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Livermore
Livermore
ZHEN

Arkadios Wealth Advisors

SEC CIK
0001800798
Latest filing
Aug 10, 2026

Holdings in Q3 2021

Holdings as of Sep 30, 2021, filed Oct 19, 2021. Long positions only; changes compare share counts with Q2 2021.

Institution overview
Positions
1,948
−74 vs. Q2 2021
Portfolio value
$693.6M
−$127.3M (−15.5%) vs. Q2 2021
Filed
Oct 19, 2021
SEC
Holdings of Arkadios Wealth Advisors in Q3 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
SEERSeer, Inc.COM CL A74$2.00K<0.1%00.0%UnchangedHistory
AFTApollo Senior Floating Rate Fund Inc.COM157$2.00K<0.1%+157NewHistory
APPHAppHarvest, Inc.COM390$2.00K<0.1%+137+54.2%AddedHistory
BKTBlackRock Income Trust, Inc.COM393$2.00K<0.1%−2,914−88.1%ReducedHistory
CDKCDK Global, Inc.COM50$2.00K<0.1%00.0%UnchangedHistory
CLDRCloudera, Inc.COM145$2.00K<0.1%00.0%UnchangedHistory
Discovery Inc25470F302COM SER C105$2.00K<0.1%−9−7.9%Reduced–
ETF Managers Tr26924G813AI POWERED EQT50$2.00K<0.1%−15,965−99.7%Reduced–
HPFJohn Hancock Preferred Income Fund IICOM94$2.00K<0.1%−690−88.0%ReducedHistory
HPSJohn Hancock Preferred Income Fund IIICOM145$2.00K<0.1%−1,082−88.2%ReducedHistory
VTAInvesco Dynamic Credit Opportunities FundCOM219$2.00K<0.1%−397−64.4%ReducedHistory
MDCSekisui House U.S., Inc.COM53$2.00K<0.1%00.0%UnchangedHistory
MINAberdeen Intermediate Income FundSH BEN INT702$2.00K<0.1%−5,697−89.0%ReducedHistory
MCNXAI Madison Equity Premium Income FundCOM367$2.00K<0.1%−1,467−80.0%ReducedHistory
JPINuveen Preferred Securities & Income Opportunities FundCOM109$2.00K<0.1%−882−89.0%ReducedHistory
ProShares Tr74347B383ULTRASHRT S&P500290$2.00K<0.1%00.0%Unchanged–
BHCBausch Health Companies Inc.Stock122$3.00K<0.1%−287−70.2%ReducedHistory
Schwab Intermediate-Term US Treasury ETF808524854ETF70$3.00K<0.1%00.0%Unchanged–
ACGLArch Capital Group Ltd.Stock101$3.00K<0.1%00.0%UnchangedHistory
Schwab Fundamental U.S. Small Company ETF808524763ETF64$3.00K<0.1%00.0%Unchanged–
iShares MSCI Acwi Ex U.S. ETF464288240ETF65$3.00K<0.1%00.0%Unchanged–
ONONOn Holding AGStock100$3.00K<0.1%+100NewHistory
BILLBILL Holdings, Inc.Stock12$3.00K<0.1%−7−36.8%ReducedHistory
MASMasco CorpCOM57$3.00K<0.1%−73−56.2%ReducedHistory
iShares Inc464286426MSCI EM ASIA ETF45$3.00K<0.1%−247−84.6%Reduced–
BTIBritish American Tobacco p.l.c.SPONSORED ADR102$3.00K<0.1%00.0%UnchangedHistory
BLWBlackRock Ltd Duration Income TrustCOM SHS227$3.00K<0.1%−1,840−89.0%ReducedHistory
AXAxos Financial, Inc.COM68$3.00K<0.1%00.0%UnchangedHistory
