Gladstone Institutional Advisory LLC
- SEC CIK
- 0001766530
- Latest filing
- Jul 27, 2026
Holdings in Q4 2021
Holdings as of Dec 31, 2021, filed Jan 30, 2023. Long positions only; changes compare share counts with Q3 2021.
- Positions
- 594
- +50 vs. Q3 2021
- Portfolio value
- $1.29B
- +$267.0M (+26.1%) vs. Q3 2021
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| AAPLApple Inc. | Stock | 225,123 | $40.0M | 3.1% | +21,254+10.4% | Added | History |
| SPYSPDR S&P 500 ETF Trust | ETF | 64,167 | $30.5M | 2.4% | +9,654+17.7% | Added | History |
| MSFTMicrosoft Corp | Stock | 77,662 | $26.1M | 2.0% | +5,561+7.7% | Added | History |
| AMZNAmazon Com Inc | Stock | 6,724 | $22.4M | 1.7% | +143+2.2% | Added | History |
| iShares Core S&P 500 ETF464287200 | ETF | 41,159 | $19.6M | 1.5% | +3,818+10.2% | Added | – |
| State Street SPDR Portfolio S&P 500 Growth ETF78464A409 | ETF | 262,493 | $19.0M | 1.5% | +262,493 | New | – |
| iShares S&P 500 Growth ETF464287309 | ETF | 217,853 | $18.2M | 1.4% | +5,739+2.7% | Added | – |
| First Tr Exchange-Traded FD33738D408 | FIRST TR TA HIYL | 347,849 | $16.6M | 1.3% | −17,726−4.8% | Reduced | – |
| Goldman Sachs ETF Tr381430503 | ACTIVEBETA US LG | 160,958 | $15.3M | 1.2% | +140,350+681.0% | Added | – |
| iShares Core S&P Mid-Cap ETF464287507 | ETF | 52,635 | $14.9M | 1.2% | +2,557+5.1% | Added | – |
| First Tr Exchng Traded FD VI33740U109 | TCW SECURITIZED | 510,055 | $13.1M | 1.0% | −23,688−4.4% | Reduced | – |
| GOOGLAlphabet Inc. | Stock | 4,480 | $13.0M | 1.0% | +10+0.2% | Added | History |
| iShares S&P 500 Value ETF464287408 | ETF | 78,444 | $12.3M | 1.0% | +6,762+9.4% | Added | – |
| METAMeta Platforms, Inc. | Stock | 34,826 | $11.7M | 0.9% | −1,318−3.6% | Reduced | History |
| NVDANVIDIA Corp | Stock | 39,126 | $11.5M | 0.9% | +1,141+3.0% | Added | History |
| HDHome Depot, Inc. | Stock | 27,592 | $11.5M | 0.9% | +6,797+32.7% | Added | History |
| First Tr Exchange-Traded FD33734H106 | SHS | 265,378 | $11.4M | 0.9% | +11,276+4.4% | Added | – |
| Vanguard S&P 500 ETF922908363 | ETF | 25,179 | $11.0M | 0.9% | +4,109+19.5% | Added | – |
| First Trust Dow Jones Internet Index Fund33733E302 | ETF | 46,486 | $10.5M | 0.8% | −6,394−12.1% | Reduced | – |
| iShares MSCI USA Min Vol Factor ETF46429B697 | ETF | 129,929 | $10.5M | 0.8% | +38,794+42.6% | Added | – |
| Schwab U.S. Large-Cap Value ETF808524409 | ETF | 137,338 | $10.1M | 0.8% | +8,682+6.7% | Added | – |
| iShares Core S&P Small Cap ETF464287804 | ETF | 85,104 | $9.74M | 0.8% | +14,151+19.9% | Added | – |
| First Tr Exch Traded FD III33739E108 | PFD SECS INC ETF | 461,651 | $9.38M | 0.7% | −34,979−7.0% | Reduced | – |
| First Tr Exchange Trad FD VI33739H101 | FST TR GLB FD | 396,465 | $9.14M | 0.7% | +33,191+9.1% | Added | – |
| First Tr Exchange-Traded FD33738D309 | SENIOR LN FD | 189,245 | $9.07M | 0.7% | −36,834−16.3% | Reduced | – |
