Gladstone Institutional Advisory LLC
- SEC CIK
- 0001766530
- Latest filing
- Jul 27, 2026
Holdings in Q3 2022
Holdings as of Sep 30, 2022, filed Jan 30, 2023. Long positions only; changes compare share counts with Q2 2022.
- Positions
- 631
- −14 vs. Q2 2022
- Portfolio value
- $1.28B
- +$14.9M (+1.2%) vs. Q2 2022
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| SPYSPDR S&P 500 ETF Trust | ETF | 150,313 | $53.7M | 4.2% | +47,272+45.9% | Added | History |
| AAPLApple Inc. | Stock | 258,170 | $35.7M | 2.8% | −452−0.2% | Reduced | History |
| First Tr Exchange-Traded FD33739Q408 | FIRST TR ENH NEW | 551,570 | $32.7M | 2.6% | +102,128+22.7% | Added | – |
| WisdomTree Tr97717Y527 | FLOATNG RAT TREA | 615,345 | $30.9M | 2.4% | −22,494−3.5% | Reduced | – |
| iShares Core S&P 500 ETF464287200 | ETF | 57,171 | $20.5M | 1.6% | +4,245+8.0% | Added | – |
| MSFTMicrosoft Corp | Stock | 86,296 | $20.1M | 1.6% | −1,128−1.3% | Reduced | History |
| AMZNAmazon Com Inc | Stock | 174,838 | $19.8M | 1.5% | +4,217+2.5% | Added | History |
| Vanguard S&P 500 ETF922908363 | ETF | 48,551 | $15.9M | 1.2% | +1,069+2.3% | Added | – |
| State Street Technology Select Sector SPDR ETF81369Y803 | ETF | 131,926 | $15.7M | 1.2% | +1,381+1.1% | Added | – |
| Invesco Exchange Traded FD T46137V357 | S&P500 EQL WGT | 118,337 | $15.1M | 1.2% | −66,228−35.9% | Reduced | – |
| iShares S&P 500 Growth ETF464287309 | ETF | 252,817 | $14.6M | 1.1% | +15,696+6.6% | Added | – |
| iShares S&P 500 Value ETF464287408 | ETF | 110,385 | $14.2M | 1.1% | +7,609+7.4% | Added | – |
| iShares Core S&P Mid-Cap ETF464287507 | ETF | 58,435 | $12.8M | 1.0% | +3,212+5.8% | Added | – |
| Vanguard World FD921910709 | EXTENDED DUR | 146,600 | $12.7M | 1.0% | +146,600 | New | – |
| Goldman Sachs ETF Tr381430503 | ACTIVEBETA US LG | 173,329 | $12.3M | 1.0% | −1,022−0.6% | Reduced | – |
| State Street Utilities Select Sector SPDR ETF81369Y886 | ETF | 184,103 | $12.1M | 0.9% | +147,776+406.8% | Added | – |
| State Street SPDR Portfolio S&P 500 ETF78464A854 | ETF | 272,089 | $11.4M | 0.9% | +256,133+1,605.2% | Added | – |
| HDHome Depot, Inc. | Stock | 40,373 | $11.1M | 0.9% | +15,469+62.1% | Added | History |
| CSXCSX Corp | Stock | 412,445 | $11.0M | 0.9% | +399,309+3,039.8% | Added | History |
| iShares Core S&P Small Cap ETF464287804 | ETF | 118,924 | $10.4M | 0.8% | +7,214+6.5% | Added | – |
| First Tr Exchng Traded FD VI33740F805 | SMITH OPPORT FXD | 237,746 | $10.4M | 0.8% | −5,984−2.5% | Reduced | – |
| JNJJohnson & Johnson | Stock | 63,013 | $10.3M | 0.8% | +2,577+4.3% | Added | History |
| iShares Russell 2000 ETF464287655 | ETF | 57,652 | $9.51M | 0.7% | +35,034+154.9% | Added | – |
| SPDR Series Trust78468R101 | ST SHO TREAS ETF | 328,733 | $9.50M | 0.7% | +328,733 | New | – |
| GOOGLAlphabet Inc. | Stock | 98,301 | $9.40M | 0.7% | −2,019−2.0% | ReducedConverted for a 20-for-1 split | History |
| XOMExxonMobil Holdings Corp | COM | 107,139 | $9.35M | 0.7% | −8,433−7.3% | Reduced | History |
| Janus Detroit STR Tr47103U886 | HENDRSN SHRT ETF | 180,639 | $8.76M | 0.7% | +6,517+3.7% | Added | – |
