Occidental Asset Management, LLC
- SEC CIK
- 0001770994
- 最新申報
- 2026/8/7
2021 年第 4 季持倉
持倉截至 2021/12/31，2022/2/1 申報。只含多頭部位，變化是跟 2021 年第 3 季比股數。
- 持股檔數
- 207
- 較 2021 年第 3 季 +2
- 總值
- $4.21 億
- 較 2021 年第 3 季 +$3,539 萬 (+9.2%)
| 證券 | 類別 | 股數 | 市值 | 佔組合 % | 股數變化 | 動作 | 紀錄 |
|---|---|---|---|---|---|---|---|
| State Street SPDR Portfolio Short Term Corporate Bond ETF78464A474 | ETF | 728,797 | $2,257 萬 | 5.4% | +6,092+0.8% | 加碼 | – |
| State Street SPDR Portfolio Intermediate Term Corporate Bond ETF78464A375 | ETF | 577,692 | $2,088 萬 | 5.0% | +4,903+0.9% | 加碼 | – |
| iShares Russell 1000 Growth ETF464287614 | ETF | 60,234 | $1,841 萬 | 4.4% | +220.0% | 加碼 | – |
| PIMCO Active Bond Exchange-Traded Fund72201R775 | ETF | 166,855 | $1,826 萬 | 4.3% | +1,845+1.1% | 加碼 | – |
| AAPLApple Inc. | Stock | 98,903 | $1,756 萬 | 4.2% | +17,288+21.2% | 加碼 | 歷史 |
| NVDANVIDIA Corp | Stock | 37,656 | $1,108 萬 | 2.6% | +7,175+23.5% | 加碼 | 歷史 |
| iShares S&P 500 Value ETF464287408 | ETF | 70,607 | $1,106 萬 | 2.6% | +927+1.3% | 加碼 | – |
| iShares Tr464288281 | JPMORGAN USD EMG | 83,970 | $915.8 萬 | 2.2% | −986−1.2% | 減碼 | – |
| iShares Russell Mid-Cap Growth ETF464287481 | ETF | 79,203 | $912.6 萬 | 2.2% | +920+1.2% | 加碼 | – |
| MSFTMicrosoft Corp | Stock | 26,608 | $894.9 萬 | 2.1% | +439+1.7% | 加碼 | 歷史 |
| iShares Tr464288513 | IBOXX HI YD ETF | 99,209 | $863.2 萬 | 2.1% | +452+0.5% | 加碼 | – |
| iShares Russell Mid-Cap Value ETF464287473 | ETF | 64,930 | $794.6 萬 | 1.9% | +664+1.0% | 加碼 | – |
| METAMeta Platforms, Inc. | Stock | 21,509 | $723.5 萬 | 1.7% | −700−3.2% | 減碼 | 歷史 |
| State Street SPDR Portfolio S&P 500 Growth ETF78464A409 | ETF | 95,785 | $694.2 萬 | 1.6% | −2,719−2.8% | 減碼 | – |
| Vanguard Ftse All-World Ex-US Index Fund922042775 | ETF | 89,485 | $548.4 萬 | 1.3% | +24,038+36.7% | 加碼 | – |
| State Street SPDR Portfolio S&P 500 Value ETF78464A508 | ETF | 106,432 | $447.0 萬 | 1.1% | −446−0.4% | 減碼 | – |
| ProShares Tr74347B607 | INVT INT RT HG | 59,035 | $439.0 萬 | 1.0% | +3,321+6.0% | 加碼 | – |
| ProShares Tr74348A541 | HGH YLD INT RATE | 65,245 | $409.4 萬 | 1.0% | +3,110+5.0% | 加碼 | – |
| iShares Tr46435G672 | CORE INTL AGGR | 74,078 | $403.9 萬 | 1.0% | −810−1.1% | 減碼 | – |
| HDHome Depot, Inc. | Stock | 9,606 | $398.7 萬 | 0.9% | +223+2.4% | 加碼 | 歷史 |
| SPDR Ser Tr78468R614 | BBG SASB CRPT ES | 160,760 | $396.6 萬 | 0.9% | +4,049+2.6% | 加碼 | – |
| Vanguard Dividend Appreciation ETF921908844 | ETF | 22,404 | $384.8 萬 | 0.9% | −3,063−12.0% | 減碼 | – |
| SPYSPDR S&P 500 ETF Trust | ETF | 6,726 | $319.5 萬 | 0.8% | −2,774−29.2% | 減碼 | 歷史 |
| Vanguard Ftse Emerging Markets ETF922042858 | ETF | 63,929 | $316.2 萬 | 0.8% | −799−1.2% | 減碼 | – |
