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Lindbrook Capital, LLC

SEC CIK
0001767045
Latest filing
May 5, 2025

Holdings in Q3 2023

Holdings as of Sep 30, 2023, filed Oct 25, 2023. Long positions only; changes compare share counts with Q2 2023.

Institution overview
Positions
2,685
−24 vs. Q2 2023
Portfolio value
$893.9M
−$45.6M (−4.8%) vs. Q2 2023
Filed
Oct 25, 2023
SEC
Holdings of Lindbrook Capital, LLC in Q3 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
Vanguard Morningstar Total Stock Market ETF922908769ETF432,176$91.8M10.3%+4,910+1.1%Added–
GBDCGolub Capital BDC, Inc.COM4,995,105$73.3M8.2%−41,857−0.8%ReducedHistory
Vanguard Star FDS921909768VG TL INTL STK F1,304,833$69.8M7.8%−22,764−1.7%Reduced–
AAPLApple Inc.Stock289,272$49.5M5.5%−2,652−0.9%ReducedHistory
SPYSPDR S&P 500 ETF TrustETF72,186$30.9M3.5%−3,642−4.8%ReducedHistory
iShares Russell 1000 Growth ETF464287614ETF103,606$27.6M3.1%+1,211+1.2%Added–
OCSLOaktree Specialty Lending CorpCOM951,561$19.1M2.1%−370,089−28.0%ReducedHistory
Tidal ETF Tr886364603RPAR RISK PARI965,580$16.9M1.9%+2,133+0.2%Added–
MSFTMicrosoft CorpStock53,310$16.8M1.9%+1,086+2.1%AddedHistory
NVDANVIDIA CorpStock36,388$15.8M1.8%−3,385−8.5%ReducedHistory
iShares Russell 1000 Value ETF464287598ETF103,531$15.7M1.8%−285−0.3%Reduced–
Invesco QQQ Trust Series I46090E103ETF30,669$11.0M1.2%−681−2.2%Reduced–
iShares Core S&P Mid-Cap ETF464287507ETF36,727$9.16M1.0%−1,225−3.2%Reduced–
AMZNAmazon Com IncStock67,555$8.59M1.0%−2,076−3.0%ReducedHistory
iShares Russell 2000 ETF464287655ETF48,311$8.54M1.0%−2,038−4.0%Reduced–
AVGOBroadcom Inc.Stock10,265$8.53M1.0%+77+0.8%AddedHistory
Vanguard Morningstar Growth ETF922908736ETF29,028$7.90M0.9%+2,437+9.2%Added–
iShares MSCI Eafe ETF464287465ETF114,504$7.89M0.9%+14,640+14.7%Added–
JNJJohnson & JohnsonStock48,743$7.59M0.8%−693−1.4%ReducedHistory
UNHUnitedHealth Group IncStock13,337$6.72M0.8%+122+0.9%AddedHistory
GOOGLAlphabet Inc.Stock50,801$6.65M0.7%+2,020+4.1%AddedHistory
PEPPepsiCo IncStock39,141$6.63M0.7%−1,269−3.1%ReducedHistory
GOOGAlphabet Inc.Stock49,878$6.58M0.7%−1,722−3.3%ReducedHistory
BXMXNuveen S&P 500 BuyWrite Income FundCOM497,635$6.30M0.7%−5,775−1.1%ReducedHistory
INTUIntuit Inc.Stock12,227$6.25M0.7%−95−0.8%ReducedHistory
iShares Core S&P Small Cap ETF464287804ETF64,709$6.10M0.7%+2,068+3.3%Added–
AXSMAxsome Therapeutics, Inc.COM84,319$5.89M0.7%−150−0.2%ReducedHistory
iShares Semiconductor ETF464287523ETF11,504$5.45M0.6%−12−0.1%Reduced–
BRK.BBerkshire Hathaway IncStock15,482$5.42M0.6%+1,350+9.6%AddedHistory
