Lindbrook Capital, LLC
- SEC CIK
- 0001767045
- Latest filing
- May 5, 2025
Holdings in Q3 2021
Holdings as of Sep 30, 2021, filed Nov 5, 2021. Long positions only; changes compare share counts with Q2 2021.
- Positions
- 1,915
- −41 vs. Q2 2021
- Portfolio value
- $381.5M
- −$65.8M (−14.7%) vs. Q2 2021
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| Vanguard Morningstar Total Stock Market ETF922908769 | ETF | 360,724 | $80.1M | 21.0% | −5,395−1.5% | Reduced | – |
| Vanguard Star FDS921909768 | VG TL INTL STK F | 714,249 | $45.2M | 11.8% | +13,888+2.0% | Added | – |
| GBDCGolub Capital BDC, Inc. | COM | 2,630,608 | $41.6M | 10.9% | +8,905+0.3% | Added | History |
| AAPLApple Inc. | Stock | 127,671 | $18.1M | 4.7% | −30,407−19.2% | Reduced | History |
| OCSLOaktree Specialty Lending Corp | COM | 1,918,828 | $13.5M | 3.6% | −1,911−0.1% | Reduced | History |
| SPYSPDR S&P 500 ETF Trust | ETF | 27,614 | $11.8M | 3.1% | −988−3.5% | Reduced | History |
| iShares MSCI Eafe ETF464287465 | ETF | 121,208 | $9.46M | 2.5% | 00.0% | Unchanged | – |
| APPSDigital Turbine, Inc. | COM NEW | 131,775 | $9.06M | 2.4% | +110.0% | Added | History |
| ELEstee Lauder Companies Inc | CL A | 16,034 | $4.81M | 1.3% | +60.0% | Added | History |
| MSFTMicrosoft Corp | Stock | 16,112 | $4.54M | 1.2% | −6,983−30.2% | Reduced | History |
| Vanguard S&P 500 ETF922908363 | ETF | 9,706 | $3.83M | 1.0% | 00.0% | Unchanged | – |
| GOOGLAlphabet Inc. | Stock | 1,323 | $3.54M | 0.9% | −221−14.3% | Reduced | History |
| Tidal ETF Tr886364603 | RPAR RISK PARI | 145,734 | $3.52M | 0.9% | +118,288+431.0% | Added | – |
| AMZNAmazon Com Inc | Stock | 1,003 | $3.29M | 0.9% | −578−36.6% | Reduced | History |
| DISWalt Disney Co | Stock | 19,171 | $3.24M | 0.8% | +240+1.3% | Added | History |
| DBGIDigital Brands Group, Inc. | COM | 963,847 | $2.93M | 0.8% | +963,847 | New | History |
| CMECME Group Inc. | COM | 12,232 | $2.37M | 0.6% | −835−6.4% | Reduced | History |
| BXMXNuveen S&P 500 BuyWrite Income Fund | COM | 160,309 | $2.28M | 0.6% | −229−0.1% | Reduced | History |
| Vanguard Total World Stock ETF922042742 | ETF | 21,732 | $2.21M | 0.6% | +760+3.6% | Added | – |
| MGIMoneygram International Inc | COM NEW | 267,500 | $2.15M | 0.6% | 00.0% | Unchanged | History |
| NVDANVIDIA Corp | Stock | 9,551 | $1.98M | 0.5% | +295+3.2% | AddedConverted for a 4-for-1 split | History |
| Vanguard Ftse Developed Markets ETF921943858 | ETF | 37,851 | $1.91M | 0.5% | 00.0% | Unchanged | – |
| GOOGAlphabet Inc. | Stock | 707 | $1.88M | 0.5% | −489−40.9% | Reduced | History |
| TSLATesla, Inc. | Stock | 2,407 | $1.87M | 0.5% | −1,052−30.4% | Reduced | History |
| METAMeta Platforms, Inc. | Stock | 5,421 | $1.84M | 0.5% | −8,164−60.1% | Reduced | History |
| iShares Russell 2000 ETF464287655 | ETF | 8,268 | $1.81M | 0.5% | −56−0.7% | Reduced | – |
