Occidental Asset Management, LLC
- SEC CIK
- 0001770994
- Latest filing
- Aug 7, 2026
Holdings in Q4 2021
Holdings as of Dec 31, 2021, filed Feb 1, 2022. Long positions only; changes compare share counts with Q3 2021.
- Positions
- 207
- +2 vs. Q3 2021
- Portfolio value
- $421.0M
- +$35.4M (+9.2%) vs. Q3 2021
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| State Street SPDR Portfolio Short Term Corporate Bond ETF78464A474 | ETF | 728,797 | $22.6M | 5.4% | +6,092+0.8% | Added | – |
| State Street SPDR Portfolio Intermediate Term Corporate Bond ETF78464A375 | ETF | 577,692 | $20.9M | 5.0% | +4,903+0.9% | Added | – |
| iShares Russell 1000 Growth ETF464287614 | ETF | 60,234 | $18.4M | 4.4% | +220.0% | Added | – |
| PIMCO Active Bond Exchange-Traded Fund72201R775 | ETF | 166,855 | $18.3M | 4.3% | +1,845+1.1% | Added | – |
| AAPLApple Inc. | Stock | 98,903 | $17.6M | 4.2% | +17,288+21.2% | Added | History |
| NVDANVIDIA Corp | Stock | 37,656 | $11.1M | 2.6% | +7,175+23.5% | Added | History |
| iShares S&P 500 Value ETF464287408 | ETF | 70,607 | $11.1M | 2.6% | +927+1.3% | Added | – |
| iShares Tr464288281 | JPMORGAN USD EMG | 83,970 | $9.16M | 2.2% | −986−1.2% | Reduced | – |
| iShares Russell Mid-Cap Growth ETF464287481 | ETF | 79,203 | $9.13M | 2.2% | +920+1.2% | Added | – |
| MSFTMicrosoft Corp | Stock | 26,608 | $8.95M | 2.1% | +439+1.7% | Added | History |
| iShares Tr464288513 | IBOXX HI YD ETF | 99,209 | $8.63M | 2.1% | +452+0.5% | Added | – |
| iShares Russell Mid-Cap Value ETF464287473 | ETF | 64,930 | $7.95M | 1.9% | +664+1.0% | Added | – |
| METAMeta Platforms, Inc. | Stock | 21,509 | $7.24M | 1.7% | −700−3.2% | Reduced | History |
| State Street SPDR Portfolio S&P 500 Growth ETF78464A409 | ETF | 95,785 | $6.94M | 1.6% | −2,719−2.8% | Reduced | – |
| Vanguard Ftse All-World Ex-US Index Fund922042775 | ETF | 89,485 | $5.48M | 1.3% | +24,038+36.7% | Added | – |
| State Street SPDR Portfolio S&P 500 Value ETF78464A508 | ETF | 106,432 | $4.47M | 1.1% | −446−0.4% | Reduced | – |
| ProShares Tr74347B607 | INVT INT RT HG | 59,035 | $4.39M | 1.0% | +3,321+6.0% | Added | – |
| ProShares Tr74348A541 | HGH YLD INT RATE | 65,245 | $4.09M | 1.0% | +3,110+5.0% | Added | – |
| iShares Tr46435G672 | CORE INTL AGGR | 74,078 | $4.04M | 1.0% | −810−1.1% | Reduced | – |
| HDHome Depot, Inc. | Stock | 9,606 | $3.99M | 0.9% | +223+2.4% | Added | History |
| SPDR Ser Tr78468R614 | BBG SASB CRPT ES | 160,760 | $3.97M | 0.9% | +4,049+2.6% | Added | – |
| Vanguard Dividend Appreciation ETF921908844 | ETF | 22,404 | $3.85M | 0.9% | −3,063−12.0% | Reduced | – |
| SPYSPDR S&P 500 ETF Trust | ETF | 6,726 | $3.19M | 0.8% | −2,774−29.2% | Reduced | History |
| Vanguard Ftse Emerging Markets ETF922042858 | ETF | 63,929 | $3.16M | 0.8% | −799−1.2% | Reduced | – |
