Cooper Financial Group
- SEC CIK
- 0001751581
- Latest filing
- Jul 8, 2026
Holdings in Q3 2023
Holdings as of Sep 30, 2023, filed Oct 13, 2023. Long positions only; changes compare share counts with Q2 2023.
- Positions
- 324
- +8 vs. Q2 2023
- Portfolio value
- $416.0M
- +$12.7M (+3.1%) vs. Q2 2023
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| AAPLApple Inc. | Stock | 142,660 | $24.4M | 5.9% | +4,838+3.5% | Added | History |
| JPMorgan Ultra-Short Income ETF46641Q837 | ETF | 311,418 | $15.6M | 3.8% | +43,546+16.3% | Added | – |
| MSFTMicrosoft Corp | Stock | 45,504 | $14.4M | 3.5% | +1,352+3.1% | Added | History |
| J P Morgan Exchange Traded F46641Q332 | EQUITY PREMIUM | 213,728 | $11.4M | 2.8% | +25,634+13.6% | Added | – |
| TSLATesla, Inc. | Stock | 43,007 | $10.8M | 2.6% | +180+0.4% | Added | History |
| AMZNAmazon Com Inc | Stock | 80,111 | $10.2M | 2.4% | +3,695+4.8% | Added | History |
| Schwab US Dividend Equity ETF808524797 | ETF | 133,325 | $9.43M | 2.3% | +10,285+8.4% | Added | – |
| DBX ETF Tr233051200 | XTRACK MSCI EAFE | 230,008 | $8.03M | 1.9% | −1,984−0.9% | Reduced | – |
| iShares Core S&P 500 ETF464287200 | ETF | 16,962 | $7.28M | 1.8% | +964+6.0% | Added | – |
| J P Morgan Exchange Traded F46641Q654 | ULTRA SHT MUNCPL | 140,114 | $7.07M | 1.7% | +342+0.2% | Added | – |
| Pacer US Cash Cows 100 ETF69374H881 | ETF | 133,731 | $6.61M | 1.6% | +78,938+144.1% | Added | – |
| Invesco QQQ Trust Series I46090E103 | ETF | 17,221 | $6.17M | 1.5% | +8,577+99.2% | Added | – |
| Vanguard S&P 500 Growth ETF921932505 | ETF | 24,582 | $6.07M | 1.5% | −15−0.1% | Reduced | – |
| GOOGLAlphabet Inc. | Stock | 46,144 | $6.04M | 1.5% | +1,534+3.4% | Added | History |
| BRK.BBerkshire Hathaway Inc | Stock | 16,190 | $5.67M | 1.4% | −343−2.1% | Reduced | History |
| John Hancock Exchange Traded47804J107 | MLTFCTR LRG CAP | 105,263 | $5.58M | 1.3% | +6,579+6.7% | Added | – |
| State Street SPDR Portfolio S&P 500 Value ETF78464A508 | ETF | 119,260 | $4.92M | 1.2% | +520.0% | Added | – |
| iShares Core S&P Small Cap ETF464287804 | ETF | 49,537 | $4.67M | 1.1% | +3,395+7.4% | Added | – |
| NVDANVIDIA Corp | Stock | 10,259 | $4.46M | 1.1% | +380+3.8% | Added | History |
| iShares Core High Dividend ETF46429B663 | ETF | 41,893 | $4.14M | 1.0% | +23,016+121.9% | Added | – |
| State Street SPDR Portfolio S&P 500 Growth ETF78464A409 | ETF | 69,263 | $4.11M | 1.0% | −2,909−4.0% | Reduced | – |
| AVGOBroadcom Inc. | Stock | 4,544 | $3.77M | 0.9% | +358+8.6% | Added | History |
| iShares Tr46434V613 | CORE UNIVRSL USD | 85,623 | $3.74M | 0.9% | −7,948−8.5% | Reduced | – |
| iShares Tr464287432 | 20 YR TR BD ETF | 38,452 | $3.41M | 0.8% | +27,767+259.9% | Added | – |
| Invesco Exchange Traded FD T46137V423 | S&P 500 VLU MOMN | 69,529 | $3.30M | 0.8% | −3,395−4.7% | Reduced | – |
| PGProcter & Gamble Co | Stock | 21,286 | $3.10M | 0.7% | +137+0.6% | Added | History |
| CVXChevron Corp | Stock | 17,889 | $3.02M | 0.7% | +92+0.5% | Added | History |
