Gladstone Institutional Advisory LLC
- SEC CIK
- 0001766530
- Latest filing
- Jul 27, 2026
Holdings in Q4 2022
Holdings as of Dec 31, 2022, filed Feb 1, 2023. Long positions only; changes compare share counts with Q3 2022.
- Positions
- 646
- +15 vs. Q3 2022
- Portfolio value
- $1.42B
- +$137.7M (+10.8%) vs. Q3 2022
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| SPYSPDR S&P 500 ETF Trust | ETF | 109,190 | $41.8M | 2.9% | −41,123−27.4% | Reduced | History |
| First Tr Exchange-Traded FD33739Q408 | FIRST TR ENH NEW | 562,390 | $33.4M | 2.4% | +10,820+2.0% | Added | – |
| Vanguard S&P 500 ETF922908363 | ETF | 91,489 | $32.1M | 2.3% | +42,938+88.4% | Added | – |
| WisdomTree Tr97717Y527 | FLOATNG RAT TREA | 609,936 | $30.7M | 2.2% | −5,409−0.9% | Reduced | – |
| AAPLApple Inc. | Stock | 234,403 | $30.5M | 2.1% | −23,767−9.2% | Reduced | History |
| State Street SPDR Portfolio S&P 500 ETF78464A854 | ETF | 524,642 | $23.6M | 1.7% | +252,553+92.8% | Added | – |
| iShares Core S&P 500 ETF464287200 | ETF | 58,466 | $22.5M | 1.6% | +1,295+2.3% | Added | – |
| MSFTMicrosoft Corp | Stock | 82,311 | $19.7M | 1.4% | −3,985−4.6% | Reduced | History |
| Invesco Exchange Traded FD T46137V357 | S&P500 EQL WGT | 124,103 | $17.5M | 1.2% | +5,766+4.9% | Added | – |
| Invesco Nasdaq 100 ETF46138G649 | ETF | 154,060 | $16.9M | 1.2% | +154,060 | New | – |
| AMZNAmazon Com Inc | Stock | 191,713 | $16.1M | 1.1% | +16,875+9.7% | Added | History |
| State Street Technology Select Sector SPDR ETF81369Y803 | ETF | 116,718 | $14.5M | 1.0% | −15,208−11.5% | Reduced | – |
| iShares S&P 500 Value ETF464287408 | ETF | 95,906 | $13.9M | 1.0% | −14,479−13.1% | Reduced | – |
| Goldman Sachs ETF Tr381430503 | ACTIVEBETA US LG | 178,153 | $13.6M | 1.0% | +4,824+2.8% | Added | – |
| State Street Utilities Select Sector SPDR ETF81369Y886 | ETF | 190,311 | $13.4M | 0.9% | +6,208+3.4% | Added | – |
| iShares S&P 500 Growth ETF464287309 | ETF | 224,979 | $13.2M | 0.9% | −27,838−11.0% | Reduced | – |
| iShares Core S&P Mid-Cap ETF464287507 | ETF | 51,738 | $12.5M | 0.9% | −6,697−11.5% | Reduced | – |
| JNJJohnson & Johnson | Stock | 62,296 | $11.0M | 0.8% | −717−1.1% | Reduced | History |
| iShares Core S&P Small Cap ETF464287804 | ETF | 114,185 | $10.8M | 0.8% | −4,739−4.0% | Reduced | – |
| MRKMerck & Co., Inc. | Stock | 97,077 | $10.8M | 0.8% | +42,544+78.0% | Added | History |
| XOMExxonMobil Holdings Corp | COM | 95,575 | $10.5M | 0.7% | −11,564−10.8% | Reduced | History |
| First Tr Exchng Traded FD VI33740F805 | SMITH OPPORT FXD | 226,272 | $9.94M | 0.7% | −11,474−4.8% | Reduced | – |
| iShares Russell 2000 ETF464287655 | ETF | 55,705 | $9.71M | 0.7% | −1,947−3.4% | Reduced | – |
| Janus Detroit STR Tr47103U886 | HENDRSN SHRT ETF | 194,420 | $9.22M | 0.7% | +13,781+7.6% | Added | – |
| Vanguard World FD921910709 | EXTENDED DUR | 110,693 | $9.17M | 0.6% | −35,907−24.5% | Reduced | – |
| SPDR Series Trust78468R101 | ST SHO TREAS ETF | 309,332 | $8.94M | 0.6% | −19,401−5.9% | Reduced | – |
