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Livermore
Livermore
ZHEN

Arkadios Wealth Advisors

SEC CIK
0001800798
Latest filing
Aug 10, 2026

Holdings in Q4 2021

Holdings as of Dec 31, 2021, filed Feb 3, 2022. Long positions only; changes compare share counts with Q3 2021.

Institution overview
Positions
567
−1,381 vs. Q3 2021
Portfolio value
$745.3M
+$51.7M (+7.4%) vs. Q3 2021
Filed
Feb 3, 2022
SEC
Holdings of Arkadios Wealth Advisors in Q4 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
TBLTToughbuilt Industries, IncCOM NEW12,000$4.00K<0.1%+12,000NewHistory
SENSSenseonics Holdings, Inc.COM10,148$27.0K<0.1%00.0%UnchangedHistory
Apollo Coml Real Est Fin Inc03762UAB1NOTE 4.750% 8/235,000$35.0K<0.1%00.0%Unchanged–
Companhia Brasileira de Dist20440T300SPONSORED ADR17,829$71.0K<0.1%+8,153+84.3%Added–
NOKNokia CorpSPONSORED ADR17,473$109.0K<0.1%+6,459+58.6%AddedHistory
NCVVirtus Convertible & Income FundCOM20,245$118.0K<0.1%−2,700−11.8%ReducedHistory
OPKOpko Health, Inc.COM25,000$120.0K<0.1%00.0%UnchangedHistory
HYLNHyliion Holdings Corp.COMMON STOCK22,250$138.0K<0.1%+8,850+66.0%AddedHistory
PHKPIMCO High Income FundCOM SHS23,000$141.0K<0.1%+250+1.1%AddedHistory
Invesco Actvely MNGD Etc FD46090F100OPTIMUM YIELD11,150$157.0K<0.1%+2,950+36.0%Added–
LUMNLumen Technologies, Inc.Stock13,082$164.0K<0.1%−42,092−76.3%ReducedHistory
OFSOFS Capital CorpCOM15,995$174.0K<0.1%−5,200−24.5%ReducedHistory
IHDVoya Emerging Markets High Dividend Equity FundCOM24,765$176.0K<0.1%00.0%UnchangedHistory
EMDWestern Asset Emerging Markets Debt Fund Inc.COM14,399$184.0K<0.1%−314−2.1%ReducedHistory
KMIKinder Morgan, Inc.Stock11,748$186.0K<0.1%−17,913−60.4%ReducedHistory
RTLNecessity Retail REIT, Inc.COM CLASS A21,802$199.0K<0.1%−18,116−45.4%ReducedHistory
WisdomTree Tr97717W307US LARGECAP DIVD3,062$202.0K<0.1%00.0%UnchangedConverted for a 2-for-1 split–
PEGPublic Service Enterprise Group IncCOM3,031$202.0K<0.1%+32+1.1%AddedHistory
Fidelity MSCI Financials Index ETF316092501ETF3,623$203.0K<0.1%00.0%Unchanged–
Pacer FDS Tr69374H709GLOBL CASH ETF6,483$204.0K<0.1%−776−10.7%Reduced–
SNPSSynopsys IncCOM557$205.0K<0.1%+59+11.8%AddedHistory
Innovator ETFs Trust45782C284US SML CP PWR B7,734$205.0K<0.1%+7,734New–
Invesco S&P 500 Quality ETF46137V241ETF3,875$206.0K<0.1%−10−0.3%Reduced–
LHLabcorp Holdings Inc.COM NEW655$206.0K<0.1%+1+0.2%AddedHistory
Fidelity Covington Trust316092204MSCI CONSM DIS2,343$207.0K<0.1%+583+33.1%Added–
CARAvis Budget Group, Inc.COM1,000$207.0K<0.1%00.0%UnchangedHistory
SBEASBEA Merger Sub LLCCOM CL A20,434$207.0K<0.1%+20,434NewHistory
