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Arkadios Wealth Advisors

SEC CIK
0001800798
Latest filing
Aug 10, 2026

Holdings in Q3 2021

Holdings as of Sep 30, 2021, filed Oct 19, 2021. Long positions only; changes compare share counts with Q2 2021.

Institution overview
Positions
1,948
−74 vs. Q2 2021
Portfolio value
$693.6M
−$127.3M (−15.5%) vs. Q2 2021
Filed
Oct 19, 2021
SEC
Holdings of Arkadios Wealth Advisors in Q3 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
AAPLApple Inc.Stock170,483$24.1M3.5%−48,790−22.3%ReducedHistory
MSFTMicrosoft CorpStock41,952$11.8M1.7%−11,325−21.3%ReducedHistory
AMZNAmazon Com IncStock3,564$11.7M1.7%−99−2.7%ReducedHistory
First Tr Exchng Traded FD VI33740F805SMITH OPPORT FXD193,762$10.4M1.5%+800.0%Added–
First Tr Exchng Traded FD VI33740F755FT LADD BUFF ETF422,766$9.70M1.4%+3,191+0.8%Added–
First Tr Exchange-Traded FD33733E104CAP STRENGTH ETF118,717$8.88M1.3%−18,192−13.3%Reduced–
Vanguard Morningstar Small-Cap ETF922908751ETF38,505$8.42M1.2%+913+2.4%Added–
METAMeta Platforms, Inc.Stock23,664$8.03M1.2%+2,198+10.2%AddedHistory
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund72201R833ETF76,794$7.83M1.1%−6,150−7.4%Reduced–
First Tr Exchange-Traded FD33738D408FIRST TR TA HIYL154,077$7.42M1.1%+7,830+5.4%Added–
iShares Tr464287119MORNINGSTAR GRWT99,353$6.51M0.9%+4,157+4.4%Added–
GNTYGuaranty Bancshares IncCOM178,314$6.39M0.9%+56,974+47.0%AddedHistory
Vanguard Morningstar Mid-Cap ETF922908629ETF25,819$6.11M0.9%+264+1.0%Added–
Vanguard Morningstar Total Stock Market ETF922908769ETF24,268$5.39M0.8%−3,776−13.5%Reduced–
First Tr Exchange-Traded FD33734H106SHS136,983$5.37M0.8%−41,176−23.1%Reduced–
GOOGLAlphabet Inc.Stock1,965$5.25M0.8%+9+0.5%AddedHistory
SPYSPDR S&P 500 ETF TrustETF11,671$5.01M0.7%−1,599−12.0%ReducedHistory
UPSUnited Parcel Service IncStock27,043$4.92M0.7%−1,891−6.5%ReducedHistory
John Hancock Exchange Traded47804J107MLTFCTR LRG CAP89,799$4.89M0.7%+14,038+18.5%Added–
ETWEaton Vance Tax-Managed Global Buy-Write Opportunities FundCOM448,207$4.84M0.7%+727+0.2%AddedHistory
iShares Russell Top 200 Growth ETF464289438ETF31,385$4.79M0.7%+74+0.2%Added–
Janus Detroit STR Tr47103U886HENDRSN SHRT ETF90,858$4.56M0.7%−10,454−10.3%Reduced–
MRNAModerna, Inc.Stock11,797$4.54M0.7%+270+2.3%AddedHistory
WisdomTree Tr97717W505US MIDCAP DIVID108,589$4.50M0.6%−11,605−9.7%Reduced–
John Hancock Exchange Traded47804J206MULTIFACTOR MI81,813$4.22M0.6%−8,912−9.8%Reduced–
First Tr Exchng Traded FD VI33740F888SMIT UNCO BD ETF158,434$4.21M0.6%+7,830+5.2%Added–
Invesco Exchange Traded FD T46137V258S&P500 PUR VAL54,282$4.12M0.6%+6,266+13.0%Added–
iShares Tr46434V456MSCI INTL QUALTY108,485$4.11M0.6%−84,453−43.8%Reduced–
