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Livermore
Livermore
ZHEN

Arkadios Wealth Advisors

SEC CIK
0001800798
Latest filing
Aug 10, 2026

Holdings in Q4 2021

Holdings as of Dec 31, 2021, filed Feb 3, 2022. Long positions only; changes compare share counts with Q3 2021.

Institution overview
Positions
567
−1,381 vs. Q3 2021
Portfolio value
$745.3M
+$51.7M (+7.4%) vs. Q3 2021
Filed
Feb 3, 2022
SEC
Holdings of Arkadios Wealth Advisors in Q4 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
Vanguard Morningstar Small-Cap Growth ETF922908595ETF958$270.0K<0.1%−653−40.5%Reduced–
VLOValero Energy CorpStock3,650$274.0K<0.1%−4,413−54.7%ReducedHistory
PNRPENTAIR plcSHS3,753$274.0K<0.1%−6,621−63.8%ReducedHistory
State Street Industrial Select Sector SPDR ETF81369Y704ETF2,602$275.0K<0.1%+547+26.6%Added–
iShares Tr464287838U.S. BAS MTL ETF1,964$275.0K<0.1%+881+81.3%Added–
IRTIndependence Realty Trust, Inc.COM10,747$278.0K<0.1%+10,747NewHistory
LHXL3HARRIS Technologies, Inc.Stock1,308$279.0K<0.1%−11−0.8%ReducedHistory
ETF Ser Solutions26922A198AAM LW DUR PFD11,129$279.0K<0.1%+653+6.2%Added–
TSMTaiwan Semiconductor Manufacturing Co LtdADR2,371$285.0K<0.1%+827+53.6%AddedHistory
iShares S&P Mid-Cap 400 Value ETF464287705ETF2,580$286.0K<0.1%+516+25.0%Added–
First Tr Exchng Traded FD VI33740U109TCW SECURITIZED11,162$287.0K<0.1%−10,559−48.6%Reduced–
NVSNovartis AGADR3,295$288.0K<0.1%+1,304+65.5%AddedHistory
INTUIntuit Inc.Stock451$290.0K<0.1%−64−12.4%ReducedHistory
KKRKKR & Co. Inc.COM3,894$290.0K<0.1%+936+31.6%AddedHistory
iShares Tr464288687PFD AND INCM SEC7,352$290.0K<0.1%+1,047+16.6%Added–
First Tr Exchange-Traded FD33733E203NY ARCA BIOTECH1,804$292.0K<0.1%+207+13.0%Added–
State Street SPDR S&P Homebuilders ETF78464A888ETF3,426$294.0K<0.1%−69−2.0%Reduced–
CWTCalifornia Water Service GroupCOM4,112$296.0K<0.1%−1,958−32.3%ReducedHistory
HPQHP IncStock7,889$297.0K<0.1%+24+0.3%AddedHistory
PIMCO ETF Tr72201R718ENHNCD LW DUR AC2,969$299.0K<0.1%00.0%Unchanged–
Fidelity MSCI Utilities Index ETF316092865ETF6,477$300.0K<0.1%00.0%Unchanged–
PANWPalo Alto Networks IncStock540$301.0K<0.1%−79−12.8%ReducedHistory
LCIDLucid Group, Inc.COM7,900$301.0K<0.1%+7,900NewHistory
PSAPublic StorageCOM808$303.0K<0.1%+121+17.6%AddedHistory
iShares Tr464287630RUS 2000 VAL ETF1,825$303.0K<0.1%+71+4.0%Added–
Innovator ETFs Tr45782C169TRIPLE STKR JAN10,203$304.0K<0.1%+10,203New–
Invesco Exchange Traded FD T46137V647SEMICONDUCTORS1,990$306.0K<0.1%+50+2.6%Added–
CDWCDW CorpCOM1,502$308.0K<0.1%+347+30.0%AddedHistory
ANETArista Networks, Inc.COM2,147$309.0K<0.1%−941−30.5%ReducedConverted for a 4-for-1 splitHistory
