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Livermore
Livermore
ZHEN

Arkadios Wealth Advisors

SEC CIK
0001800798
Latest filing
Aug 10, 2026

Holdings in Q3 2022

Holdings as of Sep 30, 2022, filed Oct 21, 2022. Long positions only; changes compare share counts with Q2 2022.

Institution overview
Positions
522
−18 vs. Q2 2022
Portfolio value
$657.8M
−$12.2M (−1.8%) vs. Q2 2022
Filed
Oct 21, 2022
SEC
Holdings of Arkadios Wealth Advisors in Q3 2022
SecurityClassSharesValue% of portfolioShare changeActionHistory
AAPLApple Inc.Stock207,717$28.7M4.4%+20,949+11.2%AddedHistory
First Tr Exchng Traded FD VI33740F755FT LADD BUFF ETF780,165$16.3M2.5%+41,405+5.6%Added–
AMZNAmazon Com IncStock132,517$15.0M2.3%+30,611+30.0%AddedHistory
MSFTMicrosoft CorpStock51,542$12.0M1.8%+5,125+11.0%AddedHistory
GNTYGuaranty Bancshares IncCOM292,044$10.1M1.5%−1,588−0.5%ReducedHistory
First Tr Exchng Traded FD VI33740F888SMIT UNCO BD ETF362,100$8.63M1.3%+165,911+84.6%Added–
Vanguard Morningstar Small-Cap ETF922908751ETF48,677$8.32M1.3%+3,975+8.9%Added–
John Hancock Exchange Traded47804J107MLTFCTR LRG CAP170,592$7.75M1.2%−19,006−10.0%Reduced–
First Tr Exchange-Traded FD33733E104CAP STRENGTH ETF115,117$7.65M1.2%+9,737+9.2%Added–
iShares Inc464286681MSCI EQUAL WEITE113,127$7.56M1.1%+11,904+11.8%Added–
First Tr Exchange-Traded FD33738D408FIRST TR TA HIYL190,672$7.31M1.1%+14,440+8.2%Added–
First Tr Exchange Trad FD VI33739H101FST TR GLB FD284,342$7.21M1.1%+20,818+7.9%Added–
First Tr Exchng Traded FD VI33740F805SMITH OPPORT FXD163,526$7.12M1.1%−41,324−20.2%Reduced–
HDHome Depot, Inc.Stock23,554$6.50M1.0%+2,180+10.2%AddedHistory
UNHUnitedHealth Group IncStock12,756$6.44M1.0%−579−4.3%ReducedHistory
JNJJohnson & JohnsonStock39,313$6.42M1.0%+5,036+14.7%AddedHistory
Schwab US Dividend Equity ETF808524797ETF85,253$5.66M0.9%+8,661+11.3%Added–
GOOGLAlphabet Inc.Stock59,140$5.66M0.9%+9,380+18.9%AddedConverted for a 20-for-1 splitHistory
Invesco Exchange Traded FD T46137V258S&P500 PUR VAL79,496$5.55M0.8%+6,002+8.2%Added–
METAMeta Platforms, Inc.Stock40,901$5.55M0.8%+4,570+12.6%AddedHistory
iShares Core High Dividend ETF46429B663ETF60,511$5.52M0.8%+11,383+23.2%Added–
Vanguard Morningstar Mid-Cap ETF922908629ETF29,204$5.49M0.8%+3,464+13.5%Added–
BRK.BBerkshire Hathaway IncStock19,898$5.31M0.8%+2,599+15.0%AddedHistory
iShares Tr464289446RUS TOP 200 ETF62,151$5.28M0.8%+5,341+9.4%Added–
First Tr Exchange-Traded FD33739Q705FT VEST S&P 500114,283$5.21M0.8%+19,575+20.7%Added–
NVDANVIDIA CorpStock41,653$5.06M0.8%+792+1.9%AddedHistory
First Trust Rising Dividend Achievers ETF33738R506ETF127,700$4.96M0.8%+15,448+13.8%Added–
