XML Financial, LLC
- SEC CIK
- 0001800465
- Latest filing
- Jul 24, 2026
Holdings in Q3 2021
Holdings as of Sep 30, 2021, filed Nov 1, 2021. Long positions only; changes compare share counts with Q2 2021.
- Positions
- 312
- +86 vs. Q2 2021
- Portfolio value
- $748.6M
- +$294.1M (+64.7%) vs. Q2 2021
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| UNPUnion Pacific Corp | Stock | 7,665 | $1.50M | 0.2% | +5,802+311.4% | Added | History |
| Flexshares Tr33939L837 | INTL QLTDV IDX | 60,201 | $1.52M | 0.2% | +60,201 | New | – |
| COFCapital One Financial Corp | Stock | 9,632 | $1.56M | 0.2% | +7,688+395.5% | Added | History |
| VVisa Inc. | Stock | 7,557 | $1.68M | 0.2% | +2,675+54.8% | Added | History |
| iShares Tr464288687 | PFD AND INCM SEC | 43,534 | $1.69M | 0.2% | +1,120+2.6% | Added | – |
| PSECProspect Capital Corp | COM | 220,479 | $1.70M | 0.2% | +4,435+2.1% | Added | History |
| FMNFederated Hermes Premier Municipal Income Fund | COM | 114,206 | $1.75M | 0.2% | +114,206 | New | History |
| MDYSPDR S&P Midcap 400 ETF Trust | ETF | 3,658 | $1.76M | 0.2% | +10+0.3% | Added | History |
| iShares Core U.S. Aggregate Bond ETF464287226 | ETF | 15,653 | $1.80M | 0.2% | +584+3.9% | Added | – |
| GISGeneral Mills Inc | Stock | 30,895 | $1.85M | 0.2% | +30,895 | New | History |
| Innovator ETFs Trust45782C888 | US EQT BUFR APR | 58,712 | $1.87M | 0.2% | −71,198−54.8% | Reduced | – |
| EPDEnterprise Products Partners L.P. | Stock | 90,133 | $1.95M | 0.3% | +90,133 | New | History |
| iShares Tr464288281 | JPMORGAN USD EMG | 17,866 | $1.97M | 0.3% | +949+5.6% | Added | – |
| WELLWelltower Inc. | REIT | 23,941 | $1.97M | 0.3% | +23,941 | New | History |
| AMDAdvanced Micro Devices Inc | Stock | 19,645 | $2.02M | 0.3% | +19,645 | New | History |
| iShares Tr464287234 | MSCI EMG MKT ETF | 40,481 | $2.04M | 0.3% | −1,051−2.5% | Reduced | – |
| MAVPioneer Municipal High Income Advantage Fund, Inc. | COM | 176,400 | $2.05M | 0.3% | +176,400 | New | History |
| HDHome Depot, Inc. | Stock | 6,360 | $2.09M | 0.3% | +2,430+61.8% | Added | History |
| WisdomTree Tr97717W786 | INTL DIV EX FINL | 52,395 | $2.14M | 0.3% | −38,448−42.3% | Reduced | – |
| WisdomTree Tr97717X651 | US S CAP QTY DIV | 48,340 | $2.15M | 0.3% | +5,144+11.9% | Added | – |
| GDGeneral Dynamics Corp | Stock | 11,077 | $2.17M | 0.3% | +11,077 | New | History |
| GOOGLAlphabet Inc. | Stock | 825 | $2.21M | 0.3% | +493+148.5% | Added | History |
| GLDSPDR Gold Trust | ETF | 13,792 | $2.27M | 0.3% | −20,834−60.2% | Reduced | History |
| Vanguard Real Estate ETF922908553 | ETF | 22,390 | $2.28M | 0.3% | +22,390 | New | – |
| WPCW. P. Carey Inc. | COM | 31,532 | $2.30M | 0.3% | +3,325+11.8% | Added | History |
| SPDR Series Trust78468R770 | ST STR R1K YLD | 24,841 | $2.31M | 0.3% | +26+0.1% | Added | – |
| LMTLockheed Martin Corp | Stock | 7,481 | $2.58M | 0.3% | +4,879+187.5% | Added | History |
| OHIOmega Healthcare Investors Inc | COM | 89,007 | $2.67M | 0.4% | +89,007 | New | History |
| KMIKinder Morgan, Inc. | Stock | 159,861 | $2.67M | 0.4% | +159,861 | New | History |
| Schwab US Dividend Equity ETF808524797 | ETF | 36,645 | $2.72M | 0.4% | +696+1.9% | Added | – |
| NADNuveen Quality Municipal Income Fund | COM | 179,580 | $2.81M | 0.4% | +179,580 | New | History |
| IPInternational Paper Co | COM | 50,727 | $2.84M | 0.4% | +50,727 | New | History |
| EMREmerson Electric Co | Stock | 30,746 | $2.90M | 0.4% | +9,656+45.8% | Added | History |