| UNHUnitedHealth Group Inc | Stock | 16,966 | $8.57M | 0.7% | −1,077−6.0% | Reduced | History |
| TSLATesla, Inc. | Stock | 30,397 | $8.06M | 0.6% | +2,902+10.6% | AddedConverted for a 3-for-1 split | History |
| iShares U S ETF Tr46431W507 | SHOR DURA BD ETF | 157,845 | $7.78M | 0.6% | +34,612+28.1% | Added | – |
| iShares MSCI USA Min Vol Factor ETF46429B697 | ETF | 115,654 | $7.64M | 0.6% | −2,143−1.8% | Reduced | – |
| PIMCO Enhanced Short Maturity Active Exchange-Traded Fund72201R833 | ETF | 70,338 | $6.95M | 0.5% | +5,236+8.0% | Added | – |
| Schwab U.S. Large-Cap Value ETF808524409 | ETF | 117,833 | $6.89M | 0.5% | −4,962−4.0% | Reduced | – |
| iShares Core MSCI Eafe ETF46432F842 | ETF | 130,746 | $6.89M | 0.5% | +3,158+2.5% | Added | – |
| Vanguard Morningstar Growth ETF922908736 | ETF | 30,923 | $6.62M | 0.5% | +12,177+65.0% | Added | – |
| CVXChevron Corp | Stock | 45,681 | $6.56M | 0.5% | −2,905−6.0% | Reduced | History |
| Goldman Sachs ETF Tr381430107 | ACTIVEBETA INT | 263,963 | $6.53M | 0.5% | −2,010−0.8% | Reduced | – |
| JPMJPMorgan Chase & Co | Stock | 61,286 | $6.40M | 0.5% | +2,598+4.4% | Added | History |
| First Tr Exchange-Traded FD33738D309 | SENIOR LN FD | 144,054 | $6.35M | 0.5% | +31,184+27.6% | Added | – |
| Vanguard Morningstar Value ETF922908744 | ETF | 49,618 | $6.13M | 0.5% | −84,379−63.0% | Reduced | – |
| METAMeta Platforms, Inc. | Stock | 44,202 | $6.00M | 0.5% | +4,645+11.7% | Added | History |
| PFEPfizer Inc | Stock | 136,163 | $5.96M | 0.5% | −7,882−5.5% | Reduced | History |
| BRK.BBerkshire Hathaway Inc | Stock | 21,861 | $5.84M | 0.5% | −6,516−23.0% | Reduced | History |
| UNPUnion Pacific Corp | Stock | 29,837 | $5.81M | 0.5% | +844+2.9% | Added | History |
| MCDMcDonalds Corp | Stock | 24,941 | $5.75M | 0.4% | +9,132+57.8% | Added | History |
| iShares Tr464287127 | MORNINGSTR US EQ | 111,544 | $5.51M | 0.4% | −1,400−1.2% | Reduced | – |
| State Street SPDR Portfolio Developed World Ex-US ETF78463X889 | ETF | 210,161 | $5.42M | 0.4% | −30,072−12.5% | Reduced | – |
| PGProcter & Gamble Co | Stock | 42,401 | $5.35M | 0.4% | +754+1.8% | Added | History |
| KOCoca Cola Co | Stock | 95,544 | $5.35M | 0.4% | +6,413+7.2% | Added | History |
| NVDANVIDIA Corp | Stock | 43,318 | $5.26M | 0.4% | −2,189−4.8% | Reduced | History |
| BMYBristol Myers Squibb Co | Stock | 73,823 | $5.25M | 0.4% | +28,433+62.6% | Added | History |
| iShares Core Dividend Growth ETF46434V621 | ETF | 115,406 | $5.13M | 0.4% | +710+0.6% | Added | – |
| iShares Russell 1000 Growth ETF464287614 | ETF | 24,374 | $5.13M | 0.4% | −790−3.1% | Reduced | – |
| CICigna Group | Stock | 18,293 | $5.08M | 0.4% | +17,058+1,381.2% | Added | History |
| LLYEli Lilly & Co | Stock | 15,572 | $5.04M | 0.4% | +973+6.7% | Added | History |
| NEENextera Energy Inc | Stock | 64,001 | $5.02M | 0.4% | +18,977+42.1% | Added | History |
| iShares Tr464288208 | MRGSTR MD CP ETF | 92,266 | $4.97M | 0.4% | −546−0.6% | Reduced | – |
| State Street Health Care Select Sector SPDR ETF81369Y209 | ETF | 40,727 | $4.93M | 0.4% | −88,496−68.5% | Reduced | – |
