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Livermore
Livermore
ZHEN

XML Financial, LLC

SEC CIK
0001800465
Latest filing
Jul 24, 2026

Holdings in Q2 2022

Holdings as of Jun 30, 2022, filed Aug 1, 2022. Long positions only; changes compare share counts with Q1 2022.

Institution overview
Positions
231
−100 vs. Q1 2022
Portfolio value
$442.3M
−$398.4M (−47.4%) vs. Q1 2022
Filed
Aug 1, 2022
SEC
Holdings of XML Financial, LLC in Q2 2022
SecurityClassSharesValue% of portfolioShare changeActionHistory
Berkshire Grey I084656115EQUITY WRT20,000$4.00K<0.1%00.0%Unchanged–
ENGEnglobal CorpCOM30,122$29.0K<0.1%+30,122NewHistory
FAXAbrdn Asia-Pacific Income Fund, Inc.COM10,158$30.0K<0.1%+10,158NewHistory
MGNXMacrogenics IncCOM22,451$66.0K<0.1%+3,299+17.2%AddedHistory
MMTAberdeen Multi-Market Income FundSH BEN INT15,030$69.0K<0.1%00.0%UnchangedHistory
JPCNuveen Preferred & Income Opportunities FundCOM11,199$86.0K<0.1%−6,598−37.1%ReducedHistory
UAUnder Armour, Inc.CL C13,314$101.0K<0.1%−840−5.9%ReducedHistory
SIRISirius XM Holdings Inc.COM17,027$104.0K<0.1%+55+0.3%AddedHistory
GLADGladstone Capital CorpCOM11,799$119.0K<0.1%+211+1.8%AddedHistory
NPVNuveen Virginia Quality Municipal Income FundCOM10,518$130.0K<0.1%−12,694−54.7%ReducedHistory
ETJEaton Vance Risk-Managed Diversified Equity Income FundCOM15,578$131.0K<0.1%00.0%UnchangedHistory
PAVMPAVmed Inc.COM148,991$139.0K<0.1%00.0%UnchangedHistory
DNPDNP Select Income Fund IncCOM13,054$142.0K<0.1%+206+1.6%AddedHistory
NCLHNorwegian Cruise Line Holdings Ltd.SHS13,546$151.0K<0.1%−1,121−7.6%ReducedHistory
JBLUJetBlue Airways CorpCOM18,181$152.0K<0.1%+318+1.8%AddedHistory
BDJBlackRock Enhanced Equity Dividend TrustCOM17,992$159.0K<0.1%−599−3.2%ReducedHistory
IAEVoya Asia Pacific High Dividend Equity Income FundCOM26,836$187.0K<0.1%00.0%UnchangedHistory
FFord Motor CoStock17,865$199.0K<0.1%+599+3.5%AddedHistory
DBX ETF Tr233051432XTRACK USD HIGH5,943$200.0K<0.1%+5,943New–
IRMIron Mountain IncCOM4,294$209.0K<0.1%−169−3.8%ReducedHistory
COFCapital One Financial CorpStock2,015$210.0K<0.1%−7,776−79.4%ReducedHistory
CPRXCatalyst Pharmaceuticals, Inc.COM30,000$210.0K<0.1%00.0%UnchangedHistory
State Street Energy Select Sector SPDR ETF81369Y506ETF2,982$213.0K<0.1%−85−2.8%Reduced–
MTBM&T Bank CorpCOM1,350$215.0K<0.1%−1,219−47.5%ReducedHistory
iShares Tr464288208MRGSTR MD CP ETF3,828$216.0K<0.1%00.0%Unchanged–
LPLALPL Financial Holdings Inc.COM1,176$217.0K<0.1%+1+0.1%AddedHistory
LYBLyondellBasell Industries N.V.SHS - A -2,500$219.0K<0.1%+153+6.5%AddedHistory
