Occidental Asset Management, LLC
- SEC CIK
- 0001770994
- Latest filing
- Aug 7, 2026
Holdings in Q3 2021
Holdings as of Sep 30, 2021, filed Nov 3, 2021. Long positions only; changes compare share counts with Q2 2021.
- Positions
- 205
- +4 vs. Q2 2021
- Portfolio value
- $385.6M
- +$9.38M (+2.5%) vs. Q2 2021
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| State Street SPDR Portfolio Short Term Corporate Bond ETF78464A474 | ETF | 722,705 | $22.6M | 5.9% | +16,162+2.3% | Added | – |
| State Street SPDR Portfolio Intermediate Term Corporate Bond ETF78464A375 | ETF | 572,789 | $20.9M | 5.4% | +24,716+4.5% | Added | – |
| PIMCO Active Bond Exchange-Traded Fund72201R775 | ETF | 165,010 | $18.2M | 4.7% | +7,502+4.8% | Added | – |
| iShares Russell 1000 Growth ETF464287614 | ETF | 60,212 | $16.5M | 4.3% | +553+0.9% | Added | – |
| AAPLApple Inc. | Stock | 81,615 | $11.5M | 3.0% | +3,680+4.7% | Added | History |
| iShares S&P 500 Value ETF464287408 | ETF | 69,680 | $10.1M | 2.6% | +1,741+2.6% | Added | – |
| iShares Tr464288281 | JPMORGAN USD EMG | 84,956 | $9.35M | 2.4% | −1,485−1.7% | Reduced | – |
| iShares Russell Mid-Cap Growth ETF464287481 | ETF | 78,283 | $8.77M | 2.3% | +1,303+1.7% | Added | – |
| iShares Tr464288513 | IBOXX HI YD ETF | 98,757 | $8.64M | 2.2% | +1,810+1.9% | Added | – |
| METAMeta Platforms, Inc. | Stock | 22,209 | $7.54M | 2.0% | +174+0.8% | Added | History |
| MSFTMicrosoft Corp | Stock | 26,169 | $7.38M | 1.9% | +503+2.0% | Added | History |
| iShares Russell Mid-Cap Value ETF464287473 | ETF | 64,266 | $7.28M | 1.9% | +861+1.4% | Added | – |
| NVDANVIDIA Corp | Stock | 30,481 | $6.31M | 1.6% | +469+1.6% | AddedConverted for a 4-for-1 split | History |
| State Street SPDR Portfolio S&P 500 Growth ETF78464A409 | ETF | 98,504 | $6.31M | 1.6% | −1,511−1.5% | Reduced | – |
| State Street SPDR Portfolio Developed World Ex-US ETF78463X889 | ETF | 121,216 | $4.39M | 1.1% | +27,326+29.1% | Added | – |
| ProShares Tr74347B607 | INVT INT RT HG | 55,714 | $4.21M | 1.1% | +3,622+7.0% | Added | – |
| State Street SPDR Portfolio S&P 500 Value ETF78464A508 | ETF | 106,878 | $4.17M | 1.1% | +3,699+3.6% | Added | – |
| iShares Tr46435G672 | CORE INTL AGGR | 74,888 | $4.12M | 1.1% | +107+0.1% | Added | – |
| SPYSPDR S&P 500 ETF Trust | ETF | 9,500 | $4.08M | 1.1% | +1,310+16.0% | Added | History |
| Vanguard Ftse All-World Ex-US Index Fund922042775 | ETF | 65,447 | $3.99M | 1.0% | +1,771+2.8% | Added | – |
| ProShares Tr74348A541 | HGH YLD INT RATE | 62,135 | $3.92M | 1.0% | +3,908+6.7% | Added | – |
| Vanguard Dividend Appreciation ETF921908844 | ETF | 25,467 | $3.91M | 1.0% | +6,912+37.3% | Added | – |