TSNTyson Foods, Inc.Stock3,551$310.0K<0.1%+51+1.5%AddedHistory
iShares Tr464287762US HLTHCARE ETF1,031$310.0K<0.1%+202+24.4%Added–
iShares Tr46429B655FLTG RATE NT ETF6,105$310.0K<0.1%+4,930+419.6%Added–
SPDR Ser Tr78468R655S&P KENSHO CLEAN3,442$310.0K<0.1%−26,785−88.6%Reduced–
iShares Tr46429B408MSCI PHILIPS ETF9,823$311.0K<0.1%+9,614+4,600.0%Added–
FTHYFirst Trust High Yield Opportunities 2027 Term FundCOM15,373$311.0K<0.1%−1,248−7.5%ReducedHistory
Innovator U.S. Equity Buffer ETF - October45782C771ETF9,010$312.0K<0.1%+1,279+16.5%Added–
Innovator ETFs Trust45782C474US SML CP PWR B9,627$312.0K<0.1%+9,627New–
Invesco Exch Traded FD Tr II46138E610KBW HIG DV YLD15,450$313.0K<0.1%+550+3.7%Added–
COFCapital One Financial CorpStock2,169$315.0K<0.1%−702−24.5%ReducedHistory
iShares Russell 2000 Growth ETF464287648ETF1,083$317.0K<0.1%−79−6.8%Reduced–
First Trust Nasdaq Clean Edge Green Energy Index Fund33733E500ETF4,672$318.0K<0.1%+592+14.5%Added–
APHAmphenol CorpCL A3,649$319.0K<0.1%+706+24.0%AddedHistory
GMGeneral Motors CoCOM5,443$319.0K<0.1%+280+5.4%AddedHistory
Vanguard Energy ETF92204A306ETF4,150$322.0K<0.1%00.0%Unchanged–
ISRGIntuitive Surgical IncCOM NEW896$322.0K<0.1%−16−1.8%ReducedConverted for a 3-for-1 splitHistory
AMATApplied Materials IncStock2,068$325.0K<0.1%−276−11.8%ReducedHistory
Global X FDS37954Y483NASDAQ 100 COVER14,626$325.0K<0.1%+1,431+10.8%Added–
iShares Tr46435U713US INFRASTRUC8,576$328.0K<0.1%+2,231+35.2%Added–
iShares Tr46432F388MSCI USA VALUE2,999$328.0K<0.1%−214−6.7%Reduced–
Innovator ETFs Trust45782C326US EQTY BUFR MAY9,894$328.0K<0.1%−500−4.8%Reduced–
Vanguard Utilities ETF92204A876ETF2,106$329.0K<0.1%−589−21.9%Reduced–
iShares Tr46434V381FUTU EXPO TE ETF4,980$329.0K<0.1%+265+5.6%Added–
BAXBaxter International IncStock3,841$330.0K<0.1%−9−0.2%ReducedHistory
First Tr Exchange-Traded FD33734X168MATERIALS ALPH5,308$330.0K<0.1%−336−6.0%Reduced–
ROKURoku, IncCOM CL A1,450$331.0K<0.1%−15−1.0%ReducedHistory
IQVIQVIA Holdings Inc.Stock1,181$333.0K<0.1%+213+22.0%AddedHistory
Amplify ETF Tr032108847CEF HIGH INCOME20,091$334.0K<0.1%+359+1.8%Added–
Flagstar Bank, National Association649445103COM27,419$335.0K<0.1%−15,317−35.8%Reduced–
WisdomTree Tr97717W208US HIGH DIVIDEND4,084$337.0K<0.1%−1,311−24.3%Reduced–
PENNPENN Entertainment, Inc.COM6,521$338.0K<0.1%+27+0.4%AddedHistory
URIUnited Rentals, Inc.COM1,016$338.0K<0.1%−393−27.9%ReducedHistory
WisdomTree Tr97717X628FLOATNG RAT TREA13,476$338.0K<0.1%−9,587−41.6%Reduced–
Fidelity Covington Trust316092782VLU FACTOR ETF6,499$339.0K<0.1%+2,598+66.6%Added–
First Tr Exchange Traded FD33738R878DORSEY WRIGHT8,997$340.0K<0.1%00.0%Unchanged–