| ORCLOracle Corp | Stock | 33,272 | $2.90M | 0.4% | +19,788+146.8% | Added | History |
| Invesco Exchange Traded FD T46137V266 | S&P500 PUR GWT | 15,174 | $2.92M | 0.4% | −501−3.2% | Reduced | – |
| State Street SPDR Portfolio S&P 500 High Dividend ETF78468R788 | ETF | 76,207 | $2.98M | 0.4% | +9,386+14.0% | Added | – |
| FDXFedEx Corp | Stock | 13,649 | $2.99M | 0.4% | +13,649 | New | History |
| XOMExxonMobil Holdings Corp | COM | 51,088 | $3.00M | 0.4% | +28,004+121.3% | Added | History |
| MMDNYLI MacKay DefinedTerm Muni Opportunities Fund | COM | 137,625 | $3.01M | 0.4% | +137,625 | New | History |
| NEMNEWMONT Corp | Stock | 56,370 | $3.06M | 0.4% | +56,370 | New | History |
| iShares Tr46434V803 | HDG MSCI EAFE | 90,456 | $3.11M | 0.4% | +90,456 | New | – |
| CMICummins Inc | Stock | 13,862 | $3.11M | 0.4% | +13,862 | New | History |
| DISWalt Disney Co | Stock | 18,699 | $3.16M | 0.4% | +12,822+218.2% | Added | History |
| iShares MSCI Eafe ETF464287465 | ETF | 42,721 | $3.33M | 0.4% | −2,943−6.4% | Reduced | – |
| PRUPrudential Financial Inc | Stock | 31,857 | $3.35M | 0.4% | +31,857 | New | History |
| ETXEaton Vance Municipal Income 2028 Term Trust | SHS | 151,286 | $3.38M | 0.5% | +151,286 | New | History |
| iShares Russell 2000 Growth ETF464287648 | ETF | 11,834 | $3.48M | 0.5% | +725+6.5% | Added | – |
| iShares Core MSCI Total International Stock ETF46432F834 | ETF | 49,557 | $3.52M | 0.5% | −34,187−40.8% | Reduced | – |
| DDominion Energy, Inc | Stock | 48,412 | $3.54M | 0.5% | +34,556+249.4% | Added | History |
| iShares S&P 500 Growth ETF464287309 | ETF | 48,005 | $3.55M | 0.5% | +899+1.9% | Added | – |
| State Street Consumer Staples Select Sector SPDR ETF81369Y308 | ETF | 53,427 | $3.68M | 0.5% | +40,814+323.6% | Added | – |
| First Tr Exchange-Traded FD33733E856 | FT VEST GOLD | 188,663 | $3.74M | 0.5% | +188,663 | New | – |
| MPCMarathon Petroleum Corp | Stock | 62,378 | $3.86M | 0.5% | +62,378 | New | History |
| AMZNAmazon Com Inc | Stock | 1,183 | $3.89M | 0.5% | +403+51.7% | Added | History |
| TAT&T Inc. | Stock | 144,944 | $3.92M | 0.5% | +89,147+159.8% | Added | History |
| SPDR Series Trust78464A805 | ST STR PR SP1500 | 76,903 | $4.09M | 0.5% | +4,443+6.1% | Added | – |
| iShares Tr464287788 | U.S. FINLS ETF | 50,378 | $4.16M | 0.6% | +3,675+7.9% | Added | – |
| iShares Tr464287630 | RUS 2000 VAL ETF | 27,135 | $4.35M | 0.6% | +714+2.7% | Added | – |
| DOWDow Inc. | Stock | 76,390 | $4.40M | 0.6% | +76,390 | New | History |
| RGENRepligen Corp | COM | 68,178 | $4.41M | 0.6% | 00.0% | Unchanged | History |
| ABTAbbott Laboratories | Stock | 37,433 | $4.42M | 0.6% | +32,910+727.6% | Added | History |
| SPDR Series Trust78468R739 | ST NUVE TERM ETF | 93,247 | $4.61M | 0.6% | +1,953+2.1% | Added | – |
| SPDR Index Shs FDS78463X749 | ST DOW GLOBA ETF | 91,261 | $4.66M | 0.6% | +2,895+3.3% | Added | – |
| Invesco Exch Traded FD Tr II46138E354 | S&P500 LOW VOL | 76,913 | $4.68M | 0.6% | +6,365+9.0% | Added | – |
| iShares Tips Bond ETF464287176 | ETF | 37,837 | $4.83M | 0.6% | +2,565+7.3% | Added | – |
| BTTBlackRock Municipal 2030 Target Term Trust | COM SHS BEN IN | 191,085 | $4.88M | 0.7% | +191,085 | New | History |
| Listed FDS Tr53656F623 | HORI KI INFL ETF | 169,653 | $4.95M | 0.7% | +21,609+14.6% | Added | – |
| AMGNAmgen Inc | Stock | 23,758 | $5.05M | 0.7% | +22,013+1,261.5% | Added | History |
| Vanguard Morningstar Mid-Cap Growth ETF922908538 | ETF | 22,589 | $5.34M | 0.7% | +9,887+77.8% | Added | – |