JAZZJazz Pharmaceuticals plcSHS USD25$3.00K<0.1%+5+25.0%AddedHistory
LFVNLifevantage CorpCOM NEW530$3.00K<0.1%00.0%UnchangedHistory
FRABlackRock Floating Rate Income Strategies Fund, Inc.COM257$3.00K<0.1%−102−28.4%ReducedHistory
VOYAVoya Financial, Inc.COM63$3.00K<0.1%00.0%UnchangedHistory
iShares Tr46434V274INTL EQTY FACTOR123$3.00K<0.1%00.0%Unchanged–
NEANuveen AMT-Free Quality Municipal Income FundCOM228$3.00K<0.1%−213−48.3%ReducedHistory
MLKNMillerknoll, Inc.COM94$3.00K<0.1%+94NewHistory
LDPCohen & Steers Ltd Duration Preferred & Income Fund, Inc.COM138$3.00K<0.1%−1,045−88.3%ReducedHistory
Invesco Exchange Traded FD T46137V563HIG YLD EQ DIV196$3.00K<0.1%−300−60.5%Reduced–
RPMRPM International IncCOM50$3.00K<0.1%−50−50.0%ReducedHistory
HMCHonda Motor Co LtdADR ECH CNV IN 3130$3.00K<0.1%00.0%UnchangedHistory
CVLTCommvault Systems IncCOM42$3.00K<0.1%00.0%UnchangedHistory
PHGKoninklijke Philips NVNY REGIS SHS NEW89$3.00K<0.1%−1−1.1%ReducedHistory
TEITempleton Emerging Markets Income FundCOM433$3.00K<0.1%−194−30.9%ReducedHistory
CEFSprott Physical Gold & Silver TrustPHYSICAL GOLD AN231$3.00K<0.1%−4,800−95.4%ReducedHistory
ALGNAlign Technology IncCOM6$3.00K<0.1%−10−62.5%ReducedHistory
NADNuveen Quality Municipal Income FundCOM224$3.00K<0.1%−196−46.7%ReducedHistory
IRIngersoll Rand Inc.COM66$3.00K<0.1%−30−31.3%ReducedHistory
BRSPBrightSpire Capital, Inc.COM CL A332$3.00K<0.1%−15,497−97.9%ReducedHistory
CSIQCanadian Solar Inc.COM100$3.00K<0.1%00.0%UnchangedHistory
CBRLCracker Barrel Old Country Store, IncCOM26$3.00K<0.1%00.0%UnchangedHistory
FSPFranklin Street Properties CorpCOM671$3.00K<0.1%+11+1.7%AddedHistory
WGOWinnebago Industries IncCOM50$3.00K<0.1%00.0%UnchangedHistory
AMWDAmerican Woodmark CorpCOM50$3.00K<0.1%00.0%UnchangedHistory
BSTZBlackRock Science & Technology Term TrustSHS BEN INT100$3.00K<0.1%+100NewHistory
FCRDFirst Eagle Alternative Capital BDC, Inc.COM750$3.00K<0.1%+750NewHistory
Graniteshares ETF Tr38747R108BBG COMMD K 1112$3.00K<0.1%00.0%Unchanged–
INOInovio Pharmaceuticals, Inc.COM NEW500$3.00K<0.1%−500−50.0%ReducedHistory
Meridian Bank587405101COM110$3.00K<0.1%00.0%Unchanged–
NMLNeuberger Energy Infrastructure & Income Fund Inc.COM629$3.00K<0.1%+6+1.0%AddedHistory
JSDNuveen Short Duration Credit Opportunities FundCOM235$3.00K<0.1%−90−27.7%ReducedHistory
PPTFranklin Premier Income TrustSH BEN INT669$3.00K<0.1%−6,315−90.4%ReducedHistory
RADNew Rite Aid, LLCCOM219$3.00K<0.1%00.0%UnchangedHistory
VANIVivani Medical, Inc.COM NEW1,000$3.00K<0.1%00.0%UnchangedHistory
VBTXVeritex Holdings, Inc.COM100$3.00K<0.1%+100NewHistory