| First Tr Exchange Trad FD VI33739H101 | FST TR GLB FD | 194,403 | $4.93M | 0.4% | −30,076−13.4% | Reduced | – |
| DIASPDR Dow Jones Industrial Average ETF Trust | UT SER 1 | 17,127 | $4.92M | 0.4% | +647+3.9% | Added | History |
| VVisa Inc. | Stock | 27,306 | $4.85M | 0.4% | −2,008−6.8% | Reduced | History |
| PYPLPayPal Holdings, Inc. | Stock | 55,722 | $4.80M | 0.4% | +9,649+20.9% | Added | History |
| iShares MSCI USA Quality Factor ETF46432F339 | ETF | 45,819 | $4.76M | 0.4% | +877+2.0% | Added | – |
| GPCGenuine Parts Co | Stock | 31,834 | $4.75M | 0.4% | +29,273+1,143.0% | Added | History |
| State Street Financial Select Sector SPDR ETF81369Y605 | ETF | 155,339 | $4.72M | 0.4% | −6,942−4.3% | Reduced | – |
| MRKMerck & Co., Inc. | Stock | 54,533 | $4.70M | 0.4% | +2,885+5.6% | Added | History |
| ETF Ser Solutions26922A321 | DISTILLATE US | 126,776 | $4.68M | 0.4% | +35,027+38.2% | Added | – |
| iShares Tr464287150 | CORE S&P TTL STK | 57,740 | $4.59M | 0.4% | −944−1.6% | Reduced | – |
| UPSUnited Parcel Service Inc | Stock | 28,370 | $4.58M | 0.4% | +1,510+5.6% | Added | History |
| PEPPepsiCo Inc | Stock | 27,422 | $4.48M | 0.3% | +9,666+54.4% | Added | History |
| Schwab U.S. Large-Cap Growth ETF808524300 | ETF | 80,204 | $4.48M | 0.3% | −7,779−8.8% | Reduced | – |
| CSCOCisco Systems, Inc. | Stock | 111,881 | $4.47M | 0.3% | +18,259+19.5% | Added | History |
| Vanguard Information Technology ETF92204A702 | ETF | 14,416 | $4.43M | 0.3% | −416−2.8% | Reduced | – |
| First Tr Exchange-Traded FD33734H106 | SHS | 123,633 | $4.42M | 0.3% | +10,834+9.6% | Added | – |
| Invesco QQQ Trust Series I46090E103 | ETF | 16,527 | $4.42M | 0.3% | +2,788+20.3% | Added | – |
| BACBank of America Corp | Stock | 145,538 | $4.39M | 0.3% | +65,403+81.6% | Added | History |
| State Street Energy Select Sector SPDR ETF81369Y506 | ETF | 60,600 | $4.36M | 0.3% | −12,562−17.2% | Reduced | – |
| State Street Consumer Discretionary Select Sector SPDR ETF81369Y407 | ETF | 30,483 | $4.34M | 0.3% | +11,593+61.4% | Added | – |
| First Tr Exchange-Traded FD33733B100 | WTR ETF | 57,994 | $4.16M | 0.3% | +13,833+31.3% | Added | – |
| First Tr Exch Traded FD III33739E108 | PFD SECS INC ETF | 241,700 | $4.04M | 0.3% | −39,201−14.0% | Reduced | – |
| VZVerizon Communications Inc | Stock | 104,383 | $3.96M | 0.3% | +20,675+24.7% | Added | History |
| IBMInternational Business Machines Corp | Stock | 33,241 | $3.95M | 0.3% | +17,002+104.7% | Added | History |
| Vanguard Morningstar Mid-Cap ETF922908629 | ETF | 20,862 | $3.92M | 0.3% | −2,645−11.3% | Reduced | – |
| iShares Russell 1000 Value ETF464287598 | ETF | 28,311 | $3.85M | 0.3% | −1,868−6.2% | Reduced | – |
| State Street SPDR S&P 400 Mid Cap Value ETF78464A839 | ETF | 65,774 | $3.80M | 0.3% | −9,929−13.1% | Reduced | – |
| ABBVAbbVie Inc. | Stock | 28,125 | $3.77M | 0.3% | −9,588−25.4% | Reduced | History |
| QCOMQualcomm Inc | Stock | 33,315 | $3.76M | 0.3% | +14,550+77.5% | Added | History |
| iShares Core MSCI Emerging Markets ETF46434G103 | ETF | 86,549 | $3.72M | 0.3% | −10,669−11.0% | Reduced | – |