| Vanguard Ftse Emerging Markets ETF922042858 | ETF | 32,341 | $1.62M | 0.4% | 00.0% | Unchanged | – |
| BXMTBlackstone Mortgage Trust, Inc. | COM CL A | 52,433 | $1.59M | 0.4% | +1,019+2.0% | Added | History |
| BRK.BBerkshire Hathaway Inc | Stock | 4,912 | $1.34M | 0.4% | +21+0.4% | Added | History |
| AMDAdvanced Micro Devices Inc | Stock | 10,895 | $1.12M | 0.3% | +112+1.0% | Added | History |
| AVOMission Produce, Inc. | COM | 55,400 | $1.02M | 0.3% | 00.0% | Unchanged | History |
| VVisa Inc. | Stock | 4,489 | $1.00M | 0.3% | +31+0.7% | Added | History |
| HDHome Depot, Inc. | Stock | 3,024 | $993.0K | 0.3% | +21+0.7% | Added | History |
| CRMSalesforce, Inc. | Stock | 3,595 | $975.0K | 0.3% | +470+15.0% | Added | History |
| JPMJPMorgan Chase & Co | Stock | 5,457 | $893.0K | 0.2% | +42+0.8% | Added | History |
| GLDSPDR Gold Trust | ETF | 5,211 | $856.0K | 0.2% | +5+0.1% | Added | History |
| NIONIO Inc. | ADR | 23,822 | $849.0K | 0.2% | +5,263+28.4% | Added | History |
| BRK.ABerkshire Hathaway Inc | CL A | 2 | $823.0K | 0.2% | 00.0% | Unchanged | History |
| BACBank of America Corp | Stock | 19,208 | $815.0K | 0.2% | −1,801−8.6% | Reduced | History |
| MAMastercard Inc | Stock | 2,334 | $811.0K | 0.2% | −34−1.4% | Reduced | History |
| ADBEAdobe Inc. | Stock | 1,398 | $805.0K | 0.2% | −7−0.5% | Reduced | History |
| SHOPShopify Inc. | Stock | 569 | $772.0K | 0.2% | +39+7.4% | Added | History |
| SBUXStarbucks Corp | Stock | 6,832 | $754.0K | 0.2% | +9+0.1% | Added | History |
| TSMTaiwan Semiconductor Manufacturing Co Ltd | ADR | 6,665 | $744.0K | 0.2% | −72−1.1% | Reduced | History |
| OBDCBlue Owl Capital Corp | COM | 48,881 | $690.0K | 0.2% | 00.0% | Unchanged | History |
| JNJJohnson & Johnson | Stock | 4,246 | $686.0K | 0.2% | −895−17.4% | Reduced | History |
| TEAMAtlassian Corp | CL A | 1,718 | $672.0K | 0.2% | +48+2.9% | Added | History |
| MDTMedtronic plc | Stock | 5,304 | $665.0K | 0.2% | +41+0.8% | Added | History |
| Vanguard Morningstar Small-Cap ETF922908751 | ETF | 2,998 | $656.0K | 0.2% | +220+7.9% | Added | – |
| DHRDanaher Corp | Stock | 2,099 | $639.0K | 0.2% | +26+1.3% | Added | History |
| ISRGIntuitive Surgical Inc | COM NEW | 636 | $632.0K | 0.2% | +9+1.4% | Added | History |
| Vanguard Morningstar Mid-Cap ETF922908629 | ETF | 2,638 | $625.0K | 0.2% | 00.0% | Unchanged | – |
| ORCLOracle Corp | Stock | 7,047 | $614.0K | 0.2% | +57+0.8% | Added | History |
| INTCIntel Corp | Stock | 11,485 | $612.0K | 0.2% | +309+2.8% | Added | History |
| PGProcter & Gamble Co | Stock | 4,361 | $610.0K | 0.2% | −22−0.5% | Reduced | History |
| UNHUnitedHealth Group Inc | Stock | 1,503 | $587.0K | 0.2% | +13+0.9% | Added | History |
| JPMorgan Ultra-Short Income ETF46641Q837 | ETF | 11,150 | $566.0K | 0.1% | −4,000−26.4% | Reduced | – |
| ACRACRES Commercial Realty Corp. | COM NEW | 35,000 | $566.0K | 0.1% | +35,000 | New | History |