Invesco QQQ Trust Series I46090E103ETF11,350$4.06M0.6%+833+7.9%Added–
Vanguard Total International Bond ETF92203J407ETF71,155$4.05M0.6%+2,279+3.3%Added–
ETVEaton Vance Tax-Managed Buy-Write Opportunities FundCOM251,507$4.02M0.6%−10,872−4.1%ReducedHistory
HDHome Depot, Inc.Stock12,031$3.95M0.6%−3,262−21.3%ReducedHistory
American Centy ETF Tr025072307US QUALITY GROW55,161$3.91M0.6%−9,305−14.4%Reduced–
iShares Tr464289446RUS TOP 200 ETF37,662$3.88M0.6%+6,207+19.7%Added–
GOOGAlphabet Inc.Stock1,437$3.83M0.6%−81−5.3%ReducedHistory
Vanguard Morningstar Growth ETF922908736ETF13,142$3.81M0.5%−184−1.4%Reduced–
JPMJPMorgan Chase & CoStock23,134$3.79M0.5%−5,838−20.2%ReducedHistory
WMTWalmart Inc.Stock26,460$3.69M0.5%+942+3.7%AddedHistory
JNJJohnson & JohnsonStock22,544$3.64M0.5%−2,118−8.6%ReducedHistory
DBX ETF Tr233051200XTRACK MSCI EAFE93,490$3.53M0.5%+2,209+2.4%Added–
GMEGameStop Corp.Stock19,923$3.50M0.5%+19,900+86,521.7%AddedHistory
iShares Russell 1000 Growth ETF464287614ETF12,498$3.42M0.5%−7,085−36.2%Reduced–
First Trust Dow Jones Internet Index Fund33733E302ETF14,292$3.37M0.5%−3,245−18.5%Reduced–
Vanguard Ftse Emerging Markets ETF922042858ETF66,411$3.32M0.5%−1,076−1.6%Reduced–
State Street Technology Select Sector SPDR ETF81369Y803ETF21,950$3.28M0.5%−7,891−26.4%Reduced–
Vanguard Ftse Developed Markets ETF921943858ETF63,790$3.22M0.5%+3,252+5.4%Added–
PFEPfizer IncStock73,749$3.17M0.5%+9,163+14.2%AddedHistory
Vanguard Consumer Staples ETF92204A207ETF17,474$3.13M0.5%−913−5.0%Reduced–
First Tr Exchange-Traded FD33739Q200FST LOW OPPT EFT61,149$3.09M0.4%−18,753−23.5%Reduced–
Ssga Active ETF Tr78467V848ST STR TOTAL ETF63,921$3.09M0.4%−11,337−15.1%Reduced–
VZVerizon Communications IncStock56,040$3.03M0.4%−5,875−9.5%ReducedHistory
BRK.BBerkshire Hathaway IncStock11,059$3.02M0.4%−5,851−34.6%ReducedHistory
iShares Inc46434G863ESG AWR MSCI EM72,228$2.99M0.4%+2,025+2.9%Added–
iShares Inc464286251JP MRG EM CRP BD57,633$2.99M0.4%+1,867+3.3%Added–
Pacer Trendpilot US Bond ETF69374H642ETF110,052$2.98M0.4%+6,071+5.8%Added–
iShares Inc464286681MSCI EQUAL WEITE34,663$2.90M0.4%+7,372+27.0%Added–
iShares Core S&P Small Cap ETF464287804ETF26,508$2.89M0.4%−15,445−36.8%Reduced–
ARK ETF Tr00214Q302GENOMIC REV ETF38,735$2.89M0.4%−18,579−32.4%Reduced–
MAMastercard IncStock8,216$2.86M0.4%+267+3.4%AddedHistory
SPDR Ser Tr78468R655S&P KENSHO CLEAN30,227$2.84M0.4%+1,665+5.8%Added–
iShares Inc464286392MSCI WORLD ETF22,110$2.80M0.4%+138+0.6%Added–
EAElectronic Arts Inc.COM19,325$2.75M0.4%+8,725+82.3%AddedHistory
First Tr Exch Traded FD III33739P301MUNI HI INCM ETF49,142$2.74M0.4%+2,524+5.4%Added–
First Tr Exchange-Traded FD33738R886DORSEY WRIGHT120,236$2.73M0.4%−2,481−2.0%Reduced–