| UNHUnitedHealth Group Inc | Stock | 15,943 | $8.45M | 0.6% | −1,023−6.0% | Reduced | History |
| DEDeere & Co | Stock | 19,501 | $8.36M | 0.6% | +18,148+1,341.3% | Added | History |
| JPMJPMorgan Chase & Co | Stock | 58,285 | $7.82M | 0.6% | −3,001−4.9% | Reduced | History |
| iShares U S ETF Tr46431W507 | SHOR DURA BD ETF | 157,629 | $7.77M | 0.5% | −216−0.1% | Reduced | – |
| CVXChevron Corp | Stock | 43,197 | $7.75M | 0.5% | −2,484−5.4% | Reduced | History |
| iShares MSCI USA Min Vol Factor ETF46429B697 | ETF | 106,903 | $7.71M | 0.5% | −8,751−7.6% | Reduced | – |
| GOOGLAlphabet Inc. | Stock | 86,536 | $7.64M | 0.5% | −11,765−12.0% | Reduced | History |
| Goldman Sachs ETF Tr381430107 | ACTIVEBETA INT | 264,295 | $7.61M | 0.5% | +332+0.1% | Added | – |
| Schwab U.S. Large-Cap Value ETF808524409 | ETF | 114,245 | $7.54M | 0.5% | −3,588−3.0% | Reduced | – |
| Vanguard Long-Term Treasury ETF92206C847 | ETF | 119,958 | $7.39M | 0.5% | +119,958 | New | – |
| HDHome Depot, Inc. | Stock | 22,770 | $7.19M | 0.5% | −17,603−43.6% | Reduced | History |
| PIMCO ETF Tr72201R882 | 25YR+ ZERO U S | 81,534 | $7.12M | 0.5% | +81,534 | New | – |
| BRK.BBerkshire Hathaway Inc | Stock | 22,956 | $7.09M | 0.5% | +1,095+5.0% | Added | History |
| Vanguard Morningstar Value ETF922908744 | ETF | 49,848 | $7.00M | 0.5% | +230+0.5% | Added | – |
| iShares Core MSCI Eafe ETF46432F842 | ETF | 113,248 | $6.98M | 0.5% | −17,498−13.4% | Reduced | – |
| AMDAdvanced Micro Devices Inc | Stock | 107,531 | $6.96M | 0.5% | +66,214+160.3% | Added | History |
| State Street Health Care Select Sector SPDR ETF81369Y209 | ETF | 51,095 | $6.94M | 0.5% | +10,368+25.5% | Added | – |
| Global X FDS37954Y731 | CONSCIOUS COS | 239,309 | $6.63M | 0.5% | +149,800+167.4% | Added | – |
| Vanguard Morningstar Growth ETF922908736 | ETF | 30,837 | $6.57M | 0.5% | −86−0.3% | Reduced | – |
| NVDANVIDIA Corp | Stock | 44,411 | $6.49M | 0.5% | +1,093+2.5% | Added | History |
| PFEPfizer Inc | Stock | 126,480 | $6.48M | 0.5% | −9,683−7.1% | Reduced | History |
| Invesco QQQ Trust Series I46090E103 | ETF | 24,212 | $6.45M | 0.5% | +7,685+46.5% | Added | – |
| CSXCSX Corp | Stock | 207,626 | $6.43M | 0.5% | −204,819−49.7% | Reduced | History |
| PGProcter & Gamble Co | Stock | 42,221 | $6.40M | 0.5% | −180−0.4% | Reduced | History |
| Victory Portfolios II92647N782 | VCSHS US 500 ENH | 98,779 | $6.32M | 0.4% | +60,751+159.8% | Added | – |
| State Street SPDR Portfolio Developed World Ex-US ETF78463X889 | ETF | 208,457 | $6.19M | 0.4% | −1,704−0.8% | Reduced | – |
| ALBAlbemarle Corp | Stock | 28,464 | $6.17M | 0.4% | +27,405+2,587.8% | Added | History |
| PIMCO Enhanced Short Maturity Active Exchange-Traded Fund72201R833 | ETF | 62,312 | $6.15M | 0.4% | −8,026−11.4% | Reduced | – |
| State Street Energy Select Sector SPDR ETF81369Y506 | ETF | 70,191 | $6.14M | 0.4% | +9,591+15.8% | Added | – |
| VVisa Inc. | Stock | 28,808 | $5.99M | 0.4% | +1,502+5.5% | Added | History |