Vanguard High Dividend Yield Index ETF921946406ETF3,079$345.0K<0.1%+253+9.0%Added–
Invesco Exchange Traded FD T46137V308BUYBACK ACHIEV3,573$345.0K<0.1%+4+0.1%Added–
State Street Materials Select Sector SPDR ETF81369Y100ETF3,814$346.0K<0.1%+336+9.7%Added–
WPCW. P. Carey Inc.COM4,246$348.0K<0.1%+623+17.2%AddedHistory
DREDuke Realty CorpCOM NEW5,302$348.0K<0.1%+71+1.4%AddedHistory
WisdomTree Tr97717Y774INTK MLTIFACTR13,161$350.0K<0.1%−4,371−24.9%Reduced–
GWWW.W. Grainger, Inc.Stock677$351.0K<0.1%+17+2.6%AddedHistory
First Tr Exchange-Traded FD33734X101CONSUMR DISCRE5,737$356.0K<0.1%−14−0.2%Reduced–
Invesco Exch Traded FD Tr II46138E164S&P SMLCP ENGY51,014$356.0K<0.1%+584+1.2%Added–
MMM3M CoStock2,024$360.0K<0.1%−395−16.3%ReducedHistory
iShares Russell Mid-Cap Value ETF464287473ETF2,947$361.0K<0.1%−44−1.5%Reduced–
MPCMarathon Petroleum CorpStock5,646$361.0K<0.1%+3,277+138.3%AddedHistory
CCLCarnival Corp Ltd.UNIT 99/99/999917,949$361.0K<0.1%−1,515−7.8%ReducedHistory
GEGeneral Electric CoStock3,836$362.0K<0.1%+431+12.7%AddedHistory
Invesco Exch Traded FD Tr II46138E362S&P500 HDL VOL8,072$365.0K<0.1%+254+3.2%Added–
First Tr Exchange-Traded FD33734X853INTL EQUITY OPP6,356$366.0K<0.1%+6,356New–
CUBECubeSmartREIT6,484$369.0K<0.1%+1,353+26.4%AddedHistory
LUVSouthwest Airlines CoCOM8,614$369.0K<0.1%−279−3.1%ReducedHistory
iShares MSCI USA Momentum Factor ETF46432F396ETF2,076$378.0K0.1%+209+11.2%Added–
UNPUnion Pacific CorpStock1,504$379.0K0.1%+244+19.4%AddedHistory
WBSWebster Financial CorpCOM6,834$382.0K0.1%+2,620+62.2%AddedHistory
ADPAutomatic Data Processing IncStock1,554$383.0K0.1%+360+30.2%AddedHistory
GPNGlobal Payments IncStock2,863$387.0K0.1%−1,077−27.3%ReducedHistory
iShares Tr464288752US HOME CONS ETF4,690$389.0K0.1%+3,500+294.1%Added–
LEGLeggett & Platt IncStock9,503$391.0K0.1%+4,391+85.9%AddedHistory
OTTROtter Tail CorpCOM5,517$394.0K0.1%+52+1.0%AddedHistory
OCCIOFS Credit Company, Inc.COM29,578$394.0K0.1%−820−2.7%ReducedHistory
Vanguard Communication Services ETF92204A884ETF2,916$395.0K0.1%−727−20.0%Reduced–
iShares Core U.S. Aggregate Bond ETF464287226ETF3,506$400.0K0.1%−397−10.2%Reduced–
First Tr Exchange-Traded FD33734X150INDLS PROD DUR6,475$404.0K0.1%−593−8.4%Reduced–
WMBWilliams Companies, Inc.COM15,551$405.0K0.1%−28,761−64.9%ReducedHistory
DOWDow Inc.Stock7,156$406.0K0.1%+443+6.6%AddedHistory
Global X FDS37954Y657US PFD ETF15,802$407.0K0.1%+751+5.0%Added–
DALDelta Air Lines, Inc.COM NEW10,453$408.0K0.1%+1,345+14.8%AddedHistory
iShares Tr464287754US INDUSTRIALS3,616$408.0K0.1%+269+8.0%Added–
MUMicron Technology IncStock4,387$409.0K0.1%−26−0.6%ReducedHistory