| SPDR Ser Tr78468R614 | BBG SASB CRPT ES | 156,711 | $3.88M | 1.0% | +6,547+4.4% | Added | – |
| Invesco QQQ Trust Series I46090E103 | ETF | 9,767 | $3.50M | 0.9% | +301+3.2% | Added | – |
| Vanguard Ftse Emerging Markets ETF922042858 | ETF | 64,728 | $3.24M | 0.8% | +2,788+4.5% | Added | – |
| HDHome Depot, Inc. | Stock | 9,383 | $3.08M | 0.8% | +627+7.2% | Added | History |
| iShares Tr464288448 | INTL SEL DIV ETF | 89,927 | $2.74M | 0.7% | +352+0.4% | Added | – |
| MSMorgan Stanley | Stock | 27,893 | $2.71M | 0.7% | +1,004+3.7% | Added | History |
| iShares Tr464288414 | NATIONAL MUN ETF | 22,659 | $2.63M | 0.7% | +2,090+10.2% | Added | – |
| EBAYeBay Inc | COM | 36,349 | $2.53M | 0.7% | +1,511+4.3% | Added | History |
| TGTTarget Corp | Stock | 10,841 | $2.48M | 0.6% | +419+4.0% | Added | History |
| SPDR Index Shs FDS78463X509 | ST PORT MARK ETF | 58,044 | $2.47M | 0.6% | −8,473−12.7% | Reduced | – |
| State Street SPDR Bloomberg Convertible Securities ETF78464A359 | ETF | 28,008 | $2.39M | 0.6% | −2,195−7.3% | Reduced | – |
| NTAPNetApp, Inc. | Stock | 26,491 | $2.38M | 0.6% | +1,269+5.0% | Added | History |
| VZVerizon Communications Inc | Stock | 43,629 | $2.36M | 0.6% | +2,561+6.2% | Added | History |
| DGXQuest Diagnostics Inc | COM | 15,496 | $2.25M | 0.6% | +758+5.1% | Added | History |
| UNHUnitedHealth Group Inc | Stock | 5,762 | $2.25M | 0.6% | +203+3.7% | Added | History |
| AAgilent Technologies, Inc. | COM | 14,256 | $2.25M | 0.6% | +608+4.5% | Added | History |
| iShares Core S&P Small Cap ETF464287804 | ETF | 20,553 | $2.24M | 0.6% | −19,623−48.8% | Reduced | – |
| VVisa Inc. | Stock | 9,205 | $2.05M | 0.5% | +499+5.7% | Added | History |
| CECelanese Corp | Stock | 13,477 | $2.03M | 0.5% | +721+5.7% | Added | History |
| HSYHershey Co | COM | 11,945 | $2.02M | 0.5% | +668+5.9% | Added | History |
| WMTWalmart Inc. | Stock | 14,468 | $2.02M | 0.5% | +953+7.1% | Added | History |
| FAFFirst American Financial Corp | Stock | 30,049 | $2.02M | 0.5% | +1,328+4.6% | Added | History |
| PIMCO ETF Tr72201R866 | INTER MUN BD ACT | 35,478 | $2.00M | 0.5% | +6,173+21.1% | Added | – |
| QCOMQualcomm Inc | Stock | 15,336 | $1.98M | 0.5% | +861+5.9% | Added | History |
| CWENClearway Energy, Inc. | CL C | 64,841 | $1.96M | 0.5% | +4,138+6.8% | Added | History |
| JPMJPMorgan Chase & Co | Stock | 11,821 | $1.94M | 0.5% | +760+6.9% | Added | History |
| BRBroadridge Financial Solutions, Inc. | Stock | 11,582 | $1.93M | 0.5% | +576+5.2% | Added | History |
| EMREmerson Electric Co | Stock | 20,445 | $1.93M | 0.5% | +1,386+7.3% | Added | History |
| iShares S&P Small-Cap 600 Value ETF464287879 | ETF | 19,077 | $1.92M | 0.5% | +356+1.9% | Added | – |