NMFCNew Mountain Finance CorpCOM393,175$5.09M0.6%+16,750+4.4%AddedHistory
JPMJPMorgan Chase & CoStock34,313$4.98M0.6%−1,511−4.2%ReducedHistory
BACBank of America CorpStock177,772$4.87M0.5%−11,133−5.9%ReducedHistory
Vanguard Morningstar Mid-Cap ETF922908629ETF22,077$4.60M0.5%+2,142+10.7%Added–
TMOThermo Fisher Scientific Inc.Stock9,035$4.57M0.5%+199+2.3%AddedHistory
HONHoneywell International IncCOM24,045$4.44M0.5%+103+0.4%AddedHistory
Invesco Exchange Traded FD T46137V100AEROSPACE DEFN55,273$4.41M0.5%−195−0.4%Reduced–
iShares Tr464287754US INDUSTRIALS43,565$4.40M0.5%−50.0%Reduced–
First Trust Dow Jones Internet Index Fund33733E302ETF26,532$4.23M0.5%+50.0%Added–
CMECME Group Inc.COM21,002$4.21M0.5%+269+1.3%AddedHistory
CHICalamos Convertible Opportunities & Income FundSH BEN INT392,314$4.13M0.5%−10,150−2.5%ReducedHistory
Vanguard Consumer Discretionary ETF92204A108ETF15,296$4.12M0.5%+15+0.1%Added–
Vanguard Morningstar Small-Cap ETF922908751ETF20,700$3.91M0.4%+2,785+15.5%Added–
METAMeta Platforms, Inc.Stock12,749$3.83M0.4%−1,743−12.0%ReducedHistory
Vanguard Morningstar Value ETF922908744ETF25,683$3.54M0.4%+6,968+37.2%Added–
State Street Technology Select Sector SPDR ETF81369Y803ETF21,227$3.48M0.4%+104+0.5%Added–
State Street SPDR S&P Biotech ETF78464A870ETF47,647$3.48M0.4%+560+1.2%Added–
COINCoinbase Global, Inc.COM CL A46,175$3.47M0.4%+9,100+24.5%AddedHistory
Vanguard Total World Stock ETF922042742ETF35,571$3.31M0.4%−3,478−8.9%Reduced–
Vanguard S&P 500 ETF922908363ETF8,320$3.27M0.4%−1,191−12.5%Reduced–
TSLATesla, Inc.Stock12,496$3.13M0.3%+1,325+11.9%AddedHistory
LLYEli Lilly & CoStock5,573$2.99M0.3%+310+5.9%AddedHistory
iShares Core S&P 500 ETF464287200ETF6,492$2.79M0.3%+25+0.4%Added–
HDHome Depot, Inc.Stock9,193$2.78M0.3%+27+0.3%AddedHistory
VVisa Inc.Stock11,479$2.64M0.3%−2,020−15.0%ReducedHistory
iShares Tr464287689RUSSELL 3000 ETF10,344$2.53M0.3%+180+1.8%Added–
PFEPfizer IncStock75,500$2.50M0.3%−4,569−5.7%ReducedHistory
MRKMerck & Co., Inc.Stock24,295$2.50M0.3%+1,857+8.3%AddedHistory
ELEstee Lauder Companies IncCL A16,798$2.43M0.3%+120+0.7%AddedHistory
iShares S&P 500 Growth ETF464287309ETF35,343$2.42M0.3%+75+0.2%Added–
BABoeing CoStock11,943$2.29M0.3%−1,072−8.2%ReducedHistory
PGProcter & Gamble CoStock15,571$2.27M0.3%+2,813+22.0%AddedHistory
CVXChevron CorpStock12,933$2.18M0.2%+72+0.6%AddedHistory
URIUnited Rentals, Inc.COM4,784$2.13M0.2%+5+0.1%AddedHistory
Vanguard Ftse Developed Markets ETF921943858ETF48,166$2.11M0.2%+192+0.4%Added–
VRTXVertex Pharmaceuticals IncStock6,031$2.10M0.2%−5,345−47.0%ReducedHistory