| TSLATesla, Inc. | Stock | 8,469 | $8.95M | 0.7% | +334+4.1% | Added | History |
| First Trust Rising Dividend Achievers ETF33738R506 | ETF | 170,866 | $8.85M | 0.7% | +9,741+6.0% | Added | – |
| First Tr Exchange-Traded FD33739Q408 | FIRST TR ENH NEW | 147,078 | $8.79M | 0.7% | −7,863−5.1% | Reduced | – |
| State Street SPDR Portfolio Developed World Ex-US ETF78463X889 | ETF | 240,614 | $8.78M | 0.7% | +24,539+11.4% | Added | – |
| Goldman Sachs ETF Tr381430107 | ACTIVEBETA INT | 247,067 | $8.71M | 0.7% | +247,067 | New | – |
| UNHUnitedHealth Group Inc | Stock | 16,752 | $8.41M | 0.7% | +6,641+65.7% | Added | History |
| JNJJohnson & Johnson | Stock | 48,949 | $8.37M | 0.6% | +9,488+24.0% | Added | History |
| PFEPfizer Inc | Stock | 139,998 | $8.27M | 0.6% | +44,589+46.7% | Added | History |
| iShares Core MSCI Eafe ETF46432F842 | ETF | 107,981 | $8.06M | 0.6% | +17,009+18.7% | Added | – |
| PIMCO Enhanced Short Maturity Active Exchange-Traded Fund72201R833 | ETF | 79,197 | $8.04M | 0.6% | −2,700−3.3% | Reduced | – |
| Schwab U.S. Large-Cap Growth ETF808524300 | ETF | 48,527 | $7.95M | 0.6% | −429−0.9% | Reduced | – |
| First Tr Exchange-Traded FD33733E104 | CAP STRENGTH ETF | 90,109 | $7.62M | 0.6% | −735−0.8% | Reduced | – |
| iShares Russell 1000 Growth ETF464287614 | ETF | 24,858 | $7.60M | 0.6% | −43−0.2% | Reduced | – |
| JPMJPMorgan Chase & Co | Stock | 45,811 | $7.25M | 0.6% | +9,327+25.6% | Added | History |
| First Tr Exchange-Traded Alp33734K109 | COM SHS | 76,191 | $7.04M | 0.5% | −8,682−10.2% | Reduced | – |
| Vanguard Information Technology ETF92204A702 | ETF | 15,333 | $7.03M | 0.5% | +9,517+163.6% | Added | – |
| PGProcter & Gamble Co | Stock | 42,319 | $6.92M | 0.5% | +8,983+26.9% | Added | History |
| State Street Technology Select Sector SPDR ETF81369Y803 | ETF | 37,958 | $6.60M | 0.5% | +23,615+164.6% | Added | – |
| iShares Core MSCI Emerging Markets ETF46434G103 | ETF | 108,608 | $6.50M | 0.5% | +4,542+4.4% | Added | – |
| LOWLowes Companies Inc | Stock | 24,614 | $6.36M | 0.5% | +8,821+55.9% | Added | History |
| COSTCostco Wholesale Corp | Stock | 11,002 | $6.25M | 0.5% | +4,446+67.8% | Added | History |
| VVisa Inc. | Stock | 28,166 | $6.10M | 0.5% | +2,103+8.1% | Added | History |
| First Tr Exchange-Traded FD33733B100 | WTR ETF | 63,857 | $6.05M | 0.5% | +2,302+3.7% | Added | – |
| iShares Core Dividend Growth ETF46434V621 | ETF | 108,702 | $6.04M | 0.5% | +9,244+9.3% | Added | – |
| ARK ETF Tr00214Q302 | GENOMIC REV ETF | 98,658 | $6.04M | 0.5% | −14,949−13.2% | Reduced | – |
| CVXChevron Corp | Stock | 51,473 | $6.04M | 0.5% | +19,764+62.3% | Added | History |
| XOMExxonMobil Holdings Corp | COM | 98,500 | $6.03M | 0.5% | +11,734+13.5% | Added | History |
| WisdomTree Tr97717Y691 | CLOUD COMPUTNG | 115,949 | $6.01M | 0.5% | −15,536−11.8% | Reduced | – |
| Vanguard Morningstar Value ETF922908744 | ETF | 40,718 | $5.99M | 0.5% | +3,203+8.5% | Added | – |