EPDEnterprise Products Partners L.P.Stock9,010$220.0K<0.1%−94,575−91.3%ReducedHistory
Innovator U.S. Equity Power Buffer ETF - October45782C797ETF7,885$221.0K<0.1%00.0%Unchanged–
TFCTruist Financial CorpCOM4,712$223.0K0.1%−103,597−95.6%ReducedHistory
FNKOFunko, Inc.COM CL A10,000$223.0K0.1%00.0%UnchangedHistory
TMOThermo Fisher Scientific Inc.Stock412$224.0K0.1%00.0%UnchangedHistory
DIASPDR Dow Jones Industrial Average ETF TrustUT SER 1727$224.0K0.1%+2+0.3%AddedHistory
CCLCarnival Corp Ltd.UNIT 99/99/999926,034$225.0K0.1%+4,453+20.6%AddedHistory
Vanguard Dividend Appreciation ETF921908844ETF1,606$230.0K0.1%−149−8.5%Reduced–
First Tr Exchange-Traded FD336917109SHS6,604$233.0K0.1%+6,604New–
HUMHumana IncStock500$234.0K0.1%+500NewHistory
DUKDuke Energy CORPStock2,192$235.0K0.1%−3,810−63.5%ReducedHistory
CSLCarlisle Companies IncCOM985$235.0K0.1%00.0%UnchangedHistory
BKNGBooking Holdings Inc.Stock138$240.0K0.1%+9+7.0%AddedHistory
Vanguard Morningstar Small-Cap Growth ETF922908595ETF1,231$243.0K0.1%00.0%Unchanged–
Vanguard Malvern FDS922020805STRM INFPROIDX4,882$245.0K0.1%+556+12.9%Added–
XELXcel Energy IncStock3,572$253.0K0.1%+3,572NewHistory
Global X FDS37954Y467E COMMERCE ETF15,191$255.0K0.1%00.0%Unchanged–
Innovator ETFs Trust45782C540US EQTY PWR BUF8,907$256.0K0.1%00.0%Unchanged–
WMBWilliams Companies, Inc.COM8,367$261.0K0.1%−5,786−40.9%ReducedHistory
OLEDUniversal Display CorpCOM2,587$262.0K0.1%00.0%UnchangedHistory
IBMInternational Business Machines CorpStock1,867$264.0K0.1%−37,679−95.3%ReducedHistory
ProShares Tr74348A467S&P 500 DV ARIST3,119$266.0K0.1%+79+2.6%Added–
BXBlackstone Inc.COM2,973$271.0K0.1%−1,527−33.9%ReducedHistory
GEGeneral Electric CoStock4,402$280.0K0.1%−49−1.1%ReducedHistory
First Tr Exchng Traded FD VI33740F870LOW DUR STRTGC14,989$280.0K0.1%00.0%Unchanged–
Global X FDS37954Y483NASDAQ 100 COVER16,354$286.0K0.1%+16,354New–
ARCCAres Capital CorpCEF16,185$290.0K0.1%+385+2.4%AddedHistory
MPWRMonolithic Power Systems, Inc.COM754$290.0K0.1%+25+3.4%AddedHistory
Innovator U.S. Equity Ultra Buffer ETF - January45782C300ETF10,073$293.0K0.1%00.0%Unchanged–
PIMCO ETF Tr72201R866INTER MUN BD ACT5,781$298.0K0.1%+22+0.4%Added–
LLYEli Lilly & CoStock923$299.0K0.1%−559−37.7%ReducedHistory
OMCOmnicom Group Inc.COM4,850$309.0K0.1%+24+0.5%AddedHistory
HONHoneywell International IncCOM1,781$310.0K0.1%−1,327−42.7%ReducedHistory
iShares Tr464287556ISHARES BIOTECH2,683$316.0K0.1%+475+21.5%Added–
CVSCVS Health CorpStock3,443$319.0K0.1%−97,718−96.6%ReducedHistory
GTESGates Industrial Corp Ltd.ORD SHS29,592$320.0K0.1%+800+2.8%AddedHistory