MCDMcDonalds CorpStock7,766$2.05M0.2%+107+1.4%AddedHistory
CSCOCisco Systems, Inc.Stock36,200$1.95M0.2%−2,988−7.6%ReducedHistory
State Street Health Care Select Sector SPDR ETF81369Y209ETF15,109$1.95M0.2%−119−0.8%Reduced–
EPDEnterprise Products Partners L.P.Stock70,879$1.94M0.2%+3,194+4.7%AddedHistory
iShares Tr464287515EXPANDED TECH5,591$1.91M0.2%00.0%Unchanged–
CMCSAComcast CorpStock41,635$1.85M0.2%+3,653+9.6%AddedHistory
ORCLOracle CorpStock17,166$1.82M0.2%−335−1.9%ReducedHistory
ETEnergy Transfer LPCOM UT LTD PTN127,969$1.80M0.2%+4,755+3.9%AddedHistory
LOWLowes Companies IncStock8,562$1.78M0.2%−179−2.0%ReducedHistory
WMBWilliams Companies, Inc.COM50,927$1.72M0.2%−2,570−4.8%ReducedHistory
TXNTexas Instruments IncStock10,639$1.69M0.2%−194−1.8%ReducedHistory
MAMastercard IncStock4,247$1.68M0.2%+325+8.3%AddedHistory
ADBEAdobe Inc.Stock3,265$1.66M0.2%−527−13.9%ReducedHistory
SBUXStarbucks CorpStock17,005$1.55M0.2%−2,420−12.5%ReducedHistory
MDYSPDR S&P Midcap 400 ETF TrustETF3,393$1.55M0.2%−100−2.9%ReducedHistory
CATCaterpillar IncStock5,664$1.55M0.2%+135+2.4%AddedHistory
iShares Russell Midcap ETF464287499ETF21,891$1.52M0.2%−4,779−17.9%Reduced–
LNGCheniere Energy, Inc.COM NEW8,979$1.49M0.2%+226+2.6%AddedHistory
TRGPTarga Resources Corp.COM17,297$1.48M0.2%−1,912−10.0%ReducedHistory
WMTWalmart Inc.Stock9,205$1.47M0.2%−261−2.8%ReducedHistory
MPLXMPLX LPCOM UNIT REP LTD40,191$1.43M0.2%+1,677+4.4%AddedHistory
AMDAdvanced Micro Devices IncStock13,855$1.42M0.2%−5,600−28.8%ReducedHistory
APDAir Products & Chemicals, Inc.Stock4,945$1.40M0.2%−346−6.5%ReducedHistory
COSTCostco Wholesale CorpStock2,458$1.39M0.2%+69+2.9%AddedHistory
ABBVAbbVie Inc.Stock9,203$1.37M0.2%+629+7.3%AddedHistory
DISWalt Disney CoStock16,710$1.35M0.2%−2,115−11.2%ReducedHistory
XOMExxonMobil Holdings CorpCOM11,030$1.30M0.1%+3,017+37.7%AddedHistory
Vanguard Morningstar Small-Cap Value ETF922908611ETF7,882$1.26M0.1%−583−6.9%Reduced–
AONAon plcCL A3,831$1.24M0.1%+29+0.8%AddedHistory
CSXCSX CorpStock38,704$1.19M0.1%+965+2.6%AddedHistory
DHRDanaher CorpStock4,661$1.16M0.1%+386+9.0%AddedHistory
Vanguard Ftse Emerging Markets ETF922042858ETF29,272$1.15M0.1%+431+1.5%Added–
CRMSalesforce, Inc.Stock5,531$1.12M0.1%−1,251−18.4%ReducedHistory
BLKBlackRock, Inc.COM1,716$1.11M0.1%−59−3.3%ReducedHistory
ASMLASML Holding NVADR1,841$1.08M0.1%−29−1.6%ReducedHistory

Sold out since Q2 2023 (208)

Positions held at the end of Q2 2023 that are gone from this filing.

The largest 100 of 208 by value last quarter.