| iShares Core Dividend Growth ETF46434V621 | ETF | 118,612 | $5.93M | 0.4% | +3,206+2.8% | Added | – |
| iShares Tr464287127 | MORNINGSTR US EQ | 111,594 | $5.87M | 0.4% | +500.0% | Added | – |
| KOCoca Cola Co | Stock | 91,714 | $5.83M | 0.4% | −3,830−4.0% | Reduced | History |
| State Street SPDR S&P 400 Mid Cap Value ETF78464A839 | ETF | 87,887 | $5.69M | 0.4% | +22,113+33.6% | Added | – |
| Invesco Exchange Traded FD T46137V258 | S&P500 PUR VAL | 72,077 | $5.62M | 0.4% | +20,777+40.5% | Added | – |
| DIASPDR Dow Jones Industrial Average ETF Trust | UT SER 1 | 16,799 | $5.57M | 0.4% | −328−1.9% | Reduced | History |
| iShares MSCI USA Quality Factor ETF46432F339 | ETF | 46,386 | $5.29M | 0.4% | +567+1.2% | Added | – |
| ETF Ser Solutions26922A321 | DISTILLATE US | 127,375 | $5.20M | 0.4% | +599+0.5% | Added | – |
| UNPUnion Pacific Corp | Stock | 24,806 | $5.14M | 0.4% | −5,031−16.9% | Reduced | History |
| iShares Russell 1000 Growth ETF464287614 | ETF | 23,939 | $5.13M | 0.4% | −435−1.8% | Reduced | – |
| LLYEli Lilly & Co | Stock | 13,996 | $5.12M | 0.4% | −1,576−10.1% | Reduced | History |
| DVNDevon Energy Corp | Stock | 82,648 | $5.08M | 0.4% | +72,384+705.2% | Added | History |
| METAMeta Platforms, Inc. | Stock | 42,238 | $5.08M | 0.4% | −1,964−4.4% | Reduced | History |
| CMICummins Inc | Stock | 20,957 | $5.08M | 0.4% | +18,211+663.2% | Added | History |
| State Street Industrial Select Sector SPDR ETF81369Y704 | ETF | 50,884 | $5.00M | 0.4% | +21,061+70.6% | Added | – |
| iShares Tr464288208 | MRGSTR MD CP ETF | 85,079 | $4.99M | 0.4% | −7,187−7.8% | Reduced | – |
| CSCOCisco Systems, Inc. | Stock | 104,773 | $4.99M | 0.4% | −7,108−6.4% | Reduced | History |
| First Tr Exchange-Traded FD33738D309 | SENIOR LN FD | 110,019 | $4.91M | 0.3% | −34,035−23.6% | Reduced | – |
| GLDSPDR Gold Trust | ETF | 28,889 | $4.90M | 0.3% | +5,494+23.5% | Added | History |
| MCKMcKesson Corp | Stock | 12,959 | $4.86M | 0.3% | +12,959 | New | History |
| CMCSAComcast Corp | Stock | 136,414 | $4.77M | 0.3% | +17,637+14.8% | Added | History |
| PEPPepsiCo Inc | Stock | 26,193 | $4.73M | 0.3% | −1,229−4.5% | Reduced | History |
| UPSUnited Parcel Service Inc | Stock | 27,143 | $4.72M | 0.3% | −1,227−4.3% | Reduced | History |
| WisdomTree Tr97717X669 | US QTLY DIV GRT | 77,336 | $4.67M | 0.3% | +45,996+146.8% | Added | – |
| AVGOBroadcom Inc. | Stock | 8,308 | $4.65M | 0.3% | +630+8.2% | Added | History |
| First Tr Exchange-Traded FD33733B100 | WTR ETF | 58,228 | $4.62M | 0.3% | +234+0.4% | Added | – |
| Vanguard Information Technology ETF92204A702 | ETF | 14,455 | $4.62M | 0.3% | +39+0.3% | Added | – |
| LNGCheniere Energy, Inc. | COM NEW | 30,696 | $4.60M | 0.3% | +18,066+143.0% | Added | History |
| First Tr Exchange-Traded FD33734H106 | SHS | 115,104 | $4.59M | 0.3% | −8,529−6.9% | Reduced | – |
| WRBBerkley W R Corp | COM | 62,869 | $4.56M | 0.3% | +62,869 | New | History |