| GOOGAlphabet Inc. | Stock | 21,290 | $2.81M | 0.7% | +145+0.7% | Added | History |
| J P Morgan Exchange Traded F46641Q241 | BETABUILDERS US | 60,643 | $2.68M | 0.6% | +53,960+807.4% | Added | – |
| New York Life Investments Et45409B107 | HEDGE MULTI STRA | 85,956 | $2.58M | 0.6% | +652+0.8% | Added | – |
| XOMExxonMobil Holdings Corp | COM | 21,041 | $2.47M | 0.6% | −159−0.8% | Reduced | History |
| ProShares Tr74348A467 | S&P 500 DV ARIST | 27,771 | $2.46M | 0.6% | −2,045−6.9% | Reduced | – |
| Invesco Exchange Traded FD T46137V480 | S&P SMCP VLU MNT | 49,164 | $2.37M | 0.6% | −6,929−12.4% | Reduced | – |
| SPYSPDR S&P 500 ETF Trust | ETF | 5,055 | $2.16M | 0.5% | −1,809−26.4% | Reduced | History |
| AMGNAmgen Inc | Stock | 7,988 | $2.15M | 0.5% | −68−0.8% | Reduced | History |
| State Street SPDR Portfolio S&P 500 ETF78464A854 | ETF | 42,493 | $2.14M | 0.5% | −4,695−9.9% | Reduced | – |
| COSTCostco Wholesale Corp | Stock | 3,732 | $2.11M | 0.5% | +99+2.7% | Added | History |
| iShares Russell 1000 Growth ETF464287614 | ETF | 7,885 | $2.10M | 0.5% | −628−7.4% | Reduced | – |
| Invesco Actively Managed Exc46090A804 | TOTAL RETURN | 45,882 | $2.05M | 0.5% | +2,344+5.4% | Added | – |
| GBABGuggenheim Taxable Municipal Bond & Investment Grade Debt Trust | COM | 130,180 | $2.02M | 0.5% | +91,709+238.4% | Added | History |
| State Street SPDR Portfolio Aggregate Bond ETF78464A649 | ETF | 82,157 | $2.00M | 0.5% | +3,807+4.9% | Added | – |
| HDHome Depot, Inc. | Stock | 6,607 | $2.00M | 0.5% | −225−3.3% | Reduced | History |
| iShares Tr464288877 | EAFE VALUE ETF | 40,742 | $1.99M | 0.5% | +6,414+18.7% | Added | – |
| iShares Tr46436E874 | IBONDS 24 TRM TS | 82,591 | $1.97M | 0.5% | +43,935+113.7% | Added | – |
| John Hancock Exchange Traded47804J859 | MULTI INTL ETF | 63,538 | $1.90M | 0.5% | +13,723+27.5% | Added | – |
| iShares MSCI USA Quality Factor ETF46432F339 | ETF | 13,837 | $1.82M | 0.4% | −1,669−10.8% | Reduced | – |
| Fidelity MSCI Information Technology Index ETF316092808 | ETF | 14,559 | $1.79M | 0.4% | −54−0.4% | Reduced | – |
| VanEck ETF Trust92189F437 | FALLEN ANGEL HG | 65,349 | $1.77M | 0.4% | +7,704+13.4% | Added | – |
| PIMCO Active Bond Exchange-Traded Fund72201R775 | ETF | 19,733 | $1.73M | 0.4% | +527+2.7% | Added | – |
| ETNEaton Corp plc | Stock | 8,101 | $1.73M | 0.4% | −416−4.9% | Reduced | History |
| VVisa Inc. | Stock | 7,450 | $1.71M | 0.4% | +433+6.2% | Added | History |
| IBMInternational Business Machines Corp | Stock | 12,119 | $1.70M | 0.4% | +242+2.0% | Added | History |
| iShares Core S&P Mid-Cap ETF464287507 | ETF | 6,739 | $1.68M | 0.4% | +709+11.8% | Added | – |
| Vanguard Short-Term Bond ETF921937827 | ETF | 22,349 | $1.68M | 0.4% | +11,079+98.3% | Added | – |
| FTNTFortinet, Inc. | Stock | 27,650 | $1.62M | 0.4% | +917+3.4% | Added | History |
| Schwab U.S. Large-Cap Growth ETF808524300 | ETF | 22,247 | $1.62M | 0.4% | +8,284+59.3% | Added | – |