| iShares Russell Midcap ETF464287499 | ETF | 38,043 | $3.16M | 0.8% | +20,657+118.8% | Added | – |
| iShares Core S&P Small Cap ETF464287804 | ETF | 27,546 | $3.15M | 0.7% | +6,993+34.0% | Added | – |
| UNHUnitedHealth Group Inc | Stock | 5,886 | $2.96M | 0.7% | +124+2.2% | Added | History |
| QCOMQualcomm Inc | Stock | 15,902 | $2.91M | 0.7% | +566+3.7% | Added | History |
| MSMorgan Stanley | Stock | 28,962 | $2.84M | 0.7% | +1,069+3.8% | Added | History |
| DGXQuest Diagnostics Inc | COM | 16,329 | $2.83M | 0.7% | +833+5.4% | Added | History |
| State Street Technology Select Sector SPDR ETF81369Y803 | ETF | 15,854 | $2.76M | 0.7% | +12,916+439.6% | Added | – |
| iShares Tr464288414 | NATIONAL MUN ETF | 23,457 | $2.73M | 0.6% | +798+3.5% | Added | – |
| State Street SPDR Portfolio Developed World Ex-US ETF78463X889 | ETF | 73,834 | $2.69M | 0.6% | −47,382−39.1% | Reduced | – |
| TGTTarget Corp | Stock | 11,326 | $2.62M | 0.6% | +485+4.5% | Added | History |
| HPQHP Inc | Stock | 68,889 | $2.60M | 0.6% | +3,203+4.9% | Added | History |
| Invesco QQQ Trust Series I46090E103 | ETF | 6,454 | $2.57M | 0.6% | −3,313−33.9% | Reduced | – |
| NTAPNetApp, Inc. | Stock | 27,657 | $2.54M | 0.6% | +1,166+4.4% | Added | History |
| EBAYeBay Inc | COM | 38,122 | $2.54M | 0.6% | +1,773+4.9% | Added | History |
| CWENClearway Energy, Inc. | CL C | 67,507 | $2.43M | 0.6% | +2,666+4.1% | Added | History |
| FAFFirst American Financial Corp | Stock | 31,044 | $2.43M | 0.6% | +995+3.3% | Added | History |
| HSYHershey Co | COM | 12,530 | $2.42M | 0.6% | +585+4.9% | Added | History |
| SPDR Index Shs FDS78463X509 | ST PORT MARK ETF | 58,397 | $2.42M | 0.6% | +353+0.6% | Added | – |
| VZVerizon Communications Inc | Stock | 46,411 | $2.41M | 0.6% | +2,782+6.4% | Added | History |
| AAgilent Technologies, Inc. | COM | 15,103 | $2.41M | 0.6% | +847+5.9% | Added | History |
| CECelanese Corp | Stock | 14,120 | $2.37M | 0.6% | +643+4.8% | Added | History |
| PIMCO Enhanced Short Maturity Active Exchange-Traded Fund72201R833 | ETF | 23,167 | $2.35M | 0.6% | +19,714+570.9% | Added | – |
| AMATApplied Materials Inc | Stock | 14,621 | $2.30M | 0.5% | +692+5.0% | Added | History |
| CORCencora, Inc. | Stock | 17,111 | $2.27M | 0.5% | +1,043+6.5% | Added | History |
| MRSHMarsh & McLennan Companies, Inc. | Stock | 13,068 | $2.27M | 0.5% | +517+4.1% | Added | History |
| RSReliance, Inc. | COM | 13,986 | $2.27M | 0.5% | +831+6.3% | Added | History |
| WMTWalmart Inc. | Stock | 15,577 | $2.25M | 0.5% | +1,109+7.7% | Added | History |
| State Street SPDR Bloomberg Convertible Securities ETF78464A359 | ETF | 26,580 | $2.21M | 0.5% | −1,428−5.1% | Reduced | – |
| BRBroadridge Financial Solutions, Inc. | Stock | 12,051 | $2.20M | 0.5% | +469+4.0% | Added | History |
| PEGPublic Service Enterprise Group Inc | COM | 32,871 | $2.19M | 0.5% | +2,330+7.6% | Added | History |
