Gladstone Institutional Advisory LLC
- SEC CIK
- 0001766530
- Latest filing
- Jul 27, 2026
Holdings in Q1 2022
Holdings as of Mar 31, 2022, filed Jan 30, 2023. Long positions only; changes compare share counts with Q4 2021.
- Positions
- 697
- +103 vs. Q4 2021
- Portfolio value
- $1.48B
- +$188.3M (+14.6%) vs. Q4 2021
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| AAPLApple Inc. | Stock | 266,842 | $46.6M | 3.2% | +41,719+18.5% | Added | History |
| SPYSPDR S&P 500 ETF Trust | ETF | 98,275 | $44.4M | 3.0% | +34,108+53.2% | Added | History |
| Invesco Exchange Traded FD T46137V357 | S&P500 EQL WGT | 224,213 | $35.4M | 2.4% | +190,536+565.8% | Added | – |
| MSFTMicrosoft Corp | Stock | 97,477 | $30.1M | 2.0% | +19,815+25.5% | Added | History |
| AMZNAmazon Com Inc | Stock | 7,056 | $23.0M | 1.6% | +332+4.9% | Added | History |
| iShares Core S&P 500 ETF464287200 | ETF | 50,091 | $22.7M | 1.5% | +8,932+21.7% | Added | – |
| Vanguard Morningstar Value ETF922908744 | ETF | 131,079 | $19.4M | 1.3% | +90,361+221.9% | Added | – |
| Vanguard S&P 500 ETF922908363 | ETF | 44,636 | $18.5M | 1.3% | +19,457+77.3% | Added | – |
| iShares S&P 500 Growth ETF464287309 | ETF | 230,041 | $17.6M | 1.2% | +12,188+5.6% | Added | – |
| State Street Technology Select Sector SPDR ETF81369Y803 | ETF | 107,684 | $17.1M | 1.2% | +69,726+183.7% | Added | – |
| State Street SPDR Portfolio S&P 500 Growth ETF78464A409 | ETF | 247,765 | $16.4M | 1.1% | −14,728−5.6% | Reduced | – |
| iShares Core S&P Mid-Cap ETF464287507 | ETF | 59,368 | $15.9M | 1.1% | +6,733+12.8% | Added | – |
| Goldman Sachs ETF Tr381430503 | ACTIVEBETA US LG | 175,044 | $15.6M | 1.1% | +14,086+8.8% | Added | – |
| iShares S&P 500 Value ETF464287408 | ETF | 99,460 | $15.5M | 1.0% | +21,016+26.8% | Added | – |
| NVDANVIDIA Corp | Stock | 49,905 | $13.6M | 0.9% | +10,779+27.5% | Added | History |
| TSLATesla, Inc. | Stock | 12,346 | $13.3M | 0.9% | +3,877+45.8% | Added | History |
| GOOGLAlphabet Inc. | Stock | 4,780 | $13.3M | 0.9% | +300+6.7% | Added | History |
| iShares Core S&P Small Cap ETF464287804 | ETF | 117,455 | $12.7M | 0.9% | +32,351+38.0% | Added | – |
| State Street Financial Select Sector SPDR ETF81369Y605 | ETF | 320,852 | $12.3M | 0.8% | +246,828+333.4% | Added | – |
| First Tr Exchng Traded FD VI33740F805 | SMITH OPPORT FXD | 233,496 | $11.6M | 0.8% | +122,475+110.3% | Added | – |
| iShares Core MSCI Eafe ETF46432F842 | ETF | 153,069 | $10.6M | 0.7% | +45,088+41.8% | Added | – |
| Invesco QQQ Trust Series I46090E103 | ETF | 29,344 | $10.6M | 0.7% | +15,577+113.1% | Added | – |