Positions of Lindbrook Capital, LLC sold out since Q2 2023
SecurityClassShares in Q2 2023Value in Q2 2023% of portfolio in Q2 2023History
MMPMagellan Midstream Partners, L.P.COM UNIT RP LP14,634$912.0K0.1%History
HESMHess Midstream LPCL A SHS9,726$298.4K<0.1%History
UPAR Ultra Risk Parity ETF886364595UPAR ULTRA RISK21,000$290.7K<0.1%–
Invesco Exch Traded FD Tr II46138E115S&P SMLCP INFO1,250$184.2K<0.1%–
Invesco Exchange Traded FD T46137V530NASDAQ INTERNT1,055$165.0K<0.1%–
NMAINuveen Multi-Asset Income FundCOM12,000$139.9K<0.1%History
iShares Tr464287291GLOBAL TECH ETF1,983$123.3K<0.1%–
iShares Tr464287184CHINA LG-CAP ETF4,414$120.0K<0.1%–
ProShares Tr74347G648ULTRASHRT DOW 303,700$88.3K<0.1%–
BKIBlack Knight, Inc.COM1,450$86.6K<0.1%History
Direxion Shs ETF Tr25459Y694DLY FIN BULL NEW1,200$76.3K<0.1%–
AEGAegon Ltd.NY REGISTRY SHS14,471$73.4K<0.1%History
PTRAQProterra IncCOM60,310$72.4K<0.1%History
Team Inc878155AE0NOTE 5.000% 8/070,000$68.6K<0.1%–
Liberty Media Corp531229409COM A SIRIUSXM1,576$51.7K<0.1%–
Liberty Media Corp Del531229607COM C SIRIUSXM1,579$51.7K<0.1%–
LSILife Storage, Inc.COM388$51.6K<0.1%History
State Street Real Estate Select Sector SPDR ETF81369Y860ETF1,151$43.4K<0.1%–
Lattice Strategies Tr518416102HARTFORD MLT ETF1,407$37.0K<0.1%–
iShares Tr46436E33820+ YEAR TR BD900$30.1K<0.1%–
NEXNextier Oilfield Solutions Inc.COM3,348$29.9K<0.1%History
FTFTFuture FinTech Group Inc.COM NEW20,513$26.7K<0.1%History
Flexshares Tr33939L795STOXX GLOBR INF438$22.9K<0.1%–
State Street SPDR S&P 600 Small Cap Value ETF78464A300ETF275$21.2K<0.1%–
SYNHSyneos Health, Inc.CL A495$20.9K<0.1%History
DBX ETF Tr233051630XTRACK MSCI EAFE858$19.8K<0.1%–
Direxion Shs ETF Tr25460E240DAILY FINL BEAR1,000$18.9K<0.1%–
Proshares Ultrapro Short Qqq - US ETP74347G432Exchange-Traded Fund1,000$18.9K<0.1%–
ProShares Ultrashort S&P 50074347G416ETF500$17.1K<0.1%–
HHCHoward Hughes CorpCOM214$16.9K<0.1%History
ISEEIVERIC bio, Inc.COM409$16.1K<0.1%History
SPDR Series Trust78464A821ST STR SP400GRW215$15.4K<0.1%–
State Street SPDR S&P 400 Mid Cap Value ETF78464A839ETF218$15.0K<0.1%–
RETAReata Pharmaceuticals IncCL A144$14.7K<0.1%History
UNVRUnivar Solutions Inc.COM384$13.8K<0.1%History
Invesco Exchange Traded FD T46137V365S&P500 EQL ENR189$12.9K<0.1%–
First Tr Exchange-Traded FD33734X150INDLS PROD DUR212$12.7K<0.1%–
Flexshares Tr33939L407MORNSTAR UPSTR295$11.8K<0.1%–
MAXMediaAlpha, Inc.CL A1,138$11.7K<0.1%History
First Tr Exchange-Traded FD33734X127ENERGY ALPHADX739$11.6K<0.1%–
First Tr Exchange Traded FD33738R845NASDQ OIL GAS439$11.6K<0.1%–
HEHawaiian Electric Industries IncCOM305$11.0K<0.1%History
First Tr Exchange-Traded FD33738R852NASDQ FOD BVRG408$10.7K<0.1%–
First Tr Exchange-Traded FD33734X168MATERIALS ALPH166$10.7K<0.1%–
Global X FDS37950E218MSCI NXT EMRNG560$10.2K<0.1%–
