XML Financial, LLC
- SEC CIK
- 0001800465
- Latest filing
- Jul 24, 2026
Holdings in Q4 2021
Holdings as of Dec 31, 2021, filed Feb 1, 2022. Long positions only; changes compare share counts with Q3 2021.
- Positions
- 318
- +6 vs. Q3 2021
- Portfolio value
- $830.3M
- +$81.7M (+10.9%) vs. Q3 2021
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| iShares Core S&P Mid-Cap ETF464287507 | ETF | 5,645 | $1.60M | 0.2% | +97+1.7% | Added | – |
| GSKGSK plc | SPONSORED ADR | 36,414 | $1.61M | 0.2% | +387+1.1% | Added | History |
| TSLATesla, Inc. | Stock | 1,576 | $1.67M | 0.2% | −360−18.6% | Reduced | History |
| SPYSPDR S&P 500 ETF Trust | ETF | 3,550 | $1.69M | 0.2% | +79+2.3% | Added | History |
| State Street Technology Select Sector SPDR ETF81369Y803 | ETF | 9,783 | $1.70M | 0.2% | +1,479+17.8% | Added | – |
| FMNFederated Hermes Premier Municipal Income Fund | COM | 114,206 | $1.72M | 0.2% | 00.0% | Unchanged | History |
| PGProcter & Gamble Co | Stock | 10,579 | $1.73M | 0.2% | +410+4.0% | Added | History |
| PEPPepsiCo Inc | Stock | 10,468 | $1.82M | 0.2% | +521+5.2% | Added | History |
| PSECProspect Capital Corp | COM | 221,328 | $1.86M | 0.2% | +849+0.4% | Added | History |
| First Tr Exchange-Traded FD33733E856 | FT VEST GOLD | 93,535 | $1.91M | 0.2% | −95,128−50.4% | Reduced | – |
| iShares Tr464287234 | MSCI EMG MKT ETF | 39,098 | $1.91M | 0.2% | −1,383−3.4% | Reduced | – |
| MDYSPDR S&P Midcap 400 ETF Trust | ETF | 3,705 | $1.92M | 0.2% | +47+1.3% | Added | History |
| UNPUnion Pacific Corp | Stock | 7,670 | $1.93M | 0.2% | +5+0.1% | Added | History |
| Innovator ETFs Trust45782C888 | US EQT BUFR APR | 58,407 | $1.95M | 0.2% | −305−0.5% | Reduced | – |
| iShares Tr464288281 | JPMORGAN USD EMG | 17,906 | $1.95M | 0.2% | +40+0.2% | Added | – |
| iShares Core U.S. Aggregate Bond ETF464287226 | ETF | 17,294 | $1.97M | 0.2% | +1,641+10.5% | Added | – |
| MAVPioneer Municipal High Income Advantage Fund, Inc. | COM | 175,400 | $2.03M | 0.2% | −1,000−0.6% | Reduced | History |
| EPDEnterprise Products Partners L.P. | Stock | 92,641 | $2.03M | 0.2% | +2,508+2.8% | Added | History |
| WELLWelltower Inc. | REIT | 23,907 | $2.05M | 0.2% | −34−0.1% | Reduced | History |
| iShares Tr464288687 | PFD AND INCM SEC | 52,588 | $2.07M | 0.2% | +9,054+20.8% | Added | – |
| GISGeneral Mills Inc | Stock | 30,817 | $2.08M | 0.3% | −78−0.3% | Reduced | History |
| GDGeneral Dynamics Corp | Stock | 11,069 | $2.31M | 0.3% | −8−0.1% | Reduced | History |
| WisdomTree Tr97717W786 | INTL DIV EX FINL | 56,143 | $2.35M | 0.3% | +3,748+7.2% | Added | – |
| GOOGLAlphabet Inc. | Stock | 820 | $2.38M | 0.3% | −5−0.6% | Reduced | History |
| WisdomTree Tr97717X651 | US S CAP QTY DIV | 50,380 | $2.40M | 0.3% | +2,040+4.2% | Added | – |