| CORCencora, Inc. | Stock | 16,068 | $1.92M | 0.5% | +1,039+6.9% | Added | History |
| MRSHMarsh & McLennan Companies, Inc. | Stock | 12,551 | $1.90M | 0.5% | +596+5.0% | Added | History |
| First Tr Exch Traded FD III33739N108 | MANAGD MUN ETF | 33,352 | $1.89M | 0.5% | +6,429+23.9% | Added | – |
| CMICummins Inc | Stock | 8,399 | $1.89M | 0.5% | +641+8.3% | Added | History |
| SPDR Series Trust78464A763 | ST STR SP DIV | 16,035 | $1.89M | 0.5% | 00.0% | Unchanged | – |
| RSReliance, Inc. | COM | 13,155 | $1.87M | 0.5% | +971+8.0% | Added | History |
| PEGPublic Service Enterprise Group Inc | COM | 30,541 | $1.86M | 0.5% | +1,961+6.9% | Added | History |
| Global X FDS37954Y673 | US INFR DEV ETF | 72,647 | $1.85M | 0.5% | +1,439+2.0% | Added | – |
| MOSMosaic Co | COM | 51,256 | $1.83M | 0.5% | +4,125+8.8% | Added | History |
| HPQHP Inc | Stock | 65,686 | $1.80M | 0.5% | +4,549+7.4% | Added | History |
| AMATApplied Materials Inc | Stock | 13,929 | $1.79M | 0.5% | +836+6.4% | Added | History |
| KNXKnight-Swift Transportation Holdings Inc. | CL A | 34,239 | $1.75M | 0.5% | +2,228+7.0% | Added | History |
| iShares Iboxx $ Investment Grade Corporate Bond ETF464287242 | ETF | 12,565 | $1.67M | 0.4% | −526−4.0% | Reduced | – |
| HUBBHubbell Inc | COM | 9,163 | $1.66M | 0.4% | +579+6.7% | Added | History |
| CMCSAComcast Corp | Stock | 29,574 | $1.65M | 0.4% | +1,972+7.1% | Added | History |
| WFCWells Fargo & Company | Stock | 35,371 | $1.64M | 0.4% | +2,225+6.7% | Added | History |
| STZConstellation Brands, Inc. | Stock | 7,677 | $1.62M | 0.4% | +645+9.2% | Added | History |
| NKENIKE, Inc. | Stock | 11,073 | $1.61M | 0.4% | +674+6.5% | Added | History |
| MMM3M Co | Stock | 9,068 | $1.59M | 0.4% | +633+7.5% | Added | History |
| AVTAvnet Inc | COM | 42,911 | $1.59M | 0.4% | +3,118+7.8% | Added | History |
| iShares Russell 2000 ETF464287655 | ETF | 7,073 | $1.55M | 0.4% | −360−4.8% | Reduced | – |
| iShares Core U.S. Aggregate Bond ETF464287226 | ETF | 13,429 | $1.54M | 0.4% | +1,376+11.4% | Added | – |
| iShares Tr464287721 | U.S. TECH ETF | 15,040 | $1.52M | 0.4% | −1,840−10.9% | Reduced | – |
| WisdomTree Tr97717X669 | US QTLY DIV GRT | 25,797 | $1.52M | 0.4% | +120.0% | Added | – |
| FDXFedEx Corp | Stock | 6,864 | $1.50M | 0.4% | +481+7.5% | Added | History |
| TSLATesla, Inc. | Stock | 1,909 | $1.48M | 0.4% | −161−7.8% | Reduced | History |
| AMZNAmazon Com Inc | Stock | 450 | $1.48M | 0.4% | −4−0.9% | Reduced | History |
| State Street Communication Services Select Sector SPDR ETF81369Y852 | ETF | 17,748 | $1.42M | 0.4% | −1,564−8.1% | Reduced | – |