| Vanguard Information Technology ETF92204A702 | ETF | 13,422 | $5.39M | 0.7% | +1,206+9.9% | Added | – |
| MRKMerck & Co., Inc. | Stock | 71,940 | $5.40M | 0.7% | +57,907+412.6% | Added | History |
| ABBVAbbVie Inc. | Stock | 50,442 | $5.44M | 0.7% | +43,492+625.8% | Added | History |
| IBMInternational Business Machines Corp | Stock | 39,857 | $5.54M | 0.7% | +36,859+1,229.5% | Added | History |
| BMYBristol Myers Squibb Co | Stock | 94,146 | $5.57M | 0.7% | +94,146 | New | History |
| iShares Russell Mid-Cap Growth ETF464287481 | ETF | 52,879 | $5.93M | 0.8% | +2,859+5.7% | Added | – |
| RTXRTX Corp | Stock | 70,606 | $6.07M | 0.8% | +56,624+405.0% | Added | History |
| iShares Core S&P 500 ETF464287200 | ETF | 14,276 | $6.15M | 0.8% | +482+3.5% | Added | – |
| TFCTruist Financial Corp | COM | 108,364 | $6.36M | 0.8% | +103,727+2,236.9% | Added | History |
| Vanguard High Dividend Yield Index ETF921946406 | ETF | 64,253 | $6.64M | 0.9% | +2,362+3.8% | Added | – |
| KKellanova | Stock | 104,469 | $6.68M | 0.9% | +104,469 | New | History |
| CCitigroup Inc | Stock | 97,588 | $6.85M | 0.9% | +97,588 | New | History |
| JNJJohnson & Johnson | Stock | 42,434 | $6.85M | 0.9% | +27,705+188.1% | Added | History |
| GOODGladstone Commercial Corp | COM | 334,901 | $7.04M | 0.9% | +334,901 | New | History |
| PFEPfizer Inc | Stock | 164,142 | $7.06M | 0.9% | +143,349+689.4% | Added | History |
| UPSUnited Parcel Service Inc | Stock | 39,925 | $7.27M | 1.0% | +38,953+4,007.5% | Added | History |
| ARK Innovation ETF00214Q104 | ETF | 67,086 | $7.42M | 1.0% | −8,713−11.5% | Reduced | – |
| JPMJPMorgan Chase & Co | Stock | 45,576 | $7.46M | 1.0% | +29,395+181.7% | Added | History |
| BRK.BBerkshire Hathaway Inc | Stock | 28,082 | $7.67M | 1.0% | +20,766+283.8% | Added | History |
| CVXChevron Corp | Stock | 75,874 | $7.70M | 1.0% | +30,360+66.7% | Added | History |
| iShares Tr464288414 | NATIONAL MUN ETF | 66,411 | $7.71M | 1.0% | +2,864+4.5% | Added | – |
| INTCIntel Corp | Stock | 150,463 | $8.02M | 1.1% | +126,044+516.2% | Added | History |
| iShares Russell Mid-Cap Value ETF464287473 | ETF | 72,173 | $8.17M | 1.1% | +2,380+3.4% | Added | – |
| iShares Russell 1000 Value ETF464287598 | ETF | 53,723 | $8.41M | 1.1% | +1,374+2.6% | Added | – |
| CVSCVS Health Corp | Stock | 101,889 | $8.65M | 1.2% | +98,514+2,918.9% | Added | History |
| Goldman Sachs ETF Tr381430503 | ACTIVEBETA US LG | 104,542 | $8.99M | 1.2% | −2,615−2.4% | Reduced | – |
| Legg Mason ETF Invt52468L406 | FRANKLIN US LOW | 260,123 | $9.36M | 1.3% | +6,741+2.7% | Added | – |
| iShares Russell 1000 Growth ETF464287614 | ETF | 35,437 | $9.71M | 1.3% | +1,222+3.6% | Added | – |
| iShares Russell 2000 ETF464287655 | ETF | 44,460 | $9.73M | 1.3% | +1,396+3.2% | Added | – |
| VZVerizon Communications Inc | Stock | 184,011 | $9.94M | 1.3% | +153,354+500.2% | Added | History |
| CSCOCisco Systems, Inc. | Stock | 189,310 | $10.3M | 1.4% | +161,835+589.0% | Added | History |
Options (5)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
Sold out since Q2 2021 (4)
Positions held at the end of Q2 2021 that are gone from this filing.
| Security | Class | Shares in Q2 2021 | Value in Q2 2021 | % of portfolio in Q2 2021 | History |
|---|---|---|---|---|---|
| iShares Global Clean Energy ETF464288224 | ETF | 10,384 | $244.0K | 0.1% | – |
| NKENIKE, Inc. | Stock | 1,525 | $236.0K | 0.1% | History |
| CLXClorox Co | Stock | 1,152 | $207.0K | <0.1% | History |
| Revolution Accelertn Acqu Co76156P114 | *W EXP 12/01/202 | 10,000 | $20.0K | <0.1% | – |