First Trust Nasdaq-100 Technology Sector Index Fund337345102ETF17,311$2.73M0.4%00.0%Unchanged–
FSKFS KKR Capital CorpCOM121,053$2.67M0.4%+4,518+3.9%AddedHistory
First Tr Exchange Traded FD33738R605DORSEY WRT 5 ETF55,506$2.54M0.4%−2,018−3.5%Reduced–
ARK Next Generation Technology ETF00214Q401ETF18,293$2.54M0.4%+867+5.0%Added–
Pacer FDS Tr69374H741DATA AND INFRAST64,619$2.51M0.4%+3,594+5.9%Added–
CVSCVS Health CorpStock29,299$2.49M0.4%−801−2.7%ReducedHistory
NVDANVIDIA CorpStock11,868$2.46M0.4%−6,356−34.9%ReducedConverted for a 4-for-1 splitHistory
IAUiShares Gold TrustETF73,562$2.46M0.4%+5,088+7.4%AddedHistory
BABoeing CoStock11,155$2.45M0.4%−8,108−42.1%ReducedHistory
CPRICapri Holdings LtdSHS50,302$2.44M0.4%+19,424+62.9%AddedHistory
NTNXNutanix, Inc.Stock63,343$2.39M0.3%−23,296−26.9%ReducedHistory
DISWalt Disney CoStock14,109$2.39M0.3%−6,471−31.4%ReducedHistory
iShares Core S&P 500 ETF464287200ETF5,412$2.33M0.3%−10,684−66.4%Reduced–
UNHUnitedHealth Group IncStock5,953$2.33M0.3%+34+0.6%AddedHistory
Pacer US Cash Cows 100 ETF69374H881ETF52,904$2.31M0.3%−9,201−14.8%Reduced–
iShares Tr464287234MSCI EMG MKT ETF45,385$2.29M0.3%−8,762−16.2%Reduced–
Paramount Global92556H206CL B57,775$2.28M0.3%+14,687+34.1%Added–
TSLATesla, Inc.Stock2,937$2.28M0.3%−262−8.2%ReducedHistory
Pacer FDS Tr69374H766INDUSTRIAL RELET50,575$2.22M0.3%+3,040+6.4%Added–
GSKGSK plcSPONSORED ADR56,896$2.17M0.3%+2,029+3.7%AddedHistory
ABBVAbbVie Inc.Stock20,113$2.17M0.3%+1,455+7.8%AddedHistory
iShares Inc464286525MSCI GBL MIN VOL20,967$2.15M0.3%−2,230−9.6%Reduced–
Direxion Shs ETF Tr25460E307AUSPCE CMD STG67,598$2.14M0.3%+4,504+7.1%Added–
CSCOCisco Systems, Inc.Stock39,177$2.13M0.3%−7,793−16.6%ReducedHistory
iShares S&P Small-Cap 600 Growth ETF464287887ETF16,284$2.12M0.3%+1,614+11.0%Added–
PMPhilip Morris International Inc.Stock21,239$2.01M0.3%−3,444−14.0%ReducedHistory
KOCoca Cola CoStock37,187$1.95M0.3%−8,044−17.8%ReducedHistory
First Tr Exchange-Traded FD33734X846NASDAQ CYB ETF39,666$1.93M0.3%−31,141−44.0%Reduced–
First Tr Exchange-Traded FD33734X176TECH ALPHADEX15,430$1.90M0.3%−1,015−6.2%Reduced–
First Tr Exchange-Traded FD33733E872LUNT US FACTOR53,890$1.83M0.3%−9,448−14.9%Reduced–
NFLXNetflix IncStock2,988$1.82M0.3%+29+1.0%AddedHistory
MTNBMatinas BioPharma Holdings, Inc.COM1,399,000$1.82M0.3%+1,049,000+299.7%AddedHistory
GLDSPDR Gold TrustETF11,038$1.81M0.3%−6,242−36.1%ReducedHistory
PYPLPayPal Holdings, Inc.Stock6,848$1.78M0.3%−5,210−43.2%ReducedHistory
OMCLOmnicell, Inc.COM11,728$1.74M0.3%+2,596+28.4%AddedHistory
First Tr Exchange Trad FD VI33740Y101ALT ABSLT STRG56,098$1.72M0.2%−8,009−12.5%Reduced–

Sold out since Q2 2021 (194)

Positions held at the end of Q2 2021 that are gone from this filing.

The largest 100 of 194 by value last quarter.