Options (8)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Arkadios Wealth Advisors in Q4 2021
SecurityClassPutsCalls
MRNAModerna, Inc.Stock–$3.81M
PFEPfizer IncStock–$1.48M
NVDANVIDIA CorpStock–$1.47M
PYPLPayPal Holdings, Inc.Stock–$943.0K
XYZBlock, Inc.CL A–$808.0K
FFord Motor CoStock–$623.0K
TWTRTwitter, Inc.COM–$432.0K
OPKOpko Health, Inc.COM–$236.0K

Sold out since Q3 2021 (1,406)

Positions held at the end of Q3 2021 that are gone from this filing.

The largest 100 of 1,406 by value last quarter.

Positions of Arkadios Wealth Advisors sold out since Q3 2021
SecurityClassShares in Q3 2021Value in Q3 2021% of portfolio in Q3 2021History
GMEGameStop Corp.Stock19,923$3.50M0.5%History
iShares Inc46434G863ESG AWR MSCI EM72,228$2.99M0.4%–
Pacer Trendpilot US Bond ETF69374H642ETF110,052$2.98M0.4%–
ARK ETF Tr00214Q302GENOMIC REV ETF38,735$2.89M0.4%–
ARK Next Generation Technology ETF00214Q401ETF18,293$2.54M0.4%–
iShares Esg Aware US Aggregate Bond ETF46435U549ETF30,404$1.68M0.2%–
IRMIron Mountain IncCOM25,534$1.11M0.2%History
VNOVornado Realty TrustSH BEN INT24,904$1.05M0.2%History
ProShares Tr74347B169ONLINE RTL ETF15,541$1.02M0.1%–
ETF Managers Tr26924G508ETFMG ALTR HRVST58,343$839.0K0.1%–
ENPHEnphase Energy, Inc.Stock5,087$762.0K0.1%History
GNRCGenerac Holdings Inc.Stock1,835$749.0K0.1%History
First Rep BK San Francisco C33616C100COM2,738$528.0K0.1%–
BXBlackstone Inc.COM4,056$471.0K0.1%History
OKEONEOK IncCOM6,835$396.0K0.1%History
Kraneshares Tr500767736QUADRTC INT RT13,644$380.0K0.1%–
INOVInovalon Holdings, Inc.COM CL A8,622$347.0K0.1%History
JPMorgan Ultra-Short Income ETF46641Q837ETF6,629$336.0K<0.1%–
AZNAstraZeneca PLCSPONSORED ADR5,091$305.0K<0.1%History
BRGBluerock Residential Growth REIT, Inc.COM CL A22,822$290.0K<0.1%History
Invesco Exch Traded FD Tr II46138G805TAXABLE MUN BD8,654$284.0K<0.1%–
PWRQuanta Services, Inc.COM2,429$276.0K<0.1%History
Invesco Actively Managed Exc46090A887ULTRA SHRT DUR5,294$267.0K<0.1%–
Royal Dutch Shell PLC780259107SPON ADR B5,865$259.0K<0.1%–
CZRCaesars Entertainment, Inc.COM2,238$251.0K<0.1%History
FLGTFulgent Genetics, Inc.COM2,743$246.0K<0.1%History
WisdomTree Tr97717W315EMER MKT HIGH FD5,515$240.0K<0.1%–
TAPMolson Coors Beverage CoCL B5,004$232.0K<0.1%History
UAAUnder Armour, Inc.Stock11,456$231.0K<0.1%History
Schwab International Equity ETF808524805ETF5,946$230.0K<0.1%–
PPLIPeople IncCOM NEW1,739$226.0K<0.1%History
MTBM&T Bank CorpCOM1,516$226.0K<0.1%History
WRKWestRock CoCOM4,381$218.0K<0.1%History
BKNGBooking Holdings Inc.Stock91$216.0K<0.1%History
DYDycom Industries IncCOM2,989$212.0K<0.1%History
PCIPIMCO Dynamic Credit & Mortgage Income FundCOM SHS10,072$212.0K<0.1%History
WBAWalgreens Boots Alliance, Inc.COM4,457$209.0K<0.1%History
HSIIHeidrick & Struggles International IncCOM4,663$208.0K<0.1%History
ProShares Tr74347B425SHORT S&P 500 NE13,632$207.0K<0.1%–
First Tr Exchange-Traded FD33739Q507SSI STRG ETF4,044$205.0K<0.1%–
iShares Inc464286749MSCI SWITZERLAND4,340$202.0K<0.1%–
Invesco Exchange Traded FD T46137V852DORSEY WRIGHT HE1,250$201.0K<0.1%–
CINFCincinnati Financial CorpCOM1,707$195.0K<0.1%History