| iShares Russell Midcap ETF464287499 | ETF | 38,043 | $315.8 萬 | 0.8% | +20,657+118.8% | 加碼 | – |
| iShares Core S&P Small Cap ETF464287804 | ETF | 27,546 | $315.4 萬 | 0.7% | +6,993+34.0% | 加碼 | – |
| UNHUnitedHealth Group Inc | Stock | 5,886 | $295.6 萬 | 0.7% | +124+2.2% | 加碼 | 歷史 |
| QCOMQualcomm Inc | Stock | 15,902 | $290.8 萬 | 0.7% | +566+3.7% | 加碼 | 歷史 |
| MSMorgan Stanley | Stock | 28,962 | $284.3 萬 | 0.7% | +1,069+3.8% | 加碼 | 歷史 |
| DGXQuest Diagnostics Inc | COM | 16,329 | $282.5 萬 | 0.7% | +833+5.4% | 加碼 | 歷史 |
| State Street Technology Select Sector SPDR ETF81369Y803 | ETF | 15,854 | $275.7 萬 | 0.7% | +12,916+439.6% | 加碼 | – |
| iShares Tr464288414 | NATIONAL MUN ETF | 23,457 | $272.8 萬 | 0.6% | +798+3.5% | 加碼 | – |
| State Street SPDR Portfolio Developed World Ex-US ETF78463X889 | ETF | 73,834 | $269.3 萬 | 0.6% | −47,382−39.1% | 減碼 | – |
| TGTTarget Corp | Stock | 11,326 | $262.1 萬 | 0.6% | +485+4.5% | 加碼 | 歷史 |
| HPQHP Inc | Stock | 68,889 | $259.5 萬 | 0.6% | +3,203+4.9% | 加碼 | 歷史 |
| Invesco QQQ Trust Series I46090E103 | ETF | 6,454 | $256.8 萬 | 0.6% | −3,313−33.9% | 減碼 | – |
| NTAPNetApp, Inc. | Stock | 27,657 | $254.4 萬 | 0.6% | +1,166+4.4% | 加碼 | 歷史 |
| EBAYeBay Inc | COM | 38,122 | $253.5 萬 | 0.6% | +1,773+4.9% | 加碼 | 歷史 |
| CWENClearway Energy, Inc. | CL C | 67,507 | $243.2 萬 | 0.6% | +2,666+4.1% | 加碼 | 歷史 |
| FAFFirst American Financial Corp | Stock | 31,044 | $242.9 萬 | 0.6% | +995+3.3% | 加碼 | 歷史 |
| HSYHershey Co | COM | 12,530 | $242.4 萬 | 0.6% | +585+4.9% | 加碼 | 歷史 |
| SPDR Index Shs FDS78463X509 | ST PORT MARK ETF | 58,397 | $242.3 萬 | 0.6% | +353+0.6% | 加碼 | – |
| VZVerizon Communications Inc | Stock | 46,411 | $241.2 萬 | 0.6% | +2,782+6.4% | 加碼 | 歷史 |
| AAgilent Technologies, Inc. | COM | 15,103 | $241.1 萬 | 0.6% | +847+5.9% | 加碼 | 歷史 |
| CECelanese Corp | Stock | 14,120 | $237.3 萬 | 0.6% | +643+4.8% | 加碼 | 歷史 |
| PIMCO Enhanced Short Maturity Active Exchange-Traded Fund72201R833 | ETF | 23,167 | $235.3 萬 | 0.6% | +19,714+570.9% | 加碼 | – |
| AMATApplied Materials Inc | Stock | 14,621 | $230.1 萬 | 0.5% | +692+5.0% | 加碼 | 歷史 |
| CORCencora, Inc. | Stock | 17,111 | $227.4 萬 | 0.5% | +1,043+6.5% | 加碼 | 歷史 |
| MRSHMarsh & McLennan Companies, Inc. | Stock | 13,068 | $227.1 萬 | 0.5% | +517+4.1% | 加碼 | 歷史 |
| RSReliance, Inc. | COM | 13,986 | $226.9 萬 | 0.5% | +831+6.3% | 加碼 | 歷史 |
| WMTWalmart Inc. | Stock | 15,577 | $225.4 萬 | 0.5% | +1,109+7.7% | 加碼 | 歷史 |
| State Street SPDR Bloomberg Convertible Securities ETF78464A359 | ETF | 26,580 | $220.5 萬 | 0.5% | −1,428−5.1% | 減碼 | – |
| BRBroadridge Financial Solutions, Inc. | Stock | 12,051 | $220.3 萬 | 0.5% | +469+4.0% | 加碼 | 歷史 |
| PEGPublic Service Enterprise Group Inc | COM | 32,871 | $219.3 萬 | 0.5% | +2,330+7.6% | 加碼 | 歷史 |