| TXNTexas Instruments Inc | Stock | 23,699 | $3.67M | 0.3% | +6,247+35.8% | Added | History |
| GLDSPDR Gold Trust | ETF | 23,395 | $3.62M | 0.3% | −16,872−41.9% | Reduced | History |
| State Street SPDR Portfolio S&P 600 Small Cap ETF78468R853 | ETF | 106,126 | $3.62M | 0.3% | +60,313+131.7% | Added | – |
| Invesco Exchange Traded FD T46137V258 | S&P500 PUR VAL | 51,300 | $3.58M | 0.3% | −4,771−8.5% | Reduced | – |
| NFLXNetflix Inc | Stock | 15,050 | $3.54M | 0.3% | +10,105+204.3% | Added | History |
| SPDR Series Trust78464A821 | ST STR SP400GRW | 58,068 | $3.50M | 0.3% | +11,413+24.5% | Added | – |
| CMCSAComcast Corp | Stock | 118,777 | $3.48M | 0.3% | +12,722+12.0% | Added | History |
| COSTCostco Wholesale Corp | Stock | 7,255 | $3.43M | 0.3% | +692+10.5% | Added | History |
| AVGOBroadcom Inc. | Stock | 7,678 | $3.41M | 0.3% | −718−8.6% | Reduced | History |
| Vanguard Scottsdale FDS92206C623 | VNG RUS2000GRW | 22,527 | $3.39M | 0.3% | +22,527 | New | – |
| DISWalt Disney Co | Stock | 35,089 | $3.31M | 0.3% | −11,202−24.2% | Reduced | History |
| MAMastercard Inc | Stock | 11,585 | $3.29M | 0.3% | +292+2.6% | Added | History |
Sold out since Q2 2022 (62)
Positions held at the end of Q2 2022 that are gone from this filing.
| Security | Class | Shares in Q2 2022 | Value in Q2 2022 | % of portfolio in Q2 2022 | History |
|---|---|---|---|---|---|
| Vanguard Wellington FD921935805 | US VALUE FACTR | 81,101 | $7.41M | 0.6% | – |
| Invesco Nasdaq 100 ETF46138G649 | ETF | 26,679 | $3.07M | 0.2% | – |
| Kraneshares Tr500767850 | MSCI CHINA CLEAN | 37,947 | $1.58M | 0.1% | – |
| Invesco Exchange Traded FD T46137V480 | S&P SMCP VLU MNT | 34,413 | $1.53M | 0.1% | – |
| Tidal ETF Tr886364108 | AWARE ULTRASHR | 27,580 | $1.34M | 0.1% | – |
| First Tr Exch Traded FD III33739P855 | INSTL PFD SECS | 65,400 | $1.16M | 0.1% | – |
| AIGAmerican International Group, Inc. | Stock | 17,692 | $905.0K | 0.1% | History |
| Janus Detroit STR Tr47103U852 | HENDERSON MTG | 17,764 | $852.0K | 0.1% | – |
| GLWCorning Inc | COM | 25,768 | $812.0K | 0.1% | History |
| State Street SPDR Bloomberg 1-3 Month T-Bill ETF78468R663 | ETF | 7,971 | $729.0K | 0.1% | – |
| TRVTravelers Companies, Inc. | Stock | 3,892 | $658.0K | 0.1% | History |
| First Tr Exchange-Traded FD33734X184 | UTILITIES ALPH | 20,186 | $652.0K | 0.1% | – |
| First Tr Exchange-Traded Alp33737M201 | MID CAP VAL FD | 15,996 | $651.0K | 0.1% | – |
| First Tr Exchange-Traded FD33734G108 | COM | 24,529 | $631.0K | <0.1% | – |
| iShares Tr464288695 | GLOBAL MATER ETF | 8,390 | $620.0K | <0.1% | – |
| Invesco Exch Traded FD Tr II46138G409 | S&P SMLCP UTIL | 10,782 | $620.0K | <0.1% | – |
| METMetlife Inc | Stock | 9,684 | $608.0K | <0.1% | History |
| REGNRegeneron Pharmaceuticals, Inc. | COM | 980 | $579.0K | <0.1% | History |
| SPDR Index Shs FDS78463X541 | ST STR NAT ETF | 10,376 | $540.0K | <0.1% | – |
| PDDPDD Holdings Inc. | SPONSORED ADS | 8,710 | $538.0K | <0.1% | History |
| Social Capital Hedosopha HLDG8251L105 | SHS CL A | 53,500 | $531.0K | <0.1% | – |
| Invesco Exchange Traded FD T46137V621 | FINL PFD ETF | 33,643 | $523.0K | <0.1% | – |