| HTGCHercules Capital, Inc. | COM | 33,272 | $553.0K | 0.1% | −2,000−5.7% | Reduced | History |
| CSCOCisco Systems, Inc. | Stock | 10,036 | $546.0K | 0.1% | −5,637−36.0% | Reduced | History |
| REGNRegeneron Pharmaceuticals, Inc. | COM | 899 | $544.0K | 0.1% | +8+0.9% | Added | History |
| iShares Tr464288646 | ISHS 1-5YR INVS | 9,727 | $531.0K | 0.1% | −31,048−76.1% | Reduced | – |
| NFLXNetflix Inc | Stock | 868 | $530.0K | 0.1% | +121+16.2% | Added | History |
| BDXBecton Dickinson & Co | Stock | 2,110 | $519.0K | 0.1% | +13+0.6% | Added | History |
| ZMZoom Communications, Inc. | Stock | 1,984 | $519.0K | 0.1% | −31−1.5% | Reduced | History |
| ASMLASML Holding NV | ADR | 695 | $518.0K | 0.1% | +10+1.5% | Added | History |
| BSXBoston Scientific Corp | Stock | 11,659 | $506.0K | 0.1% | +8+0.1% | Added | History |
| CMCSAComcast Corp | Stock | 8,979 | $502.0K | 0.1% | +56+0.6% | Added | History |
| BLKBlackRock, Inc. | COM | 591 | $496.0K | 0.1% | 00.0% | Unchanged | History |
| PYPLPayPal Holdings, Inc. | Stock | 1,894 | $493.0K | 0.1% | +26+1.4% | Added | History |
| GILDGilead Sciences, Inc. | Stock | 6,933 | $484.0K | 0.1% | +28+0.4% | Added | History |
| ABBVAbbVie Inc. | Stock | 4,480 | $483.0K | 0.1% | 00.0% | Unchanged | History |
| NKENIKE, Inc. | Stock | 3,316 | $482.0K | 0.1% | +111+3.5% | Added | History |
| MRKMerck & Co., Inc. | Stock | 6,380 | $479.0K | 0.1% | −30.0% | Reduced | History |
| KLACKLA Corp | COM NEW | 1,381 | $462.0K | 0.1% | +112+8.8% | Added | History |
| ABTCAmerican Bitcoin Corp. | COM | 161,400 | $455.0K | 0.1% | +36,000+28.7% | Added | History |
| ILMNIllumina, Inc. | COM | 1,109 | $450.0K | 0.1% | +14+1.3% | Added | History |
| BMYBristol Myers Squibb Co | Stock | 7,549 | $447.0K | 0.1% | −204−2.6% | Reduced | History |
| IDEXIdeanomics, Inc. | COM | 211,900 | $417.0K | 0.1% | −4,500−2.1% | Reduced | History |
| NEENextera Energy Inc | Stock | 5,208 | $409.0K | 0.1% | +59+1.1% | Added | History |
| VZVerizon Communications Inc | Stock | 7,400 | $400.0K | 0.1% | −878−10.6% | Reduced | History |
| KOCoca Cola Co | Stock | 7,560 | $397.0K | 0.1% | −1,732−18.6% | Reduced | History |
| RTXRTX Corp | Stock | 4,615 | $397.0K | 0.1% | +20+0.4% | Added | History |
| OVVOvintiv Inc. | COM | 11,972 | $394.0K | 0.1% | 00.0% | Unchanged | History |
| MCDMcDonalds Corp | Stock | 1,550 | $374.0K | 0.1% | +21+1.4% | Added | History |
| NVSNovartis AG | ADR | 4,563 | $373.0K | 0.1% | −51−1.1% | Reduced | History |
| Vanguard Morningstar Value ETF922908744 | ETF | 2,746 | $372.0K | 0.1% | 00.0% | Unchanged | – |
| AMGNAmgen Inc | Stock | 1,730 | $368.0K | 0.1% | −88−4.8% | Reduced | History |
| PEPPepsiCo Inc | Stock | 2,422 | $364.0K | 0.1% | +8+0.3% | Added | History |
| TXNTexas Instruments Inc | Stock | 1,894 | $364.0K | 0.1% | +32+1.7% | Added | History |
| Invesco QQQ Trust Series I46090E103 | ETF | 997 | $357.0K | 0.1% | −95−8.7% | Reduced | – |
