XML Financial, LLC
- SEC CIK
- 0001800465
- Latest filing
- Jul 24, 2026
Holdings in Q3 2023
Holdings as of Sep 30, 2023, filed Nov 6, 2023. Long positions only; changes compare share counts with Q2 2023.
- Positions
- 316
- −25 vs. Q2 2023
- Portfolio value
- $834.4M
- −$30.1M (−3.5%) vs. Q2 2023
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| QCOMQualcomm Inc | Stock | 100,463 | $11.2M | 1.3% | −1,293−1.3% | Reduced | History |
| JNJJohnson & Johnson | Stock | 71,835 | $11.2M | 1.3% | +260+0.4% | Added | History |
| iShares Core S&P Small Cap ETF464287804 | ETF | 119,082 | $11.2M | 1.3% | −2,716−2.2% | Reduced | – |
| State Street SPDR Bloomberg Convertible Securities ETF78464A359 | ETF | 178,063 | $12.1M | 1.4% | −680−0.4% | Reduced | – |
| PTYPIMCO Corporate & Income Opportunity Fund | COM | 962,185 | $12.6M | 1.5% | +28,599+3.1% | Added | History |
| BRK.BBerkshire Hathaway Inc | Stock | 36,936 | $12.9M | 1.6% | +435+1.2% | Added | History |
| iShares Russell 1000 Growth ETF464287614 | ETF | 51,162 | $13.6M | 1.6% | +1,718+3.5% | Added | – |
| Vanguard Information Technology ETF92204A702 | ETF | 33,802 | $14.0M | 1.7% | +2,934+9.5% | Added | – |
| Vanguard Total Bond Market ETF921937835 | ETF | 209,114 | $14.6M | 1.7% | −8,696−4.0% | Reduced | – |
| iShares Tr464287622 | RUS 1000 ETF | 79,111 | $18.6M | 2.2% | −639−0.8% | Reduced | – |
| iShares Russell Midcap ETF464287499 | ETF | 279,861 | $19.4M | 2.3% | −7,174−2.5% | Reduced | – |
| iShares Core Dividend Growth ETF46434V621 | ETF | 411,740 | $20.4M | 2.4% | −761−0.2% | Reduced | – |
| Schwab U.S. Large-Cap Value ETF808524409 | ETF | 357,365 | $23.0M | 2.8% | +44,569+14.2% | Added | – |
| MSFTMicrosoft Corp | Stock | 74,353 | $23.5M | 2.8% | −330−0.4% | Reduced | History |
| AAPLApple Inc. | Stock | 152,243 | $26.1M | 3.1% | +489+0.3% | Added | History |
| Schwab U.S. Large-Cap Growth ETF808524300 | ETF | 387,355 | $28.2M | 3.4% | +68,415+21.5% | Added | – |
Sold out since Q2 2023 (32)
Positions held at the end of Q2 2023 that are gone from this filing.
| Security | Class | Shares in Q2 2023 | Value in Q2 2023 | % of portfolio in Q2 2023 | History |
|---|---|---|---|---|---|
| iShares Core High Dividend ETF46429B663 | ETF | 61,747 | $6.22M | 0.7% | – |
| iShares Tr464288158 | SHRT NAT MUN ETF | 6,891 | $716.9K | 0.1% | – |
| FOCSFocus Financial Partners Inc. | COM CL A | 11,781 | $618.6K | 0.1% | History |
| LUVSouthwest Airlines Co | COM | 16,766 | $607.1K | 0.1% | History |
| SYYSysco Corp | Stock | 5,215 | $386.9K | <0.1% | History |
| State Street Consumer Staples Select Sector SPDR ETF81369Y308 | ETF | 5,212 | $386.6K | <0.1% | – |
| ADBEAdobe Inc. | Stock | 705 | $344.7K | <0.1% | History |
| SPDR Series Trust78468R739 | ST NUVE TERM ETF | 6,699 | $315.2K | <0.1% | – |
| iShares Global Clean Energy ETF464288224 | ETF | 16,631 | $306.0K | <0.1% | – |
| Schwab US Aggregate Bond ETF808524839 | ETF | 6,164 | $284.5K | <0.1% | – |
| State Street SPDR Portfolio Intermediate Term Corporate Bond ETF78464A375 | ETF | 8,494 | $272.7K | <0.1% | – |
| State Street Energy Select Sector SPDR ETF81369Y506 | ETF | 3,254 | $264.1K | <0.1% | – |
| Vanguard Malvern FDS922020805 | STRM INFPROIDX | 5,358 | $254.1K | <0.1% | – |
| IRMIron Mountain Inc | COM | 4,468 | $253.9K | <0.1% | History |
| NIEVirtus Equity & Convertible Income Fund | COM | 11,641 | $246.2K | <0.1% | History |
| VanEck ETF Trust92189F528 | VANECK SHRT MUNI | 14,608 | $245.9K | <0.1% | – |
| Vanguard World FD921910816 | MEGA GRWTH IND | 1,034 | $243.4K | <0.1% | – |
| CHHChoice Hotels International Inc | COM | 2,000 | $235.0K | <0.1% | History |
| LVSLas Vegas Sands Corp | COM | 3,976 | $230.6K | <0.1% | History |
| BTTBlackRock Municipal 2030 Target Term Trust | COM SHS BEN IN | 11,033 | $229.3K | <0.1% | History |
| DTEDte Energy Co | COM | 2,000 | $220.0K | <0.1% | History |
| KMBKimberly Clark Corp | Stock | 1,585 | $218.9K | <0.1% | History |
| RNPCohen & Steers REIT & Preferred & Income Fund Inc | COM | 11,329 | $215.1K | <0.1% | History |
| Vanguard Scottsdale FDS92206C409 | SHRT TRM CORP BD | 2,761 | $208.9K | <0.1% | – |
| ABNBAirbnb, Inc. | Stock | 1,622 | $207.9K | <0.1% | History |
| NKENIKE, Inc. | Stock | 1,854 | $204.6K | <0.1% | History |
| AMTAmerican Tower Corp | REIT | 1,053 | $204.3K | <0.1% | History |
| GWWW.W. Grainger, Inc. | Stock | 259 | $204.2K | <0.1% | History |
| NBHNeuberger Municipal Fund Inc. | COM | 12,250 | $125.9K | <0.1% | History |
| VKQInvesco Municipal Trust | COM | 11,880 | $112.0K | <0.1% | History |
| NMTNuveen Massachusetts Quality Municipal Income Fund | COM | 10,000 | $104.4K | <0.1% | History |
| Berkshire Grey I084656115 | EQUITY WRT | 20,000 | $6.70K | <0.1% | – |