OTLYOatly Group ABSPONSORED ADS200$3.00K<0.1%+200NewHistory
ARK Blockchain & Fintech Innovation ETF00214Q708ETF100$4.00K<0.1%−38−27.5%Reduced–
WABWestinghouse Air Brake Technologies CorpStock47$4.00K<0.1%−23−32.9%ReducedHistory
Vanguard Materials ETF92204A801ETF27$4.00K<0.1%00.0%Unchanged–
NFGNational Fuel Gas CoStock80$4.00K<0.1%−40−33.3%ReducedHistory
DCIDonaldson Co IncStock78$4.00K<0.1%−70−47.3%ReducedHistory
PAYCPaycom Software, Inc.Stock10$4.00K<0.1%−2−16.7%ReducedHistory
GMEDGlobus Medical IncStock54$4.00K<0.1%+54NewHistory
ARK ETF Tr00214Q807SPACE & DEFENSE250$4.00K<0.1%00.0%Unchanged–
SEICSEI Investments CoCOM74$4.00K<0.1%00.0%UnchangedHistory
ATOAtmos Energy CorpCOM50$4.00K<0.1%00.0%UnchangedHistory
OHIOmega Healthcare Investors IncCOM151$4.00K<0.1%00.0%UnchangedHistory
Invesco Exch Traded FD Tr II46138E537NATL AMT MUNI159$4.00K<0.1%00.0%Unchanged–
VRNSVaronis Systems IncCOM75$4.00K<0.1%00.0%UnchangedHistory
FBINFortune Brands Innovations, Inc.COM51$4.00K<0.1%00.0%UnchangedHistory
FOURShift4 Payments, Inc.CL A54$4.00K<0.1%00.0%UnchangedHistory
FFCFlaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INCCOM190$4.00K<0.1%−21,901−99.1%ReducedHistory
NWENorthWestern Energy Group, Inc.COM NEW75$4.00K<0.1%00.0%UnchangedHistory
First Tr Exchange Traded FD33738R696DORSEYWRIGHT MOM155$4.00K<0.1%+155New–
LITELumentum Holdings Inc.COM48$4.00K<0.1%00.0%UnchangedHistory
GHYPGIM Global High Yield Fund, Inc.COM323$4.00K<0.1%−154−32.3%ReducedHistory
VECOVeeco Instruments IncCOM184$4.00K<0.1%00.0%UnchangedHistory
BHKBlackRock Core Bond TrustSHS BEN INT294$4.00K<0.1%−1,926−86.8%ReducedHistory
SPDR Index Shs FDS78463X749ST DOW GLOBA ETF85$4.00K<0.1%00.0%Unchanged–
Invesco Exch Traded FD Tr II46138G847GBL CLEAN ENRG146$4.00K<0.1%00.0%Unchanged–
BITBlackRock Multi-Sector Income TrustCOM224$4.00K<0.1%−1,658−88.1%ReducedHistory
UPSTUpstart Holdings, Inc.COM14$4.00K<0.1%+14NewHistory
iShares Inc46434G855MSCI GBL GOLD MN180$4.00K<0.1%00.0%Unchanged–
TRPTC Energy CorpCOM83$4.00K<0.1%−212−71.9%ReducedHistory
ETBEaton Vance Tax-Managed Buy-Write Income FundCOM288$4.00K<0.1%−774−72.9%ReducedHistory
TKRTimken CoCOM63$4.00K<0.1%00.0%UnchangedHistory
JFRNuveen Floating Rate Income FundCOM429$4.00K<0.1%−189−30.6%ReducedHistory
OZKBank OZKCOM110$4.00K<0.1%00.0%UnchangedHistory
DOCNDigitalOcean Holdings, Inc.COM58$4.00K<0.1%+58NewHistory
BWGBrandywineGLOBAL-Global Income Opportunities Fund IncCOM345$4.00K<0.1%−162−32.0%ReducedHistory
MMacy's, Inc.COM200$4.00K<0.1%+200NewHistory
WKCWorld Kinect CorpCOM143$4.00K<0.1%00.0%UnchangedHistory