ELVElevance Health, Inc.Stock448$208.0K<0.1%+9+2.1%AddedHistory
SYKStryker CorpStock779$208.0K<0.1%+161+26.1%AddedHistory
DKNGDraftKings Inc.COM CL A7,572$208.0K<0.1%+1,672+28.3%AddedHistory
iShares Core MSCI Eafe ETF46432F842ETF2,802$209.0K<0.1%−2,442−46.6%Reduced–
CAHCardinal Health IncStock4,053$209.0K<0.1%+5+0.1%AddedHistory
BPOPPopular, Inc.COM NEW2,556$210.0K<0.1%+372+17.0%AddedHistory
State Street SPDR S&P Regional Banking ETF78464A698ETF2,982$211.0K<0.1%+52+1.8%Added–
iShares Tr464287788U.S. FINLS ETF2,435$211.0K<0.1%+627+34.7%Added–
NBISNebius Group N.V.Stock3,502$212.0K<0.1%+1,515+76.2%AddedHistory
DBCInvesco DB Commodity Index Tracking FundUNIT10,196$212.0K<0.1%+7+0.1%AddedHistory
First Tr Exch Traded FD III33739P202EME MRK BD ETF6,824$213.0K<0.1%+1,280+23.1%Added–
INVHInvitation Homes Inc.COM4,719$214.0K<0.1%+1,346+39.9%AddedHistory
MARMarriott International IncStock1,304$215.0K<0.1%−72−5.2%ReducedHistory
ADMArcher-Daniels-Midland CoStock3,181$215.0K<0.1%+79+2.5%AddedHistory
BIIBBiogen Inc.COM897$215.0K<0.1%−494−35.5%ReducedHistory
iShares Tr46435U218ESG MSCI LEADR2,548$215.0K<0.1%+151+6.3%Added–
First Tr Exchange-Traded FD33734X184UTILITIES ALPH6,586$215.0K<0.1%−2,263−25.6%Reduced–
PODDInsulet CorpStock810$216.0K<0.1%+283+53.7%AddedHistory
ABNBAirbnb, Inc.Stock1,308$218.0K<0.1%+92+7.6%AddedHistory
CMAComerica IncCOM2,504$218.0K<0.1%−792−24.0%ReducedHistory
State Street SPDR Portfolio Developed World Ex-US ETF78463X889ETF6,017$219.0K<0.1%+4,756+377.2%Added–
VMWVmware LLCCL A COM1,886$219.0K<0.1%−860−31.3%ReducedHistory
DXCDXC Technology CoStock6,832$220.0K<0.1%−1,003−12.8%ReducedHistory
CCitigroup IncStock3,636$220.0K<0.1%−1,106−23.3%ReducedHistory
SPDR Series Trust78464A607ST STR DOW REIT1,803$220.0K<0.1%00.0%Unchanged–
NVAXNovavax IncCOM NEW1,541$220.0K<0.1%−110−6.7%ReducedHistory
State Street SPDR S&P Bank ETF78464A797ETF4,044$221.0K<0.1%+10+0.2%Added–
Vanguard Consumer Discretionary ETF92204A108ETF652$222.0K<0.1%+237+57.1%Added–
MOSMosaic CoCOM5,678$223.0K<0.1%−1,908−25.2%ReducedHistory
AWKAmerican Water Works Company, Inc.Stock1,196$226.0K<0.1%−492−29.1%ReducedHistory
CLColgate Palmolive CoStock2,665$227.0K<0.1%−2,210−45.3%ReducedHistory
SYFSynchrony FinancialCOM4,904$227.0K<0.1%+1,055+27.4%AddedHistory
AMHAmerican Homes 4 RentCL A5,228$228.0K<0.1%+706+15.6%AddedHistory
NCLHNorwegian Cruise Line Holdings Ltd.SHS10,978$228.0K<0.1%+1,732+18.7%AddedHistory
ACREAres Commercial Real Estate CorpCOM15,745$229.0K<0.1%−9,846−38.5%ReducedHistory
VMCVulcan Materials COCOM1,106$230.0K<0.1%−150−11.9%ReducedHistory
First Tr Exchange-Traded Alp33735K108COM SHS1,915$230.0K<0.1%+200+11.7%Added–
