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Livermore
Livermore
ZHEN

Lindbrook Capital, LLC

SEC CIK
0001767045
Latest filing
May 5, 2025

Holdings in Q2 2021

Holdings as of Jun 30, 2021, filed Jul 27, 2021. Long positions only; changes compare share counts with Q1 2021.

Institution overview
Positions
1,956
+48 vs. Q1 2021
Portfolio value
$447.4M
+$10.2M (+2.3%) vs. Q1 2021
Filed
Jul 27, 2021
SEC
Holdings of Lindbrook Capital, LLC in Q2 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
Vanguard Morningstar Total Stock Market ETF922908769ETF366,119$81.6M18.2%−1,333−0.4%Reduced–
Vanguard Star FDS921909768VG TL INTL STK F700,361$46.0M10.3%+14,508+2.1%Added–
GBDCGolub Capital BDC, Inc.COM2,621,703$40.4M9.0%−14,965−0.6%ReducedHistory
AAPLApple Inc.Stock158,078$21.6M4.8%−7,405−4.5%ReducedHistory
JFRNuveen Floating Rate Income FundCOM1,323,703$13.3M3.0%−3,120−0.2%ReducedHistory
OCSLOaktree Specialty Lending CorpCOM1,920,739$12.8M2.9%−2,582−0.1%ReducedHistory
SPYSPDR S&P 500 ETF TrustETF28,602$12.2M2.7%+153+0.5%AddedHistory
JRONuveen Floating Rate Income Opportunity FundCOM SHS1,194,307$11.7M2.6%−2,038−0.2%ReducedHistory
NSLNuveen Senior Income FundCOM1,959,184$11.6M2.6%−2,929−0.1%ReducedHistory
APPSDigital Turbine, Inc.COM NEW131,764$10.0M2.2%00.0%UnchangedHistory
iShares MSCI Eafe ETF464287465ETF121,208$9.56M2.1%+200+0.2%Added–
EFREaton Vance Senior Floating-Rate TrustCOM540,390$7.65M1.7%−310,267−36.5%ReducedHistory
MSFTMicrosoft CorpStock23,095$6.26M1.4%−1,706−6.9%ReducedHistory
AMZNAmazon Com IncStock1,581$5.44M1.2%+22+1.4%AddedHistory
ELEstee Lauder Companies IncCL A16,028$5.10M1.1%+10+0.1%AddedHistory
METAMeta Platforms, Inc.Stock13,585$4.72M1.1%+143+1.1%AddedHistory
Vanguard S&P 500 ETF922908363ETF9,706$3.82M0.9%+20.0%Added–
GOOGLAlphabet Inc.Stock1,544$3.77M0.8%+9+0.6%AddedHistory
DISWalt Disney CoStock18,931$3.33M0.7%+14,554+332.5%AddedHistory
GOOGAlphabet Inc.Stock1,196$3.00M0.7%+16+1.4%AddedHistory
CMECME Group Inc.COM13,067$2.78M0.6%+18+0.1%AddedHistory
MGIMoneygram International IncCOM NEW267,500$2.70M0.6%−4,697−1.7%ReducedHistory
TSLATesla, Inc.Stock3,459$2.35M0.5%−140−3.9%ReducedHistory
BXMXNuveen S&P 500 BuyWrite Income FundCOM160,538$2.31M0.5%−4,250−2.6%ReducedHistory
iShares Tr464288646ISHS 1-5YR INVS40,775$2.23M0.5%00.0%Unchanged–
Vanguard Total World Stock ETF922042742ETF20,972$2.17M0.5%−9,772−31.8%Reduced–
Vanguard Ftse Developed Markets ETF921943858ETF37,851$1.95M0.4%00.0%Unchanged–