| NVONovo Nordisk A S | ADR | 3,658 | $351.0K | 0.1% | +67+1.9% | Added | History |
| SONYSony Group Corp | SPONSORED ADR | 3,155 | $349.0K | 0.1% | +62+2.0% | Added | History |
| TMOThermo Fisher Scientific Inc. | Stock | 600 | $343.0K | 0.1% | +16+2.7% | Added | History |
| ABTAbbott Laboratories | Stock | 2,886 | $341.0K | 0.1% | +86+3.1% | Added | History |
| PFEPfizer Inc | Stock | 7,592 | $327.0K | 0.1% | −1,118−12.8% | Reduced | History |
| ACNAccenture plc | Stock | 991 | $317.0K | 0.1% | +15+1.5% | Added | History |
| MMM3M Co | Stock | 1,808 | $317.0K | 0.1% | +10+0.6% | Added | History |
| Vanguard Dividend Appreciation ETF921908844 | ETF | 2,052 | $315.0K | 0.1% | −520−20.2% | Reduced | – |
| PNCPNC Financial Services Group, Inc. | Stock | 1,595 | $312.0K | 0.1% | +17+1.1% | Added | History |
Sold out since Q2 2021 (170)
Positions held at the end of Q2 2021 that are gone from this filing.
The largest 100 of 170 by value last quarter.
| Security | Class | Shares in Q2 2021 | Value in Q2 2021 | % of portfolio in Q2 2021 | History |
|---|---|---|---|---|---|
| EFREaton Vance Senior Floating-Rate Trust | COM | 540,390 | $7.65M | 1.7% | History |
| Churchill Capital Corp IV171439102 | CL A | 25,195 | $726.0K | 0.2% | – |
| Novus Capital Corporation II67012W203 | UNIT 99/99/9999 | 60,000 | $607.0K | 0.1% | – |
| VanEck ETF Trust92189H607 | OIL SERVICES ETF | 2,500 | $547.0K | 0.1% | – |
| iShares Core S&P 500 ETF464287200 | ETF | 1,028 | $442.0K | 0.1% | – |
| BXBlackstone Inc. | COM | 4,040 | $392.0K | 0.1% | History |
| STEMStem, Inc. | CL A | 10,000 | $360.0K | 0.1% | History |
| WORKSlack Technologies, Inc. | COM CL A | 5,648 | $250.0K | 0.1% | History |
| Reinvent Technology PartnersG74847107 | SHS CL A | 17,118 | $170.0K | <0.1% | – |
| CGBDCarlyle Secured Lending, Inc. | COM | 11,133 | $147.0K | <0.1% | History |
| Vanguard S&P 500 Growth ETF921932505 | ETF | 481 | $126.0K | <0.1% | – |
| Reinvent Technology PartnersG7483N111 | UNIT 99/99/9999 | 11,271 | $118.0K | <0.1% | – |
| First Tr Exchange-Traded FD33734H106 | SHS | 2,930 | $117.0K | <0.1% | – |
| iShares S&P 500 Value ETF464287408 | ETF | 787 | $116.0K | <0.1% | – |
| Vanguard S&P 500 Value ETF921932703 | ETF | 786 | $112.0K | <0.1% | – |
| JWNNordstrom Inc | Stock | 2,803 | $103.0K | <0.1% | History |
| MXIMMaxim Integrated Products Inc | COM | 892 | $94.0K | <0.1% | History |
| State Street Technology Select Sector SPDR ETF81369Y803 | ETF | 500 | $74.0K | <0.1% | – |
| TUTelus Corp | COM | 3,318 | $74.0K | <0.1% | History |
| Engine Media Hldgs Inc Com89132P108 | Stock | 6,000 | $71.0K | <0.1% | – |
| Vanguard Communication Services ETF92204A884 | ETF | 394 | $57.0K | <0.1% | – |
| Vanguard Information Technology ETF92204A702 | ETF | 141 | $56.0K | <0.1% | – |
| NACNuveen California Quality Municipal Income Fund | COM | 3,500 | $55.0K | <0.1% | History |