| KNXKnight-Swift Transportation Holdings Inc. | CL A | 35,828 | $218.3 萬 | 0.5% | +1,589+4.6% | 加碼 | 歷史 |
| VVisa Inc. | Stock | 9,889 | $214.3 萬 | 0.5% | +684+7.4% | 加碼 | 歷史 |
| MOSMosaic Co | COM | 54,049 | $212.4 萬 | 0.5% | +2,793+5.4% | 加碼 | 歷史 |
| STZConstellation Brands, Inc. | Stock | 8,222 | $206.3 萬 | 0.5% | +545+7.1% | 加碼 | 歷史 |
| SPDR Series Trust78464A763 | ST STR SP DIV | 15,972 | $206.2 萬 | 0.5% | −63−0.4% | 減碼 | – |
| EMREmerson Electric Co | Stock | 21,962 | $204.2 萬 | 0.5% | +1,517+7.4% | 加碼 | 歷史 |
| PIMCO ETF Tr72201R866 | INTER MUN BD ACT | 36,299 | $204.0 萬 | 0.5% | +821+2.3% | 加碼 | – |
| HUBBHubbell Inc | COM | 9,727 | $202.6 萬 | 0.5% | +564+6.2% | 加碼 | 歷史 |
| iShares S&P Small-Cap 600 Value ETF464287879 | ETF | 19,304 | $201.7 萬 | 0.5% | +227+1.2% | 加碼 | – |
| First Tr Exch Traded FD III33739N108 | MANAGD MUN ETF | 35,083 | $199.9 萬 | 0.5% | +1,731+5.2% | 加碼 | – |
| CMICummins Inc | Stock | 9,161 | $199.8 萬 | 0.5% | +762+9.1% | 加碼 | 歷史 |
| JPMJPMorgan Chase & Co | Stock | 12,579 | $199.2 萬 | 0.5% | +758+6.4% | 加碼 | 歷史 |
| NKENIKE, Inc. | Stock | 11,698 | $195.0 萬 | 0.5% | +625+5.6% | 加碼 | 歷史 |
| FDXFedEx Corp | Stock | 7,471 | $193.2 萬 | 0.5% | +607+8.8% | 加碼 | 歷史 |
| AVTAvnet Inc | COM | 46,430 | $191.4 萬 | 0.5% | +3,519+8.2% | 加碼 | 歷史 |
| TSLATesla, Inc. | Stock | 1,809 | $191.2 萬 | 0.5% | −100−5.2% | 減碼 | 歷史 |
| iShares Iboxx $ Investment Grade Corporate Bond ETF464287242 | ETF | 13,581 | $180.0 萬 | 0.4% | +1,016+8.1% | 加碼 | – |
| WFCWells Fargo & Company | Stock | 36,404 | $174.7 萬 | 0.4% | +1,033+2.9% | 加碼 | 歷史 |
| MMM3M Co | Stock | 9,612 | $170.7 萬 | 0.4% | +544+6.0% | 加碼 | 歷史 |
| WisdomTree Tr97717X669 | US QTLY DIV GRT | 25,900 | $170.6 萬 | 0.4% | +103+0.4% | 加碼 | – |
| iShares Tr464287721 | U.S. TECH ETF | 14,609 | $167.7 萬 | 0.4% | −431−2.9% | 減碼 | – |
| AMZNAmazon Com Inc | Stock | 500 | $166.7 萬 | 0.4% | +50+11.1% | 加碼 | 歷史 |
| CMCSAComcast Corp | Stock | 32,482 | $163.5 萬 | 0.4% | +2,908+9.8% | 加碼 | 歷史 |
| RVTYRevvity, Inc. | COM | 7,984 | $160.5 萬 | 0.4% | +211+2.7% | 加碼 | 歷史 |
| CHDChurch & Dwight Co Inc | COM | 15,305 | $156.9 萬 | 0.4% | +10.0% | 加碼 | 歷史 |
| iShares Russell 2000 ETF464287655 | ETF | 7,030 | $156.4 萬 | 0.4% | −43−0.6% | 減碼 | – |
| State Street Real Estate Select Sector SPDR ETF81369Y860 | ETF | 28,537 | $147.9 萬 | 0.4% | +28,537 | 新進 | – |
| iShares Core U.S. Aggregate Bond ETF464287226 | ETF | 12,964 | $147.9 萬 | 0.4% | −465−3.5% | 減碼 | – |
| State Street Consumer Discretionary Select Sector SPDR ETF81369Y407 | ETF | 7,052 | $144.2 萬 | 0.3% | +7,052 | 新進 | – |
| iShares Tr464287432 | 20 YR TR BD ETF | 9,299 | $137.8 萬 | 0.3% | +7,133+329.3% | 加碼 | – |