iShares Core Dividend Growth ETF46434V621ETF4,160$231.0K<0.1%+9+0.2%Added–
NLYAnnaly Capital Management IncCOM29,553$231.0K<0.1%+1,994+7.2%AddedHistory
PKGPackaging Corp of AmericaStock1,701$232.0K<0.1%00.0%UnchangedHistory
iShares Tr464288760US AER DEF ETF2,275$234.0K<0.1%−303−11.8%Reduced–
iShares Tr464287739U.S. REAL ES ETF2,023$235.0K<0.1%+329+19.4%Added–
CICigna GroupStock1,034$237.0K<0.1%+373+56.4%AddedHistory
First Tr Exchange-Traded Alp33737M409SML CAP VAL ALPH4,489$238.0K<0.1%+16+0.4%Added–
iShares U.S. Healthcare Providers ETF464288828ETF824$239.0K<0.1%−31−3.6%Reduced–
MELIMercadolibre IncCOM177$239.0K<0.1%+67+60.9%AddedHistory
Goldman Sachs ETF Tr381430107ACTIVEBETA INT6,774$239.0K<0.1%−3,572−34.5%Reduced–
State Street Real Estate Select Sector SPDR ETF81369Y860ETF4,655$241.0K<0.1%−3,873−45.4%Reduced–
Invesco Exchange Traded FD T46137V225S&P MIDCAP 4002,514$241.0K<0.1%+4+0.2%Added–
GENGen Digital Inc.Stock9,311$242.0K<0.1%−4,781−33.9%ReducedHistory
ESEversource EnergyStock2,657$242.0K<0.1%+8+0.3%AddedHistory
ESSEssex Property Trust, Inc.COM686$242.0K<0.1%+395+135.7%AddedHistory
APAAPA CorpStock9,084$244.0K<0.1%−2,436−21.1%ReducedHistory
BOEBlackRock Enhanced Global Dividend TrustCOM20,217$246.0K<0.1%−615−3.0%ReducedHistory
Vanguard Intermediate-Term Bond ETF921937819ETF2,824$247.0K<0.1%−42−1.5%Reduced–
Invesco Exch Traded FD Tr II46138G698S&P 500 REVENUE3,091$247.0K<0.1%+1,091+54.6%Added–
DGXQuest Diagnostics IncCOM1,430$247.0K<0.1%−1,022−41.7%ReducedHistory
CTVACorteva, Inc.Stock5,276$249.0K<0.1%+665+14.4%AddedHistory
Vanguard Morningstar Mid-Cap Value ETF922908512ETF1,659$249.0K<0.1%+720+76.7%Added–
IVTInvenTrust Properties Corp.COM NEW9,137$249.0K<0.1%+9,137NewHistory
COINCoinbase Global, Inc.COM CL A991$250.0K<0.1%+991NewHistory
PDIPIMCO Dynamic Income FundSHS9,662$250.0K<0.1%+6,840+242.4%AddedHistory
UHALU-Haul Holding CoCOM345$251.0K<0.1%+99+40.2%AddedHistory
COPConocoPhillipsStock3,567$257.0K<0.1%−1,260−26.1%ReducedHistory
MDTMedtronic plcStock2,520$261.0K<0.1%−180−6.7%ReducedHistory
ETREntergy CorpCOM2,319$261.0K<0.1%+10+0.4%AddedHistory
VanEck Semiconductor ETF92189F676ETF861$266.0K<0.1%−339−28.2%Reduced–
iShares U.S. Medical Devices ETF464288810ETF4,053$267.0K<0.1%+901+28.6%Added–
AXPAmerican Express CoStock1,629$267.0K<0.1%−282−14.8%ReducedHistory
iShares Tr464288513IBOXX HI YD ETF3,073$267.0K<0.1%−209−6.4%Reduced–
First Tr Exchange-Traded FD33738D101NO AMER ENERGY10,684$267.0K<0.1%+2,612+32.4%Added–
Schwab U.S. Large-Cap Value ETF808524409ETF3,677$269.0K<0.1%−486−11.7%Reduced–
DEODiageo PLCSPON ADR NEW1,224$269.0K<0.1%+38+3.2%AddedHistory