Sold out since Q2 2021 (194)

Positions held at the end of Q2 2021 that are gone from this filing.

The largest 100 of 194 by value last quarter.

Positions of Arkadios Wealth Advisors sold out since Q2 2021
SecurityClassShares in Q2 2021Value in Q2 2021% of portfolio in Q2 2021History
ACELAccel Entertainment, Inc.COM CL A1208,101$2.47M0.3%History
IEXIdex CorpCOM4,081$898.0K0.1%History
ALXNAlexion Pharmaceuticals, Inc.COM2,368$435.0K0.1%History
Global X FDS37954Y772LNTY THMTC ETF12,828$391.0K<0.1%–
Vanguard World FD921910816MEGA GRWTH IND1,301$301.0K<0.1%–
iShares Tr464288356CALIF MUN BD ETF4,202$263.0K<0.1%–
First Tr Exchng Traded FD VI33740U703FT VEST DEEP ETF10,000$207.0K<0.1%–
Global X FDS37954Y814FINTECH ETF4,003$190.0K<0.1%–
CPZCalamos Long/Short Equity & Dynamic Income TrustCOM8,402$174.0K<0.1%History
ProShares Tr74347R842PSHS ULTRUSS20002,080$124.0K<0.1%–
TECHBIO-TECHNE CorpCOM214$96.0K<0.1%History
CBRECbre Group, Inc.CL A1,100$94.0K<0.1%History
OCGNOcugen, Inc.COM11,250$90.0K<0.1%History
RDNTRadNet, Inc.COM2,500$84.0K<0.1%History
OMEROmeros CorpCOM5,600$83.0K<0.1%History
iShares Tr464288570ESG MSCI KLD ETF1,000$82.0K<0.1%–
VanEck ETF Trust92189F528VANECK SHRT MUNI3,790$68.0K<0.1%–
EFLEaton Vance Floating-Rate 2022 Target Term TrustCOM6,233$58.0K<0.1%History
CGCarlyle Group Inc.COM1,062$49.0K<0.1%History
Global X FDS37954Y715RBTCS ARTFL INTE1,400$48.0K<0.1%–
AAAUGoldman Sachs Physical Gold ETFETF2,650$46.0K<0.1%History
Virtus ETF Tr II92790A504VIRTUS US QLTY1,500$43.0K<0.1%–
iShares Tr464289859CORE 80 20 ETF600$42.0K<0.1%–
SPDR Index Shs FDS78463X202ST STR EU 50 ETF910$42.0K<0.1%–
First Tr Sr Floating Rate 2033740K101COM SHS4,426$42.0K<0.1%–
Puxin Ltd ADS67065F107ADR24,000$42.0K<0.1%–
ASHAshland Inc.COM428$37.0K<0.1%History
KLACKLA CorpCOM NEW113$36.0K<0.1%History
ETOEaton Vance Tax-Advantaged Global Dividend Opportunities FundCOM1,206$35.0K<0.1%History
Invesco Exch Traded FD Tr II46138E172S&P SMLCP STAP319$34.0K<0.1%–
Churchill Capital Corp IV171439102CL A1,190$34.0K<0.1%–
INCYIncyte CorpCOM394$33.0K<0.1%History
MXIMMaxim Integrated Products IncCOM311$32.0K<0.1%History
Vector Acquisition CorpG9442R126COM CL A3,000$32.0K<0.1%–
iShares Tr464288638ISHS 5-10YR INVT518$31.0K<0.1%–
iShares Inc464286350MSCI AGR PRO ETF803$31.0K<0.1%–
Invesco Exchange Traded FD T46137V597RAFI US 1500164$30.0K<0.1%–
NMZNuveen Municipal High Income Opportunity FundCOM1,971$30.0K<0.1%History
SITESiteOne Landscape Supply, Inc.COM180$30.0K<0.1%History
SPDR Ser Tr78468R689S&P KENSHO SMART496$30.0K<0.1%–
PHYSSprott Physical Gold TrustPHYSICAL GOLD TR2,000$28.0K<0.1%History
HSYHershey CoCOM154$26.0K<0.1%History
KMXCarMax IncCOM209$26.0K<0.1%History
EBSEmergent BioSolutions Inc.COM428$26.0K<0.1%History
TALTAL Education GroupSPONSORED ADS1,000$25.0K<0.1%History
VanEck Morningstar Wide Moat ETF92189F643ETF334$24.0K<0.1%–