| First Tr Exchange-Traded FD33739Q507 | SSI STRG ETF | 144,460 | $5.98M | 0.5% | +51,439+55.3% | Added | – |
| First Tr Exchng Traded FD VI33740F805 | SMITH OPPORT FXD | 111,021 | $5.91M | 0.5% | −16,386−12.9% | Reduced | – |
| TMOThermo Fisher Scientific Inc. | Stock | 8,851 | $5.91M | 0.5% | +3,084+53.5% | Added | History |
| DISWalt Disney Co | Stock | 37,447 | $5.80M | 0.4% | +5,557+17.4% | Added | History |
| iShares Tr464287150 | CORE S&P TTL STK | 53,380 | $5.71M | 0.4% | −1,248−2.3% | Reduced | – |
| Vanguard Morningstar Growth ETF922908736 | ETF | 17,404 | $5.58M | 0.4% | +1,832+11.8% | Added | – |
| UNPUnion Pacific Corp | Stock | 21,793 | $5.49M | 0.4% | +1,037+5.0% | Added | History |
| Invesco Exchange Traded FD T46137V357 | S&P500 EQL WGT | 33,677 | $5.48M | 0.4% | +4,580+15.7% | Added | – |
| Invesco QQQ Trust Series I46090E103 | ETF | 13,767 | $5.48M | 0.4% | +6,254+83.2% | Added | – |
| State Street SPDR S&P 400 Mid Cap Value ETF78464A839 | ETF | 76,117 | $5.41M | 0.4% | +4,341+6.0% | Added | – |
| First Tr Exchng Traded FD VI33740F870 | LOW DUR STRTGC | 269,536 | $5.39M | 0.4% | −65,179−19.5% | Reduced | – |
| DHRDanaher Corp | Stock | 15,888 | $5.23M | 0.4% | +3,112+24.4% | Added | History |
| Vanguard Morningstar Total Stock Market ETF922908769 | ETF | 21,471 | $5.18M | 0.4% | −299−1.4% | Reduced | – |
| DIASPDR Dow Jones Industrial Average ETF Trust | UT SER 1 | 14,204 | $5.16M | 0.4% | +399+2.9% | Added | History |
| iShares Russell 1000 Value ETF464287598 | ETF | 30,372 | $5.10M | 0.4% | +531+1.8% | Added | – |
| CRMSalesforce, Inc. | Stock | 19,985 | $5.08M | 0.4% | +1,628+8.9% | Added | History |
| iShares Russell 2000 ETF464287655 | ETF | 22,170 | $4.93M | 0.4% | +1,802+8.8% | Added | – |
| iShares MSCI USA Quality Factor ETF46432F339 | ETF | 33,486 | $4.87M | 0.4% | +3,896+13.2% | Added | – |
| CSCOCisco Systems, Inc. | Stock | 76,808 | $4.87M | 0.4% | +16,062+26.4% | Added | History |
| CMCSAComcast Corp | Stock | 93,172 | $4.69M | 0.4% | +21,197+29.5% | Added | History |
| GOOGAlphabet Inc. | Stock | 1,614 | $4.67M | 0.4% | +172+11.9% | Added | History |
| iShares Core U.S. Aggregate Bond ETF464287226 | ETF | 40,822 | $4.66M | 0.4% | −806−1.9% | Reduced | – |
| NEENextera Energy Inc | Stock | 49,768 | $4.65M | 0.4% | +8,878+21.7% | Added | History |
| WMTWalmart Inc. | Stock | 31,513 | $4.56M | 0.4% | +13,139+71.5% | Added | History |
| MDTMedtronic plc | Stock | 43,972 | $4.55M | 0.4% | +11,862+36.9% | Added | History |
| QCOMQualcomm Inc | Stock | 24,536 | $4.49M | 0.3% | +10,757+78.1% | Added | History |
| PYPLPayPal Holdings, Inc. | Stock | 23,614 | $4.45M | 0.3% | +6,437+37.5% | Added | History |
| CELHCelsius Holdings, Inc. | COM NEW | 58,622 | $4.37M | 0.3% | +35,499+153.5% | Added | History |
| BLKBlackRock, Inc. | COM | 4,719 | $4.32M | 0.3% | +1,298+37.9% | Added | History |
| ETF Ser Solutions26922A321 | DISTILLATE US | 92,217 | $4.27M | 0.3% | +574+0.6% | Added | – |