UTLUnitil CorpCOM200$10.1K<0.1%History
SCLStepan CoCOM103$9.84K<0.1%History
UBAUrstadt Biddle Properties IncCL A451$9.59K<0.1%History
PLYMPlymouth Industrial REIT, Inc.COM390$8.98K<0.1%History
AJRDAerojet Rocketdyne Holdings, Inc.COM162$8.89K<0.1%History
PDCEPDC Energy, Inc.COM122$8.68K<0.1%History
EAFGraftech International LtdCOM1,699$8.56K<0.1%History
TSEOQTrinseo PLCCOM636$8.06K<0.1%History
TCXTucows IncCOM NEW240$6.66K<0.1%History
SMPStandard Motor Products, Inc.Stock176$6.60K<0.1%History
LACLithium Americas Corp.COM NEW290$5.85K<0.1%History
FLWS1 800 Flowers Com IncCL A746$5.82K<0.1%History
DBX ETF Tr233051432XTRACK USD HIGH164$5.66K<0.1%–
UTA Acquisition CorpG9473A125UNIT 12/01/2026500$5.29K<0.1%–
AROWArrow Financial CorpCOM260$5.24K<0.1%History
KROKronos Worldwide IncCOM575$5.02K<0.1%History
ORCOrchid Island Capital, Inc.COM NEW432$4.47K<0.1%History
KEYKeycorpCOM483$4.46K<0.1%History
VNDAVanda Pharmaceuticals Inc.COM673$4.43K<0.1%History
STOKStoke Therapeutics, Inc.COM412$4.38K<0.1%History
RADIRadius Global Infrastructure, Inc.COM CL A258$3.84K<0.1%History
DSGNDesign Therapeutics, Inc.COM607$3.82K<0.1%History
SAFESafehold Inc.COM161$3.82K<0.1%History
OLOOlo Inc.CL A569$3.68K<0.1%History
CCBGCapital City Bank Group IncCOM112$3.43K<0.1%History
MPBMid Penn Bancorp IncCOM155$3.42K<0.1%History
KAMNKAMAN CorpCOM138$3.36K<0.1%History
RMAXRE/MAX Holdings, Inc.CL A170$3.27K<0.1%History
RTLNecessity Retail REIT, Inc.COM CLASS A454$3.07K<0.1%History
TRSTrimas CorpCOM NEW109$3.00K<0.1%History
KURAKura Oncology, Inc.COM245$2.59K<0.1%History
SSPE.W. Scripps CoCL A NEW281$2.57K<0.1%History
WSBFWaterstone Financial, Inc.COM165$2.39K<0.1%History
FOCSFocus Financial Partners Inc.COM CL A45$2.36K<0.1%History
CLFDClearfield, Inc.COM49$2.32K<0.1%History
Bellus Health Inc New07987C204COM NEW156$2.30K<0.1%–
ATNIATN International, Inc.COM61$2.23K<0.1%History
SOHUSohu.com LtdSPONSORED ADS200$2.20K<0.1%History
KLRSKalaris Therapeutics, Inc.COM639$2.17K<0.1%History
OCULOcular Therapeutix, IncCOM401$2.07K<0.1%History
CHSChico's Fas, Inc.COM373$2.00K<0.1%History
ONTFON24 Inc.COM243$1.97K<0.1%History
CYRXCryoport, Inc.COM PAR $0.001114$1.97K<0.1%History
ABUSArbutus Biopharma CorpCOM833$1.92K<0.1%History
GNKGenco Shipping & Trading LtdSHS136$1.91K<0.1%History
VISNVistance Networks, Inc.COM336$1.89K<0.1%History
MTTRMatterport, Inc.COM CL A600$1.89K<0.1%History
LBTYKLiberty Global Ltd.SHS CL C106$1.88K<0.1%History
CLDXCelldex Therapeutics, Inc.COM NEW54$1.83K<0.1%History
REPLReplimune Group, Inc.COM77$1.79K<0.1%History
LQDALiquidia CorpCOM NEW225$1.77K<0.1%History
SVMSilvercorp Metals IncCOM624$1.76K<0.1%History
New Gold Inc Cda644535106COM1,602$1.73K<0.1%–
MYPSPLAYSTUDIOS, Inc.CLASS A COM350$1.72K<0.1%History
NUVBNuvation Bio Inc.COM CL A941$1.69K<0.1%History