| SPDR Series Trust78464A821 | ST STR SP400GRW | 16,667 | $135.9 萬 | 0.3% | −236−1.4% | 減碼 | – |
| CSCOCisco Systems, Inc. | Stock | 21,367 | $135.4 萬 | 0.3% | +10.0% | 加碼 | 歷史 |
| BRK.BBerkshire Hathaway Inc | Stock | 4,497 | $134.5 萬 | 0.3% | −74−1.6% | 減碼 | 歷史 |
| State Street Communication Services Select Sector SPDR ETF81369Y852 | ETF | 17,145 | $133.2 萬 | 0.3% | −603−3.4% | 減碼 | – |
| State Street SPDR S&P 400 Mid Cap Value ETF78464A839 | ETF | 18,527 | $131.7 萬 | 0.3% | −41−0.2% | 減碼 | – |
| GLDSPDR Gold Trust | ETF | 7,603 | $130.0 萬 | 0.3% | +356+4.9% | 加碼 | 歷史 |
| iShares Russell 2000 Growth ETF464287648 | ETF | 4,433 | $129.9 萬 | 0.3% | −5−0.1% | 減碼 | – |
| KLICKulicke & Soffa Industries Inc | COM | 21,155 | $128.1 萬 | 0.3% | +21,155 | 新進 | 歷史 |
| GOOGAlphabet Inc. | Stock | 432 | $125.0 萬 | 0.3% | −4−0.9% | 減碼 | 歷史 |
| DEODiageo PLC | SPON ADR NEW | 5,572 | $122.7 萬 | 0.3% | +150+2.8% | 加碼 | 歷史 |
| POWIPower Integrations Inc | COM | 12,953 | $120.3 萬 | 0.3% | +827+6.8% | 加碼 | 歷史 |
| iShares Tr464287234 | MSCI EMG MKT ETF | 24,323 | $118.8 萬 | 0.3% | +1,558+6.8% | 加碼 | – |
| NEMNEWMONT Corp | Stock | 19,064 | $118.2 萬 | 0.3% | +1,492+8.5% | 加碼 | 歷史 |
| iShares Core Dividend Growth ETF46434V621 | ETF | 21,045 | $117.0 萬 | 0.3% | −520−2.4% | 減碼 | – |
| EWBCEast West Bancorp Inc | COM | 14,848 | $116.8 萬 | 0.3% | +617+4.3% | 加碼 | 歷史 |
| iShares Tr464287457 | 1 3 YR TREAS BD | 13,589 | $116.2 萬 | 0.3% | +13,589 | 新進 | – |
選擇權（2 檔）
同一份申報裡的賣權（put）與買權（call）。金額是標的股票的市值，也就是 13F 申報的數字。
2021 年第 3 季之後清倉（14 檔）
2021 年第 3 季季末還持有、這份申報已經沒有的部位。
| 證券 | 類別 | 2021 年第 3 季股數 | 2021 年第 3 季市值 | 2021 年第 3 季佔組合 % | 紀錄 |
|---|---|---|---|---|---|
| CTXSCitrix Systems Inc | COM | 12,115 | $130.1 萬 | 0.3% | 歷史 |
| Vanguard Mun BD FDS922907746 | TAX EXEMPT BD | 19,200 | $105.2 萬 | 0.3% | – |
| SPDR Series Trust78464A755 | ST STR SP METAL | 24,092 | $100.6 萬 | 0.3% | – |
| Invesco Exchange Traded FD T46137V134 | WILDERHIL CLAN | 10,754 | $83.1 萬 | 0.2% | – |
| Global X FDS37954Y830 | GLOBAL X COPPER | 19,476 | $66.6 萬 | 0.2% | – |
| SPDR Series Trust78468R739 | ST NUVE TERM ETF | 12,900 | $63.7 萬 | 0.2% | – |
| Global X FDS37954Y285 | TELMDC&DIG ETF | 33,118 | $58.7 萬 | 0.2% | – |
| State Street SPDR S&P Biotech ETF78464A870 | ETF | 4,369 | $54.9 萬 | 0.1% | – |
| PHATPhathom Pharmaceuticals, Inc. | COM | 12,872 | $41.3 萬 | 0.1% | 歷史 |
| SPDR Series Trust78468R408 | ST TERM HIGH ETF | 10,000 | $27.4 萬 | 0.1% | – |
| BABoeing Co | Stock | 1,232 | $27.1 萬 | 0.1% | 歷史 |
| SFIXStitch Fix, Inc. | Stock | 5,386 | $21.5 萬 | 0.1% | 歷史 |
| MDTMedtronic plc | Stock | 1,678 | $21.0 萬 | 0.1% | 歷史 |
| MIYBlackRock Muniyield Michigan Quality Fund, Inc. | COM | 10,000 | $15.5 萬 | <0.1% | 歷史 |