Cooper Financial Group
- SEC CIK
- 0001751581
- Latest filing
- Jul 8, 2026
Holdings in Q3 2021
Holdings as of Sep 30, 2021, filed Oct 6, 2021. Long positions only; changes compare share counts with Q2 2021.
- Positions
- 245
- −5 vs. Q2 2021
- Portfolio value
- $482.1M
- −$9.70M (−2.0%) vs. Q2 2021
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| Tastemaker Acquisition Corp876545203 | UNIT 12/31/2025 | 13,128 | $133.0K | <0.1% | −273−2.0% | Reduced | – |
| BTZBlackRock Credit Allocation Income Trust | COM | 10,000 | $152.0K | <0.1% | −533−5.1% | Reduced | History |
| GHYPGIM Global High Yield Fund, Inc. | COM | 11,698 | $180.0K | <0.1% | +838+7.7% | Added | History |
| VLOValero Energy Corp | Stock | 2,838 | $200.0K | <0.1% | +63+2.3% | Added | History |
| MCKMcKesson Corp | Stock | 1,013 | $202.0K | <0.1% | +1,013 | New | History |
| ADPAutomatic Data Processing Inc | Stock | 1,017 | $203.0K | <0.1% | +3+0.3% | Added | History |
| BDCZUBS AG | ETRACS WF BUS DE | 10,355 | $203.0K | <0.1% | +78+0.8% | Added | History |
| CLFCleveland-Cliffs Inc. | COM | 10,368 | $205.0K | <0.1% | 00.0% | Unchanged | History |
| Invesco Exchange Traded FD T46137V233 | S&P 500 TOP 50 | 627 | $207.0K | <0.1% | 00.0% | Unchanged | – |
| Schwab Strategic Tr808524698 | 5 10YR CORP BD | 4,075 | $213.0K | <0.1% | −964−19.1% | Reduced | – |
| AEPAmerican Electric Power Co Inc | Stock | 2,653 | $215.0K | <0.1% | +2,653 | New | History |
| First Rep BK San Francisco C33616C100 | COM | 1,117 | $215.0K | <0.1% | +1,117 | New | – |
| ORealty Income Corp | REIT | 3,339 | $217.0K | <0.1% | 00.0% | Unchanged | History |
| Vanguard Dividend Appreciation ETF921908844 | ETF | 1,431 | $220.0K | <0.1% | +1,431 | New | – |
| UNHUnitedHealth Group Inc | Stock | 562 | $220.0K | <0.1% | −12−2.1% | Reduced | History |
| OHIOmega Healthcare Investors Inc | COM | 7,390 | $221.0K | <0.1% | +121+1.7% | Added | History |
| IRMIron Mountain Inc | COM | 5,100 | $222.0K | <0.1% | 00.0% | Unchanged | History |
| MOAltria Group, Inc. | Stock | 4,924 | $224.0K | <0.1% | +93+1.9% | Added | History |
| EAElectronic Arts Inc. | COM | 1,579 | $225.0K | <0.1% | +1,579 | New | History |
| JEFJefferies Financial Group Inc. | COM | 6,050 | $225.0K | <0.1% | +40+0.7% | Added | History |
| APTVAptiv PLC | SHS | 1,514 | $226.0K | <0.1% | +173+12.9% | Added | History |
| TMUST-Mobile US, Inc. | Stock | 1,783 | $228.0K | <0.1% | +239+15.5% | Added | History |
| INTUIntuit Inc. | Stock | 422 | $228.0K | <0.1% | +422 | New | History |
| iShares Tr46436E619 | ESG ADVAN ETF | 4,608 | $229.0K | <0.1% | +4,608 | New | – |
| iShares Tr464287796 | U.S. ENERGY ETF | 8,183 | $231.0K | <0.1% | +1,183+16.9% | Added | – |
| KRKroger Co | Stock | 5,747 | $232.0K | <0.1% | +45+0.8% | Added | History |
| Global X FDS37950E333 | GLBX SUPRINC ETF | 19,408 | $232.0K | <0.1% | 00.0% | Unchanged | – |
| WBAWalgreens Boots Alliance, Inc. | COM | 4,931 | $232.0K | <0.1% | +100+2.1% | Added | History |