| UNHUnitedHealth Group Inc | Stock | 20,785 | $10.6M | 0.7% | +4,033+24.1% | Added | History |
| XOMExxonMobil Holdings Corp | COM | 125,569 | $10.4M | 0.7% | +27,069+27.5% | Added | History |
| First Tr Exchange Trad FD VI33739H101 | FST TR GLB FD | 361,914 | $10.3M | 0.7% | −34,551−8.7% | Reduced | – |
| JNJJohnson & Johnson | Stock | 56,535 | $10.0M | 0.7% | +7,586+15.5% | Added | History |
| iShares MSCI USA Min Vol Factor ETF46429B697 | ETF | 121,395 | $9.42M | 0.6% | −8,534−6.6% | Reduced | – |
| Schwab U.S. Large-Cap Value ETF808524409 | ETF | 130,182 | $9.29M | 0.6% | −7,156−5.2% | Reduced | – |
| Goldman Sachs ETF Tr381430107 | ACTIVEBETA INT | 269,957 | $8.84M | 0.6% | +22,890+9.3% | Added | – |
| METAMeta Platforms, Inc. | Stock | 38,790 | $8.63M | 0.6% | +3,964+11.4% | Added | History |
| State Street SPDR Portfolio Developed World Ex-US ETF78463X889 | ETF | 245,177 | $8.40M | 0.6% | +4,563+1.9% | Added | – |
| Invesco Actvely MNGD Etc FD46090F100 | OPTIMUM YIELD | 452,065 | $7.97M | 0.5% | +452,065 | New | – |
| BRK.BBerkshire Hathaway Inc | Stock | 22,359 | $7.89M | 0.5% | +8,792+64.8% | Added | History |
| Vanguard Wellington FD921935805 | US VALUE FACTR | 73,925 | $7.89M | 0.5% | +73,925 | New | – |
| HDHome Depot, Inc. | Stock | 26,091 | $7.81M | 0.5% | −1,501−5.4% | Reduced | History |
| CVXChevron Corp | Stock | 47,235 | $7.69M | 0.5% | −4,238−8.2% | Reduced | History |
| UNPUnion Pacific Corp | Stock | 27,962 | $7.64M | 0.5% | +6,169+28.3% | Added | History |
| Janus Detroit STR Tr47103U886 | HENDRSN SHRT ETF | 155,631 | $7.64M | 0.5% | +131,448+543.6% | Added | – |
| JPMJPMorgan Chase & Co | Stock | 55,712 | $7.59M | 0.5% | +9,901+21.6% | Added | History |
| ABBVAbbVie Inc. | Stock | 46,466 | $7.53M | 0.5% | +24,792+114.4% | Added | History |
| PIMCO Enhanced Short Maturity Active Exchange-Traded Fund72201R833 | ETF | 74,785 | $7.49M | 0.5% | −4,412−5.6% | Reduced | – |
| VVisa Inc. | Stock | 33,701 | $7.47M | 0.5% | +5,535+19.7% | Added | History |
| iShares Tr464287127 | MORNINGSTR US EQ | 114,179 | $7.18M | 0.5% | +114,179 | New | – |
| Schwab U.S. Large-Cap Growth ETF808524300 | ETF | 92,155 | $6.89M | 0.5% | −4,899−5.0% | ReducedConverted for a 2-for-1 split | – |
| iShares Russell 1000 Growth ETF464287614 | ETF | 24,514 | $6.81M | 0.5% | −344−1.4% | Reduced | – |
| State Street Energy Select Sector SPDR ETF81369Y506 | ETF | 88,310 | $6.75M | 0.5% | +75,471+587.8% | Added | – |
| PFEPfizer Inc | Stock | 128,278 | $6.64M | 0.4% | −11,720−8.4% | Reduced | History |
| State Street Health Care Select Sector SPDR ETF81369Y209 | ETF | 48,370 | $6.63M | 0.4% | +26,733+123.6% | Added | – |