Options (8)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Arkadios Wealth Advisors in Q4 2021
SecurityClassPutsCalls
MRNAModerna, Inc.Stock–$3.81M
PFEPfizer IncStock–$1.48M
NVDANVIDIA CorpStock–$1.47M
PYPLPayPal Holdings, Inc.Stock–$943.0K
XYZBlock, Inc.CL A–$808.0K
FFord Motor CoStock–$623.0K
TWTRTwitter, Inc.COM–$432.0K
OPKOpko Health, Inc.COM–$236.0K

Sold out since Q3 2021 (1,406)

Positions held at the end of Q3 2021 that are gone from this filing.

The largest 100 of 1,406 by value last quarter.

Positions of Arkadios Wealth Advisors sold out since Q3 2021
SecurityClassShares in Q3 2021Value in Q3 2021% of portfolio in Q3 2021History
GMEGameStop Corp.Stock19,923$3.50M0.5%History
iShares Inc46434G863ESG AWR MSCI EM72,228$2.99M0.4%–
Pacer Trendpilot US Bond ETF69374H642ETF110,052$2.98M0.4%–
ARK ETF Tr00214Q302GENOMIC REV ETF38,735$2.89M0.4%–
ARK Next Generation Technology ETF00214Q401ETF18,293$2.54M0.4%–
iShares Esg Aware US Aggregate Bond ETF46435U549ETF30,404$1.68M0.2%–
IRMIron Mountain IncCOM25,534$1.11M0.2%History
VNOVornado Realty TrustSH BEN INT24,904$1.05M0.2%History
ProShares Tr74347B169ONLINE RTL ETF15,541$1.02M0.1%–
ETF Managers Tr26924G508ETFMG ALTR HRVST58,343$839.0K0.1%–
ENPHEnphase Energy, Inc.Stock5,087$762.0K0.1%History
GNRCGenerac Holdings Inc.Stock1,835$749.0K0.1%History
First Rep BK San Francisco C33616C100COM2,738$528.0K0.1%–
BXBlackstone Inc.COM4,056$471.0K0.1%History
OKEONEOK IncCOM6,835$396.0K0.1%History
Kraneshares Tr500767736QUADRTC INT RT13,644$380.0K0.1%–
INOVInovalon Holdings, Inc.COM CL A8,622$347.0K0.1%History
JPMorgan Ultra-Short Income ETF46641Q837ETF6,629$336.0K<0.1%–
AZNAstraZeneca PLCSPONSORED ADR5,091$305.0K<0.1%History
BRGBluerock Residential Growth REIT, Inc.COM CL A22,822$290.0K<0.1%History
Invesco Exch Traded FD Tr II46138G805TAXABLE MUN BD8,654$284.0K<0.1%–
PWRQuanta Services, Inc.COM2,429$276.0K<0.1%History
Invesco Actively Managed Exc46090A887ULTRA SHRT DUR5,294$267.0K<0.1%–
Royal Dutch Shell PLC780259107SPON ADR B5,865$259.0K<0.1%–
CZRCaesars Entertainment, Inc.COM2,238$251.0K<0.1%History
FLGTFulgent Genetics, Inc.COM2,743$246.0K<0.1%History
WisdomTree Tr97717W315EMER MKT HIGH FD5,515$240.0K<0.1%–
TAPMolson Coors Beverage CoCL B5,004$232.0K<0.1%History
UAAUnder Armour, Inc.Stock11,456$231.0K<0.1%History
Schwab International Equity ETF808524805ETF5,946$230.0K<0.1%–
PPLIPeople IncCOM NEW1,739$226.0K<0.1%History
MTBM&T Bank CorpCOM1,516$226.0K<0.1%History
WRKWestRock CoCOM4,381$218.0K<0.1%History
BKNGBooking Holdings Inc.Stock91$216.0K<0.1%History
DYDycom Industries IncCOM2,989$212.0K<0.1%History
PCIPIMCO Dynamic Credit & Mortgage Income FundCOM SHS10,072$212.0K<0.1%History
WBAWalgreens Boots Alliance, Inc.COM4,457$209.0K<0.1%History
HSIIHeidrick & Struggles International IncCOM4,663$208.0K<0.1%History
ProShares Tr74347B425SHORT S&P 500 NE13,632$207.0K<0.1%–
First Tr Exchange-Traded FD33739Q507SSI STRG ETF4,044$205.0K<0.1%–
iShares Inc464286749MSCI SWITZERLAND4,340$202.0K<0.1%–
Invesco Exchange Traded FD T46137V852DORSEY WRIGHT HE1,250$201.0K<0.1%–
CINFCincinnati Financial CorpCOM1,707$195.0K<0.1%History