iShares Russell 2000 ETF464287655ETF8,324$1.91M0.4%+256+3.2%Added–
NVDANVIDIA CorpStock2,314$1.85M0.4%+68+3.0%AddedHistory
Vanguard Ftse Emerging Markets ETF922042858ETF32,341$1.76M0.4%00.0%Unchanged–
BXMTBlackstone Mortgage Trust, Inc.COM CL A51,414$1.64M0.4%+972+1.9%AddedHistory
BRK.BBerkshire Hathaway IncStock4,891$1.36M0.3%−744−13.2%ReducedHistory
IBMInternational Business Machines CorpStock8,983$1.32M0.3%+533+6.3%AddedHistory
AVOMission Produce, Inc.COM55,400$1.15M0.3%+3,700+7.2%AddedHistory
VVisa Inc.Stock4,458$1.04M0.2%+38+0.9%AddedHistory
AMDAdvanced Micro Devices IncStock10,783$1.01M0.2%00.0%UnchangedHistory
NIONIO Inc.ADR18,559$987.0K0.2%+556+3.1%AddedHistory
HDHome Depot, Inc.Stock3,003$958.0K0.2%+26+0.9%AddedHistory
BACBank of America CorpStock21,009$866.0K0.2%00.0%UnchangedHistory
MAMastercard IncStock2,368$865.0K0.2%+19+0.8%AddedHistory
GLDSPDR Gold TrustETF5,206$862.0K0.2%+3,960+317.8%AddedHistory
JNJJohnson & JohnsonStock5,141$847.0K0.2%+13+0.3%AddedHistory
JPMJPMorgan Chase & CoStock5,415$842.0K0.2%−613−10.2%ReducedHistory
BRK.ABerkshire Hathaway IncCL A2$837.0K0.2%00.0%UnchangedHistory
CSCOCisco Systems, Inc.Stock15,673$831.0K0.2%+1,080+7.4%AddedHistory
ADBEAdobe Inc.Stock1,405$823.0K0.2%+201+16.7%AddedHistory
TSMTaiwan Semiconductor Manufacturing Co LtdADR6,737$810.0K0.2%−7−0.1%ReducedHistory
ZMZoom Communications, Inc.Stock2,015$780.0K0.2%+219+12.2%AddedHistory
SHOPShopify Inc.Stock530$775.0K0.2%+16+3.1%AddedHistory
JPMorgan Ultra-Short Income ETF46641Q837ETF15,150$769.0K0.2%−10,850−41.7%Reduced–
SBUXStarbucks CorpStock6,823$763.0K0.2%+66+1.0%AddedHistory
CRMSalesforce, Inc.Stock3,125$763.0K0.2%+8+0.3%AddedHistory
Churchill Capital Corp IV171439102CL A25,195$726.0K0.2%00.0%Unchanged–
OBDCBlue Owl Capital CorpCOM48,881$698.0K0.2%00.0%UnchangedHistory
Tidal ETF Tr886364603RPAR RISK PARI27,446$670.0K0.1%+27,446New–
MDTMedtronic plcStock5,263$653.0K0.1%+17+0.3%AddedHistory
INTCIntel CorpStock11,176$627.0K0.1%−206−1.8%ReducedHistory
Vanguard Morningstar Mid-Cap ETF922908629ETF2,638$626.0K0.1%00.0%Unchanged–
Vanguard Morningstar Small-Cap ETF922908751ETF2,778$626.0K0.1%00.0%Unchanged–
IDEXIdeanomics, Inc.COM216,400$615.0K0.1%+33,500+18.3%AddedHistory
Novus Capital Corporation II67012W203UNIT 99/99/999960,000$607.0K0.1%00.0%Unchanged–
HTGCHercules Capital, Inc.COM35,272$602.0K0.1%−2,000−5.4%ReducedHistory