WMTWalmart Inc.Stock37,618$4.88M0.7%+3,528+10.3%AddedHistory
ProShares Tr74348A467S&P 500 DV ARIST60,117$4.81M0.7%+9,777+19.4%Added–
First Tr Exchng Traded FD VI33740U802FT VEST U.S.154,862$4.43M0.7%+6,825+4.6%Added–
iShares Core S&P Small Cap ETF464287804ETF49,058$4.28M0.7%+5,709+13.2%Added–
iShares S&P Small-Cap 600 Value ETF464287879ETF51,726$4.26M0.6%+17,388+50.6%Added–
Fidelity Merrimack STR Tr316188309TOTAL BD ETF95,580$4.25M0.6%+35,523+59.1%Added–
JPMJPMorgan Chase & CoStock38,798$4.05M0.6%+9,732+33.5%AddedHistory
Vanguard Total International Bond ETF92203J407ETF83,884$4.00M0.6%+4,200+5.3%Added–
PFEPfizer IncStock89,134$3.90M0.6%+5,290+6.3%AddedHistory
CVSCVS Health CorpStock40,624$3.87M0.6%+5,300+15.0%AddedHistory
Invesco QQQ Trust Series I46090E103ETF14,477$3.87M0.6%+1,157+8.7%Added–
iShares Tr464287119MORNINGSTAR GRWT78,989$3.81M0.6%−31,089−28.2%Reduced–
GOOGAlphabet Inc.Stock39,201$3.77M0.6%+4,181+11.9%AddedConverted for a 20-for-1 splitHistory
Vanguard Morningstar Growth ETF922908736ETF17,561$3.76M0.6%+4,769+37.3%Added–
SPDR Series Trust78468R770ST STR R1K YLD43,829$3.65M0.6%+5,479+14.3%Added–
DBX ETF Tr233051200XTRACK MSCI EAFE107,441$3.60M0.5%+118+0.1%Added–
UPSUnited Parcel Service IncStock22,116$3.57M0.5%+479+2.2%AddedHistory
SOSouthern CoStock52,547$3.57M0.5%+7,977+17.9%AddedHistory
iShares Russell 1000 Growth ETF464287614ETF16,821$3.54M0.5%−1,644−8.9%Reduced–
TSLATesla, Inc.Stock13,303$3.53M0.5%+1,756+15.2%AddedConverted for a 3-for-1 splitHistory
KOCoca Cola CoStock62,837$3.52M0.5%+8,813+16.3%AddedHistory
Vanguard Morningstar Total Stock Market ETF922908769ETF19,039$3.42M0.5%+2,884+17.9%Added–
SPYSPDR S&P 500 ETF TrustETF9,320$3.33M0.5%−1,108−10.6%ReducedHistory
DISWalt Disney CoStock33,834$3.19M0.5%+6,099+22.0%AddedHistory
XOMExxonMobil Holdings CorpCOM35,808$3.13M0.5%+5,210+17.0%AddedHistory
NTNXNutanix, Inc.Stock146,317$3.05M0.5%+40,029+37.7%AddedHistory
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund72201R833ETF30,815$3.05M0.5%−2,829−8.4%Reduced–
First Tr Exchange-Traded FD33739Q200FST LOW OPPT EFT63,921$3.03M0.5%−1,128−1.7%Reduced–
CRMSalesforce, Inc.Stock20,794$2.99M0.5%+910+4.6%AddedHistory
Invesco Exchange Traded FD T46137V738LARGE CAP VALUE71,482$2.98M0.5%+18,216+34.2%Added–
FSKFS KKR Capital CorpCOM175,412$2.97M0.5%+19,474+12.5%AddedHistory
State Street Technology Select Sector SPDR ETF81369Y803ETF23,855$2.83M0.4%+3,042+14.6%Added–
ABBVAbbVie Inc.Stock20,908$2.81M0.4%−9,535−31.3%ReducedHistory
PECOPhillips Edison & Company, Inc.COMMON STOCK99,628$2.79M0.4%−6,292−5.9%ReducedHistory
Vanguard Ftse Emerging Markets ETF922042858ETF74,501$2.72M0.4%+5,497+8.0%Added–
MCDMcDonalds CorpStock11,634$2.68M0.4%+1,543+15.3%AddedHistory
