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Livermore
Livermore
ZHEN

Arkadios Wealth Advisors

SEC CIK
0001800798
Latest filing
Aug 10, 2026

Holdings in Q3 2022

Holdings as of Sep 30, 2022, filed Oct 21, 2022. Long positions only; changes compare share counts with Q2 2022.

Institution overview
Positions
522
−18 vs. Q2 2022
Portfolio value
$657.8M
−$12.2M (−1.8%) vs. Q2 2022
Filed
Oct 21, 2022
SEC
Holdings of Arkadios Wealth Advisors in Q3 2022
SecurityClassSharesValue% of portfolioShare changeActionHistory
NAKNorthern Dynasty Minerals LtdCOM NEW10,000$2.00K<0.1%+10,000NewHistory
Kensington Capital AcquisitiG5251K129*W EXP 99/99/99910,000$2.00K<0.1%00.0%Unchanged–
SENSSenseonics Holdings, Inc.COM10,148$13.0K<0.1%00.0%UnchangedHistory
NGLNGL Energy Partners LPCOM UNIT REPST10,656$14.0K<0.1%+10,656NewHistory
XERSXeris Biopharma Holdings, Inc.COM11,000$17.0K<0.1%+11,000NewHistory
HYLNHyliion Holdings Corp.COMMON STOCK13,900$40.0K<0.1%00.0%UnchangedHistory
Adamas Trust, Inc.649604501COM PAR $.0220,166$47.0K<0.1%+20,166New–
LYGLloyds Banking Group plcSPONSORED ADR29,057$52.0K<0.1%−301−1.0%ReducedHistory
Companhia Brasileira de Dist20440T300SPONSORED ADR14,760$52.0K<0.1%−765−4.9%Reduced–
CGCCanopy Growth CorpCOM21,303$58.0K<0.1%+9,853+86.1%AddedHistory
ETF Managers Tr26924G508ETFMG ALTR HRVST13,478$62.0K<0.1%−19,446−59.1%Reduced–
ASXASE Technology Holding Co., Ltd.SPONSORED ADS13,938$70.0K<0.1%+13,938NewHistory
LOGCContextLogic Inc.COM CL A104,487$77.0K<0.1%−66,085−38.7%ReducedHistory
PSLVSprott Physical Silver TrustPHYSICAL SILVER12,748$84.0K<0.1%+12,748NewHistory
MCRMFS Charter Income TrustSH BEN INT14,295$85.0K<0.1%00.0%UnchangedHistory
RTLNecessity Retail REIT, Inc.COM CLASS A14,710$86.0K<0.1%−2,421−14.1%ReducedHistory
NOKNokia CorpSPONSORED ADR21,722$93.0K<0.1%+1,637+8.2%AddedHistory
ERCAllspring Multi-Sector Income FundCOM11,228$97.0K<0.1%00.0%UnchangedHistory
CCLCarnival Corp Ltd.UNIT 99/99/999914,033$99.0K<0.1%−2,500−15.1%ReducedHistory
ONOn Semiconductor CorpStock1,785$111.0K<0.1%+1,785NewHistory
MFAMfa Financial, Inc.COM14,676$114.0K<0.1%+14,676NewHistory
TLRYTilray Brands, Inc.COM CL 241,966$115.0K<0.1%+19,600+87.6%AddedHistory
ARIApollo Commercial Real Estate Finance, Inc.COM14,471$120.0K<0.1%+911+6.7%AddedHistory
PHKPIMCO High Income FundCOM SHS26,865$125.0K<0.1%+9,907+58.4%AddedHistory
PHYSSprott Physical Gold TrustPHYSICAL GOLD TR10,500$134.0K<0.1%+10,500NewHistory
MRCCMonroe Capital CorpCOM18,678$135.0K<0.1%+2,109+12.7%AddedHistory
EMDWestern Asset Emerging Markets Debt Fund Inc.COM18,115$145.0K<0.1%+315+1.8%AddedHistory