| ABBVAbbVie Inc. | Stock | 10,782 | $1.61M | 0.4% | −326−2.9% | Reduced | History |
| SPDR Series Trust78464A821 | ST STR SP400GRW | 23,053 | $1.59M | 0.4% | −190−0.8% | Reduced | – |
| iShares Tr464288653 | 10-20 YR TRS ETF | 16,089 | $1.58M | 0.4% | −3,293−17.0% | Reduced | – |
| iShares Russell 1000 Value ETF464287598 | ETF | 10,235 | $1.55M | 0.4% | −253−2.4% | Reduced | – |
| Pacer US Small Cap Cash Cows ETF69374H857 | ETF | 37,005 | $1.54M | 0.4% | +17,888+93.6% | Added | – |
| iShares Tr464288885 | EAFE GRWTH ETF | 16,927 | $1.46M | 0.4% | −4,151−19.7% | Reduced | – |
| JNJJohnson & Johnson | Stock | 9,276 | $1.44M | 0.3% | −435−4.5% | Reduced | History |
| Vanguard Scottsdale FDS92206C409 | SHRT TRM CORP BD | 18,813 | $1.41M | 0.3% | −83−0.4% | Reduced | – |
| iShares Tr46436E882 | IBONDS 23 TRM TS | 56,779 | $1.41M | 0.3% | +29,399+107.4% | Added | – |
| iShares Russell 2000 ETF464287655 | ETF | 7,935 | $1.40M | 0.3% | +1,047+15.2% | Added | – |
| ADBEAdobe Inc. | Stock | 2,719 | $1.39M | 0.3% | +139+5.4% | Added | History |
| iShares Tr464288588 | MBS ETF | 15,441 | $1.37M | 0.3% | −3,178−17.1% | Reduced | – |
| Ssga Active ETF Tr78467V848 | ST STR TOTAL ETF | 35,365 | $1.37M | 0.3% | +1,389+4.1% | Added | – |
| Vanguard Intermediate-Term Corporate Bond ETF92206C870 | ETF | 17,867 | $1.36M | 0.3% | −34−0.2% | Reduced | – |
| CDNSCadence Design Systems Inc | Stock | 5,731 | $1.34M | 0.3% | −6−0.1% | Reduced | History |
| iShares Tr46435G425 | ESG AWR MSCI USA | 14,280 | $1.34M | 0.3% | −7,377−34.1% | Reduced | – |
| CSCOCisco Systems, Inc. | Stock | 24,859 | $1.34M | 0.3% | +822+3.4% | Added | History |
| PMPhilip Morris International Inc. | Stock | 14,147 | $1.31M | 0.3% | +523+3.8% | Added | History |
| PECOPhillips Edison & Company, Inc. | COMMON STOCK | 38,521 | $1.29M | 0.3% | −2,143−5.3% | Reduced | History |
| Invesco Exchange Traded FD T46137V613 | RAFI US 1000 ETF | 40,051 | $1.27M | 0.3% | +9,191+29.8% | AddedConverted for a 5-for-1 split | – |
| State Street SPDR Portfolio S&P 600 Small Cap ETF78468R853 | ETF | 34,469 | $1.27M | 0.3% | +60+0.2% | Added | – |
| LNGCheniere Energy, Inc. | COM NEW | 7,572 | $1.26M | 0.3% | +13+0.2% | Added | History |
| iShares Tr46434V860 | TRS FLT RT BD | 23,957 | $1.22M | 0.3% | +23,957 | New | – |
| BPBP PLC | ADR | 31,290 | $1.21M | 0.3% | +1,918+6.5% | Added | History |
| UPSUnited Parcel Service Inc | Stock | 7,714 | $1.20M | 0.3% | +138+1.8% | Added | History |
| iShares Core MSCI Emerging Markets ETF46434G103 | ETF | 24,168 | $1.15M | 0.3% | −6,697−21.7% | Reduced | – |
| BABoeing Co | Stock | 5,991 | $1.15M | 0.3% | −99−1.6% | Reduced | History |
| Schwab U.S. Small-Cap ETF808524607 | ETF | 27,487 | $1.14M | 0.3% | +20.0% | Added | – |
| NFLXNetflix Inc | Stock | 2,979 | $1.12M | 0.3% | −367−11.0% | Reduced | History |
| J P Morgan Exchange Traded F46641Q647 | MUNICIPAL ETF | 23,229 | $1.12M | 0.3% | +937+4.2% | Added | – |