ZTSZoetis Inc.Stock2,028$349.0K0.1%+2,028NewHistory
Townebank Portsmouth Va89214P109COM12,964$352.0K0.1%00.0%Unchanged–
iShares Tr464287721U.S. TECH ETF4,397$352.0K0.1%−211−4.6%Reduced–
State Street Consumer Staples Select Sector SPDR ETF81369Y308ETF4,946$357.0K0.1%+10.0%Added–
STZConstellation Brands, Inc.Stock1,546$360.0K0.1%+75+5.1%AddedHistory
ROPRoper Technologies IncStock922$364.0K0.1%+91+11.0%AddedHistory
SCDLMP Capital & Income Fund Inc.COM29,647$365.0K0.1%00.0%UnchangedHistory
MMM3M CoStock2,866$371.0K0.1%−772−21.2%ReducedHistory
RNPCohen & Steers REIT & Preferred & Income Fund IncCOM17,475$373.0K0.1%−2,981−14.6%ReducedHistory
MDTMedtronic plcStock4,172$374.0K0.1%−7,089−63.0%ReducedHistory
AVGOBroadcom Inc.Stock802$390.0K0.1%−432−35.0%ReducedHistory
ACNAccenture plcStock1,414$393.0K0.1%−1,186−45.6%ReducedHistory
iShares Tr464288158SHRT NAT MUN ETF3,781$396.0K0.1%+3,781New–
iShares Tr46436E536US SML CP VALUE14,859$397.0K0.1%00.0%Unchanged–
Invesco Actively Managed Exc46090A887ULTRA SHRT DUR8,061$399.0K0.1%−138−1.7%Reduced–
SPDR Series Trust78468R721STATE STREET SPD8,805$404.0K0.1%+8,805New–
iShares Tr464287150CORE S&P TTL STK4,875$408.0K0.1%+120+2.5%Added–
UALUnited Airlines Holdings, Inc.COM11,675$414.0K0.1%−535−4.4%ReducedHistory
LUVSouthwest Airlines CoCOM11,640$420.0K0.1%00.0%UnchangedHistory
WisdomTree Tr97717W786INTL DIV EX FINL11,819$420.0K0.1%−82−0.7%Reduced–
UNPUnion Pacific CorpStock1,976$421.0K0.1%−5,699−74.3%ReducedHistory
iShares Tr46435G425ESG AWR MSCI USA5,025$422.0K0.1%+289+6.1%Added–
Vanguard Morningstar Growth ETF922908736ETF1,931$430.0K0.1%+158+8.9%Added–
Principal Exchange Traded FD74255Y888SPECTRUM PFD24,912$430.0K0.1%−974−3.8%Reduced–
CINFCincinnati Financial CorpCOM3,632$432.0K0.1%+18+0.5%AddedHistory
ARK Innovation ETF00214Q104ETF10,908$435.0K0.1%−49,626−82.0%Reduced–
NIEVirtus Equity & Convertible Income FundCOM20,971$435.0K0.1%+752+3.7%AddedHistory
NSCNorfolk Southern CorpStock2,013$458.0K0.1%−980−32.7%ReducedHistory
SBUXStarbucks CorpStock6,171$471.0K0.1%−402−6.1%ReducedHistory
AMGNAmgen IncStock1,996$486.0K0.1%−21,722−91.6%ReducedHistory
FLYYSpirit Aviation Holdings, Inc.COM20,955$500.0K0.1%−1,171−5.3%ReducedHistory
ITWIllinois Tool Works IncStock2,759$503.0K0.1%+198+7.7%AddedHistory
WMTWalmart Inc.Stock4,190$509.0K0.1%−904−17.7%ReducedHistory
CRMSalesforce, Inc.Stock3,127$516.0K0.1%+212+7.3%AddedHistory
iShares Tr464287374NORTH AMERN NAT14,340$516.0K0.1%+30.0%Added–
WYNNWynn Resorts LtdCOM9,251$527.0K0.1%+492+5.6%AddedHistory
INTCIntel CorpStock14,216$532.0K0.1%−139,299−90.7%ReducedHistory