UNHUnitedHealth Group IncStock1,490$597.0K0.1%+17+1.2%AddedHistory
PGProcter & Gamble CoStock4,383$591.0K0.1%+406+10.2%AddedHistory
ISRGIntuitive Surgical IncCOM NEW627$577.0K0.1%+11+1.8%AddedHistory
MNSTMonster Beverage CorpCOM6,207$567.0K0.1%+55+0.9%AddedHistory
DHRDanaher CorpStock2,073$556.0K0.1%+30+1.5%AddedHistory
VanEck ETF Trust92189H607OIL SERVICES ETF2,500$547.0K0.1%+2,500New–
ORCLOracle CorpStock6,990$544.0K0.1%+32+0.5%AddedHistory
PYPLPayPal Holdings, Inc.Stock1,868$544.0K0.1%+34+1.9%AddedHistory
BMYBristol Myers Squibb CoStock7,753$518.0K0.1%−958−11.0%ReducedHistory
ILMNIllumina, Inc.COM1,095$518.0K0.1%−7−0.6%ReducedHistory
BLKBlackRock, Inc.COM591$517.0K0.1%00.0%UnchangedHistory
BDXBecton Dickinson & CoStock2,097$510.0K0.1%−15−0.7%ReducedHistory
CMCSAComcast CorpStock8,923$509.0K0.1%−238−2.6%ReducedHistory
ABBVAbbVie Inc.Stock4,480$505.0K0.1%−904−16.8%ReducedHistory
ABTCAmerican Bitcoin Corp.COM125,400$505.0K0.1%+60,400+92.9%AddedHistory
KOCoca Cola CoStock9,292$503.0K0.1%+26+0.3%AddedHistory
BSXBoston Scientific CorpStock11,651$498.0K0.1%+35+0.3%AddedHistory
REGNRegeneron Pharmaceuticals, Inc.COM891$498.0K0.1%+51+6.1%AddedHistory
MRKMerck & Co., Inc.Stock6,383$496.0K0.1%+816+14.7%AddedHistory
NKENIKE, Inc.Stock3,205$495.0K0.1%−102−3.1%ReducedHistory
GILDGilead Sciences, Inc.Stock6,905$475.0K0.1%−36−0.5%ReducedHistory
ASMLASML Holding NVADR685$473.0K0.1%+15+2.2%AddedHistory
VZVerizon Communications IncStock8,278$464.0K0.1%−199−2.3%ReducedHistory
Starz Entertainment Corp535919401CL A VTG21,434$444.0K0.1%00.0%Unchanged–
AMGNAmgen IncStock1,818$443.0K0.1%−6−0.3%ReducedHistory
iShares Core S&P 500 ETF464287200ETF1,028$442.0K0.1%00.0%Unchanged–
TEAMAtlassian CorpCL A1,670$429.0K0.1%+90+5.7%AddedHistory
NVSNovartis AGADR4,614$421.0K0.1%+9+0.2%AddedHistory
KLACKLA CorpCOM NEW1,269$411.0K0.1%−12−0.9%ReducedHistory
LONALeonaBio, Inc.COM40,139$411.0K0.1%+15,212+61.0%AddedHistory
WFCWells Fargo & CompanyStock8,914$404.0K0.1%+94+1.1%AddedHistory
iShares Russell 1000 Growth ETF464287614ETF1,482$402.0K0.1%00.0%Unchanged–
Vanguard Dividend Appreciation ETF921908844ETF2,572$398.0K0.1%+2,572New–
NFLXNetflix IncStock747$395.0K0.1%−114−13.2%ReducedHistory
RTXRTX CorpStock4,595$392.0K0.1%−939−17.0%ReducedHistory
BXBlackstone Inc.COM4,040$392.0K0.1%+40+1.0%AddedHistory
Invesco QQQ Trust Series I46090E103ETF1,092$387.0K0.1%+475+77.0%Added–
WMTWalmart Inc.Stock2,687$379.0K0.1%−35−1.3%ReducedHistory