| REPLReplimune Group, Inc. | COM | 1,400 | $54.0K | <0.1% | History |
| AUPHAurinia Pharmaceuticals Inc. | COM | 4,000 | $52.0K | <0.1% | History |
| FBRXForte Biosciences, Inc. | COM | 1,500 | $50.0K | <0.1% | History |
| iShares Core S&P Small Cap ETF464287804 | ETF | 380 | $43.0K | <0.1% | – |
| iShares Core S&P Mid-Cap ETF464287507 | ETF | 150 | $40.0K | <0.1% | – |
| ALXNAlexion Pharmaceuticals, Inc. | COM | 208 | $38.0K | <0.1% | History |
| BGYBlackRock Enhanced International Dividend Trust | COM BENE INTER | 5,701 | $37.0K | <0.1% | History |
| WisdomTree Tr97717W604 | US SMALLCAP DIVD | 1,115 | $36.0K | <0.1% | – |
| INFIInfinity Pharmaceuticals, Inc. | COM | 12,000 | $36.0K | <0.1% | History |
| ISPCiSpecimen Inc. | COM | 5,000 | $36.0K | <0.1% | History |
| State Street Health Care Select Sector SPDR ETF81369Y209 | ETF | 263 | $33.0K | <0.1% | – |
| WisdomTree Tr97717W505 | US MIDCAP DIVID | 770 | $32.0K | <0.1% | – |
| GPROGoPro, Inc. | CL A | 2,782 | $32.0K | <0.1% | History |
| ATKRAtkore Inc. | COM | 400 | $28.0K | <0.1% | History |
| State Street Consumer Discretionary Select Sector SPDR ETF81369Y407 | ETF | 147 | $26.0K | <0.1% | – |
| BBNBlackRock Taxable Municipal Bond Trust | SHS | 1,000 | $26.0K | <0.1% | History |
| ITOSiTeos Therapeutics, Inc. | COM | 1,000 | $26.0K | <0.1% | History |
| SYKESykes Enterprises Inc | COM | 493 | $26.0K | <0.1% | History |
| Vanguard Scottsdale FDS92206C102 | SHORT TERM TREAS | 415 | $25.0K | <0.1% | – |
| First Tr Exchange-Traded FD33738D309 | SENIOR LN FD | 500 | $24.0K | <0.1% | – |
| MYOVMyovant Sciences Ltd. | COM | 1,000 | $23.0K | <0.1% | History |
| Reinvent Technology PartnersG74847123 | UNIT 99/99/9999 | 2,250 | $23.0K | <0.1% | – |
| MUCBlackRock Muniholdings California Quality Fund, Inc. | CEF | 1,400 | $22.0K | <0.1% | History |
| First Tr Exch Traded FD III33739P863 | CALIF MUN INCM | 400 | $22.0K | <0.1% | – |
| First Tr Exch Traded FD III33739E108 | PFD SECS INC ETF | 1,000 | $21.0K | <0.1% | – |
| First Tr Exch TRD Alphdx FD33737J182 | EMERG MKT ALPH | 700 | $20.0K | <0.1% | – |
| First Tr Exch Traded FD III33739P608 | RIVRFRNT DYN DEV | 280 | $20.0K | <0.1% | – |
| SQBGSequential Brands Group, Inc. | COM NEW | 2,306 | $20.0K | <0.1% | History |
| DLTHDuluth Holdings Inc. | COM CL B | 911 | $19.0K | <0.1% | History |
| LOBLive Oak Bancshares, Inc. | COM | 300 | $18.0K | <0.1% | History |
| PCIPIMCO Dynamic Credit & Mortgage Income Fund | COM SHS | 800 | $18.0K | <0.1% | History |
| ProShares Tr74347B276 | PSHS ULDOW30 NEW | 1,900 | $18.0K | <0.1% | – |
| RDFNRedfin Corp | COM | 282 | $18.0K | <0.1% | History |
| VERVVerve Therapeutics, Inc. | COM | 300 | $18.0K | <0.1% | History |
| MGNIMagnite, Inc. | COM | 500 | $17.0K | <0.1% | History |
| MREOMereo BioPharma Group plc | SPON ADS | 5,000 | $16.0K | <0.1% | History |
| BCYCBicycle Therapeutics PLC | SPONSORED ADS | 500 | $15.0K | <0.1% | History |