| PGProcter & Gamble Co | Stock | 42,218 | $6.45M | 0.4% | −101−0.2% | Reduced | History |
| iShares Tr464288208 | MRGSTR MD CP ETF | 94,192 | $6.34M | 0.4% | +94,192 | New | – |
| First Tr Exchange-Traded FD33738D408 | FIRST TR TA HIYL | 137,059 | $6.27M | 0.4% | −210,790−60.6% | Reduced | – |
| GOOGAlphabet Inc. | Stock | 2,219 | $6.20M | 0.4% | +605+37.5% | Added | History |
| Vanguard Information Technology ETF92204A702 | ETF | 14,851 | $6.18M | 0.4% | −482−3.1% | Reduced | – |
| GLDSPDR Gold Trust | ETF | 33,946 | $6.13M | 0.4% | +13,494+66.0% | Added | History |
| iShares Tr464287150 | CORE S&P TTL STK | 60,567 | $6.11M | 0.4% | +7,187+13.5% | Added | – |
| iShares MSCI USA Quality Factor ETF46432F339 | ETF | 45,081 | $6.07M | 0.4% | +11,595+34.6% | Added | – |
| iShares Core Dividend Growth ETF46434V621 | ETF | 112,566 | $6.01M | 0.4% | +3,864+3.6% | Added | – |
| iShares U S ETF Tr46431W507 | SHOR DURA BD ETF | 112,634 | $5.58M | 0.4% | +63,606+129.7% | Added | – |
| First Trust Financials Alphadex Fund33734X135 | ETF | 120,944 | $5.55M | 0.4% | +92,909+331.4% | Added | – |
| NEENextera Energy Inc | Stock | 64,368 | $5.45M | 0.4% | +14,600+29.3% | Added | History |
| Vanguard Morningstar Mid-Cap ETF922908629 | ETF | 22,664 | $5.39M | 0.4% | +19,464+608.3% | Added | – |
| State Street SPDR S&P 400 Mid Cap Value ETF78464A839 | ETF | 76,284 | $5.37M | 0.4% | +167+0.2% | Added | – |
| iShares Core MSCI Emerging Markets ETF46434G103 | ETF | 96,585 | $5.37M | 0.4% | −12,023−11.1% | Reduced | – |
| DIASPDR Dow Jones Industrial Average ETF Trust | UT SER 1 | 15,425 | $5.35M | 0.4% | +1,221+8.6% | Added | History |
| First Tr Exchange-Traded FD33739Q408 | FIRST TR ENH NEW | 89,685 | $5.34M | 0.4% | −57,393−39.0% | Reduced | – |
| Vanguard Morningstar Growth ETF922908736 | ETF | 18,418 | $5.30M | 0.4% | +1,014+5.8% | Added | – |
| UPSUnited Parcel Service Inc | Stock | 24,678 | $5.29M | 0.4% | +11,623+89.0% | Added | History |
| KOCoca Cola Co | Stock | 85,232 | $5.28M | 0.4% | +31,963+60.0% | Added | History |
| First Tr Exchange-Traded FD33734H106 | SHS | 123,990 | $5.25M | 0.4% | −141,388−53.3% | Reduced | – |
| Vanguard Morningstar Total Stock Market ETF922908769 | ETF | 22,568 | $5.14M | 0.3% | +1,097+5.1% | Added | – |
| AVGOBroadcom Inc. | Stock | 8,113 | $5.11M | 0.3% | +3,850+90.3% | Added | History |
| LOWLowes Companies Inc | Stock | 25,111 | $5.08M | 0.3% | +497+2.0% | Added | History |
| QCOMQualcomm Inc | Stock | 32,941 | $5.03M | 0.3% | +8,405+34.3% | Added | History |
| iShares Russell 1000 Value ETF464287598 | ETF | 30,135 | $5.00M | 0.3% | −237−0.8% | Reduced | – |