Sold out since Q1 2021 (110)

Positions held at the end of Q1 2021 that are gone from this filing.

The largest 100 of 110 by value last quarter.

Positions of Lindbrook Capital, LLC sold out since Q1 2021
SecurityClassShares in Q1 2021Value in Q1 2021% of portfolio in Q1 2021History
Eaton Vance FLTG Rate Incom278284104COM SHS BEN INT87,083$1.42M0.3%–
SNFIStark Novus Financial Inc.COM CL A32,000$377.0K0.1%History
IAC Interactivecorp New44891N109COM330$71.0K<0.1%–
HIOWestern Asset High Income Opportunity Fund Inc.COM10,000$51.0K<0.1%History
KALVKalVista Pharmaceuticals, Inc.COM1,800$46.0K<0.1%History
ARDCAres Dynamic Credit Allocation Fund, Inc.COM3,000$45.0K<0.1%History
Companhia Paranaense Energ C20441B407SPON ADR PFD34,250$43.0K<0.1%–
FNKOFunko, Inc.COM CL A2,000$39.0K<0.1%History
VXXBarclays Bank PLCETF3,000$34.0K<0.1%History
SIOXSio Gene Therapies Inc.COMMON9,099$24.0K<0.1%History
State Street SPDR S&P Biotech ETF78464A870ETF158$21.0K<0.1%–
CLDXCelldex Therapeutics, Inc.COM NEW1,000$21.0K<0.1%History
Ballys Corporation Com90171V204Stock319$21.0K<0.1%–
GYREGyre Therapeutics, Inc.COM NEW4,000$20.0K<0.1%History
FVRRFiverr International Ltd.ORD SHS80$17.0K<0.1%History
Aslan Pharmaceuticals Ltd04522R101ADS5,000$17.0K<0.1%–
KYNBKyntra Bio, Inc.COM500$17.0K<0.1%History
ARWRArrowhead Pharmaceuticals, Inc.COM213$14.0K<0.1%History
Colony Cap Inc New19626G108CL A COM2,121$14.0K<0.1%–
Extended Stay Amer Inc30224P200UNIT 99/99/9999B669$13.0K<0.1%–
VCYTVeracyte, Inc.COM220$12.0K<0.1%History
NEONeogenomics IncCOM NEW250$12.0K<0.1%History
APTOAptose Biosciences Inc.COM NEW2,000$12.0K<0.1%History
Altimeter Growth CorpG0370L108CL A1,000$12.0K<0.1%–
Systemax Inc871851101COM268$11.0K<0.1%–
INSPInspire Medical Systems, Inc.COM50$10.0K<0.1%History
ARDXArdelyx, Inc.COM1,500$10.0K<0.1%History
RCKTRocket Pharmaceuticals, Inc.COM236$10.0K<0.1%History
QDELQuidelOrtho CorpCOM59$8.00K<0.1%History
Waddell & Reed Finl Inc930059100CL A305$8.00K<0.1%–
Quantumscape Corp Com CL A490073103Stock150$7.00K<0.1%–
Realpage Inc75606N109COM76$7.00K<0.1%–
SWTXSpringWorks Therapeutics, Inc.COM100$7.00K<0.1%History
DDD3D Systems CorpCOM NEW222$6.00K<0.1%History
TCF Finl Corp872307103COM125$6.00K<0.1%–
Varian Med Sys Inc92220P105COM34$6.00K<0.1%–
EGOEldorado Gold CorpCOM441$5.00K<0.1%History
DQDaqo New Energy Corp.SPNSRD ADS NEW68$5.00K<0.1%History
Perspecta Inc715347100COM174$5.00K<0.1%–
Oaktree Acquisition Corp IIG6715X103CL A SHS500$5.00K<0.1%–
CRSPCRISPR Therapeutics AGNAMEN AKT29$4.00K<0.1%History
HUNHuntsman CORPCOM127$4.00K<0.1%History
VVRInvesco Senior Income TrustCOM1,044$4.00K<0.1%History
PJTPJT Partners Inc.COM CL A55$4.00K<0.1%History
ENREnergizer Holdings, Inc.COM83$4.00K<0.1%History