| iShares Tr464287457 | 1 3 YR TREAS BD | 13,791 | $1.12M | 0.3% | −2,829−17.0% | Reduced | – |
| ANETArista Networks, Inc. | COM | 6,051 | $1.11M | 0.3% | −155−2.5% | Reduced | History |
| iShares Tr46434V456 | MSCI INTL QUALTY | 32,978 | $1.11M | 0.3% | +25,878+364.5% | Added | – |
| Dimensional ETF Trust25434V104 | US CORE EQT MKT | 36,913 | $1.11M | 0.3% | +60+0.2% | Added | – |
| BMYBristol Myers Squibb Co | Stock | 18,968 | $1.10M | 0.3% | +407+2.2% | Added | History |
| LMTLockheed Martin Corp | Stock | 2,683 | $1.10M | 0.3% | −106−3.8% | Reduced | History |
| WMTWalmart Inc. | Stock | 6,836 | $1.09M | 0.3% | +9+0.1% | Added | History |
| JPMJPMorgan Chase & Co | Stock | 7,520 | $1.09M | 0.3% | −4−0.1% | Reduced | History |
| MAMastercard Inc | Stock | 2,731 | $1.08M | 0.3% | +100+3.8% | Added | History |
| CATCaterpillar Inc | Stock | 3,893 | $1.06M | 0.3% | +856+28.2% | Added | History |
| METAMeta Platforms, Inc. | Stock | 3,527 | $1.06M | 0.3% | +954+37.1% | Added | History |
| VRTXVertex Pharmaceuticals Inc | Stock | 3,020 | $1.05M | 0.3% | +29+1.0% | Added | History |
| UNHUnitedHealth Group Inc | Stock | 2,042 | $1.03M | 0.2% | +125+6.5% | Added | History |
| NVONovo Nordisk A S | ADR | 11,142 | $1.01M | 0.2% | +752+7.2% | AddedConverted for a 2-for-1 split | History |
Sold out since Q2 2023 (20)
Positions held at the end of Q2 2023 that are gone from this filing.
| Security | Class | Shares in Q2 2023 | Value in Q2 2023 | % of portfolio in Q2 2023 | History |
|---|---|---|---|---|---|
| State Street SPDR S&P 400 Mid Cap Value ETF78464A839 | ETF | 47,210 | $3.25M | 0.8% | – |
| ULTAUlta Beauty, Inc. | Stock | 1,051 | $494.6K | 0.1% | History |
| SFMSprouts Farmers Market, Inc. | COM | 10,357 | $380.4K | 0.1% | History |
| iShares Tr46435G474 | FALN ANGLS USD | 13,623 | $345.6K | 0.1% | – |
| PPLPPL Corp | COM | 12,623 | $334.0K | 0.1% | History |
| RTLNecessity Retail REIT, Inc. | COM CLASS A | 48,953 | $330.9K | 0.1% | History |
| ALBAlbemarle Corp | Stock | 1,277 | $285.0K | 0.1% | History |
| DHIHorton D R Inc | COM | 1,971 | $239.9K | 0.1% | History |
| EPREpr Properties | COM SH BEN INT | 5,106 | $239.0K | 0.1% | History |
| EXASExact Sciences Corp | COM | 2,537 | $238.2K | 0.1% | History |
| TTEKTetra Tech Inc | COM | 1,387 | $227.1K | 0.1% | History |
| MANHManhattan Associates Inc | Stock | 1,133 | $226.5K | 0.1% | History |
| EXPDExpeditors International of Washington Inc | COM | 1,845 | $223.4K | 0.1% | History |
| AAgilent Technologies, Inc. | COM | 1,747 | $210.1K | 0.1% | History |
| GGenpact LTD | SHS | 5,492 | $206.3K | 0.1% | History |
| RYANRyan Specialty Holdings, Inc. | CL A | 4,582 | $205.7K | 0.1% | History |
| AZOAutoZone Inc | COM | 81 | $202.0K | 0.1% | History |
| BGBunge Global SA | COM | 2,132 | $201.2K | <0.1% | History |
| KMIKinder Morgan, Inc. | Stock | 11,312 | $194.8K | <0.1% | History |
| NWLNewell Brands Inc. | Stock | 10,981 | $95.5K | <0.1% | History |