| iShares Russell 2000 ETF464287655 | ETF | 24,330 | $4.99M | 0.3% | +2,160+9.7% | Added | – |
| PYPLPayPal Holdings, Inc. | Stock | 42,821 | $4.95M | 0.3% | +19,207+81.3% | Added | History |
| COSTCostco Wholesale Corp | Stock | 8,544 | $4.92M | 0.3% | −2,458−22.3% | Reduced | History |
| DISWalt Disney Co | Stock | 35,696 | $4.90M | 0.3% | −1,751−4.7% | Reduced | History |
| CMCSAComcast Corp | Stock | 104,260 | $4.88M | 0.3% | +11,088+11.9% | Added | History |
| LMTLockheed Martin Corp | Stock | 10,939 | $4.83M | 0.3% | +1,170+12.0% | Added | History |
| ACNAccenture plc | Stock | 14,111 | $4.76M | 0.3% | +5,121+57.0% | Added | History |
| TXNTexas Instruments Inc | Stock | 25,926 | $4.76M | 0.3% | +4,434+20.6% | Added | History |
| First Tr Exch Traded FD III33739E108 | PFD SECS INC ETF | 242,106 | $4.61M | 0.3% | −219,545−47.6% | Reduced | – |
| CRMSalesforce, Inc. | Stock | 21,554 | $4.58M | 0.3% | +1,569+7.9% | Added | History |
| First Trust Rising Dividend Achievers ETF33738R506 | ETF | 93,321 | $4.57M | 0.3% | −77,545−45.4% | Reduced | – |
| BLKBlackRock, Inc. | COM | 5,907 | $4.51M | 0.3% | +1,188+25.2% | Added | History |
| State Street SPDR S&P Regional Banking ETF78464A698 | ETF | 65,382 | $4.50M | 0.3% | +59,740+1,058.8% | Added | – |
| PEPPepsiCo Inc | Stock | 25,826 | $4.32M | 0.3% | +15,281+144.9% | Added | History |
| MRKMerck & Co., Inc. | Stock | 52,512 | $4.31M | 0.3% | +2,523+5.0% | Added | History |
| MAMastercard Inc | Stock | 12,033 | $4.30M | 0.3% | +1,638+15.8% | Added | History |
| AMDAdvanced Micro Devices Inc | Stock | 38,266 | $4.18M | 0.3% | +16,093+72.6% | Added | History |
| Pacer US Cash Cows 100 ETF69374H881 | ETF | 83,762 | $4.17M | 0.3% | +83,762 | New | – |
| iShares Iboxx $ Investment Grade Corporate Bond ETF464287242 | ETF | 34,435 | $4.17M | 0.3% | +29,103+545.8% | Added | – |
| ETF Ser Solutions26922A321 | DISTILLATE US | 92,064 | $4.10M | 0.3% | −153−0.2% | Reduced | – |
| NKENIKE, Inc. | Stock | 30,075 | $4.05M | 0.3% | +7,671+34.2% | Added | History |
| DHRDanaher Corp | Stock | 13,786 | $4.04M | 0.3% | −2,102−13.2% | Reduced | History |
| Vanguard Total Bond Market ETF921937835 | ETF | 50,749 | $4.04M | 0.3% | +11,392+28.9% | Added | – |
| State Street Consumer Staples Select Sector SPDR ETF81369Y308 | ETF | 52,924 | $4.02M | 0.3% | +30,994+141.3% | Added | – |
| First Tr Exchange-Traded FD33733E104 | CAP STRENGTH ETF | 51,008 | $3.99M | 0.3% | −39,101−43.4% | Reduced | – |
| CSCOCisco Systems, Inc. | Stock | 71,086 | $3.96M | 0.3% | −5,722−7.4% | Reduced | History |
Sold out since Q4 2021 (77)
Positions held at the end of Q4 2021 that are gone from this filing.