| KNXKnight-Swift Transportation Holdings Inc. | CL A | 35,828 | $2.18M | 0.5% | +1,589+4.6% | Added | History |
| VVisa Inc. | Stock | 9,889 | $2.14M | 0.5% | +684+7.4% | Added | History |
| MOSMosaic Co | COM | 54,049 | $2.12M | 0.5% | +2,793+5.4% | Added | History |
| STZConstellation Brands, Inc. | Stock | 8,222 | $2.06M | 0.5% | +545+7.1% | Added | History |
| SPDR Series Trust78464A763 | ST STR SP DIV | 15,972 | $2.06M | 0.5% | −63−0.4% | Reduced | – |
| EMREmerson Electric Co | Stock | 21,962 | $2.04M | 0.5% | +1,517+7.4% | Added | History |
| PIMCO ETF Tr72201R866 | INTER MUN BD ACT | 36,299 | $2.04M | 0.5% | +821+2.3% | Added | – |
| HUBBHubbell Inc | COM | 9,727 | $2.03M | 0.5% | +564+6.2% | Added | History |
| iShares S&P Small-Cap 600 Value ETF464287879 | ETF | 19,304 | $2.02M | 0.5% | +227+1.2% | Added | – |
| First Tr Exch Traded FD III33739N108 | MANAGD MUN ETF | 35,083 | $2.00M | 0.5% | +1,731+5.2% | Added | – |
| CMICummins Inc | Stock | 9,161 | $2.00M | 0.5% | +762+9.1% | Added | History |
| JPMJPMorgan Chase & Co | Stock | 12,579 | $1.99M | 0.5% | +758+6.4% | Added | History |
| NKENIKE, Inc. | Stock | 11,698 | $1.95M | 0.5% | +625+5.6% | Added | History |
| FDXFedEx Corp | Stock | 7,471 | $1.93M | 0.5% | +607+8.8% | Added | History |
| AVTAvnet Inc | COM | 46,430 | $1.91M | 0.5% | +3,519+8.2% | Added | History |
| TSLATesla, Inc. | Stock | 1,809 | $1.91M | 0.5% | −100−5.2% | Reduced | History |
| iShares Iboxx $ Investment Grade Corporate Bond ETF464287242 | ETF | 13,581 | $1.80M | 0.4% | +1,016+8.1% | Added | – |
| WFCWells Fargo & Company | Stock | 36,404 | $1.75M | 0.4% | +1,033+2.9% | Added | History |
| MMM3M Co | Stock | 9,612 | $1.71M | 0.4% | +544+6.0% | Added | History |
| WisdomTree Tr97717X669 | US QTLY DIV GRT | 25,900 | $1.71M | 0.4% | +103+0.4% | Added | – |
| iShares Tr464287721 | U.S. TECH ETF | 14,609 | $1.68M | 0.4% | −431−2.9% | Reduced | – |
| AMZNAmazon Com Inc | Stock | 500 | $1.67M | 0.4% | +50+11.1% | Added | History |
| CMCSAComcast Corp | Stock | 32,482 | $1.64M | 0.4% | +2,908+9.8% | Added | History |
| RVTYRevvity, Inc. | COM | 7,984 | $1.60M | 0.4% | +211+2.7% | Added | History |
| CHDChurch & Dwight Co Inc | COM | 15,305 | $1.57M | 0.4% | +10.0% | Added | History |
| iShares Russell 2000 ETF464287655 | ETF | 7,030 | $1.56M | 0.4% | −43−0.6% | Reduced | – |
| State Street Real Estate Select Sector SPDR ETF81369Y860 | ETF | 28,537 | $1.48M | 0.4% | +28,537 | New | – |
| iShares Core U.S. Aggregate Bond ETF464287226 | ETF | 12,964 | $1.48M | 0.4% | −465−3.5% | Reduced | – |
| State Street Consumer Discretionary Select Sector SPDR ETF81369Y407 | ETF | 7,052 | $1.44M | 0.3% | +7,052 | New | – |
| iShares Tr464287432 | 20 YR TR BD ETF | 9,299 | $1.38M | 0.3% | +7,133+329.3% | Added | – |