Positions of Arkadios Wealth Advisors sold out since Q2 2021
SecurityClassShares in Q2 2021Value in Q2 2021% of portfolio in Q2 2021History
ACELAccel Entertainment, Inc.COM CL A1208,101$2.47M0.3%History
IEXIdex CorpCOM4,081$898.0K0.1%History
ALXNAlexion Pharmaceuticals, Inc.COM2,368$435.0K0.1%History
Global X FDS37954Y772LNTY THMTC ETF12,828$391.0K<0.1%–
Vanguard World FD921910816MEGA GRWTH IND1,301$301.0K<0.1%–
iShares Tr464288356CALIF MUN BD ETF4,202$263.0K<0.1%–
First Tr Exchng Traded FD VI33740U703FT VEST DEEP ETF10,000$207.0K<0.1%–
Global X FDS37954Y814FINTECH ETF4,003$190.0K<0.1%–
CPZCalamos Long/Short Equity & Dynamic Income TrustCOM8,402$174.0K<0.1%History
ProShares Tr74347R842PSHS ULTRUSS20002,080$124.0K<0.1%–
TECHBIO-TECHNE CorpCOM214$96.0K<0.1%History
CBRECbre Group, Inc.CL A1,100$94.0K<0.1%History
OCGNOcugen, Inc.COM11,250$90.0K<0.1%History
RDNTRadNet, Inc.COM2,500$84.0K<0.1%History
OMEROmeros CorpCOM5,600$83.0K<0.1%History
iShares Tr464288570ESG MSCI KLD ETF1,000$82.0K<0.1%–
VanEck ETF Trust92189F528VANECK SHRT MUNI3,790$68.0K<0.1%–
EFLEaton Vance Floating-Rate 2022 Target Term TrustCOM6,233$58.0K<0.1%History
CGCarlyle Group Inc.COM1,062$49.0K<0.1%History
Global X FDS37954Y715RBTCS ARTFL INTE1,400$48.0K<0.1%–
AAAUGoldman Sachs Physical Gold ETFETF2,650$46.0K<0.1%History
Virtus ETF Tr II92790A504VIRTUS US QLTY1,500$43.0K<0.1%–
iShares Tr464289859CORE 80 20 ETF600$42.0K<0.1%–
SPDR Index Shs FDS78463X202ST STR EU 50 ETF910$42.0K<0.1%–
First Tr Sr Floating Rate 2033740K101COM SHS4,426$42.0K<0.1%–
Puxin Ltd ADS67065F107ADR24,000$42.0K<0.1%–
ASHAshland Inc.COM428$37.0K<0.1%History
KLACKLA CorpCOM NEW113$36.0K<0.1%History
ETOEaton Vance Tax-Advantaged Global Dividend Opportunities FundCOM1,206$35.0K<0.1%History
Invesco Exch Traded FD Tr II46138E172S&P SMLCP STAP319$34.0K<0.1%–
Churchill Capital Corp IV171439102CL A1,190$34.0K<0.1%–
INCYIncyte CorpCOM394$33.0K<0.1%History
MXIMMaxim Integrated Products IncCOM311$32.0K<0.1%History
Vector Acquisition CorpG9442R126COM CL A3,000$32.0K<0.1%–
iShares Tr464288638ISHS 5-10YR INVT518$31.0K<0.1%–
iShares Inc464286350MSCI AGR PRO ETF803$31.0K<0.1%–
Invesco Exchange Traded FD T46137V597RAFI US 1500164$30.0K<0.1%–
NMZNuveen Municipal High Income Opportunity FundCOM1,971$30.0K<0.1%History
SITESiteOne Landscape Supply, Inc.COM180$30.0K<0.1%History
SPDR Ser Tr78468R689S&P KENSHO SMART496$30.0K<0.1%–
PHYSSprott Physical Gold TrustPHYSICAL GOLD TR2,000$28.0K<0.1%History
HSYHershey CoCOM154$26.0K<0.1%History
KMXCarMax IncCOM209$26.0K<0.1%History
EBSEmergent BioSolutions Inc.COM428$26.0K<0.1%History
TALTAL Education GroupSPONSORED ADS1,000$25.0K<0.1%History
VanEck Morningstar Wide Moat ETF92189F643ETF334$24.0K<0.1%–
CRONCronos Group Inc.COM2,900$24.0K<0.1%History
Holicity Inc435063102COM CL A2,000$24.0K<0.1%–