PFLTPennantPark Floating Rate Capital Ltd.COM16,232$156.0K<0.1%+16,232NewHistory
CPSCooper-Standard Holdings Inc.COM29,372$172.0K<0.1%+29,372NewHistory
iShares U.S. Medical Devices ETF464288810ETF4,242$200.0K<0.1%+37+0.9%Added–
APDAir Products & Chemicals, Inc.Stock864$201.0K<0.1%00.0%UnchangedHistory
First Tr Exchange-Traded FD33734X309S NETWRK FUT VEH4,959$201.0K<0.1%−670−11.9%Reduced–
SPGSimon Property Group Inc.REIT2,246$202.0K<0.1%−553−19.8%ReducedHistory
SPGIS&P Global Inc.Stock666$203.0K<0.1%+8+1.2%AddedHistory
PLNTPlanet Fitness, Inc.CL A3,525$203.0K<0.1%−67−1.9%ReducedHistory
GMGeneral Motors CoCOM6,330$203.0K<0.1%+6,330NewHistory
ATKRAtkore Inc.COM2,625$204.0K<0.1%−801−23.4%ReducedHistory
UFPIUfp Industries IncCOM2,831$204.0K<0.1%−691−19.6%ReducedHistory
CPCanadian Pacific Kansas City LtdCOM3,054$204.0K<0.1%+3,054NewHistory
ESEversource EnergyStock2,636$205.0K<0.1%+10+0.4%AddedHistory
KKRKKR & Co. Inc.COM4,776$205.0K<0.1%−4−0.1%ReducedHistory
TMUST-Mobile US, Inc.Stock1,533$206.0K<0.1%−78−4.8%ReducedHistory
iShares Tr464287150CORE S&P TTL STK2,584$206.0K<0.1%−121−4.5%Reduced–
LUVSouthwest Airlines CoCOM6,735$208.0K<0.1%−1,273−15.9%ReducedHistory
Vanguard Morningstar Small-Cap Growth ETF922908595ETF1,072$209.0K<0.1%+39+3.8%Added–
Vanguard Intermediate-Term Bond ETF921937819ETF2,841$209.0K<0.1%+254+9.8%Added–
iShares Tr46428743220 YR TR BD ETF2,045$209.0K<0.1%−1,542−43.0%Reduced–
PNFPPinnacle Financial Partners, Inc.COM2,579$209.0K<0.1%+2,579NewHistory
PRUPrudential Financial IncStock2,446$210.0K<0.1%+2,446NewHistory
State Street SPDR S&P Aerospace & Defense ETF78464A631ETF2,293$210.0K<0.1%−293−11.3%Reduced–
MUMicron Technology IncStock4,191$210.0K<0.1%−508−10.8%ReducedHistory
iShares Semiconductor ETF464287523ETF659$210.0K<0.1%−73−10.0%Reduced–
U.S. Global Jets ETF26922A842ETF13,961$210.0K<0.1%+1,705+13.9%Added–
iShares Tr464287838U.S. BAS MTL ETF1,955$211.0K<0.1%−92−4.5%Reduced–
GEGeneral Electric CoStock3,417$212.0K<0.1%+3,417NewHistory
SOFISoFi Technologies, Inc.Stock43,952$214.0K<0.1%+12,623+40.3%AddedHistory
IVTInvenTrust Properties Corp.COM NEW10,018$214.0K<0.1%+741+8.0%AddedHistory
MCKMcKesson CorpStock634$215.0K<0.1%+634NewHistory
CRUSCirrus Logic, Inc.Stock3,158$217.0K<0.1%−1,174−27.1%ReducedHistory
Invesco Exch Traded FD Tr II46138G870VAR RATE PFD9,896$217.0K<0.1%−2,066−17.3%Reduced–
STZConstellation Brands, Inc.Stock959$220.0K<0.1%+39+4.2%AddedHistory
MGAMagna International IncCOM4,630$220.0K<0.1%−808−14.9%ReducedHistory
iShares Core U.S. Aggregate Bond ETF464287226ETF2,294$221.0K<0.1%−60−2.5%Reduced–