| MCDMcDonalds Corp | Stock | 15,732 | $4.22M | 0.3% | +4,729+43.0% | Added | History |
| INTUIntuit Inc. | Stock | 6,487 | $4.17M | 0.3% | +1,359+26.5% | Added | History |
| Exchange Traded Concepts Tru301505889 | EMQQ EME MAR ETF | 96,793 | $4.15M | 0.3% | +9,511+10.9% | Added | – |
| COPConocoPhillips | Stock | 57,058 | $4.12M | 0.3% | +20,206+54.8% | Added | History |
| BRK.BBerkshire Hathaway Inc | Stock | 13,567 | $4.06M | 0.3% | +2,189+19.2% | Added | History |
| TXNTexas Instruments Inc | Stock | 21,492 | $4.05M | 0.3% | +3,346+18.4% | Added | History |
| MMM3M Co | Stock | 22,696 | $4.03M | 0.3% | +7,816+52.5% | Added | History |
| ADBEAdobe Inc. | Stock | 7,013 | $3.98M | 0.3% | −1,140−14.0% | Reduced | History |
| First Trust Cloud Computing ETF33734X192 | ETF | 37,961 | $3.96M | 0.3% | −3,116−7.6% | Reduced | – |
| UPSTUpstart Holdings, Inc. | COM | 26,026 | $3.94M | 0.3% | +15,926+157.7% | Added | History |
| First Tr Exchange-Traded FD33733A201 | DOW 30 EQL WGT | 120,644 | $3.83M | 0.3% | −15,167−11.2% | Reduced | – |
| MRKMerck & Co., Inc. | Stock | 49,989 | $3.83M | 0.3% | +10,328+26.0% | Added | History |
| MAMastercard Inc | Stock | 10,395 | $3.73M | 0.3% | +2,831+37.4% | Added | History |
| NKENIKE, Inc. | Stock | 22,404 | $3.73M | 0.3% | +6,379+39.8% | Added | History |
| ACNAccenture plc | Stock | 8,990 | $3.73M | 0.3% | −13−0.1% | Reduced | History |
| Schwab U.S. Small-Cap ETF808524607 | ETF | 36,184 | $3.71M | 0.3% | −5,795−13.8% | Reduced | – |
Sold out since Q3 2021 (55)
Positions held at the end of Q3 2021 that are gone from this filing.
| Security | Class | Shares in Q3 2021 | Value in Q3 2021 | % of portfolio in Q3 2021 | History |
|---|---|---|---|---|---|
| First Tr Exchange-Traded FD337344105 | NASDAQ-100 SEL | 13,975 | $1.55M | 0.2% | – |
| FTCVFintech Acquisition Corp V | COM CL A | 148,300 | $1.50M | 0.1% | History |
| FRTFederal Realty Investment Trust | SH BEN INT NEW | 10,074 | $1.19M | 0.1% | History |
| ALGNAlign Technology Inc | COM | 1,710 | $1.14M | 0.1% | History |
| EBAYeBay Inc | COM | 14,559 | $1.01M | 0.1% | History |
| REGNRegeneron Pharmaceuticals, Inc. | COM | 1,471 | $890.0K | 0.1% | History |
| PDDPDD Holdings Inc. | SPONSORED ADS | 9,692 | $879.0K | 0.1% | History |
| LUNALuna Innovations Inc | COM | 65,850 | $626.0K | 0.1% | History |
| BSCLBILI Social International, Inc. | BULSHS 2021 CB | 24,320 | $513.0K | 0.1% | History |
| ROKURoku, Inc | COM CL A | 1,602 | $502.0K | <0.1% | History |
| SNAPSnap Inc | Stock | 6,536 | $483.0K | <0.1% | History |
| TMDXTransMedics Group, Inc. | COM | 14,270 | $472.0K | <0.1% | History |
| ZMZoom Communications, Inc. | Stock | 1,652 | $432.0K | <0.1% | History |
| Osi ETF Tr67110P704 | OSHS GBL INTER | 7,899 | $418.0K | <0.1% | – |
| BGFVBig 5 Sporting Goods Corp | COM | 16,197 | $373.0K | <0.1% | History |
