Cooper Financial Group
- SEC CIK
- 0001751581
- Latest filing
- Jul 8, 2026
Holdings in Q3 2021
Holdings as of Sep 30, 2021, filed Oct 6, 2021. Long positions only; changes compare share counts with Q2 2021.
- Positions
- 245
- −5 vs. Q2 2021
- Portfolio value
- $482.1M
- −$9.70M (−2.0%) vs. Q2 2021
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| SPGIS&P Global Inc. | Stock | 1,004 | $426.0K | 0.1% | +74+8.0% | Added | History |
| NOCNorthrop Grumman Corp | Stock | 1,182 | $426.0K | 0.1% | +1+0.1% | Added | History |
| RTLNecessity Retail REIT, Inc. | COM CLASS A | 53,593 | $431.0K | 0.1% | 00.0% | Unchanged | History |
| CATCaterpillar Inc | Stock | 2,273 | $436.0K | 0.1% | +20+0.9% | Added | History |
| Invesco Exch Traded FD Tr II46138E610 | KBW HIG DV YLD | 21,641 | $440.0K | 0.1% | +199+0.9% | Added | – |
| NLYAnnaly Capital Management Inc | COM | 52,289 | $440.0K | 0.1% | +14,582+38.7% | Added | History |
| KOCoca Cola Co | Stock | 8,439 | $443.0K | 0.1% | +42+0.5% | Added | History |
| FSKFS KKR Capital Corp | COM | 20,662 | $455.0K | 0.1% | +62+0.3% | Added | History |
| LUVSouthwest Airlines Co | COM | 8,891 | $457.0K | 0.1% | −386−4.2% | Reduced | History |
| LEALear Corp | COM NEW | 2,943 | $461.0K | 0.1% | +218+8.0% | Added | History |
| WFCWells Fargo & Company | Stock | 9,945 | $462.0K | 0.1% | +214+2.2% | Added | History |
| SBUXStarbucks Corp | Stock | 4,212 | $465.0K | 0.1% | +285+7.3% | Added | History |
| CMCSAComcast Corp | Stock | 8,364 | $468.0K | 0.1% | +171+2.1% | Added | History |
| BBYBest Buy Co Inc | Stock | 4,575 | $484.0K | 0.1% | +793+21.0% | Added | History |
| ROKRockwell Automation, Inc | Stock | 1,663 | $489.0K | 0.1% | −298−15.2% | Reduced | History |
| PRFTPerficient Inc | COM | 4,303 | $498.0K | 0.1% | +313+7.8% | Added | History |
| EWEdwards Lifesciences Corp | Stock | 4,443 | $503.0K | 0.1% | 00.0% | Unchanged | History |
| CROXCrocs, Inc. | COM | 3,555 | $510.0K | 0.1% | +3,555 | New | History |
| BACBank of America Corp | Stock | 12,195 | $518.0K | 0.1% | −113−0.9% | Reduced | History |
| Schwab US Dividend Equity ETF808524797 | ETF | 7,077 | $525.0K | 0.1% | +1,916+37.1% | Added | – |
| AMEAmetek Inc | COM | 4,289 | $532.0K | 0.1% | +322+8.1% | Added | History |
| CCitigroup Inc | Stock | 7,732 | $543.0K | 0.1% | +159+2.1% | Added | History |
| PALLabrdn Palladium ETF Trust | PHYSICAL PALLADM | 3,069 | $547.0K | 0.1% | −44−1.4% | Reduced | History |
| iShares Tr464288570 | ESG MSCI KLD ETF | 6,595 | $549.0K | 0.1% | +104+1.6% | Added | – |
| Invesco Exch Traded FD Tr II46138E404 | CEF INM COMPSI | 23,157 | $555.0K | 0.1% | +67+0.3% | Added | – |
| J P Morgan Exchange Traded F46641Q332 | EQUITY PREMIUM | 9,387 | $560.0K | 0.1% | +9,387 | New | – |
| New York Life Investments Et45409B107 | HEDGE MULTI STRA | 17,697 | $562.0K | 0.1% | +2,056+13.1% | Added | – |
| PFEPfizer Inc | Stock | 13,219 | $569.0K | 0.1% | +160+1.2% | Added | History |