PODDInsulet CorpStock970$223.0K<0.1%−213−18.0%ReducedHistory
First Tr Exchange-Traded Alp33735K108COM SHS2,619$224.0K<0.1%+2,619New–
CRAICra International, Inc.COM2,549$226.0K<0.1%−770−23.2%ReducedHistory
SKYChampion Homes, Inc.Stock4,297$227.0K<0.1%−974−18.5%ReducedHistory
HCAHCA Healthcare, Inc.COM1,238$228.0K<0.1%+11+0.9%AddedHistory
YUMYum Brands IncStock2,156$229.0K<0.1%+37+1.7%AddedHistory
Innovator U.S. Equity Buffer ETF - October45782C771ETF7,648$229.0K<0.1%+851+12.5%Added–
EOGEOG Resources IncStock2,052$229.0K<0.1%+30+1.5%AddedHistory
NXPINXP Semiconductors N.V.COM1,560$230.0K<0.1%+116+8.0%AddedHistory
MSIMotorola Solutions, Inc.Stock1,030$231.0K<0.1%−535−34.2%ReducedHistory
CAHCardinal Health IncStock3,464$231.0K<0.1%+3,464NewHistory
AREAlexandria Real Estate Equities, Inc.COM1,657$232.0K<0.1%+1,657NewHistory
Innovator ETFs Trust45782C789US EQTY BUFR JUL7,963$232.0K<0.1%+37+0.5%Added–
ETF Ser Solutions26922A198AAM LW DUR PFD10,898$232.0K<0.1%−281−2.5%Reduced–
BBDCBarings BDC, Inc.COM28,013$232.0K<0.1%+1,887+7.2%AddedHistory
TSNTyson Foods, Inc.Stock3,532$233.0K<0.1%−18−0.5%ReducedHistory
iShares Tr464287721U.S. TECH ETF3,182$233.0K<0.1%+25+0.8%Added–
HSYHershey CoCOM1,063$234.0K<0.1%+1,063NewHistory
iShares Tr464287788U.S. FINLS ETF3,493$236.0K<0.1%+373+12.0%Added–
WisdomTree Tr97717X669US QTLY DIV GRT4,377$236.0K<0.1%−1,699−28.0%Reduced–
First Trust Nasdaq Clean Edge Green Energy Index Fund33733E500ETF4,158$237.0K<0.1%+4,158New–
BLDQXO Insulation, LLCStock1,440$237.0K<0.1%−178−11.0%ReducedHistory
PNNTPennantpark Investment CorpCOM43,541$238.0K<0.1%+3,157+7.8%AddedHistory
LSILife Storage, Inc.COM2,151$238.0K<0.1%−493−18.6%ReducedHistory
DEODiageo PLCSPON ADR NEW1,410$239.0K<0.1%+64+4.8%AddedHistory
iShares Tr464288604MRGSTR SM CP GR6,926$240.0K<0.1%−4,410−38.9%Reduced–
Invesco Exchange Traded FD T46137V308BUYBACK ACHIEV3,232$240.0K<0.1%+7+0.2%Added–
WDWalker & Dunlop, Inc.COM2,881$241.0K<0.1%−793−21.6%ReducedHistory
Schwab International Equity ETF808524805ETF8,607$242.0K<0.1%+8,607New–
LHXL3HARRIS Technologies, Inc.Stock1,172$244.0K<0.1%−11−0.9%ReducedHistory
IQVIQVIA Holdings Inc.Stock1,355$245.0K<0.1%+70+5.4%AddedHistory
First Tr Exchng Traded FD VI33740F581FT VEST NAS13,044$245.0K<0.1%−525−3.9%Reduced–
OCCIOFS Credit Company, Inc.COM27,713$245.0K<0.1%−81−0.3%ReducedHistory
TWTRTwitter, Inc.COM5,657$248.0K<0.1%−2,863−33.6%ReducedHistory
ADMArcher-Daniels-Midland CoStock3,134$252.0K<0.1%−47−1.5%ReducedHistory
Innovator ETFs Trust45783Y731BUFF STEP UP ETF11,114$252.0K<0.1%−3,850−25.7%Reduced–
NEONeogenomics IncCOM NEW29,333$253.0K<0.1%00.0%UnchangedHistory