Sold out since Q1 2022 (113)

Positions held at the end of Q1 2022 that are gone from this filing.

The largest 100 of 113 by value last quarter.

Positions of XML Financial, LLC sold out since Q1 2022
SecurityClassShares in Q1 2022Value in Q1 2022% of portfolio in Q1 2022History
Vanguard Total Bond Market ETF921937835ETF134,208$10.7M1.3%–
GOODGladstone Commercial CorpCOM400,127$8.81M1.0%History
UPSUnited Parcel Service IncStock40,174$8.62M1.0%History
BMYBristol Myers Squibb CoStock99,347$7.25M0.9%History
KKellanovaStock108,851$7.02M0.8%History
First Tr Exch Traded FD III33739N108MANAGD MUN ETF119,961$6.37M0.8%–
CCitigroup IncStock111,245$5.94M0.7%History
DOWDow Inc.Stock84,406$5.38M0.6%History
MPCMarathon Petroleum CorpStock62,280$5.33M0.6%History
NEMNEWMONT CorpStock62,944$5.00M0.6%History
FDXFedEx CorpStock19,688$4.56M0.5%History
KMIKinder Morgan, Inc.Stock235,566$4.46M0.5%History
MMDNYLI MacKay DefinedTerm Muni Opportunities FundCOM225,808$4.23M0.5%History
BTTBlackRock Municipal 2030 Target Term TrustCOM SHS BEN IN178,085$4.21M0.5%History
BEPCBrookfield Renewable CorpCL A SUB VTG94,400$4.13M0.5%History
OHIOmega Healthcare Investors IncCOM130,686$4.07M0.5%History
PRUPrudential Financial IncStock32,790$3.88M0.5%History
Managed Portfolio Series56167N720TORTOISE NRAM PI128,447$3.40M0.4%–
CMICummins IncStock15,647$3.21M0.4%History
ETXEaton Vance Municipal Income 2028 Term TrustSHS150,186$3.07M0.4%History
IPInternational Paper CoCOM63,598$2.94M0.3%History
GDGeneral Dynamics CorpStock11,076$2.67M0.3%History
NADNuveen Quality Municipal Income FundCOM173,587$2.32M0.3%History
WELLWelltower Inc.REIT23,508$2.26M0.3%History
AMDAdvanced Micro Devices IncStock19,784$2.16M0.3%History
GISGeneral Mills IncStock30,919$2.09M0.2%History
PSXPhillips 66Stock20,658$1.78M0.2%History
MAVPioneer Municipal High Income Advantage Fund, Inc.COM180,550$1.77M0.2%History
Vanguard Real Estate ETF922908553ETF16,130$1.75M0.2%–
BCEBce IncCOM NEW29,392$1.63M0.2%History
FMNFederated Hermes Premier Municipal Income FundCOM122,769$1.56M0.2%History
ILPTIndustrial Logistics Properties TrustCOM SHS BEN INT68,250$1.55M0.2%History
GSKGSK plcSPONSORED ADR35,148$1.53M0.2%History
RFRegions Financial CorpCOM61,800$1.38M0.2%History
CBRLCracker Barrel Old Country Store, IncCOM11,552$1.37M0.2%History
KREFKKR Real Estate Finance Trust Inc.COM63,700$1.31M0.2%History
NVSNovartis AGADR12,749$1.12M0.1%History
CSXCSX CorpStock28,636$1.07M0.1%History
WBAWalgreens Boots Alliance, Inc.COM20,486$917.0K0.1%History
MHIPioneer Municipal High Income Fund, Inc.COM SHS73,243$769.0K0.1%History
NQPNuveen Pennsylvania Quality Municipal Income FundCOM56,230$759.0K0.1%History
GMGeneral Motors CoCOM15,588$682.0K0.1%History
WMWaste Management IncStock4,088$648.0K0.1%History
GPNGlobal Payments IncStock4,615$632.0K0.1%History
RILYBRC Group Holdings, Inc.COM8,210$574.0K0.1%History
LHXL3HARRIS Technologies, Inc.Stock2,262$562.0K0.1%History
ENBEnbridge IncStock11,940$550.0K0.1%History
FOCSFocus Financial Partners Inc.COM CL A11,782$539.0K0.1%History