| BEPCBrookfield Renewable Corp | CL A SUB VTG | 66,750 | $2.46M | 0.3% | +55,200+477.9% | Added | History |
| SPDR Series Trust78468R770 | ST STR R1K YLD | 24,990 | $2.51M | 0.3% | +149+0.6% | Added | – |
| Vanguard Real Estate ETF922908553 | ETF | 22,128 | $2.57M | 0.3% | −262−1.2% | Reduced | – |
| HDHome Depot, Inc. | Stock | 6,376 | $2.65M | 0.3% | +16+0.3% | Added | History |
| WPCW. P. Carey Inc. | COM | 33,320 | $2.73M | 0.3% | +1,788+5.7% | Added | History |
| IPInternational Paper Co | COM | 58,350 | $2.74M | 0.3% | +7,623+15.0% | Added | History |
| EMREmerson Electric Co | Stock | 30,766 | $2.86M | 0.3% | +20+0.1% | Added | History |
| AMDAdvanced Micro Devices Inc | Stock | 19,905 | $2.86M | 0.3% | +260+1.3% | Added | History |
| TAT&T Inc. | Stock | 117,819 | $2.90M | 0.3% | −27,125−18.7% | Reduced | History |
| ORCLOracle Corp | Stock | 33,238 | $2.90M | 0.3% | −34−0.1% | Reduced | History |
| NADNuveen Quality Municipal Income Fund | COM | 181,369 | $2.92M | 0.4% | +1,789+1.0% | Added | History |
| DISWalt Disney Co | Stock | 19,209 | $2.98M | 0.4% | +510+2.7% | Added | History |
| MMDNYLI MacKay DefinedTerm Muni Opportunities Fund | COM | 137,625 | $3.00M | 0.4% | 00.0% | Unchanged | History |
| Schwab US Dividend Equity ETF808524797 | ETF | 37,244 | $3.01M | 0.4% | +599+1.6% | Added | – |
| LMTLockheed Martin Corp | Stock | 8,477 | $3.01M | 0.4% | +996+13.3% | Added | History |
| XOMExxonMobil Holdings Corp | COM | 49,788 | $3.05M | 0.4% | −1,300−2.5% | Reduced | History |
| CMICummins Inc | Stock | 14,437 | $3.15M | 0.4% | +575+4.1% | Added | History |
| OHIOmega Healthcare Investors Inc | COM | 109,332 | $3.23M | 0.4% | +20,325+22.8% | Added | History |
| ETXEaton Vance Municipal Income 2028 Term Trust | SHS | 151,436 | $3.26M | 0.4% | +150+0.1% | Added | History |
| State Street SPDR Portfolio S&P 500 High Dividend ETF78468R788 | ETF | 78,091 | $3.28M | 0.4% | +1,884+2.5% | Added | – |
| Invesco Exchange Traded FD T46137V266 | S&P500 PUR GWT | 15,627 | $3.29M | 0.4% | +453+3.0% | Added | – |
| iShares Tr46434V803 | HDG MSCI EAFE | 94,203 | $3.33M | 0.4% | +3,747+4.1% | Added | – |
| iShares MSCI Eafe ETF464287465 | ETF | 42,387 | $3.33M | 0.4% | −334−0.8% | Reduced | – |
| PRUPrudential Financial Inc | Stock | 31,811 | $3.44M | 0.4% | −46−0.1% | Reduced | History |
| KMIKinder Morgan, Inc. | Stock | 220,762 | $3.50M | 0.4% | +60,901+38.1% | Added | History |
| iShares Core MSCI Total International Stock ETF46432F834 | ETF | 49,462 | $3.51M | 0.4% | −95−0.2% | Reduced | – |
| iShares Russell 2000 Growth ETF464287648 | ETF | 12,606 | $3.69M | 0.4% | +772+6.5% | Added | – |
| NEMNEWMONT Corp | Stock | 62,340 | $3.87M | 0.5% | +5,970+10.6% | Added | History |
| MPCMarathon Petroleum Corp | Stock | 62,280 | $3.98M | 0.5% | −98−0.2% | Reduced | History |