Options (3)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Arkadios Wealth Advisors in Q3 2022
SecurityClassPutsCalls
PFEPfizer IncStock–$1.31M
MRNAModerna, Inc.Stock–$591.0K
ONOn Semiconductor CorpStock$93.0K–

Sold out since Q2 2022 (57)

Positions held at the end of Q2 2022 that are gone from this filing.

Positions of Arkadios Wealth Advisors sold out since Q2 2022
SecurityClassShares in Q2 2022Value in Q2 2022% of portfolio in Q2 2022History
GSKGSK plcSPONSORED ADR72,930$3.17M0.5%History
Vanguard Scottsdale FDS92206C680VNG RUS1000GRW44,708$2.52M0.4%–
Invesco Exchange Traded FD T46137V720LEISU ENTMT ETF62,589$2.27M0.3%–
Janus Detroit STR Tr47103U886HENDRSN SHRT ETF38,864$1.89M0.3%–
Ssga Active ETF Tr78467V848ST STR TOTAL ETF16,812$709.0K0.1%–
American Centy ETF Tr025072307US QUALITY GROW10,025$558.0K0.1%–
WisdomTree Tr97717W570US MIDCAP FUND11,146$512.0K0.1%–
iShares Tr464288414NATIONAL MUN ETF4,625$492.0K0.1%–
Pacer US Cash Cows 100 ETF69374H881ETF9,730$419.0K0.1%–
First Tr Exchange Trad FD VI33740Y101ALT ABSLT STRG11,008$367.0K0.1%–
HELEHelen of Troy LtdStock2,139$347.0K0.1%History
STORStore Capital LLCCOM13,285$346.0K0.1%History
PKGPackaging Corp of AmericaStock2,510$345.0K0.1%History
SPDR Series Trust78464A805ST STR PR SP15006,770$315.0K<0.1%–
iShares Tr46435U713US INFRASTRUC8,889$303.0K<0.1%–
FIVEFive Below, IncCOM2,656$301.0K<0.1%History
GMEGameStop Corp.Stock2,428$297.0K<0.1%History
iShares Tr464288646ISHS 1-5YR INVS5,438$275.0K<0.1%–
Innovator ETFs Trust45782C474US SML CP PWR B9,607$271.0K<0.1%–
First Tr Exchange Traded FD33738R845NASDQ OIL GAS11,485$269.0K<0.1%–
First Tr Exchange-Traded FD33733E872LUNT US FACTOR9,461$257.0K<0.1%–
Innovator ETFs Trust45782C466GRWT100 PWR BF7,181$254.0K<0.1%–
EMNEastman Chemical CoStock2,775$249.0K<0.1%History
MDLZMondelez International, Inc.Stock4,015$249.0K<0.1%History
Fidelity Covington Trust316092857MSCI RL EST ETF9,133$248.0K<0.1%–
First Tr Exchange-Traded FD33738D101NO AMER ENERGY9,603$247.0K<0.1%–
Invesco Exch Traded FD Tr II46138E362S&P500 HDL VOL5,591$247.0K<0.1%–
WisdomTree Tr97717W562US SMALLCAP FUND5,953$245.0K<0.1%–
HPQHP IncStock7,324$240.0K<0.1%History
WisdomTree Tr97717W588US LARGECAP FUND5,666$231.0K<0.1%–
AIGAmerican International Group, Inc.Stock4,409$225.0K<0.1%History
First Tr Exchange-Traded FD33734X119CONSUMR STAPLE3,565$219.0K<0.1%–
Kraneshares Trust500767306CSI CHI INTERNET6,673$219.0K<0.1%–
Listed FD Tr53656F573ETP9,840$218.0K<0.1%–
Vanguard Morningstar Mid-Cap Value ETF922908512ETF1,651$214.0K<0.1%–
First Tr Exchange-Traded Alp33734K109COM SHS2,817$214.0K<0.1%–
Invesco Exchange Traded FD T46137V225S&P MIDCAP 4002,728$213.0K<0.1%–
First Tr Exchange-Traded FD33733E203NY ARCA BIOTECH1,563$212.0K<0.1%–
State Street Materials Select Sector SPDR ETF81369Y100ETF2,867$211.0K<0.1%–
Schwab U.S. Broad Market ETF808524102ETF4,743$210.0K<0.1%–
State Street SPDR Portfolio Developed World Ex-US ETF78463X889ETF7,266$210.0K<0.1%–
ETF Ser Solutions26922A594AAM S&P 5007,300$208.0K<0.1%–
First Tr Exchange-Traded Alp33737M409SML CAP VAL ALPH4,703$207.0K<0.1%–
CLColgate Palmolive CoStock2,556$205.0K<0.1%History
DREDuke Realty CorpCOM NEW3,721$204.0K<0.1%History
WisdomTree Tr97717W208US HIGH DIVIDEND2,469$203.0K<0.1%–
BPOPPopular, Inc.COM NEW2,621$202.0K<0.1%History
Pacer FDS Tr69374H865EMRG MKT CASH10,172$198.0K<0.1%–
NLYAnnaly Capital Management IncCOM32,694$193.0K<0.1%History
Amplify ETF Tr032108847CEF HIGH INCOME11,994$152.0K<0.1%–
DKNGDraftKings Inc.Stock11,050$129.0K<0.1%History
CIMChimera Investment CorpCOM NEW10,683$94.0K<0.1%History
ORCOrchid Island Capital, Inc.COM28,290$81.0K<0.1%History
USOICredit Suisse AGXLINK CRD ETN3712,000$61.0K<0.1%History
DIDIYDiDi Global Inc.SPONSORED ADS14,052$41.0K<0.1%History
Apollo Coml Real Est Fin Inc03762UAB1NOTE 4.750% 8/235,000$35.0K<0.1%–
PLGPlatinum Group Metals LtdCOM15,202$20.0K<0.1%History