CRONCronos Group Inc.COM2,900$24.0K<0.1%History
Holicity Inc435063102COM CL A2,000$24.0K<0.1%–
Property Solutions Acquisiti74348Q108COM1,500$23.0K<0.1%–
Invesco Exch Traded FD Tr II46138E198S&P MIDCP LOW420$22.0K<0.1%–
MNDTMandiant, Inc.COM1,100$22.0K<0.1%History
WORKSlack Technologies, Inc.COM CL A500$22.0K<0.1%History
TUTelus CorpCOM967$21.0K<0.1%History
MIDDMIDDLEBY CorpCOM120$20.0K<0.1%History
SIISprott Inc.COM NEW504$19.0K<0.1%History
MLMMartin Marietta Materials IncCOM55$19.0K<0.1%History
ANSSAnsys IncCOM55$19.0K<0.1%History
HAHawaiian Holdings IncCOM800$19.0K<0.1%History
STORStore Capital LLCCOM570$19.0K<0.1%History
J P Morgan Exchange Traded F46641Q332EQUITY PREMIUM305$18.0K<0.1%–
SNAPSnap IncStock264$17.0K<0.1%History
NMRNomura Holdings IncSPONSORED ADR3,345$17.0K<0.1%History
COOCooper Companies, Inc.COM NEW44$17.0K<0.1%History
Osprey Technlgy Aquistion Co68839R104COM CL A1,800$17.0K<0.1%–
BXMTBlackstone Mortgage Trust, Inc.COM CL A526$16.0K<0.1%History
FINSAngel Oak Financial Strategies Income Term TrustCOM BEN INT921$16.0K<0.1%History
PHIPLDT Inc.SPONSORED ADR623$16.0K<0.1%History
iShares Tr464288695GLOBAL MATER ETF175$15.0K<0.1%–
Vanguard Mun BD FDS922907746TAX EXEMPT BD284$15.0K<0.1%–
First Tr Exch Traded FD III33739N108MANAGD MUN ETF275$15.0K<0.1%–
Global X FDS37950E101FTSE NORDIC REG497$15.0K<0.1%–
QTSQTS Realty Trust, Inc.COM CL A200$15.0K<0.1%History
PRIPrimerica, Inc.Stock92$14.0K<0.1%History
CHDChurch & Dwight Co IncCOM173$14.0K<0.1%History
Cambria ETF Tr132061201SHSHLD YIELD ETF218$14.0K<0.1%–
DXDynex Capital IncCOM759$14.0K<0.1%History
ProShares Tr74347B508DJ BRKFLD GLB304$14.0K<0.1%–
Apex Technology Acquisition03768F102COM CL A1,211$14.0K<0.1%–
INSGInseego Corp.COM1,481$14.0K<0.1%History
Signature BK New York N Y82669G104COM60$14.0K<0.1%–
MANHManhattan Associates IncStock90$13.0K<0.1%History
Exchange Traded Concepts Tru301505707ROBO GLB ETF200$13.0K<0.1%–
GOLFAcushnet Holdings Corp.COM269$13.0K<0.1%History
TMETencent Music Entertainment GroupSPON ADS842$13.0K<0.1%History
TDYTeledyne Technologies IncCOM32$13.0K<0.1%History
SSDSimpson Manufacturing Co., Inc.COM118$13.0K<0.1%History
NDSNNordson CorpCOM60$13.0K<0.1%History
IMGNImmunoGen, Inc.COM2,105$13.0K<0.1%History
ProShares Tr74347G705ULTRA ENERGY167$12.0K<0.1%–
FHBFirst Hawaiian, Inc.COM452$12.0K<0.1%History
Invesco Actively Managed Exc46090A879VAR RATE INVT510$12.0K<0.1%–
First Tr Exchange-Traded Alp33737M102MID CP GR ALPH160$12.0K<0.1%–
iShares Tr464288612INTRM GOV CR ETF100$11.0K<0.1%–
LSTRLandstar System IncCOM74$11.0K<0.1%History
AZPNASPENTECH CorpCOM83$11.0K<0.1%History
FSRFisker Inc.CL A COM STK600$11.0K<0.1%History
Invesco Exch Traded FD Tr II46138E545MSCI GBL TIMBR300$11.0K<0.1%–
NXRTNexPoint Residential Trust, Inc.COM200$10.0K<0.1%History
PAGPPlains GP Holdings LPLTD PARTNR INT A850$10.0K<0.1%History
WTSWatts Water Technologies IncCL A75$10.0K<0.1%History