| iShares Russell Midcap ETF464287499 | ETF | 17,386 | $1.36M | 0.4% | +15+0.1% | Added | – |
| RVTYRevvity, Inc. | COM | 7,773 | $1.35M | 0.3% | +305+4.1% | Added | History |
| iShares Russell 2000 Growth ETF464287648 | ETF | 4,438 | $1.30M | 0.3% | +135+3.1% | Added | – |
| CTXSCitrix Systems Inc | COM | 12,115 | $1.30M | 0.3% | +1,075+9.7% | Added | History |
| SPDR Series Trust78464A821 | ST STR SP400GRW | 16,903 | $1.28M | 0.3% | +472+2.9% | Added | – |
| CHDChurch & Dwight Co Inc | COM | 15,304 | $1.26M | 0.3% | +10.0% | Added | History |
| BRK.BBerkshire Hathaway Inc | Stock | 4,571 | $1.25M | 0.3% | −45−1.0% | Reduced | History |
| State Street SPDR S&P 400 Mid Cap Value ETF78464A839 | ETF | 18,568 | $1.23M | 0.3% | +693+3.9% | Added | – |
| POWIPower Integrations Inc | COM | 12,126 | $1.20M | 0.3% | +608+5.3% | Added | History |
| GLDSPDR Gold Trust | ETF | 7,247 | $1.19M | 0.3% | +344+5.0% | Added | History |
| CSCOCisco Systems, Inc. | Stock | 21,366 | $1.16M | 0.3% | 00.0% | Unchanged | History |
| GOOGAlphabet Inc. | Stock | 436 | $1.16M | 0.3% | +66+17.8% | Added | History |
| iShares Tr464287234 | MSCI EMG MKT ETF | 22,765 | $1.15M | 0.3% | −1,722−7.0% | Reduced | – |
| EWBCEast West Bancorp Inc | COM | 14,231 | $1.10M | 0.3% | +966+7.3% | Added | History |
| EAElectronic Arts Inc. | COM | 7,735 | $1.10M | 0.3% | +593+8.3% | Added | History |
| iShares Core Dividend Growth ETF46434V621 | ETF | 21,565 | $1.08M | 0.3% | −2,990−12.2% | Reduced | – |
| iShares Select Dividend ETF464287168 | ETF | 9,395 | $1.08M | 0.3% | 00.0% | Unchanged | – |
| Vanguard Mun BD FDS922907746 | TAX EXEMPT BD | 19,200 | $1.05M | 0.3% | 00.0% | Unchanged | – |
| DEODiageo PLC | SPON ADR NEW | 5,422 | $1.05M | 0.3% | 00.0% | Unchanged | History |
| VanEck ETF Trust92189F387 | SHRT HGH YLD MUN | 40,271 | $1.01M | 0.3% | +4,526+12.7% | Added | – |
| iShares Tr464288687 | PFD AND INCM SEC | 25,968 | $1.01M | 0.3% | −2,859−9.9% | Reduced | – |
Sold out since Q2 2021 (7)
Positions held at the end of Q2 2021 that are gone from this filing.
| Security | Class | Shares in Q2 2021 | Value in Q2 2021 | % of portfolio in Q2 2021 | History |
|---|---|---|---|---|---|
| WORKSlack Technologies, Inc. | COM CL A | 10,647 | $472.0K | 0.1% | History |
| PFPTProofpoint Inc | COM | 1,860 | $323.0K | 0.1% | History |
| GKOSGLAUKOS Corp | COM | 3,250 | $276.0K | 0.1% | History |
| BUDAnheuser-Busch InBev SA/NV | ADR | 3,100 | $223.0K | 0.1% | History |
| SHOPShopify Inc. | Stock | 145 | $212.0K | 0.1% | History |
| MKCMcCormick & Co Inc | Stock | 2,300 | $203.0K | 0.1% | History |
| MTNBMatinas BioPharma Holdings, Inc. | COM | 12,000 | $9.00K | <0.1% | History |