| MRKMerck & Co., Inc. | Stock | 3,118 | $234.0K | <0.1% | +79+2.6% | Added | History |
| QCOMQualcomm Inc | Stock | 1,827 | $236.0K | <0.1% | −93−4.8% | Reduced | History |
| IEXIdex Corp | COM | 1,150 | $238.0K | <0.1% | +85+8.0% | Added | History |
| iShares Esg Aware US Aggregate Bond ETF46435U549 | ETF | 4,386 | $242.0K | 0.1% | +382+9.5% | Added | – |
| TDToronto Dominion Bank | Stock | 3,693 | $244.0K | 0.1% | +90+2.5% | Added | History |
| iShares Global Clean Energy ETF464288224 | ETF | 11,511 | $249.0K | 0.1% | 00.0% | Unchanged | – |
| SSNCSS&C Technologies Holdings Inc | COM | 3,609 | $250.0K | 0.1% | +274+8.2% | Added | History |
| SOSouthern Co | Stock | 4,082 | $253.0K | 0.1% | +4,082 | New | History |
| CUBECubeSmart | REIT | 5,230 | $253.0K | 0.1% | +5,230 | New | History |
| Vanguard Morningstar Mid-Cap ETF922908629 | ETF | 1,074 | $254.0K | 0.1% | −310−22.4% | Reduced | – |
| HSYHershey Co | COM | 1,520 | $257.0K | 0.1% | +113+8.0% | Added | History |
| IPInternational Paper Co | COM | 4,590 | $257.0K | 0.1% | +109+2.4% | Added | History |
| GSGoldman Sachs Group Inc | Stock | 682 | $258.0K | 0.1% | +81+13.5% | Added | History |
| Vanguard Ftse Developed Markets ETF921943858 | ETF | 5,190 | $262.0K | 0.1% | −627−10.8% | Reduced | – |
| AMTAmerican Tower Corp | REIT | 993 | $264.0K | 0.1% | +7+0.7% | Added | History |
| J P Morgan Exchange-Traded F46641Q407 | JPMORGAN DIVER | 2,747 | $264.0K | 0.1% | +261+10.5% | Added | – |
| NOMDNomad Foods Ltd | USD ORD SHS | 9,837 | $271.0K | 0.1% | +714+7.8% | Added | History |
| Fidelity MSCI Information Technology Index ETF316092808 | ETF | 2,320 | $275.0K | 0.1% | −38,299−94.3% | Reduced | – |
| iShares U.S. Medical Devices ETF464288810 | ETF | 4,427 | $278.0K | 0.1% | −427−8.8% | ReducedConverted for a 6-for-1 split | – |
| USBUS Bancorp DE | COM NEW | 4,703 | $280.0K | 0.1% | +90+2.0% | Added | History |
| Franklin Templeton ETF Tr35473P553 | US CORE BOND ETF | 11,153 | $282.0K | 0.1% | +1,551+16.2% | Added | – |
| AGNCAGNC Investment Corp. | REIT | 18,200 | $287.0K | 0.1% | −5,865−24.4% | Reduced | History |
| iShares Core MSCI Eafe ETF46432F842 | ETF | 3,889 | $289.0K | 0.1% | +53+1.4% | Added | – |
| KEYSKeysight Technologies, Inc. | Stock | 1,799 | $296.0K | 0.1% | −64−3.4% | Reduced | History |
| VCVInvesco California Value Municipal Income Trust | COM | 21,620 | $298.0K | 0.1% | +178+0.8% | Added | History |
| Global X FDS37954Y673 | US INFR DEV ETF | 11,717 | $298.0K | 0.1% | +460+4.1% | Added | – |
| Invesco Exch Traded FD Tr II46138G870 | VAR RATE PFD | 11,435 | $300.0K | 0.1% | +106+0.9% | Added | – |
| DOWDow Inc. | Stock | 5,269 | $303.0K | 0.1% | +5,269 | New | History |
| OKEONEOK Inc | COM | 5,226 | $303.0K | 0.1% | +411+8.5% | Added | History |
| TTTrane Technologies plc | SHS | 1,765 | $305.0K | 0.1% | +144+8.9% | Added | History |
| Vanguard Morningstar Growth ETF922908736 | ETF | 1,064 | $309.0K | 0.1% | +1+0.1% | Added | – |
