XML Financial, LLC
- SEC CIK
- 0001800465
- Latest filing
- Jul 24, 2026
Holdings in Q4 2021
Holdings as of Dec 31, 2021, filed Feb 1, 2022. Long positions only; changes compare share counts with Q3 2021.
- Positions
- 318
- +6 vs. Q3 2021
- Portfolio value
- $830.3M
- +$81.7M (+10.9%) vs. Q3 2021
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| Berkshire Grey I084656115 | EQUITY WRT | 10,000 | $9.00K | <0.1% | 00.0% | Unchanged | – |
| LEOBNY Mellon Strategic Municipals, Inc. | COM | 10,000 | $85.0K | <0.1% | 00.0% | Unchanged | History |
| SIRISirius XM Holdings Inc. | COM | 14,800 | $94.0K | <0.1% | −10,408−41.3% | Reduced | History |
| DSMBNY Mellon Strategic Municipal Bond Fund, Inc. | COM | 14,250 | $119.0K | <0.1% | 00.0% | Unchanged | History |
| MHFWestern Asset Municipal High Income Fund Inc. | COM | 15,499 | $124.0K | <0.1% | 00.0% | Unchanged | History |
| GLADGladstone Capital Corp | COM | 11,385 | $132.0K | <0.1% | +189+1.7% | Added | History |
| PRTSCarParts.com, Inc. | COM | 12,000 | $134.0K | <0.1% | 00.0% | Unchanged | History |
| DNPDNP Select Income Fund Inc | COM | 12,643 | $137.0K | <0.1% | +208+1.7% | Added | History |
| NUVNuveen Municipal Value Fund Inc | COM | 14,889 | $155.0K | <0.1% | 00.0% | Unchanged | History |
| ETJEaton Vance Risk-Managed Diversified Equity Income Fund | COM | 15,578 | $167.0K | <0.1% | 00.0% | Unchanged | History |
| JPCNuveen Preferred & Income Opportunities Fund | COM | 17,797 | $174.0K | <0.1% | 00.0% | Unchanged | History |
| CHWCalamos Global Dynamic Income Fund | COM | 18,450 | $184.0K | <0.1% | +1,250+7.3% | Added | History |
| NBHNeuberger Municipal Fund Inc. | COM | 12,250 | $188.0K | <0.1% | 00.0% | Unchanged | History |
| FNKOFunko, Inc. | COM CL A | 10,000 | $188.0K | <0.1% | 00.0% | Unchanged | History |
| CLXClorox Co | Stock | 1,153 | $201.0K | <0.1% | +1,153 | New | History |
| RMIRiverNorth Opportunistic Municipal Income Fund, Inc. | COM | 9,000 | $201.0K | <0.1% | +9,000 | New | History |
| AXPAmerican Express Co | Stock | 1,233 | $202.0K | <0.1% | +1+0.1% | Added | History |
| Invesco Exch Traded FD Tr II46138E149 | S&P SMLCP HELT | 1,157 | $208.0K | <0.1% | +37+3.3% | Added | – |
| Invesco Exchange Traded FD T46137V506 | DIVID ACHIEVEV | 5,261 | $209.0K | <0.1% | +5,261 | New | – |
| BKNGBooking Holdings Inc. | Stock | 89 | $212.0K | <0.1% | +89 | New | History |
| Vanguard Malvern FDS922020805 | STRM INFPROIDX | 4,126 | $212.0K | <0.1% | −400−8.8% | Reduced | – |
| iShares Tr46434V407 | 0-5YR HI YL CP | 4,705 | $213.0K | <0.1% | −1,873−28.5% | Reduced | – |
| LYBLyondellBasell Industries N.V. | SHS - A - | 2,320 | $214.0K | <0.1% | +28+1.2% | Added | History |
| COPConocoPhillips | Stock | 2,978 | $215.0K | <0.1% | −49−1.6% | Reduced | History |