| AMZNAmazon Com Inc | Stock | 1,199 | $4.00M | 0.5% | +16+1.4% | Added | History |
| iShares S&P 500 Growth ETF464287309 | ETF | 48,019 | $4.02M | 0.5% | +140.0% | Added | – |
| DDominion Energy, Inc | Stock | 51,314 | $4.03M | 0.5% | +2,902+6.0% | Added | History |
| RGENRepligen Corp | COM | 68,178 | $4.04M | 0.5% | 00.0% | Unchanged | History |
| State Street Consumer Staples Select Sector SPDR ETF81369Y308 | ETF | 55,376 | $4.27M | 0.5% | +1,949+3.6% | Added | – |
| GLDSPDR Gold Trust | ETF | 25,596 | $4.38M | 0.5% | +11,804+85.6% | Added | History |
| FDXFedEx Corp | Stock | 17,138 | $4.43M | 0.5% | +3,489+25.6% | Added | History |
| DOWDow Inc. | Stock | 81,089 | $4.60M | 0.6% | +4,699+6.2% | Added | History |
| iShares Tr464287630 | RUS 2000 VAL ETF | 27,856 | $4.63M | 0.6% | +721+2.7% | Added | – |
| SPDR Series Trust78464A805 | ST STR PR SP1500 | 80,380 | $4.70M | 0.6% | +3,477+4.5% | Added | – |
| BTTBlackRock Municipal 2030 Target Term Trust | COM SHS BEN IN | 186,485 | $4.84M | 0.6% | −4,600−2.4% | Reduced | History |
| Global X FDS37954Y475 | S&P 500 COVERED | 96,583 | $4.88M | 0.6% | +96,583 | New | – |
| iShares Tr464287788 | U.S. FINLS ETF | 57,803 | $5.01M | 0.6% | +7,425+14.7% | Added | – |
| ABTAbbott Laboratories | Stock | 36,779 | $5.18M | 0.6% | −654−1.7% | Reduced | History |
| IBMInternational Business Machines Corp | Stock | 39,549 | $5.29M | 0.6% | −308−0.8% | Reduced | History |
| Invesco Exch Traded FD Tr II46138E354 | S&P500 LOW VOL | 77,570 | $5.32M | 0.6% | +657+0.9% | Added | – |
| AMGNAmgen Inc | Stock | 23,683 | $5.33M | 0.6% | −75−0.3% | Reduced | History |
| Listed FDS Tr53656F623 | HORI KI INFL ETF | 172,566 | $5.39M | 0.6% | +2,913+1.7% | Added | – |
| SPDR Index Shs FDS78463X749 | ST DOW GLOBA ETF | 96,999 | $5.48M | 0.7% | +5,738+6.3% | Added | – |
| MRKMerck & Co., Inc. | Stock | 72,215 | $5.54M | 0.7% | +275+0.4% | Added | History |
| Vanguard Morningstar Mid-Cap Growth ETF922908538 | ETF | 23,616 | $6.01M | 0.7% | +1,027+4.5% | Added | – |
| RTXRTX Corp | Stock | 70,274 | $6.05M | 0.7% | −332−0.5% | Reduced | History |
| BMYBristol Myers Squibb Co | Stock | 100,102 | $6.24M | 0.8% | +5,956+6.3% | Added | History |
| First Tr Exch Traded FD III33739N108 | MANAGD MUN ETF | 110,271 | $6.28M | 0.8% | +110,271 | New | – |
| iShares Russell Mid-Cap Growth ETF464287481 | ETF | 54,703 | $6.30M | 0.8% | +1,824+3.4% | Added | – |
| TFCTruist Financial Corp | COM | 107,966 | $6.32M | 0.8% | −398−0.4% | Reduced | History |
| ARK Innovation ETF00214Q104 | ETF | 67,675 | $6.40M | 0.8% | +589+0.9% | Added | – |
| CCitigroup Inc | Stock | 109,951 | $6.64M | 0.8% | +12,363+12.7% | Added | History |
| Vanguard Information Technology ETF92204A702 | ETF | 14,554 | $6.67M | 0.8% | +1,132+8.4% | Added | – |