| KMBKimberly Clark Corp | Stock | 4,443 | $588.0K | 0.1% | −37−0.8% | Reduced | History |
| RTXRTX Corp | Stock | 6,903 | $593.0K | 0.1% | +423+6.5% | Added | History |
| BIOBio-Rad Laboratories, Inc. | CL A | 801 | $598.0K | 0.1% | +59+8.0% | Added | History |
| KLACKLA Corp | COM NEW | 1,806 | $604.0K | 0.1% | +125+7.4% | Added | History |
| LRCXLam Research Corp | COM | 1,067 | $607.0K | 0.1% | +184+20.8% | Added | History |
| TGTTarget Corp | Stock | 2,662 | $609.0K | 0.1% | +150+6.0% | Added | History |
| BMYBristol Myers Squibb Co | Stock | 10,311 | $610.0K | 0.1% | +439+4.4% | Added | History |
| VZVerizon Communications Inc | Stock | 11,527 | $623.0K | 0.1% | −374−3.1% | Reduced | History |
| MCDMcDonalds Corp | Stock | 2,594 | $625.0K | 0.1% | +7+0.3% | Added | History |
| AVGOBroadcom Inc. | Stock | 1,308 | $634.0K | 0.1% | +59+4.7% | Added | History |
| VanEck ETF Trust92189H805 | RARE EARTH AND S | 6,363 | $657.0K | 0.1% | +315+5.2% | Added | – |
| iShares Tr464287150 | CORE S&P TTL STK | 6,867 | $676.0K | 0.1% | +2,601+61.0% | Added | – |
| DHRDanaher Corp | Stock | 2,225 | $677.0K | 0.1% | +117+5.6% | Added | History |
| CRMSalesforce, Inc. | Stock | 2,505 | $679.0K | 0.1% | +132+5.6% | Added | History |
| iShares Tips Bond ETF464287176 | ETF | 5,379 | $687.0K | 0.1% | +5,379 | New | – |
| WisdomTree Tr97717W208 | US HIGH DIVIDEND | 8,936 | $688.0K | 0.1% | +21+0.2% | Added | – |
| iShares S&P 500 Growth ETF464287309 | ETF | 9,496 | $702.0K | 0.1% | +20+0.2% | Added | – |
| Vanguard S&P 500 ETF922908363 | ETF | 1,800 | $710.0K | 0.1% | −11−0.6% | Reduced | – |
| ILMNIllumina, Inc. | COM | 1,758 | $713.0K | 0.1% | +1,032+142.1% | Added | History |
| ETNEaton Corp plc | Stock | 4,805 | $718.0K | 0.1% | +233+5.1% | Added | History |
| FPFFirst Trust Intermediate Duration Preferred & Income Fund | COM | 28,782 | $720.0K | 0.1% | −1,052−3.5% | Reduced | History |
| FFWMFirst Foundation Inc. | COM | 27,384 | $720.0K | 0.1% | +7,927+40.7% | Added | History |
| iShares Tr464288646 | ISHS 1-5YR INVS | 13,336 | $729.0K | 0.2% | −5,638−29.7% | Reduced | – |
| ADBEAdobe Inc. | Stock | 1,290 | $743.0K | 0.2% | +70+5.7% | Added | History |
| ZBRAZebra Technologies Corp | CL A | 1,501 | $774.0K | 0.2% | +93+6.6% | Added | History |
| WMTWalmart Inc. | Stock | 5,873 | $819.0K | 0.2% | +177+3.1% | Added | History |
| iShares Russell Mid-Cap Value ETF464287473 | ETF | 7,237 | $820.0K | 0.2% | −61−0.8% | Reduced | – |
| iShares Core MSCI Emerging Markets ETF46434G103 | ETF | 13,344 | $824.0K | 0.2% | −28−0.2% | Reduced | – |
| PMPhilip Morris International Inc. | Stock | 8,782 | $832.0K | 0.2% | +121+1.4% | Added | History |
| iShares Inc46434G863 | ESG AWR MSCI EM | 20,670 | $857.0K | 0.2% | −3,174−13.3% | Reduced | – |
| MRNAModerna, Inc. | Stock | 2,239 | $862.0K | 0.2% | 00.0% | Unchanged | History |
| SGISomnigroup International Inc. | COM | 18,796 | $872.0K | 0.2% | +920+5.1% | Added | History |