THOThor Industries IncCOM1,559$191.0K<0.1%History
MTCHMatch Group, Inc.COM1,199$188.0K<0.1%History
NOMDNomad Foods LtdUSD ORD SHS6,841$188.0K<0.1%History
ATVIActivision Blizzard, Inc.COM2,402$185.0K<0.1%History
ProShares Tr74347R206PSHS ULTRA QQQ2,492$181.0K<0.1%–
FLFoot Locker, Inc.COM3,981$181.0K<0.1%History
VERVEREIT, Inc.COM3,947$178.0K<0.1%History
KEYKeycorpCOM8,130$175.0K<0.1%History
Invesco Exchange Traded FD T46137V316S&P500 EQL MAT1,094$175.0K<0.1%–
VRSKVerisk Analytics, Inc.COM874$175.0K<0.1%History
SNOWSnowflake Inc.Stock576$174.0K<0.1%History
iShares Global Clean Energy ETF464288224ETF8,063$174.0K<0.1%–
GILDGilead Sciences, Inc.Stock2,493$174.0K<0.1%History
HCAHCA Healthcare, Inc.COM720$174.0K<0.1%History
INSIInsight Select Income FundCOM8,295$174.0K<0.1%History
NIONIO Inc.ADR4,854$172.0K<0.1%History
CHTRCharter Communications, Inc.CL A237$172.0K<0.1%History
LVSLas Vegas Sands CorpCOM4,640$169.0K<0.1%History
NHINational Health Investors IncCOM3,162$169.0K<0.1%History
SRCLStericycle IncCOM2,496$169.0K<0.1%History
DOCUDocuSign, Inc.Stock652$167.0K<0.1%History
iShares Tr46435U663ESG AWARE MSCI4,225$164.0K<0.1%–
SNYSanofiSPONSORED ADR3,391$163.0K<0.1%History
iShares Tr46435G425ESG AWR MSCI USA1,652$162.0K<0.1%–
HOLXHologic IncCOM2,187$161.0K<0.1%History
LYVLive Nation Entertainment, Inc.COM1,763$160.0K<0.1%History
IVZInvesco Ltd.Stock6,599$159.0K<0.1%History
iShares Tr464287515EXPANDED TECH399$159.0K<0.1%–
SPDR Series Trust78464A151SST SPDR BLOOMBE4,515$159.0K<0.1%–
Vanguard Morningstar Mid-Cap Growth ETF922908538ETF670$158.0K<0.1%–
ORLYO Reilly Automotive IncStock260$158.0K<0.1%History
GLPIGaming & Leisure Properties, Inc.COM3,384$156.0K<0.1%History
RIOTRiot Platforms, Inc.COM6,088$156.0K<0.1%History
ONOn Semiconductor CorpStock3,380$154.0K<0.1%History
AMPAmeriprise Financial IncCOM586$154.0K<0.1%History
Vanguard BD Index FDS921937793LONG TERM BOND1,508$154.0K<0.1%–
State Street SPDR S&P Software & Services ETF78464A599ETF892$153.0K<0.1%–
iShares Tr464287549EXPND TEC SC ETF381$153.0K<0.1%–
JDJD.com, Inc.SPON ADS CL A2,076$149.0K<0.1%History
XMQualtrics International Inc.COM CL A3,494$149.0K<0.1%History
HOODRobinhood Markets, Inc.Stock3,530$148.0K<0.1%History
Invesco Exchange Traded FD T46137V381S&P500 EQL DIS1,026$148.0K<0.1%–
Janus Detroit STR Tr47103U209HENDERSN SML ETF2,293$148.0K<0.1%–
iShares Tr464288869MICRO-CAP ETF1,028$148.0K<0.1%–
Starboard Invt Tr85521B742ADAPTIVE ALPHA5,741$147.0K<0.1%–
GPCGenuine Parts CoStock1,193$144.0K<0.1%History
Healthpeak Properties, Inc.71943U104COM8,142$143.0K<0.1%–
Ssga Active ETF Tr78467V608ST STR BL LN ETF3,100$142.0K<0.1%–
CNCCentene CorpStock2,278$141.0K<0.1%History
Vanguard Short-Term Bond ETF921937827ETF1,732$141.0K<0.1%–
First Tr Exchange-Traded Alp33735J101COM SHS2,202$141.0K<0.1%–
First Tr Exchange-Traded Alp33735B108COM SHS1,433$140.0K<0.1%–
VanEck ETF Trust92189F684RETAIL ETF800$139.0K<0.1%–
ARESAres Management CorpCL A COM STK1,892$139.0K<0.1%History
iShares Inc464286806MSCI GERMANY ETF4,219$138.0K<0.1%–
Amplify ETF Tr032108888BLACKSWAN GRWT4,002$137.0K<0.1%–
TRVTravelers Companies, Inc.Stock895$136.0K<0.1%History