FBL Finl Group Inc30239F106CL A72$4.00K<0.1%–
GBTGlobal Blood Therapeutics, Inc.COM94$4.00K<0.1%History
Northern Star Acquisition Co665742102COM CLS A350$4.00K<0.1%–
ORCOrchid Island Capital, Inc.COM636$4.00K<0.1%History
POWIPower Integrations IncCOM35$3.00K<0.1%History
BMIBadger Meter IncCOM34$3.00K<0.1%History
NVAXNovavax IncCOM NEW17$3.00K<0.1%History
Aphria Inc03765K104COM142$3.00K<0.1%–
Cooper Tire & Rubr Co216831107COM61$3.00K<0.1%–
VG Acquisition CorpG9446E105SHS CL A300$3.00K<0.1%–
Occidental Pete Corp WT Exp 080327674599162Stock130$2.00K<0.1%–
ACADAcadia Pharmaceuticals IncCOM65$2.00K<0.1%History
IRDMIridium Communications Inc.COM44$2.00K<0.1%History
NGVCNatural Grocers by Vitamin Cottage, Inc.COM108$2.00K<0.1%History
DNLIDenali Therapeutics Inc.COM34$2.00K<0.1%History
APPFAppfolio IncCOM CL A11$2.00K<0.1%History
MEDPMedpace Holdings, Inc.COM12$2.00K<0.1%History
JGAurora Mobile LtdADS394$2.00K<0.1%History
BLUEbluebird bio, Inc.COM54$2.00K<0.1%History
Flir Sys Inc302445101COM31$2.00K<0.1%–
RCMR1 RCM Holdco Inc.COM72$2.00K<0.1%History
TPTXTurning Point Therapeutics, Inc.COM22$2.00K<0.1%History
FROGJFrog LtdStock23$1.00K<0.1%History
OLLIOllie's Bargain Outlet Holdings, Inc.Stock14$1.00K<0.1%History
SBSWSibanye Stillwater LtdSPONSORED ADR34$1.00K<0.1%History
MYEMyers Industries IncCOM27$1.00K<0.1%History
ERIEErie Indemnity CoCL A3$1.00K<0.1%History
HAEHaemonetics CorpCOM11$1.00K<0.1%History
PTCTPTC Therapeutics, Inc.COM16$1.00K<0.1%History
ORAOrmat Technologies, Inc.COM8$1.00K<0.1%History
NTRANatera, Inc.COM7$1.00K<0.1%History
LITELumentum Holdings Inc.COM11$1.00K<0.1%History
FNFabrinetSHS7$1.00K<0.1%History
LKFNLakeland Financial CorpCOM16$1.00K<0.1%History
CALMCal-Maine Foods IncCOM NEW28$1.00K<0.1%History
RYTMRhythm Pharmaceuticals, Inc.COM47$1.00K<0.1%History
RAREUltragenyx Pharmaceutical Inc.COM7$1.00K<0.1%History
CSWCSW Industrials, Inc.COM5$1.00K<0.1%History
BWBBridgewater Bancshares IncCOM40$1.00K<0.1%History
HBNCHorizon Bancorp IncCOM37$1.00K<0.1%History
XNETXunlei LtdSPONSORED ADS155$1.00K<0.1%History
AMEDAmedisys IncCOM2$1.00K<0.1%History
ATRAAtara Biotherapeutics, Inc.COM59$1.00K<0.1%History
EGRXEagle Pharmaceuticals, Inc.COM24$1.00K<0.1%History
Grubhub Inc400110102COM18$1.00K<0.1%–
Leju Hldgs Ltd50187J108SPONSORED ADS451$1.00K<0.1%–
Nic Inc62914B100COM15$1.00K<0.1%–
Puxin Ltd ADS67065F107ADR323$1.00K<0.1%–
Onesmart Intl Ed Group Ltd68276W103SPONSORED ADS480$1.00K<0.1%–
Parsons Corporation Com744611104Stock33$1.00K<0.1%–
REGIRenewable Energy Group, Inc.COM NEW15$1.00K<0.1%History
SVMK Inc78489X103COM57$1.00K<0.1%–
TPICQTpi Composites, IncCOM23$1.00K<0.1%History
Translate Bio, Inc.89374L104COM53$1.00K<0.1%–
Tribune Pubg Co New89609W107COM30$1.00K<0.1%–