| Security | Class | Shares in Q4 2021 | Value in Q4 2021 | % of portfolio in Q4 2021 | History |
|---|---|---|---|---|---|
| First Tr Exchange-Traded FD33733A201 | DOW 30 EQL WGT | 120,644 | $3.83M | 0.3% | – |
| First Tr Exchng Traded FD VI33740F789 | MLT MNGD LRG GRW | 131,851 | $3.58M | 0.3% | – |
| First Tr Exchange-Traded Alp33737M102 | MID CP GR ALPH | 34,581 | $2.56M | 0.2% | – |
| First Tr Exchange Traded FD33738R860 | NASDAQ BK ETF | 64,314 | $2.11M | 0.2% | – |
| TEAMAtlassian Corp | CL A | 5,490 | $2.09M | 0.2% | History |
| SPGSimon Property Group Inc. | REIT | 11,671 | $1.86M | 0.1% | History |
| DXCMDexcom Inc | COM | 3,388 | $1.82M | 0.1% | History |
| First Tr Exchange-Traded FD33734X176 | TECH ALPHADEX | 13,657 | $1.80M | 0.1% | – |
| XLNXXilinx Inc | COM | 8,454 | $1.79M | 0.1% | History |
| CTASCintas Corp | Stock | 3,855 | $1.71M | 0.1% | History |
| Invesco Exch Traded FD Tr II46138E198 | S&P MIDCP LOW | 28,877 | $1.69M | 0.1% | – |
| WisdomTree Tr97717X628 | FLOATNG RAT TREA | 52,446 | $1.32M | 0.1% | – |
| First Tr Exchange-Traded Alp33737M300 | SML CP GRW ALP | 11,667 | $870.0K | 0.1% | – |
| OXYOccidental Petroleum Corp | Stock | 19,812 | $574.0K | <0.1% | History |
| BSTBlackRock Science & Technology Trust | SHS | 9,205 | $460.0K | <0.1% | History |
| PIMCO ETF Tr72201R718 | ENHNCD LW DUR AC | 4,182 | $421.0K | <0.1% | – |
| FASTFastenal Co | Stock | 5,993 | $384.0K | <0.1% | History |
| GPREGreen Plains Inc. | COM | 10,312 | $358.0K | <0.1% | History |
| HZNPHorizon Therapeutics Public Ltd Co | SHS | 3,303 | $356.0K | <0.1% | History |
| VanEck ETF Trust92189H805 | RARE EARTH AND S | 3,014 | $338.0K | <0.1% | – |
| VanEck Vectors ETF Tr92189F114 | VIDEO GAMING | 5,089 | $337.0K | <0.1% | – |
| TTDTrade Desk, Inc. | Stock | 3,612 | $331.0K | <0.1% | History |
| SPOTSpotify Technology S.A. | Stock | 1,372 | $321.0K | <0.1% | History |
| SPDR Series Trust78464A540 | ST STR SP TELCO | 3,122 | $318.0K | <0.1% | – |
| EVTEaton Vance Tax-Advantaged Dividend Income Fund | COM | 10,500 | $313.0K | <0.1% | History |
| Fidelity Covington Trust316092204 | MSCI CONSM DIS | 3,542 | $313.0K | <0.1% | – |
| DDOGDatadog, Inc. | CL A COM | 1,753 | $312.0K | <0.1% | History |
| POOLPool Corp | COM | 547 | $310.0K | <0.1% | History |
| MAXRMaxar Technologies Inc. | COM | 10,303 | $304.0K | <0.1% | History |
| AZTAAzenta, Inc. | COM | 2,922 | $301.0K | <0.1% | History |
| Global X FDS37954Y624 | AUTONMOUS EV ETF | 9,722 | $297.0K | <0.1% | – |
| DHIHorton D R Inc | COM | 2,690 | $292.0K | <0.1% | History |
| State Street SPDR S&P Homebuilders ETF78464A888 | ETF | 3,389 | $291.0K | <0.1% | – |
| iShares Trust iShares 0-1 Year Treasury Bond ETF464288679 | ETF | 2,561 | $283.0K | <0.1% | – |
| ARK Next Generation Technology ETF00214Q401 | ETF | 2,381 | $282.0K | <0.1% | – |
| Invesco Exch TRD SLF Idx FD46138J858 | BULSHS 2023 HY | 11,043 | $279.0K | <0.1% | – |
| Exchange Traded Concepts Tr301505723 | ROBO GBL HLTCR | 6,153 | $268.0K | <0.1% | – |