Property Solutions Acquisiti74348Q108COM1,500$23.0K<0.1%–
Invesco Exch Traded FD Tr II46138E198S&P MIDCP LOW420$22.0K<0.1%–
MNDTMandiant, Inc.COM1,100$22.0K<0.1%History
WORKSlack Technologies, Inc.COM CL A500$22.0K<0.1%History
TUTelus CorpCOM967$21.0K<0.1%History
MIDDMIDDLEBY CorpCOM120$20.0K<0.1%History
SIISprott Inc.COM NEW504$19.0K<0.1%History
MLMMartin Marietta Materials IncCOM55$19.0K<0.1%History
ANSSAnsys IncCOM55$19.0K<0.1%History
HAHawaiian Holdings IncCOM800$19.0K<0.1%History
STORStore Capital LLCCOM570$19.0K<0.1%History
J P Morgan Exchange Traded F46641Q332EQUITY PREMIUM305$18.0K<0.1%–
SNAPSnap IncStock264$17.0K<0.1%History
NMRNomura Holdings IncSPONSORED ADR3,345$17.0K<0.1%History
COOCooper Companies, Inc.COM NEW44$17.0K<0.1%History
Osprey Technlgy Aquistion Co68839R104COM CL A1,800$17.0K<0.1%–
BXMTBlackstone Mortgage Trust, Inc.COM CL A526$16.0K<0.1%History
FINSAngel Oak Financial Strategies Income Term TrustCOM BEN INT921$16.0K<0.1%History
PHIPLDT Inc.SPONSORED ADR623$16.0K<0.1%History
iShares Tr464288695GLOBAL MATER ETF175$15.0K<0.1%–
Vanguard Mun BD FDS922907746TAX EXEMPT BD284$15.0K<0.1%–
First Tr Exch Traded FD III33739N108MANAGD MUN ETF275$15.0K<0.1%–
Global X FDS37950E101FTSE NORDIC REG497$15.0K<0.1%–
QTSQTS Realty Trust, Inc.COM CL A200$15.0K<0.1%History
PRIPrimerica, Inc.Stock92$14.0K<0.1%History
CHDChurch & Dwight Co IncCOM173$14.0K<0.1%History
Cambria ETF Tr132061201SHSHLD YIELD ETF218$14.0K<0.1%–
DXDynex Capital IncCOM759$14.0K<0.1%History
ProShares Tr74347B508DJ BRKFLD GLB304$14.0K<0.1%–
Apex Technology Acquisition03768F102COM CL A1,211$14.0K<0.1%–
INSGInseego Corp.COM1,481$14.0K<0.1%History
Signature BK New York N Y82669G104COM60$14.0K<0.1%–
MANHManhattan Associates IncStock90$13.0K<0.1%History
Exchange Traded Concepts Tru301505707ROBO GLB ETF200$13.0K<0.1%–
GOLFAcushnet Holdings Corp.COM269$13.0K<0.1%History
TMETencent Music Entertainment GroupSPON ADS842$13.0K<0.1%History
TDYTeledyne Technologies IncCOM32$13.0K<0.1%History
SSDSimpson Manufacturing Co., Inc.COM118$13.0K<0.1%History
NDSNNordson CorpCOM60$13.0K<0.1%History
IMGNImmunoGen, Inc.COM2,105$13.0K<0.1%History
ProShares Tr74347G705ULTRA ENERGY167$12.0K<0.1%–
FHBFirst Hawaiian, Inc.COM452$12.0K<0.1%History
Invesco Actively Managed Exc46090A879VAR RATE INVT510$12.0K<0.1%–
First Tr Exchange-Traded Alp33737M102MID CP GR ALPH160$12.0K<0.1%–
iShares Tr464288612INTRM GOV CR ETF100$11.0K<0.1%–
LSTRLandstar System IncCOM74$11.0K<0.1%History
AZPNASPENTECH CorpCOM83$11.0K<0.1%History
FSRFisker Inc.CL A COM STK600$11.0K<0.1%History
Invesco Exch Traded FD Tr II46138E545MSCI GBL TIMBR300$11.0K<0.1%–
NXRTNexPoint Residential Trust, Inc.COM200$10.0K<0.1%History
PAGPPlains GP Holdings LPLTD PARTNR INT A850$10.0K<0.1%History
WTSWatts Water Technologies IncCL A75$10.0K<0.1%History