| GSKGSK plc | SPONSORED ADR | 9,920 | $432.0K | <0.1% | History |
| J P Morgan Exchange-Traded F46641Q795 | US DIVIDEND | 12,445 | $392.0K | <0.1% | – |
| UPSTUpstart Holdings, Inc. | COM | 10,751 | $340.0K | <0.1% | History |
| LSCCLattice Semiconductor Corp | COM | 6,565 | $318.0K | <0.1% | History |
| SPGSimon Property Group Inc. | REIT | 3,224 | $306.0K | <0.1% | History |
| Vanguard Emerging Markets Government Bond ETF921946885 | ETF | 4,924 | $302.0K | <0.1% | – |
| ProShares Tr74347R107 | PSHS ULT S&P 500 | 6,524 | $293.0K | <0.1% | – |
| DFSDiscover Financial Services | COM | 2,976 | $281.0K | <0.1% | History |
| SPDR Index Shs FDS78463X848 | ST STR ACWI ETF | 11,777 | $280.0K | <0.1% | – |
| WisdomTree Tr97717X610 | EURO QTLY DIV GR | 10,631 | $279.0K | <0.1% | – |
| BSXBoston Scientific Corp | Stock | 6,929 | $258.0K | <0.1% | History |
| NOWServiceNow, Inc. | Stock | 530 | $252.0K | <0.1% | History |
| HTHersha Hospitality Trust | PR SHS BEN INT | 24,936 | $245.0K | <0.1% | History |
| Kraneshares Trust500767306 | CSI CHI INTERNET | 7,317 | $240.0K | <0.1% | – |
| CNQCanadian Natural Resources Ltd | COM | 4,417 | $237.0K | <0.1% | History |
| ONOn Semiconductor Corp | Stock | 4,699 | $236.0K | <0.1% | History |
| ProShares Tr74347B680 | S&P MDCP 400 DIV | 3,440 | $232.0K | <0.1% | – |
| DDominion Energy, Inc | Stock | 2,890 | $231.0K | <0.1% | History |
| FSKFS KKR Capital Corp | COM | 11,874 | $231.0K | <0.1% | History |
| iShares Tr464288273 | EAFE SML CP ETF | 4,175 | $228.0K | <0.1% | – |
| LNTAlliant Energy Corp | Stock | 3,873 | $227.0K | <0.1% | History |
| BGBunge Global SA | COM | 2,479 | $225.0K | <0.1% | History |
| First Tr Exchng Traded FD VI33740U109 | TCW SECURITIZED | 9,837 | $224.0K | <0.1% | – |
| Vanguard Ftse All-World Ex-US Index Fund922042775 | ETF | 4,404 | $220.0K | <0.1% | – |
| First Tr Exch TRD Alphdx FD33737J117 | EUROPE ALPHADEX | 6,987 | $219.0K | <0.1% | – |
| Ssga Active Tr78470P408 | STATE STREET US | 5,735 | $218.0K | <0.1% | – |
| DDDuPont de Nemours, Inc. | COM | 3,930 | $218.0K | <0.1% | History |
| Invesco Exchange Traded FD T46137V290 | S&P500 EQL REL | 6,449 | $215.0K | <0.1% | – |
| NVONovo Nordisk A S | ADR | 1,925 | $214.0K | <0.1% | History |
| MCOMoodys Corp | Stock | 763 | $208.0K | <0.1% | History |
| CLFCleveland-Cliffs Inc. | COM | 12,500 | $192.0K | <0.1% | History |
| PSLVSprott Physical Silver Trust | PHYSICAL SILVER | 23,603 | $163.0K | <0.1% | History |
| HFROHighland Opportunities & Income Fund | HIGHLAND INCOME | 12,676 | $143.0K | <0.1% | History |
| UVEUniversal Insurance Holdings, Inc. | COM | 10,284 | $134.0K | <0.1% | History |
| BGRBlackRock Energy & Resources Trust | COM | 11,620 | $127.0K | <0.1% | History |
| Listed FD Tr53656F417 | ROUNDHILL BALL | 10,015 | $80.0K | <0.1% | – |
| NLYAnnaly Capital Management Inc | COM | 12,513 | $74.0K | <0.1% | History |
| HIVEHIVE Digital Technologies Ltd. | COM NEW | 11,365 | $34.0K | <0.1% | History |
| LVOLiveOne, Inc. | COMMON STOCK | 15,000 | $13.0K | <0.1% | History |
| SNDLSNDL Inc. | COM | 12,000 | $4.00K | <0.1% | History |