| VECOVeeco Instruments Inc | COM | 531 | $13.0K | <0.1% | History |
| BCABBioAtla, Inc. | COM | 300 | $13.0K | <0.1% | History |
| GOGOGogo Inc. | COM | 1,000 | $11.0K | <0.1% | History |
| Churchill Capital Corp IV171439110 | *W EXP 08/04/202 | 700 | $11.0K | <0.1% | – |
| IIFMorgan Stanley India Investment Fund, Inc. | COM | 450 | $11.0K | <0.1% | History |
| KNLKnoll Inc | COM NEW | 399 | $10.0K | <0.1% | History |
| TSEOQTrinseo PLC | SHS | 162 | $10.0K | <0.1% | History |
| Vanguard Total Bond Market ETF921937835 | ETF | 105 | $9.00K | <0.1% | – |
| Vanguard Morningstar Mid-Cap Value ETF922908512 | ETF | 61 | $9.00K | <0.1% | – |
| CARGCarGurus, Inc. | COM CL A | 352 | $9.00K | <0.1% | History |
| OPENOpendoor Technologies Inc. | COM | 500 | $9.00K | <0.1% | History |
| CORECore-Mark Holding Company, LLC | COM | 202 | $9.00K | <0.1% | History |
| GTMZoomInfo Technologies Inc. | Stock | 150 | $8.00K | <0.1% | History |
| ROLRollins Inc | COM | 221 | $8.00K | <0.1% | History |
| UWMCUWM Holdings Corp | COM CL A | 1,000 | $8.00K | <0.1% | History |
| WHWKWhitehawk Therapeutics, Inc. | COM | 5,000 | $8.00K | <0.1% | History |
| Vanguard Short-Term Bond ETF921937827 | ETF | 85 | $7.00K | <0.1% | – |
| NKTXNkarta, Inc. | COM | 175 | $6.00K | <0.1% | History |
| DRNADicerna Pharmaceuticals Inc | COM | 173 | $6.00K | <0.1% | History |
| KPTIKaryopharm Therapeutics Inc. | COM | 575 | $6.00K | <0.1% | History |
| SWISolarWinds Corp | COM | 353 | $6.00K | <0.1% | History |
| iShares Russell Mid-Cap Growth ETF464287481 | ETF | 25 | $5.00K | <0.1% | – |
| LMNDLemonade, Inc. | Stock | 50 | $5.00K | <0.1% | History |
| LAZRQLuminar Technologies, Inc. | COM CL A | 250 | $5.00K | <0.1% | History |
| MSG Network Inc553573106 | CL A | 314 | $5.00K | <0.1% | – |
| NKLANikola Corp | COM | 300 | $5.00K | <0.1% | History |
| iShares Russell Mid-Cap Value ETF464287473 | ETF | 38 | $4.00K | <0.1% | – |
| FRPTFreshpet, Inc. | Stock | 26 | $4.00K | <0.1% | History |
| CPNGCoupang, Inc. | CL A | 100 | $4.00K | <0.1% | History |
| EOLSEvolus, Inc. | COM | 293 | $4.00K | <0.1% | History |
| iShares Inc46434G822 | MSCI JAPAN ETF | 61 | $4.00K | <0.1% | – |
| DCPHDeciphera Pharmaceuticals, Inc. | COM | 106 | $4.00K | <0.1% | History |
| PRAHPRA Health Sciences, Inc. | COM | 26 | $4.00K | <0.1% | History |
| QTSQTS Realty Trust, Inc. | COM CL A | 49 | $4.00K | <0.1% | History |
| Tortoise Essential Assets IN89148A103 | COM SH BEN INT | 250 | $4.00K | <0.1% | – |
| PIMCO Enhanced Short Maturity Active Exchange-Traded Fund72201R833 | ETF | 33 | $3.00K | <0.1% | – |
| XLRNAcceleron Pharma Inc | COM | 23 | $3.00K | <0.1% | History |
| Fly Leasing Ltd34407D109 | SPONSORED ADR | 152 | $3.00K | <0.1% | – |
| THSTreeHouse Foods, Inc. | COM | 70 | $3.00K | <0.1% | History |
| WRIWeingarten Realty Investors | SH BEN INT | 80 | $3.00K | <0.1% | History |