| U.S. Global Jets ETF26922A842 | ETF | 13,100 | $310.0K | 0.1% | 00.0% | Unchanged | – |
| Vanguard Ftse Emerging Markets ETF922042858 | ETF | 6,289 | $315.0K | 0.1% | −1,138−15.3% | Reduced | – |
| MNSTMonster Beverage Corp | COM | 3,541 | $315.0K | 0.1% | +186+5.5% | Added | History |
| MAMastercard Inc | Stock | 913 | $318.0K | 0.1% | +13+1.4% | Added | History |
| QRVOQorvo, Inc. | Stock | 1,928 | $322.0K | 0.1% | +107+5.9% | Added | History |
| TROWPrice T Rowe Group Inc | Stock | 1,642 | $323.0K | 0.1% | +132+8.7% | Added | History |
| YETIYETI Holdings, Inc. | COM | 3,800 | $326.0K | 0.1% | +261+7.4% | Added | History |
| Schwab U.S. Large-Cap Growth ETF808524300 | ETF | 2,212 | $328.0K | 0.1% | +2,212 | New | – |
| BABAAlibaba Group Holding Ltd | ADR | 2,252 | $333.0K | 0.1% | +140+6.6% | Added | History |
| GMGeneral Motors Co | COM | 6,312 | $333.0K | 0.1% | +2,860+82.9% | Added | History |
| OTISOtis Worldwide Corp | Stock | 4,076 | $335.0K | 0.1% | +304+8.1% | Added | History |
| ETSYEtsy Inc | COM | 1,610 | $335.0K | 0.1% | +59+3.8% | Added | History |
| INMDInMode Ltd. | SHS | 2,132 | $340.0K | 0.1% | +2,132 | New | History |
| FFord Motor Co | Stock | 24,136 | $342.0K | 0.1% | +1,468+6.5% | Added | History |
| IVZInvesco Ltd. | Stock | 14,455 | $349.0K | 0.1% | +236+1.7% | Added | History |
| DBXDropbox, Inc. | CL A | 12,001 | $351.0K | 0.1% | +895+8.1% | Added | History |
| Atlas CorpY0436Q109 | SHARES | 23,175 | $352.0K | 0.1% | 00.0% | Unchanged | – |
| Invesco Exchange Traded FD T46137V407 | INVESCO MSCI | 5,625 | $356.0K | 0.1% | +6+0.1% | Added | – |
| CHRWC. H. Robinson Worldwide, Inc. | COM NEW | 4,096 | $356.0K | 0.1% | +4,096 | New | History |
| XYZBlock, Inc. | CL A | 1,491 | $358.0K | 0.1% | −239−13.8% | Reduced | History |
| BPBP PLC | ADR | 13,198 | $361.0K | 0.1% | +265+2.0% | Added | History |
| Vanguard Morningstar Value ETF922908744 | ETF | 2,683 | $363.0K | 0.1% | +10.0% | Added | – |
| PNRPENTAIR plc | SHS | 5,024 | $365.0K | 0.1% | +308+6.5% | Added | History |
| EMREmerson Electric Co | Stock | 3,881 | $366.0K | 0.1% | +191+5.2% | Added | History |
| MEDPMedpace Holdings, Inc. | COM | 1,955 | $370.0K | 0.1% | +141+7.8% | Added | History |
| iShares Tr46435G516 | ESG AW MSCI EAFE | 4,757 | $373.0K | 0.1% | +1,043+28.1% | Added | – |
| IIPRInnovative Industrial Properties Inc | COM | 1,616 | $374.0K | 0.1% | +3+0.2% | Added | History |
| Amplify ETF Tr032108854 | SEYMOUR CANNBS | 19,424 | $374.0K | 0.1% | +3,762+24.0% | Added | – |
| SPDR Index Shs FDS78463X509 | ST PORT MARK ETF | 8,880 | $378.0K | 0.1% | +1,090+14.0% | Added | – |
| MMM3M Co | Stock | 2,161 | $379.0K | 0.1% | +134+6.6% | Added | History |
| CLXClorox Co | Stock | 2,298 | $381.0K | 0.1% | +8+0.3% | Added | History |
| NOVTNovanta Inc | COM | 2,514 | $388.0K | 0.1% | +151+6.4% | Added | History |
| DIASPDR Dow Jones Industrial Average ETF Trust | UT SER 1 | 1,149 | $389.0K | 0.1% | +10+0.9% | Added | History |