| iShares Tr464287150 | CORE S&P TTL STK | 53,599 | $4.55M | 0.3% | −4,141−7.2% | Reduced | – |
| TSLATesla, Inc. | Stock | 36,039 | $4.44M | 0.3% | +5,642+18.6% | Added | History |
| Davis Fundamental ETF Tr23908L207 | SELECT US EQTY | 161,704 | $4.39M | 0.3% | +102,753+174.3% | Added | – |
| Cambria ETF Tr132061201 | SHSHLD YIELD ETF | 73,913 | $4.38M | 0.3% | +44,669+152.7% | Added | – |
| Goldman Sachs ETF Tr38149W820 | INNOVAT EQ ETF | 106,956 | $4.36M | 0.3% | +69,537+185.8% | Added | – |
| iShares Russell 1000 Value ETF464287598 | ETF | 28,475 | $4.32M | 0.3% | +164+0.6% | Added | – |
| State Street Financial Select Sector SPDR ETF81369Y605 | ETF | 126,235 | $4.32M | 0.3% | −29,104−18.7% | Reduced | – |
| BJBJ's Wholesale Club Holdings, Inc. | COM | 64,754 | $4.28M | 0.3% | +64,754 | New | History |
| JBLJabil Inc | Stock | 62,744 | $4.28M | 0.3% | +62,744 | New | History |
| State Street SPDR Portfolio S&P 600 Small Cap ETF78468R853 | ETF | 115,569 | $4.27M | 0.3% | +9,443+8.9% | Added | – |
| Schwab U.S. Large-Cap Growth ETF808524300 | ETF | 76,300 | $4.24M | 0.3% | −3,904−4.9% | Reduced | – |
| MCDMcDonalds Corp | Stock | 16,064 | $4.23M | 0.3% | −8,877−35.6% | Reduced | History |
| Alpha Architect ETF Tr02072L102 | US QUAN VALUE | 130,467 | $4.20M | 0.3% | +78,399+150.6% | Added | – |
| NEENextera Energy Inc | Stock | 49,596 | $4.15M | 0.3% | −14,405−22.5% | Reduced | History |
Sold out since Q3 2022 (59)
Positions held at the end of Q3 2022 that are gone from this filing.
| Security | Class | Shares in Q3 2022 | Value in Q3 2022 | % of portfolio in Q3 2022 | History |
|---|---|---|---|---|---|
| Motley Fool Small-Cap Growth ETF74933W874 | ETF | 88,563 | $2.06M | 0.2% | – |
| GGGGraco Inc | COM | 28,262 | $1.69M | 0.1% | History |
| CFCF Industries Holdings, Inc. | COM | 16,870 | $1.62M | 0.1% | History |
| First Tr Exchange-Traded Alp33735B108 | COM SHS | 18,671 | $1.50M | 0.1% | – |
| First Tr Exchange-Traded FD33738D101 | NO AMER ENERGY | 56,320 | $1.40M | 0.1% | – |
| Vanguard World FD921910733 | ESG US STK ETF | 21,511 | $1.35M | 0.1% | – |
| Direxion Shs ETF Tr25460G732 | MOONSHOT INNOVAT | 71,999 | $915.0K | 0.1% | – |
| TCOMTrip.com Group Ltd | ADS | 32,929 | $899.0K | 0.1% | History |
| CDNSCadence Design Systems Inc | Stock | 5,228 | $854.0K | 0.1% | History |
| DLTRDollar Tree, Inc. | COM | 5,708 | $777.0K | 0.1% | History |
| SNPSSynopsys Inc | COM | 2,446 | $747.0K | 0.1% | History |
| CDWCDW Corp | COM | 4,649 | $726.0K | 0.1% | History |
| Kraneshares Tr500767736 | QUADRTC INT RT | 31,334 | $694.0K | 0.1% | – |
| Invesco Exch TRD SLF Idx FD46138J882 | BULSHS 2022 CB | 32,160 | $681.0K | 0.1% | – |
| GLNGGolar LNG Ltd | SHS | 27,032 | $674.0K | 0.1% | History |
| SGENSeagen Inc. | COM | 4,716 | $645.0K | 0.1% | History |
| GLDICredit Suisse AG | X LINK GOLD SHS | 4,110 | $587.0K | <0.1% | History |
| iShares Tr464288158 | SHRT NAT MUN ETF | 5,669 | $582.0K | <0.1% | – |
| EWEdwards Lifesciences Corp | Stock | 6,154 | $509.0K | <0.1% | History |