| IAEVoya Asia Pacific High Dividend Equity Income Fund | COM | 26,836 | $218.0K | <0.1% | 00.0% | Unchanged | History |
| NKENIKE, Inc. | Stock | 1,311 | $219.0K | <0.1% | +1,311 | New | History |
| GWWW.W. Grainger, Inc. | Stock | 426 | $221.0K | <0.1% | +426 | New | History |
| VKQInvesco Municipal Trust | COM | 16,477 | $221.0K | <0.1% | 00.0% | Unchanged | History |
| iShares Core MSCI Eafe ETF46432F842 | ETF | 3,002 | $224.0K | <0.1% | −18−0.6% | Reduced | – |
| RQICohen & Steers Quality Income Realty Fund Inc | CEF | 12,401 | $226.0K | <0.1% | 00.0% | Unchanged | History |
| WisdomTree Tr97717W604 | US SMALLCAP DIVD | 6,891 | $226.0K | <0.1% | −2,050−22.9% | Reduced | – |
| Vanguard Dividend Appreciation ETF921908844 | ETF | 1,330 | $228.0K | <0.1% | +1,330 | New | – |
| URIUnited Rentals, Inc. | COM | 685 | $228.0K | <0.1% | 00.0% | Unchanged | History |
| DTEDte Energy Co | COM | 2,000 | $239.0K | <0.1% | 00.0% | Unchanged | History |
| BPBP PLC | ADR | 9,055 | $241.0K | <0.1% | −30,483−77.1% | Reduced | History |
| CSLCarlisle Companies Inc | COM | 985 | $244.0K | <0.1% | −65−6.2% | Reduced | History |
| GMGeneral Motors Co | COM | 4,213 | $247.0K | <0.1% | +4,213 | New | History |
| PPGPPG Industries Inc | Stock | 1,455 | $251.0K | <0.1% | −100−6.4% | Reduced | History |
| MGNXMacrogenics Inc | COM | 15,672 | $252.0K | <0.1% | +15,672 | New | History |
| TXNTexas Instruments Inc | Stock | 1,345 | $253.0K | <0.1% | +19+1.4% | Added | History |
| PAVMPAVmed Inc. | COM | 103,200 | $254.0K | <0.1% | −6,000−5.5% | Reduced | History |
| BDJBlackRock Enhanced Equity Dividend Trust | COM | 25,293 | $255.0K | <0.1% | +7,248+40.2% | Added | History |
| UAUnder Armour, Inc. | CL C | 14,154 | $255.0K | <0.1% | 00.0% | Unchanged | History |
| RFMRiverNorth Flexible Municipal Income Fund, Inc. | COM | 11,780 | $258.0K | <0.1% | +2,000+20.4% | Added | History |
| NFLXNetflix Inc | Stock | 433 | $261.0K | <0.1% | +20+4.8% | Added | History |
| Innovator U.S. Equity Power Buffer ETF - October45782C797 | ETF | 8,626 | $263.0K | <0.1% | −206−2.3% | Reduced | – |
| DIASPDR Dow Jones Industrial Average ETF Trust | UT SER 1 | 724 | $263.0K | <0.1% | +29+4.2% | Added | History |
| ABNBAirbnb, Inc. | Stock | 1,592 | $265.0K | <0.1% | 00.0% | Unchanged | History |
| CPRXCatalyst Pharmaceuticals, Inc. | COM | 40,000 | $271.0K | <0.1% | 00.0% | Unchanged | History |
| iShares Tr464288208 | MRGSTR MD CP ETF | 3,828 | $272.0K | <0.1% | 00.0% | Unchanged | – |
| TMOThermo Fisher Scientific Inc. | Stock | 412 | $275.0K | <0.1% | 00.0% | Unchanged | History |
| IRMIron Mountain Inc | COM | 5,266 | $276.0K | <0.1% | +57+1.1% | Added | History |
| Vanguard World FD921910816 | MEGA GRWTH IND | 1,083 | $282.0K | <0.1% | −10−0.9% | Reduced | – |
| Innovator ETFs Trust45782C540 | US EQTY PWR BUF | 8,907 | $283.0K | <0.1% | 00.0% | Unchanged | – |