IAUiShares Gold TrustETF83,288$2.63M0.4%−52,789−38.8%ReducedHistory
iShares Inc464286392MSCI WORLD ETF25,338$2.53M0.4%+1,418+5.9%Added–
CIONCION Investment CorpCOM293,578$2.50M0.4%+110,736+60.6%AddedHistory
PSXPhillips 66Stock29,900$2.41M0.4%+7,089+31.1%AddedHistory
iShares Russell 1000 Value ETF464287598ETF17,748$2.41M0.4%+3,244+22.4%Added–
First Tr Exchng Traded FD VI33740U703FT VEST DEEP ETF125,618$2.40M0.4%+29,239+30.3%Added–
MAMastercard IncStock8,405$2.39M0.4%−353−4.0%ReducedHistory
SPDR Index Shs FDS78463X475ST STR MSCI GLB54,842$2.35M0.4%+10,583+23.9%Added–
CPRICapri Holdings LtdSHS60,904$2.34M0.4%+5,080+9.1%AddedHistory
ITWIllinois Tool Works IncStock12,838$2.32M0.4%+2,492+24.1%AddedHistory
Vanguard Real Estate ETF922908553ETF28,853$2.31M0.4%+716+2.5%Added–
First Tr Exchange-Traded Alp33735J101COM SHS39,673$2.29M0.3%+10,160+34.4%Added–
First Tr Exchange Traded FD33738R605DORSEY WRT 5 ETF55,723$2.29M0.3%−671−1.2%Reduced–
First Tr Exchange-Traded FD33734H106SHS63,742$2.28M0.3%−12,681−16.6%Reduced–
TXNTexas Instruments IncStock14,393$2.23M0.3%+2,896+25.2%AddedHistory
GDGeneral Dynamics CorpStock10,350$2.20M0.3%+1,713+19.8%AddedHistory
PAYXPaychex IncStock19,279$2.16M0.3%+2,490+14.8%AddedHistory
BABoeing CoStock17,622$2.13M0.3%+2,945+20.1%AddedHistory
VZVerizon Communications IncStock56,053$2.13M0.3%+9,547+20.5%AddedHistory
CSCOCisco Systems, Inc.Stock52,805$2.11M0.3%+6,547+14.2%AddedHistory
John Hancock Exchange Traded47804J206MULTIFACTOR MI48,674$2.07M0.3%−6,624−12.0%Reduced–
First Tr Exchange-Traded FD33738D309SENIOR LN FD46,471$2.05M0.3%+2,203+5.0%Added–
Vanguard Consumer Staples ETF92204A207ETF11,688$2.01M0.3%−665−5.4%Reduced–
iShares S&P Small-Cap 600 Growth ETF464287887ETF19,590$1.99M0.3%+942+5.1%Added–
iShares Core S&P 500 ETF464287200ETF5,507$1.98M0.3%+1,044+23.4%Added–
Vanguard Ftse Developed Markets ETF921943858ETF54,274$1.97M0.3%−950−1.7%Reduced–
VVisa Inc.Stock10,963$1.95M0.3%+1,650+17.7%AddedHistory
iShares Tr46434V456MSCI INTL QUALTY69,836$1.94M0.3%−149−0.2%Reduced–
CMICummins IncStock9,489$1.93M0.3%+1,216+14.7%AddedHistory
First Tr Exchange-Traded FD33738R886DORSEY WRIGHT119,840$1.93M0.3%−1,536−1.3%Reduced–
Vanguard S&P 500 ETF922908363ETF5,878$1.93M0.3%+1,833+45.3%Added–
RTXRTX CorpStock23,517$1.93M0.3%+1,966+9.1%AddedHistory
AEPAmerican Electric Power Co IncStock22,257$1.92M0.3%+3,488+18.6%AddedHistory
AVGOBroadcom Inc.Stock4,246$1.89M0.3%+877+26.0%AddedHistory
FTNTFortinet, Inc.Stock37,462$1.84M0.3%+207+0.6%AddedHistory
RGAReinsurance Group of America IncCOM NEW14,634$1.84M0.3%+1,971+15.6%AddedHistory
METMetlife IncStock30,256$1.84M0.3%+6,751+28.7%AddedHistory