| ProShares Tr74347B425 | SHORT S&P 500 NE | 28,883 | $499.0K | <0.1% | – |
| MTBM&T Bank Corp | COM | 2,827 | $498.0K | <0.1% | History |
| Invesco Exch Traded FD Tr II46138E172 | S&P SMLCP STAP | 5,164 | $482.0K | <0.1% | – |
| BENFranklin Templeton Inc | COM | 19,817 | $426.0K | <0.1% | History |
| FITBFifth Third Bancorp | COM | 11,108 | $355.0K | <0.1% | History |
| Invesco Exch Traded FD Tr II46138E180 | S&P SMLCP DISC | 4,931 | $353.0K | <0.1% | – |
| John Hancock Exchange Traded47804J503 | MULTIFACTOR HE | 7,831 | $338.0K | <0.1% | – |
| XYZBlock, Inc. | CL A | 5,617 | $309.0K | <0.1% | History |
| WSCWillScot Holdings Corp | COM CL A | 7,456 | $301.0K | <0.1% | History |
| SPDR Ser Tr78468R689 | S&P KENSHO SMART | 9,161 | $289.0K | <0.1% | – |
| MELIMercadolibre Inc | COM | 339 | $281.0K | <0.1% | History |
| ETF Managers Tr26924G201 | PRIME CYBR SCRTY | 6,477 | $281.0K | <0.1% | – |
| CHTRCharter Communications, Inc. | CL A | 911 | $276.0K | <0.1% | History |
| IDXXIDEXX Laboratories Inc | COM | 843 | $275.0K | <0.1% | History |
| SHOPShopify Inc. | Stock | 9,452 | $255.0K | <0.1% | History |
| SICPSilvergate Capital Corp | CL A | 3,327 | $251.0K | <0.1% | History |
| iShares Tr464288638 | ISHS 5-10YR INVT | 5,103 | $246.0K | <0.1% | – |
| Invesco Exch TRD SLF Idx FD46138J833 | BULSHS 2024 HY | 10,804 | $234.0K | <0.1% | – |
| ProShares Tr74347B714 | SHORT QQQ NEW | 15,661 | $234.0K | <0.1% | – |
| TWTRTwitter, Inc. | COM | 5,322 | $233.0K | <0.1% | History |
| SNOWSnowflake Inc. | Stock | 1,344 | $228.0K | <0.1% | History |
| iShares Tr464288281 | JPMORGAN USD EMG | 2,864 | $227.0K | <0.1% | – |
| Vanguard Mun BD FDS922907746 | TAX EXEMPT BD | 4,626 | $223.0K | <0.1% | – |
| ALLYAlly Financial Inc. | Stock | 7,730 | $215.0K | <0.1% | History |
| EGPEastgroup Properties Inc | COM | 1,491 | $215.0K | <0.1% | History |
| LPLALPL Financial Holdings Inc. | COM | 953 | $208.0K | <0.1% | History |
| MROMarathon Oil Corp | COM | 9,233 | $208.0K | <0.1% | History |
| Schwab Strategic Tr808524862 | SHT TM US TRES | 4,286 | $207.0K | <0.1% | – |
| MUMicron Technology Inc | Stock | 4,050 | $203.0K | <0.1% | History |
| WBDWarner Bros. Discovery, Inc. | Stock | 17,585 | $202.0K | <0.1% | History |
| SESea Ltd | SPONSORD ADS | 3,608 | $202.0K | <0.1% | History |
| Schwab International Equity ETF808524805 | ETF | 7,151 | $201.0K | <0.1% | – |
| IPIIntrepid Potash, Inc. | COM | 5,080 | $201.0K | <0.1% | History |
| Invesco Actvely MNGD Etc FD46090F100 | OPTIMUM YIELD | 10,172 | $165.0K | <0.1% | – |
| LCIDLucid Group, Inc. | COM | 10,592 | $148.0K | <0.1% | History |
| Global X FDS37950E127 | REIT ETF | 17,839 | $123.0K | <0.1% | – |
| MARAMARA Holdings, Inc. | COM | 10,213 | $109.0K | <0.1% | History |
| DMTKDermTech, Inc. | COM | 12,447 | $49.0K | <0.1% | History |
| FIRYFiry Inc. | COM | 10,400 | $11.0K | <0.1% | History |
| BlackRock Corpor Hi Yld FD I09255L114 | RIGHT 10/13/2022 | 17,996 | $0 | 0.0% | – |