| BYMBlackRock Municipal Income Quality Trust | COM | 18,483 | $289.0K | <0.1% | +667+3.7% | Added | History |
| ETEnergy Transfer LP | COM UT LTD PTN | 35,431 | $292.0K | <0.1% | −6,688−15.9% | Reduced | History |
| ProShares Tr74348A467 | S&P 500 DV ARIST | 3,039 | $298.0K | <0.1% | +22+0.7% | Added | – |
| First Tr Exchng Traded FD VI33740F870 | LOW DUR STRTGC | 14,989 | $300.0K | <0.1% | +14,989 | New | – |
| Vanguard Ftse All-World Ex-US Index Fund922042775 | ETF | 4,981 | $305.0K | <0.1% | +265+5.6% | Added | – |
| AZNAstraZeneca PLC | SPONSORED ADR | 5,248 | $306.0K | <0.1% | 00.0% | Unchanged | History |
| iShares Tr464287556 | ISHARES BIOTECH | 2,010 | $307.0K | <0.1% | +2,010 | New | – |
| ANETArista Networks, Inc. | COM | 2,140 | $308.0K | <0.1% | +2,140 | New | History |
| PIMCO ETF Tr72201R866 | INTER MUN BD ACT | 5,532 | $311.0K | <0.1% | +425+8.3% | Added | – |
| CHHChoice Hotels International Inc | COM | 2,000 | $312.0K | <0.1% | 00.0% | Unchanged | History |
| PIMCO Active Bond Exchange-Traded Fund72201R775 | ETF | 2,885 | $316.0K | <0.1% | −69−2.3% | Reduced | – |
| Innovator U.S. Equity Ultra Buffer ETF - January45782C300 | ETF | 10,073 | $318.0K | <0.1% | 00.0% | Unchanged | – |
| VMOInvesco Municipal Opportunity Trust | COM | 23,206 | $320.0K | <0.1% | 00.0% | Unchanged | History |
| LOWLowes Companies Inc | Stock | 1,248 | $322.0K | <0.1% | +16+1.3% | Added | History |
| PTYPIMCO Corporate & Income Opportunity Fund | COM | 19,470 | $322.0K | <0.1% | −8,127−29.4% | Reduced | History |
| ARCCAres Capital Corp | CEF | 15,470 | $328.0K | <0.1% | +294+1.9% | Added | History |
| LLYEli Lilly & Co | Stock | 1,187 | $328.0K | <0.1% | +1+0.1% | Added | History |
| CPCanadian Pacific Kansas City Ltd | COM | 4,582 | $330.0K | <0.1% | +4,582 | New | History |
| GEGeneral Electric Co | Stock | 3,561 | $336.0K | <0.1% | −1,833−34.0% | Reduced | History |
| iShares S&P 500 Value ETF464287408 | ETF | 2,163 | $339.0K | <0.1% | +10.0% | Added | – |
| GHIGreystone Housing Impact Investors LP | BEN UNIT CTF | 53,250 | $342.0K | <0.1% | +6,500+13.9% | Added | History |
| Vanguard Morningstar Small-Cap Growth ETF922908595 | ETF | 1,235 | $348.0K | <0.1% | 00.0% | Unchanged | – |
| RPMRPM International Inc | COM | 3,501 | $354.0K | <0.1% | 00.0% | Unchanged | History |
| FFord Motor Co | Stock | 17,206 | $357.0K | <0.1% | +5,236+43.7% | Added | History |
| MPWRMonolithic Power Systems, Inc. | COM | 729 | $360.0K | <0.1% | 00.0% | Unchanged | History |
| Vanguard Mun BD FDS922907746 | TAX EXEMPT BD | 6,592 | $362.0K | <0.1% | +1,500+29.5% | Added | – |
| GTESGates Industrial Corp Ltd. | ORD SHS | 23,342 | $371.0K | <0.1% | +5,250+29.0% | Added | History |
| RFMZRiverNorth Flexible Municipal Income Fund II, Inc. | COM | 18,750 | $372.0K | <0.1% | −500−2.6% | Reduced | History |