| ABBVAbbVie Inc. | Stock | 50,455 | $6.83M | 0.8% | +130.0% | Added | History |
| iShares Core S&P 500 ETF464287200 | ETF | 14,330 | $6.83M | 0.8% | +54+0.4% | Added | – |
| KKellanova | Stock | 107,459 | $6.92M | 0.8% | +2,990+2.9% | Added | History |
| iShares Tips Bond ETF464287176 | ETF | 55,084 | $7.12M | 0.9% | +17,247+45.6% | Added | – |
| Vanguard High Dividend Yield Index ETF921946406 | ETF | 64,455 | $7.23M | 0.9% | +202+0.3% | Added | – |
| JPMJPMorgan Chase & Co | Stock | 45,705 | $7.24M | 0.9% | +129+0.3% | Added | History |
| JNJJohnson & Johnson | Stock | 42,624 | $7.29M | 0.9% | +190+0.4% | Added | History |
| INTCIntel Corp | Stock | 144,407 | $7.44M | 0.9% | −6,056−4.0% | Reduced | History |
| iShares Tr464288414 | NATIONAL MUN ETF | 69,453 | $8.08M | 1.0% | +3,042+4.6% | Added | – |
| BRK.BBerkshire Hathaway Inc | Stock | 27,926 | $8.35M | 1.0% | −156−0.6% | Reduced | History |
| UPSUnited Parcel Service Inc | Stock | 40,104 | $8.60M | 1.0% | +179+0.4% | Added | History |
| GOODGladstone Commercial Corp | COM | 333,756 | $8.60M | 1.0% | −1,145−0.3% | Reduced | History |
| CVXChevron Corp | Stock | 76,329 | $8.96M | 1.1% | +455+0.6% | Added | History |
| iShares Russell Mid-Cap Value ETF464287473 | ETF | 73,260 | $8.97M | 1.1% | +1,087+1.5% | Added | – |
| iShares Russell 1000 Value ETF464287598 | ETF | 55,248 | $9.28M | 1.1% | +1,525+2.8% | Added | – |
| PFEPfizer Inc | Stock | 165,665 | $9.78M | 1.2% | +1,523+0.9% | Added | History |
| Goldman Sachs ETF Tr381430503 | ACTIVEBETA US LG | 107,000 | $10.2M | 1.2% | +2,458+2.4% | Added | – |
Sold out since Q3 2021 (12)
Positions held at the end of Q3 2021 that are gone from this filing.
| Security | Class | Shares in Q3 2021 | Value in Q3 2021 | % of portfolio in Q3 2021 | History |
|---|---|---|---|---|---|
| SPDR Series Trust78468R739 | ST NUVE TERM ETF | 93,247 | $4.61M | 0.6% | – |
| KSUKansas City Southern | COM NEW | 1,500 | $406.0K | 0.1% | History |
| AMWLAmerican Well Corp | CL A | 42,134 | $384.0K | 0.1% | History |
| RCLRoyal Caribbean Cruises Ltd | COM | 3,082 | $274.0K | <0.1% | History |
| PYPLPayPal Holdings, Inc. | Stock | 1,002 | $261.0K | <0.1% | History |
| PENNPENN Entertainment, Inc. | COM | 3,008 | $218.0K | <0.1% | History |
| Schwab US Aggregate Bond ETF808524839 | ETF | 3,945 | $214.0K | <0.1% | – |
| HRCHill-Rom Holdings, Inc. | COM | 1,423 | $213.0K | <0.1% | History |
| State Street Energy Select Sector SPDR ETF81369Y506 | ETF | 4,070 | $212.0K | <0.1% | – |
| MAMastercard Inc | Stock | 577 | $201.0K | <0.1% | History |
| SPHSuburban Propane Partners LP | UNIT LTD PARTN | 12,957 | $199.0K | <0.1% | History |
| Trident Acquisitions Corp89615T114 | *W EXP 05/09/202 | 14,000 | $28.0K | <0.1% | – |