| NEENextera Energy Inc | Stock | 11,178 | $878.0K | 0.2% | +1,310+13.3% | Added | History |
| UPSUnited Parcel Service Inc | Stock | 4,860 | $885.0K | 0.2% | +13+0.3% | Added | History |
| iShares Russell Mid-Cap Growth ETF464287481 | ETF | 7,922 | $888.0K | 0.2% | −1,048−11.7% | Reduced | – |
| TAT&T Inc. | Stock | 33,087 | $894.0K | 0.2% | +252+0.8% | Added | History |
| VVisa Inc. | Stock | 4,130 | $920.0K | 0.2% | +344+9.1% | Added | History |
| SPYSPDR S&P 500 ETF Trust | ETF | 2,157 | $926.0K | 0.2% | +440+25.6% | Added | History |
| iShares Tr464289859 | CORE 80 20 ETF | 13,292 | $928.0K | 0.2% | −578−4.2% | Reduced | – |
| SRESempra | Stock | 7,347 | $929.0K | 0.2% | +1,001+15.8% | Added | History |
| First Tr Exch Traded FD III33739N108 | MANAGD MUN ETF | 16,420 | $932.0K | 0.2% | 00.0% | Unchanged | – |
| CVXChevron Corp | Stock | 9,270 | $940.0K | 0.2% | −47−0.5% | Reduced | History |
| WPCW. P. Carey Inc. | COM | 13,581 | $992.0K | 0.2% | +349+2.6% | Added | History |
| NVDANVIDIA Corp | Stock | 4,869 | $1.01M | 0.2% | −119−2.4% | ReducedConverted for a 4-for-1 split | History |
| State Street SPDR Portfolio S&P 600 Small Cap ETF78468R853 | ETF | 23,897 | $1.02M | 0.2% | +1,695+7.6% | Added | – |
| IGRCbre Global Real Estate Income Fund | COM | 122,365 | $1.02M | 0.2% | +1,675+1.4% | Added | History |
| ABBVAbbVie Inc. | Stock | 9,493 | $1.02M | 0.2% | +1,122+13.4% | Added | History |
| iShares Russell 2000 ETF464287655 | ETF | 4,699 | $1.03M | 0.2% | +229+5.1% | Added | – |
| NFLXNetflix Inc | Stock | 1,697 | $1.04M | 0.2% | +31+1.9% | Added | History |
| NACNuveen California Quality Municipal Income Fund | COM | 67,860 | $1.06M | 0.2% | +6,883+11.3% | Added | History |
| PEPPepsiCo Inc | Stock | 7,374 | $1.11M | 0.2% | +318+4.5% | Added | History |
| BXBlackstone Inc. | COM | 9,634 | $1.12M | 0.2% | −22−0.2% | Reduced | History |
| CSCOCisco Systems, Inc. | Stock | 21,309 | $1.16M | 0.2% | +1,203+6.0% | Added | History |
| Invesco Exchange Traded FD T46137V357 | S&P500 EQL WGT | 7,937 | $1.19M | 0.2% | +1,543+24.1% | Added | – |
| FTNTFortinet, Inc. | Stock | 4,178 | $1.22M | 0.3% | +144+3.6% | Added | History |
| First Tr Exch Traded FD III33739P103 | LNG/SHT EQUITY | 26,963 | $1.30M | 0.3% | +2,880+12.0% | Added | – |
| JPMJPMorgan Chase & Co | Stock | 7,983 | $1.31M | 0.3% | +114+1.4% | Added | History |
| INTCIntel Corp | Stock | 24,963 | $1.33M | 0.3% | +299+1.2% | Added | History |
| State Street SPDR S&P 400 Mid Cap Value ETF78464A839 | ETF | 20,564 | $1.36M | 0.3% | +2,138+11.6% | Added | – |
| XOMExxonMobil Holdings Corp | COM | 23,395 | $1.38M | 0.3% | −21−0.1% | Reduced | History |
| COSTCostco Wholesale Corp | Stock | 3,130 | $1.41M | 0.3% | +4+0.1% | Added | History |
| Kraneshares Tr500767876 | EMRNG MKT CONS | 54,239 | $1.46M | 0.3% | +776+1.5% | Added | – |
| PIMCO ETF Tr72201R718 | ENHNCD LW DUR AC | 14,595 | $1.49M | 0.3% | −516−3.4% | Reduced | – |