Options (3)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Arkadios Wealth Advisors in Q3 2022
SecurityClassPutsCalls
PFEPfizer IncStock–$1.31M
MRNAModerna, Inc.Stock–$591.0K
ONOn Semiconductor CorpStock$93.0K–

Sold out since Q2 2022 (57)

Positions held at the end of Q2 2022 that are gone from this filing.

Positions of Arkadios Wealth Advisors sold out since Q2 2022
SecurityClassShares in Q2 2022Value in Q2 2022% of portfolio in Q2 2022History
GSKGSK plcSPONSORED ADR72,930$3.17M0.5%History
Vanguard Scottsdale FDS92206C680VNG RUS1000GRW44,708$2.52M0.4%–
Invesco Exchange Traded FD T46137V720LEISU ENTMT ETF62,589$2.27M0.3%–
Janus Detroit STR Tr47103U886HENDRSN SHRT ETF38,864$1.89M0.3%–
Ssga Active ETF Tr78467V848ST STR TOTAL ETF16,812$709.0K0.1%–
American Centy ETF Tr025072307US QUALITY GROW10,025$558.0K0.1%–
WisdomTree Tr97717W570US MIDCAP FUND11,146$512.0K0.1%–
iShares Tr464288414NATIONAL MUN ETF4,625$492.0K0.1%–
Pacer US Cash Cows 100 ETF69374H881ETF9,730$419.0K0.1%–
First Tr Exchange Trad FD VI33740Y101ALT ABSLT STRG11,008$367.0K0.1%–
HELEHelen of Troy LtdStock2,139$347.0K0.1%History
STORStore Capital LLCCOM13,285$346.0K0.1%History
PKGPackaging Corp of AmericaStock2,510$345.0K0.1%History
SPDR Series Trust78464A805ST STR PR SP15006,770$315.0K<0.1%–
iShares Tr46435U713US INFRASTRUC8,889$303.0K<0.1%–
FIVEFive Below, IncCOM2,656$301.0K<0.1%History
GMEGameStop Corp.Stock2,428$297.0K<0.1%History
iShares Tr464288646ISHS 1-5YR INVS5,438$275.0K<0.1%–
Innovator ETFs Trust45782C474US SML CP PWR B9,607$271.0K<0.1%–
First Tr Exchange Traded FD33738R845NASDQ OIL GAS11,485$269.0K<0.1%–
First Tr Exchange-Traded FD33733E872LUNT US FACTOR9,461$257.0K<0.1%–
Innovator ETFs Trust45782C466GRWT100 PWR BF7,181$254.0K<0.1%–
EMNEastman Chemical CoStock2,775$249.0K<0.1%History
MDLZMondelez International, Inc.Stock4,015$249.0K<0.1%History
Fidelity Covington Trust316092857MSCI RL EST ETF9,133$248.0K<0.1%–
First Tr Exchange-Traded FD33738D101NO AMER ENERGY9,603$247.0K<0.1%–
Invesco Exch Traded FD Tr II46138E362S&P500 HDL VOL5,591$247.0K<0.1%–
WisdomTree Tr97717W562US SMALLCAP FUND5,953$245.0K<0.1%–
HPQHP IncStock7,324$240.0K<0.1%History
WisdomTree Tr97717W588US LARGECAP FUND5,666$231.0K<0.1%–
AIGAmerican International Group, Inc.Stock4,409$225.0K<0.1%History
First Tr Exchange-Traded FD33734X119CONSUMR STAPLE3,565$219.0K<0.1%–
Kraneshares Trust500767306CSI CHI INTERNET6,673$219.0K<0.1%–
Listed FD Tr53656F573ETP9,840$218.0K<0.1%–
Vanguard Morningstar Mid-Cap Value ETF922908512ETF1,651$214.0K<0.1%–
First Tr Exchange-Traded Alp33734K109COM SHS2,817$214.0K<0.1%–
Invesco Exchange Traded FD T46137V225S&P MIDCAP 4002,728$213.0K<0.1%–
First Tr Exchange-Traded FD33733E203NY ARCA BIOTECH1,563$212.0K<0.1%–
State Street Materials Select Sector SPDR ETF81369Y100ETF2,867$211.0K<0.1%–
Schwab U.S. Broad Market ETF808524102ETF4,743$210.0K<0.1%–
State Street SPDR Portfolio Developed World Ex-US ETF78463X889ETF7,266$210.0K<0.1%–
ETF Ser Solutions26922A594AAM S&P 5007,300$208.0K<0.1%–
First Tr Exchange-Traded Alp33737M409SML CAP VAL ALPH4,703$207.0K<0.1%–
CLColgate Palmolive CoStock2,556$205.0K<0.1%History
DREDuke Realty CorpCOM NEW3,721$204.0K<0.1%History
WisdomTree Tr97717W208US HIGH DIVIDEND2,469$203.0K<0.1%–
BPOPPopular, Inc.COM NEW2,621$202.0K<0.1%History
Pacer FDS Tr69374H865EMRG MKT CASH10,172$198.0K<0.1%–
NLYAnnaly Capital Management IncCOM32,694$193.0K<0.1%History
Amplify ETF Tr032108847CEF HIGH INCOME11,994$152.0K<0.1%–
DKNGDraftKings Inc.Stock11,050$129.0K<0.1%History
CIMChimera Investment CorpCOM NEW10,683$94.0K<0.1%History
ORCOrchid Island Capital, Inc.COM28,290$81.0K<0.1%History
USOICredit Suisse AGXLINK CRD ETN3712,000$61.0K<0.1%History
DIDIYDiDi Global Inc.SPONSORED ADS14,052$41.0K<0.1%History
Apollo Coml Real Est Fin Inc03762UAB1NOTE 4.750% 8/235,000$35.0K<0.1%–
PLGPlatinum Group Metals LtdCOM15,202$20.0K<0.1%History