| DUKDuke Energy CORP | Stock | 3,996 | $390.0K | 0.1% | +75+1.9% | Added | History |
| LHLabcorp Holdings Inc. | COM NEW | 1,384 | $390.0K | 0.1% | +120+9.5% | Added | History |
| MUCBlackRock Muniholdings California Quality Fund, Inc. | CEF | 24,921 | $391.0K | 0.1% | +171+0.7% | Added | History |
| PNCPNC Financial Services Group, Inc. | Stock | 2,019 | $395.0K | 0.1% | +47+2.4% | Added | History |
| iShares Tr464287291 | GLOBAL TECH ETF | 7,109 | $403.0K | 0.1% | +7,109 | New | – |
| MARMarriott International Inc | Stock | 2,781 | $412.0K | 0.1% | 00.0% | Unchanged | History |
| BLKBlackRock, Inc. | COM | 494 | $414.0K | 0.1% | +14+2.9% | Added | History |
| LMTLockheed Martin Corp | Stock | 1,213 | $419.0K | 0.1% | +7+0.6% | Added | History |
Options (3)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
Sold out since Q2 2021 (24)
Positions held at the end of Q2 2021 that are gone from this filing.
| Security | Class | Shares in Q2 2021 | Value in Q2 2021 | % of portfolio in Q2 2021 | History |
|---|---|---|---|---|---|
| iShares Tr464289511 | 10+ YR INVST GRD | 55,922 | $3.93M | 0.8% | – |
| iShares Tr464288307 | MRGSTR MD CP GRW | 20,654 | $1.42M | 0.3% | – |
| MUMicron Technology Inc | Stock | 10,140 | $862.0K | 0.2% | History |
| iShares Tr46435U853 | BROAD USD HIGH | 16,300 | $680.0K | 0.1% | – |
| APPSDigital Turbine, Inc. | COM NEW | 5,401 | $411.0K | 0.1% | History |
| SWKSSkyworks Solutions, Inc. | Stock | 2,097 | $402.0K | 0.1% | History |
| PSLVSprott Physical Silver Trust | PHYSICAL SILVER | 41,227 | $383.0K | 0.1% | History |
| SAGESage Therapeutics, Inc. | COM | 6,679 | $379.0K | 0.1% | History |
| State Street Industrial Select Sector SPDR ETF81369Y704 | ETF | 2,673 | $274.0K | 0.1% | – |
| BENFranklin Templeton Inc | COM | 8,341 | $267.0K | 0.1% | History |
| Kraneshares Trust500767306 | CSI CHI INTERNET | 3,770 | $263.0K | 0.1% | – |
| State Street Materials Select Sector SPDR ETF81369Y100 | ETF | 3,056 | $252.0K | 0.1% | – |
| iShares Tr464287440 | 7-10 YR TRSY BD | 2,153 | $249.0K | 0.1% | – |
| GEGeneral Electric Co | COM | 18,327 | $247.0K | 0.1% | History |
| First Tr Exch Traded FD III33739E108 | PFD SECS INC ETF | 11,366 | $234.0K | <0.1% | – |
| MKSIMKS Inc | COM | 1,316 | $234.0K | <0.1% | History |
| PIIPolaris Inc. | Stock | 1,687 | $231.0K | <0.1% | History |
| CEFSprott Physical Gold & Silver Trust | PHYSICAL GOLD AN | 12,333 | $230.0K | <0.1% | History |
| ZMZoom Communications, Inc. | Stock | 580 | $224.0K | <0.1% | History |
| ANETArista Networks, Inc. | COM | 608 | $220.0K | <0.1% | History |
| State Street SPDR S&P Aerospace & Defense ETF78464A631 | ETF | 1,625 | $215.0K | <0.1% | – |
| CTRNCiti Trends Inc | COM | 2,355 | $205.0K | <0.1% | History |
| iShares Iboxx $ Investment Grade Corporate Bond ETF464287242 | ETF | 1,506 | $202.0K | <0.1% | – |
| WisdomTree Tr97717Y691 | CLOUD COMPUTNG | 3,595 | $201.0K | <0.1% | – |