| SPDR Series Trust78464A821 | ST STR SP400GRW | 16,667 | $1.36M | 0.3% | −236−1.4% | Reduced | – |
| CSCOCisco Systems, Inc. | Stock | 21,367 | $1.35M | 0.3% | +10.0% | Added | History |
| BRK.BBerkshire Hathaway Inc | Stock | 4,497 | $1.34M | 0.3% | −74−1.6% | Reduced | History |
| State Street Communication Services Select Sector SPDR ETF81369Y852 | ETF | 17,145 | $1.33M | 0.3% | −603−3.4% | Reduced | – |
| State Street SPDR S&P 400 Mid Cap Value ETF78464A839 | ETF | 18,527 | $1.32M | 0.3% | −41−0.2% | Reduced | – |
| GLDSPDR Gold Trust | ETF | 7,603 | $1.30M | 0.3% | +356+4.9% | Added | History |
| iShares Russell 2000 Growth ETF464287648 | ETF | 4,433 | $1.30M | 0.3% | −5−0.1% | Reduced | – |
| KLICKulicke & Soffa Industries Inc | COM | 21,155 | $1.28M | 0.3% | +21,155 | New | History |
| GOOGAlphabet Inc. | Stock | 432 | $1.25M | 0.3% | −4−0.9% | Reduced | History |
| DEODiageo PLC | SPON ADR NEW | 5,572 | $1.23M | 0.3% | +150+2.8% | Added | History |
| POWIPower Integrations Inc | COM | 12,953 | $1.20M | 0.3% | +827+6.8% | Added | History |
| iShares Tr464287234 | MSCI EMG MKT ETF | 24,323 | $1.19M | 0.3% | +1,558+6.8% | Added | – |
| NEMNEWMONT Corp | Stock | 19,064 | $1.18M | 0.3% | +1,492+8.5% | Added | History |
| iShares Core Dividend Growth ETF46434V621 | ETF | 21,045 | $1.17M | 0.3% | −520−2.4% | Reduced | – |
| EWBCEast West Bancorp Inc | COM | 14,848 | $1.17M | 0.3% | +617+4.3% | Added | History |
| iShares Tr464287457 | 1 3 YR TREAS BD | 13,589 | $1.16M | 0.3% | +13,589 | New | – |
Options (2)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
Sold out since Q3 2021 (14)
Positions held at the end of Q3 2021 that are gone from this filing.
| Security | Class | Shares in Q3 2021 | Value in Q3 2021 | % of portfolio in Q3 2021 | History |
|---|---|---|---|---|---|
| CTXSCitrix Systems Inc | COM | 12,115 | $1.30M | 0.3% | History |
| Vanguard Mun BD FDS922907746 | TAX EXEMPT BD | 19,200 | $1.05M | 0.3% | – |
| SPDR Series Trust78464A755 | ST STR SP METAL | 24,092 | $1.01M | 0.3% | – |
| Invesco Exchange Traded FD T46137V134 | WILDERHIL CLAN | 10,754 | $831.0K | 0.2% | – |
| Global X FDS37954Y830 | GLOBAL X COPPER | 19,476 | $666.0K | 0.2% | – |
| SPDR Series Trust78468R739 | ST NUVE TERM ETF | 12,900 | $637.0K | 0.2% | – |
| Global X FDS37954Y285 | TELMDC&DIG ETF | 33,118 | $587.0K | 0.2% | – |
| State Street SPDR S&P Biotech ETF78464A870 | ETF | 4,369 | $549.0K | 0.1% | – |
| PHATPhathom Pharmaceuticals, Inc. | COM | 12,872 | $413.0K | 0.1% | History |
| SPDR Series Trust78468R408 | ST TERM HIGH ETF | 10,000 | $274.0K | 0.1% | – |
| BABoeing Co | Stock | 1,232 | $271.0K | 0.1% | History |
| SFIXStitch Fix, Inc. | Stock | 5,386 | $215.0K | 0.1% | History |
| MDTMedtronic plc | Stock | 1,678 | $210.0K | 0.1% | History |
| MIYBlackRock Muniyield Michigan Quality Fund, Inc. | COM | 10,000 | $155.0K | <0.1% | History |