| BIIBBiogen Inc. | COM | 1,295 | $366.0K | <0.1% | History |
| ETSYEtsy Inc | COM | 1,733 | $360.0K | <0.1% | History |
| Paramount Global92556H206 | CL B | 8,091 | $320.0K | <0.1% | – |
| DKNGDraftKings Inc. | COM CL A | 6,599 | $318.0K | <0.1% | History |
| CHWYChewy, Inc. | CL A | 4,613 | $314.0K | <0.1% | History |
| Invesco Exchange Traded FD T46137V266 | S&P500 PUR GWT | 1,572 | $303.0K | <0.1% | – |
| ILMNIllumina, Inc. | COM | 719 | $292.0K | <0.1% | History |
| ESTCElastic N.V. | ORD SHS | 1,843 | $275.0K | <0.1% | History |
| TWTRTwitter, Inc. | COM | 4,500 | $272.0K | <0.1% | History |
| HOODRobinhood Markets, Inc. | Stock | 6,284 | $264.0K | <0.1% | History |
| BYNDBeyond Meat, Inc. | COM | 2,447 | $258.0K | <0.1% | History |
| ZSZscaler, Inc. | Stock | 977 | $256.0K | <0.1% | History |
| RMDResmed Inc | COM | 973 | $256.0K | <0.1% | History |
| PIMCO ETF Tr72201R866 | INTER MUN BD ACT | 4,444 | $251.0K | <0.1% | – |
| Vanguard Intermediate-Term Bond ETF921937819 | ETF | 2,788 | $249.0K | <0.1% | – |
| XELXcel Energy Inc | Stock | 3,970 | $248.0K | <0.1% | History |
| PINSPinterest, Inc. | CL A | 4,826 | $246.0K | <0.1% | History |
| NETCloudflare, Inc. | CL A COM | 2,118 | $239.0K | <0.1% | History |
| AXONAxon Enterprise, Inc. | COM | 1,330 | $233.0K | <0.1% | History |
| SRPTSarepta Therapeutics, Inc. | COM | 2,455 | $227.0K | <0.1% | History |
| APPSDigital Turbine, Inc. | COM NEW | 3,247 | $223.0K | <0.1% | History |
| PSNLPersonalis, Inc. | COM | 11,500 | $221.0K | <0.1% | History |
| ARK ETF Tr00214Q203 | AUTNMUS TECHNLGY | 2,642 | $206.0K | <0.1% | – |
| RDFNRedfin Corp | COM | 4,065 | $204.0K | <0.1% | History |
| VanEck ETF Trust92189F502 | LOW CARBN ENERGY | 1,353 | $202.0K | <0.1% | – |
| Ginkgo Bioworks Holdings, Inc.37611X118 | *W EXP 08/01/202 | 48,776 | $165.0K | <0.1% | – |
| CLLSCellectis S.A. | SPON ADS | 12,775 | $161.0K | <0.1% | History |
| VTAInvesco Dynamic Credit Opportunities Fund | COM | 13,754 | $161.0K | <0.1% | History |
| BFXBowflex Inc. | COM | 14,000 | $130.0K | <0.1% | History |
| SDCSmileDirectClub, Inc. | CL A COM | 23,513 | $125.0K | <0.1% | History |
| ATERAterian, Inc. | Equity | 10,734 | $116.0K | <0.1% | History |
| EDUNew Oriental Education & Technology Group Inc. | SPON ADR | 52,000 | $107.0K | <0.1% | History |
| NNDMNano Dimension Ltd. | SPONSORD ADS NEW | 18,000 | $102.0K | <0.1% | History |
| First Tr Sr Floating Rate 2033740K101 | COM SHS | 10,000 | $96.0K | <0.1% | – |
| BlackRock 2022 GBL Incm Opp09258P104 | COM | 13,500 | $70.0K | <0.1% | – |
| CHRNChronoScale Holdings Corp | COM | 12,170 | $56.0K | <0.1% | History |
| FBIOFortress Biotech, Inc. | COM | 10,940 | $35.0K | <0.1% | History |
| Social Leverage Acquisn Corp83363K110 | *W EXP 02/17/202 | 27,020 | $22.0K | <0.1% | – |
| WEIBO Corp948596AC5 | NOTE 1.250%11/1 | – | $18.0K | <0.1% | – |
| Western Digital Corp958102AP0 | NOTE 1.500% 2/0 | – | $17.0K | <0.1% | – |