NMCONuveen Municipal Credit Opportunities FundCOM37,650$508.0K0.1%History
SNYSanofiSPONSORED ADR9,831$505.0K0.1%History
NZFNuveen Municipal Credit Income FundCOM SH BEN INT32,966$482.0K0.1%History
BFSSaul Centers, Inc.COM8,891$469.0K0.1%History
CSQCalamos Strategic Total Return FundCOM SH BEN INT26,597$466.0K0.1%History
RMMRiverNorth Managed Duration Municipal Income Fund, Inc.COM26,750$460.0K0.1%History
RSGRepublic Services, Inc.COM3,400$451.0K0.1%History
SOSouthern CoStock5,904$428.0K0.1%History
RFMZRiverNorth Flexible Municipal Income Fund II, Inc.COM25,750$422.0K0.1%History
SYYSysco CorpStock5,104$417.0K<0.1%History
MUIBlackRock Municipal Credit Alpha Portfolio, Inc.COM31,782$417.0K<0.1%History
TGTTarget CorpStock1,932$410.0K<0.1%History
Vanguard S&P 500 ETF922908363ETF986$409.0K<0.1%–
BBWIBath & Body Works, Inc.COM8,245$394.0K<0.1%History
ETEnergy Transfer LPCOM UT LTD PTN34,731$389.0K<0.1%History
RCLRoyal Caribbean Cruises LtdCOM4,387$368.0K<0.1%History
CPCanadian Pacific Kansas City LtdCOM4,326$357.0K<0.1%History
NIDNuveen Intermediate Duration Municipal Term FundCOM25,736$356.0K<0.1%History
RFMRiverNorth Flexible Municipal Income Fund, Inc.COM18,930$352.0K<0.1%History
AZNAstraZeneca PLCSPONSORED ADR5,248$348.0K<0.1%History
DLRDigital Realty Trust, Inc.COM2,449$347.0K<0.1%History
iShares S&P 500 Value ETF464287408ETF2,163$337.0K<0.1%–
GHIGreystone Housing Impact Investors LPBEN UNIT CTF55,250$334.0K<0.1%History
ARK ETF Tr00214Q302GENOMIC REV ETF7,003$322.0K<0.1%–
COPConocoPhillipsStock3,129$313.0K<0.1%History
ULUnilever PLCSPON ADR NEW6,744$307.0K<0.1%History
BPBP PLCADR10,377$305.0K<0.1%History
METAMeta Platforms, Inc.Stock1,316$293.0K<0.1%History
Vanguard Ftse All-World Ex-US Index Fund922042775ETF4,981$287.0K<0.1%–
RPMRPM International IncCOM3,501$285.0K<0.1%History
CHHChoice Hotels International IncCOM2,000$284.0K<0.1%History
ABNBAirbnb, Inc.Stock1,592$273.0K<0.1%History
iShares Inc46434G863ESG AWR MSCI EM7,389$271.0K<0.1%–
VMOInvesco Municipal Opportunity TrustCOM23,206$266.0K<0.1%History
DTEDte Energy CoCOM2,000$264.0K<0.1%History
LOWLowes Companies IncStock1,299$263.0K<0.1%History
TXNTexas Instruments IncStock1,393$256.0K<0.1%History
BHPBHP Group LtdADR3,290$254.0K<0.1%History
BYMBlackRock Municipal Income Quality TrustCOM19,116$253.0K<0.1%History
Vanguard World FD921910816MEGA GRWTH IND1,072$252.0K<0.1%–
AXPAmerican Express CoStock1,234$231.0K<0.1%History
SHELShell plcADR4,099$225.0K<0.1%History
Invesco Exchange Traded FD T46137V506DIVID ACHIEVEV5,733$220.0K<0.1%–
KKRKKR & Co. Inc.COM3,656$214.0K<0.1%History
ANETArista Networks, Inc.COM1,540$214.0K<0.1%History
RMIRiverNorth Opportunistic Municipal Income Fund, Inc.COM11,500$213.0K<0.1%History
URIUnited Rentals, Inc.COM600$213.0K<0.1%History
PXDPioneer Natural Resources CoCOM845$211.0K<0.1%History
iShares Core MSCI Eafe ETF46432F842ETF2,989$208.0K<0.1%–
iShares Tr46434V4070-5YR HI YL CP4,741$208.0K<0.1%–
RQICohen & Steers Quality Income Realty Fund IncCEF12,401$207.0K<0.1%History
BLKBlackRock, Inc.COM271$207.0K<0.1%History