVertex Pharmaceuticals IncStock19$5.00K<0.1%History
VFCV F CorpStock64$5.00K<0.1%History
APDAir Products & Chemicals, Inc.Stock19$5.00K<0.1%History
LWLamb Weston Holdings, Inc.Stock46$4.00K<0.1%History
FRFirst Industrial Realty Trust IncCOM78$4.00K<0.1%History
TTETotalEnergies SESPONSORED ADS62$3.00K<0.1%History
INTCIntel CorpStock0$2.00K<0.1%History
AVGOBroadcom Inc.Stock0$2.00K<0.1%History
MCHPMicrochip Technology IncStock14$2.00K<0.1%History
BLKBlackRock, Inc.COM2$2.00K<0.1%History
CTXSCitrix Systems IncCOM0$2.00K<0.1%History
MXIMMaxim Integrated Products IncCOM17$2.00K<0.1%History
ENBEnbridge IncStock37$1.00K<0.1%History
BMBLBumble Inc.COM CL A15$1.00K<0.1%History
BXRXBaudax Bio, Inc.COM0$1.00K<0.1%History
LINLinde PLCSHS0$1.00K<0.1%History
LUVSouthwest Airlines CoCOM1$00.0%History
AHTAshford Hospitality Trust IncCOM SHS100$00.0%History