THOThor Industries IncCOM1,559$191.0K<0.1%History
MTCHMatch Group, Inc.COM1,199$188.0K<0.1%History
NOMDNomad Foods LtdUSD ORD SHS6,841$188.0K<0.1%History
ATVIActivision Blizzard, Inc.COM2,402$185.0K<0.1%History
ProShares Tr74347R206PSHS ULTRA QQQ2,492$181.0K<0.1%–
FLFoot Locker, Inc.COM3,981$181.0K<0.1%History
VERVEREIT, Inc.COM3,947$178.0K<0.1%History
KEYKeycorpCOM8,130$175.0K<0.1%History
Invesco Exchange Traded FD T46137V316S&P500 EQL MAT1,094$175.0K<0.1%–
VRSKVerisk Analytics, Inc.COM874$175.0K<0.1%History
SNOWSnowflake Inc.Stock576$174.0K<0.1%History
iShares Global Clean Energy ETF464288224ETF8,063$174.0K<0.1%–
GILDGilead Sciences, Inc.Stock2,493$174.0K<0.1%History
HCAHCA Healthcare, Inc.COM720$174.0K<0.1%History
INSIInsight Select Income FundCOM8,295$174.0K<0.1%History
NIONIO Inc.ADR4,854$172.0K<0.1%History
CHTRCharter Communications, Inc.CL A237$172.0K<0.1%History
LVSLas Vegas Sands CorpCOM4,640$169.0K<0.1%History
NHINational Health Investors IncCOM3,162$169.0K<0.1%History
SRCLStericycle IncCOM2,496$169.0K<0.1%History
DOCUDocuSign, Inc.Stock652$167.0K<0.1%History
iShares Tr46435U663ESG AWARE MSCI4,225$164.0K<0.1%–
SNYSanofiSPONSORED ADR3,391$163.0K<0.1%History
iShares Tr46435G425ESG AWR MSCI USA1,652$162.0K<0.1%–
HOLXHologic IncCOM2,187$161.0K<0.1%History
LYVLive Nation Entertainment, Inc.COM1,763$160.0K<0.1%History
IVZInvesco Ltd.Stock6,599$159.0K<0.1%History
iShares Tr464287515EXPANDED TECH399$159.0K<0.1%–
SPDR Series Trust78464A151SST SPDR BLOOMBE4,515$159.0K<0.1%–
Vanguard Morningstar Mid-Cap Growth ETF922908538ETF670$158.0K<0.1%–
ORLYO Reilly Automotive IncStock260$158.0K<0.1%History
GLPIGaming & Leisure Properties, Inc.COM3,384$156.0K<0.1%History
RIOTRiot Platforms, Inc.COM6,088$156.0K<0.1%History
ONOn Semiconductor CorpStock3,380$154.0K<0.1%History
AMPAmeriprise Financial IncCOM586$154.0K<0.1%History
Vanguard BD Index FDS921937793LONG TERM BOND1,508$154.0K<0.1%–
State Street SPDR S&P Software & Services ETF78464A599ETF892$153.0K<0.1%–
iShares Tr464287549EXPND TEC SC ETF381$153.0K<0.1%–
JDJD.com, Inc.SPON ADS CL A2,076$149.0K<0.1%History
XMQualtrics International Inc.COM CL A3,494$149.0K<0.1%History
HOODRobinhood Markets, Inc.Stock3,530$148.0K<0.1%History
Invesco Exchange Traded FD T46137V381S&P500 EQL DIS1,026$148.0K<0.1%–
Janus Detroit STR Tr47103U209HENDERSN SML ETF2,293$148.0K<0.1%–
iShares Tr464288869MICRO-CAP ETF1,028$148.0K<0.1%–
Starboard Invt Tr85521B742ADAPTIVE ALPHA5,741$147.0K<0.1%–
GPCGenuine Parts CoStock1,193$144.0K<0.1%History
Healthpeak Properties, Inc.71943U104COM8,142$143.0K<0.1%–
Ssga Active ETF Tr78467V608ST STR BL LN ETF3,100$142.0K<0.1%–
CNCCentene CorpStock2,278$141.0K<0.1%History
Vanguard Short-Term Bond ETF921937827ETF1,732$141.0K<0.1%–
First Tr Exchange-Traded Alp33735J101COM SHS2,202$141.0K<0.1%–
First Tr Exchange-Traded Alp33735B108COM SHS1,433$140.0K<0.1%–
VanEck ETF Trust92189F684RETAIL ETF800$139.0K<0.1%–
ARESAres Management CorpCL A COM STK1,892$139.0K<0.1%History
iShares Inc464286806MSCI GERMANY ETF4,219$138.0K<0.1%–
Amplify ETF Tr032108888BLACKSWAN GRWT4,002$137.0K<0.1%–
TRVTravelers Companies, Inc.Stock895$136.0K<0.1%History