| iShares Tr464288414 | NATIONAL MUN ETF | 12,905 | $1.50M | 0.3% | +75+0.6% | Added | – |
| SPDR Series Trust78464A821 | ST STR SP400GRW | 20,737 | $1.57M | 0.3% | +2,106+11.3% | Added | – |
| JNJJohnson & Johnson | Stock | 9,819 | $1.59M | 0.3% | −62−0.6% | Reduced | History |
| Invesco QQQ Trust Series I46090E103 | ETF | 4,616 | $1.65M | 0.3% | +29+0.6% | Added | – |
| PYPLPayPal Holdings, Inc. | Stock | 6,367 | $1.66M | 0.3% | +779+13.9% | Added | History |
| GNRCGenerac Holdings Inc. | Stock | 4,152 | $1.70M | 0.4% | −3−0.1% | Reduced | History |
| GOOGAlphabet Inc. | Stock | 650 | $1.73M | 0.4% | +34+5.5% | Added | History |
| AMGNAmgen Inc | Stock | 8,356 | $1.78M | 0.4% | +202+2.5% | Added | History |
| iShares Core MSCI Total International Stock ETF46432F834 | ETF | 25,310 | $1.80M | 0.4% | +4,855+23.7% | Added | – |
Options (3)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
Sold out since Q2 2021 (24)
Positions held at the end of Q2 2021 that are gone from this filing.
| Security | Class | Shares in Q2 2021 | Value in Q2 2021 | % of portfolio in Q2 2021 | History |
|---|---|---|---|---|---|
| iShares Tr464289511 | 10+ YR INVST GRD | 55,922 | $3.93M | 0.8% | – |
| iShares Tr464288307 | MRGSTR MD CP GRW | 20,654 | $1.42M | 0.3% | – |
| MUMicron Technology Inc | Stock | 10,140 | $862.0K | 0.2% | History |
| iShares Tr46435U853 | BROAD USD HIGH | 16,300 | $680.0K | 0.1% | – |
| APPSDigital Turbine, Inc. | COM NEW | 5,401 | $411.0K | 0.1% | History |
| SWKSSkyworks Solutions, Inc. | Stock | 2,097 | $402.0K | 0.1% | History |
| PSLVSprott Physical Silver Trust | PHYSICAL SILVER | 41,227 | $383.0K | 0.1% | History |
| SAGESage Therapeutics, Inc. | COM | 6,679 | $379.0K | 0.1% | History |
| State Street Industrial Select Sector SPDR ETF81369Y704 | ETF | 2,673 | $274.0K | 0.1% | – |
| BENFranklin Templeton Inc | COM | 8,341 | $267.0K | 0.1% | History |
| Kraneshares Trust500767306 | CSI CHI INTERNET | 3,770 | $263.0K | 0.1% | – |
| State Street Materials Select Sector SPDR ETF81369Y100 | ETF | 3,056 | $252.0K | 0.1% | – |
| iShares Tr464287440 | 7-10 YR TRSY BD | 2,153 | $249.0K | 0.1% | – |
| GEGeneral Electric Co | COM | 18,327 | $247.0K | 0.1% | History |
| First Tr Exch Traded FD III33739E108 | PFD SECS INC ETF | 11,366 | $234.0K | <0.1% | – |
| MKSIMKS Inc | COM | 1,316 | $234.0K | <0.1% | History |
| PIIPolaris Inc. | Stock | 1,687 | $231.0K | <0.1% | History |
| CEFSprott Physical Gold & Silver Trust | PHYSICAL GOLD AN | 12,333 | $230.0K | <0.1% | History |
| ZMZoom Communications, Inc. | Stock | 580 | $224.0K | <0.1% | History |
| ANETArista Networks, Inc. | COM | 608 | $220.0K | <0.1% | History |
| State Street SPDR S&P Aerospace & Defense ETF78464A631 | ETF | 1,625 | $215.0K | <0.1% | – |
| CTRNCiti Trends Inc | COM | 2,355 | $205.0K | <0.1% | History |
| iShares Iboxx $ Investment Grade Corporate Bond ETF464287242 | ETF | 1,506 | $202.0K | <0.1% | – |
| WisdomTree Tr97717Y691 | CLOUD COMPUTNG | 3,595 | $201.0K | <0.1% | – |