| State Street SPDR S&P Emerging Asia Pacific ETF78463X301 | ETF | 2,200 | $267.0K | <0.1% | – |
| Schwab Emerging Markets Equity ETF808524706 | ETF | 8,884 | $263.0K | <0.1% | – |
| ProShares Tr74347B839 | MSCI EAFE DIVD | 5,734 | $263.0K | <0.1% | – |
| Invesco Exchange Traded FD T46137V142 | WATER RES ETF | 4,313 | $262.0K | <0.1% | – |
| CRVLCorvel Corp | COM | 1,248 | $260.0K | <0.1% | History |
| First Tr Exchange-Traded FD33734X101 | CONSUMR DISCRE | 4,113 | $255.0K | <0.1% | – |
| FSKFS KKR Capital Corp | COM | 11,552 | $242.0K | <0.1% | History |
| STEMStem, Inc. | CL A | 12,725 | $241.0K | <0.1% | History |
| Siren Nexgen Economy ETF829658202 | ETF | 5,615 | $239.0K | <0.1% | – |
| SPDR Series Trust78468R556 | SP O&G EXPL PRO | 2,494 | $239.0K | <0.1% | – |
| DOORMasonite International Corp | COM | 2,000 | $236.0K | <0.1% | History |
| MYOVMyovant Sciences Ltd. | COM | 15,000 | $234.0K | <0.1% | History |
| Global X FDS37954Y376 | RATE PREFERRED | 8,283 | $230.0K | <0.1% | – |
| FBINFortune Brands Innovations, Inc. | COM | 2,082 | $223.0K | <0.1% | History |
| iShares Inc464286525 | MSCI GBL MIN VOL | 2,028 | $220.0K | <0.1% | – |
| YUMYum Brands Inc | Stock | 1,576 | $219.0K | <0.1% | History |
| ARK Blockchain & Fintech Innovation ETF00214Q708 | ETF | 5,337 | $218.0K | <0.1% | – |
| John Hancock Exchange Traded47804J206 | MULTIFACTOR MI | 3,873 | $215.0K | <0.1% | – |
| INMDInMode Ltd. | SHS | 3,000 | $212.0K | <0.1% | History |
| VCVInvesco California Value Municipal Income Trust | COM | 15,157 | $211.0K | <0.1% | History |
| BSTZBlackRock Science & Technology Term Trust | SHS BEN INT | 5,414 | $211.0K | <0.1% | History |
| iShares Tr464288729 | GLOB INDSTRL ETF | 1,679 | $207.0K | <0.1% | – |
| DBX ETF Tr233051200 | XTRACK MSCI EAFE | 5,258 | $206.0K | <0.1% | – |
| BMEZBlackRock Health Sciences Term Trust | COM SHS | 8,075 | $205.0K | <0.1% | History |
| WMSAdvanced Drainage Systems, Inc. | COM | 1,501 | $204.0K | <0.1% | History |
| ETF Managers Tr26924G409 | PRIME MOBILE PAY | 3,490 | $203.0K | <0.1% | – |
| NVONovo Nordisk A S | ADR | 1,804 | $202.0K | <0.1% | History |
| DRIDarden Restaurants Inc | COM | 1,334 | $201.0K | <0.1% | History |
| NACNuveen California Quality Municipal Income Fund | COM | 12,115 | $189.0K | <0.1% | History |
| INGING Groep NV | SPONSORED ADR | 11,483 | $160.0K | <0.1% | History |
| KMIKinder Morgan, Inc. | Stock | 10,046 | $159.0K | <0.1% | History |
| RDWRedwire Corp | Stock | 20,000 | $135.0K | <0.1% | History |
| DMDesktop Metal, Inc. | COM CL A | 19,364 | $96.0K | <0.1% | History |
| ACBAurora Cannabis Inc | COM | 17,092 | $92.0K | <0.1% | History |
| SIRISirius XM Holdings Inc. | COM | 10,687 | $68.0K | <0.1% | History |
| SACHSachem Capital Corp. | COM | 10,450 | $61.0K | <0.1% | History |
| OPKOpko Health, Inc. | COM | 11,622 | $56.0K | <0.1% | History |
| OWLTOwlet, Inc. | COMMON STOCK | 18,600 | $50.0K | <0.1% | History |
| ZOMDFZomedica Corp. | COM | 55,058 | $17.0K | <0.1% | History |
| Dexcom Inc252131AK3 | NOTE 0.250%11/1 | – | $12.0K | <0.1% | – |