| OMCOmnicom Group Inc. | COM | 5,117 | $375.0K | <0.1% | +25+0.5% | Added | History |
| SOSouthern Co | Stock | 5,699 | $391.0K | <0.1% | +671+13.3% | Added | History |
| MTBM&T Bank Corp | COM | 2,553 | $392.0K | <0.1% | −7−0.3% | Reduced | History |
| SYYSysco Corp | Stock | 5,019 | $394.0K | <0.1% | −34−0.7% | Reduced | History |
| METAMeta Platforms, Inc. | Stock | 1,177 | $396.0K | <0.1% | −107−8.3% | Reduced | History |
| LUVSouthwest Airlines Co | COM | 9,431 | $404.0K | <0.1% | +9,431 | New | History |
| WMBWilliams Companies, Inc. | COM | 15,551 | $405.0K | <0.1% | +255+1.7% | Added | History |
| STZConstellation Brands, Inc. | Stock | 1,624 | $408.0K | <0.1% | −60−3.6% | Reduced | History |
| ROPRoper Technologies Inc | Stock | 831 | $409.0K | <0.1% | 00.0% | Unchanged | History |
| CINFCincinnati Financial Corp | COM | 3,595 | $410.0K | <0.1% | +19+0.5% | Added | History |
| Townebank Portsmouth Va89214P109 | COM | 12,964 | $410.0K | <0.1% | 00.0% | Unchanged | – |
| RMMRiverNorth Managed Duration Municipal Income Fund, Inc. | COM | 20,350 | $410.0K | <0.1% | +1,500+8.0% | Added | History |
| FLYYSpirit Aviation Holdings, Inc. | COM | 18,765 | $410.0K | <0.1% | +5,426+40.7% | Added | History |
| SNYSanofi | SPONSORED ADR | 8,231 | $412.0K | <0.1% | 00.0% | Unchanged | History |
| Global X FDS37954Y467 | E COMMERCE ETF | 15,191 | $417.0K | 0.1% | 00.0% | Unchanged | – |
| BBWIBath & Body Works, Inc. | COM | 6,000 | $419.0K | 0.1% | +50+0.8% | Added | History |
| OLEDUniversal Display Corp | COM | 2,587 | $427.0K | 0.1% | 00.0% | Unchanged | History |
| UALUnited Airlines Holdings, Inc. | COM | 9,770 | $428.0K | 0.1% | −3,706−27.5% | Reduced | History |
Sold out since Q3 2021 (12)
Positions held at the end of Q3 2021 that are gone from this filing.
| Security | Class | Shares in Q3 2021 | Value in Q3 2021 | % of portfolio in Q3 2021 | History |
|---|---|---|---|---|---|
| SPDR Series Trust78468R739 | ST NUVE TERM ETF | 93,247 | $4.61M | 0.6% | – |
| KSUKansas City Southern | COM NEW | 1,500 | $406.0K | 0.1% | History |
| AMWLAmerican Well Corp | CL A | 42,134 | $384.0K | 0.1% | History |
| RCLRoyal Caribbean Cruises Ltd | COM | 3,082 | $274.0K | <0.1% | History |
| PYPLPayPal Holdings, Inc. | Stock | 1,002 | $261.0K | <0.1% | History |
| PENNPENN Entertainment, Inc. | COM | 3,008 | $218.0K | <0.1% | History |
| Schwab US Aggregate Bond ETF808524839 | ETF | 3,945 | $214.0K | <0.1% | – |
| HRCHill-Rom Holdings, Inc. | COM | 1,423 | $213.0K | <0.1% | History |
| State Street Energy Select Sector SPDR ETF81369Y506 | ETF | 4,070 | $212.0K | <0.1% | – |
| MAMastercard Inc | Stock | 577 | $201.0K | <0.1% | History |
| SPHSuburban Propane Partners LP | UNIT LTD PARTN | 12,957 | $199.0K | <0.1% | History |
| Trident Acquisitions Corp89615T114 | *W EXP 05/09/202 | 14,000 | $28.0K | <0.1% | – |