Cooper Financial Group
- SEC CIK
- 0001751581
- Latest filing
- Jul 8, 2026
Holdings in Q3 2021
Holdings as of Sep 30, 2021, filed Oct 6, 2021. Long positions only; changes compare share counts with Q2 2021.
- Positions
- 245
- −5 vs. Q2 2021
- Portfolio value
- $482.1M
- −$9.70M (−2.0%) vs. Q2 2021
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| iShares Tr46435G425 | ESG AWR MSCI USA | 452,793 | $44.6M | 9.2% | −17,614−3.7% | Reduced | – |
| State Street SPDR Portfolio S&P 500 ETF78464A854 | ETF | 757,889 | $38.2M | 7.9% | −20,873−2.7% | Reduced | – |
| iShares Tr464288877 | EAFE VALUE ETF | 426,265 | $21.7M | 4.5% | +3,910+0.9% | Added | – |
| AAPLApple Inc. | Stock | 147,866 | $20.9M | 4.3% | +1,826+1.3% | Added | History |
| iShares Tr464288885 | EAFE GRWTH ETF | 187,876 | $20.0M | 4.1% | +35,023+22.9% | Added | – |
| iShares U.S. Treasury Bond ETF46429B267 | ETF | 663,739 | $17.6M | 3.7% | −469,807−41.4% | Reduced | – |
| Schwab Strategic Tr808524714 | 1 5YR CORP BD | 268,553 | $13.7M | 2.8% | −100,618−27.3% | Reduced | – |
| TSLATesla, Inc. | Stock | 14,881 | $11.5M | 2.4% | −20−0.1% | Reduced | History |
| AMZNAmazon Com Inc | Stock | 3,501 | $11.5M | 2.4% | +3+0.1% | Added | History |
| iShares Tr464288588 | MBS ETF | 100,429 | $10.9M | 2.3% | +69,973+229.8% | Added | – |
| iShares Tr46432F388 | MSCI USA VALUE | 107,069 | $10.8M | 2.2% | −4,320−3.9% | Reduced | – |
| MSFTMicrosoft Corp | Stock | 38,028 | $10.7M | 2.2% | +716+1.9% | Added | History |
| WisdomTree Tr97717X578 | EM EX ST-OWNED | 251,246 | $9.38M | 1.9% | −110,865−30.6% | Reduced | – |
| Schwab U.S. Small-Cap ETF808524607 | ETF | 89,759 | $8.98M | 1.9% | −2,370−2.6% | Reduced | – |
| iShares Tr46434V613 | CORE UNIVRSL USD | 165,655 | $8.82M | 1.8% | +8,895+5.7% | Added | – |
| iShares Tr464287721 | U.S. TECH ETF | 85,976 | $8.71M | 1.8% | +85,976 | New | – |
| iShares Tr46435G474 | FALN ANGLS USD | 275,294 | $8.29M | 1.7% | +154,086+127.1% | Added | – |
| iShares Tr464287333 | GLOBAL FINLS ETF | 99,218 | $7.78M | 1.6% | −18,794−15.9% | Reduced | – |
| iShares Core S&P 500 ETF464287200 | ETF | 15,949 | $6.87M | 1.4% | +37+0.2% | Added | – |
| State Street Energy Select Sector SPDR ETF81369Y506 | ETF | 120,158 | $6.26M | 1.3% | −19,437−13.9% | Reduced | – |
| Schwab US Tips ETF808524870 | ETF | 76,491 | $4.79M | 1.0% | +71,761+1,517.1% | Added | – |
| BRK.BBerkshire Hathaway Inc | Stock | 16,170 | $4.41M | 0.9% | −121−0.7% | Reduced | History |
| GOOGLAlphabet Inc. | Stock | 1,608 | $4.30M | 0.9% | +2+0.1% | Added | History |
| State Street SPDR Portfolio S&P 500 Growth ETF78464A409 | ETF | 57,181 | $3.66M | 0.8% | +5,358+10.3% | Added | – |
| iShares Tr464288653 | 10-20 YR TRS ETF | 22,847 | $3.36M | 0.7% | +22,847 | New | – |
| iShares Russell 1000 Growth ETF464287614 | ETF | 12,229 | $3.35M | 0.7% | −78−0.6% | Reduced | – |
| iShares U.S. ETF Trust iShares Gsci Commodity Dynamic Roll Strategy ETF46431W853 | ETF | 93,198 | $3.34M | 0.7% | −82,912−47.1% | Reduced | – |
| State Street SPDR Portfolio S&P 500 Value ETF78464A508 | ETF | 81,706 | $3.19M | 0.7% | +9,402+13.0% | Added | – |
| HDHome Depot, Inc. | Stock | 9,579 | $3.15M | 0.7% | +209+2.2% | Added | History |
| State Street SPDR Portfolio Aggregate Bond ETF78464A649 | ETF | 103,416 | $3.09M | 0.6% | +8,774+9.3% | Added | – |
| BABoeing Co | Stock | 13,740 | $3.02M | 0.6% | −228−1.6% | Reduced | History |
| JPMorgan Ultra-Short Income ETF46641Q837 | ETF | 58,853 | $2.98M | 0.6% | −31,413−34.8% | Reduced | – |
| iShares MSCI USA Momentum Factor ETF46432F396 | ETF | 16,176 | $2.84M | 0.6% | −31,367−66.0% | Reduced | – |
| PGProcter & Gamble Co | Stock | 19,974 | $2.79M | 0.6% | +90+0.5% | Added | History |
| J P Morgan Exchange Traded F46641Q654 | ULTRA SHT MUNCPL | 46,378 | $2.37M | 0.5% | +4,922+11.9% | Added | – |
| Amplify ETF Tr032108888 | BLACKSWAN GRWT | 69,074 | $2.36M | 0.5% | +3,312+5.0% | Added | – |
| iShares Russell 1000 Value ETF464287598 | ETF | 12,880 | $2.02M | 0.4% | −78−0.6% | Reduced | – |
| iShares Core S&P Small Cap ETF464287804 | ETF | 18,171 | $1.98M | 0.4% | +1,681+10.2% | Added | – |
| DISWalt Disney Co | Stock | 11,715 | $1.98M | 0.4% | −73−0.6% | Reduced | History |
| State Street SPDR Portfolio Short Term Corporate Bond ETF78464A474 | ETF | 63,350 | $1.98M | 0.4% | +4,924+8.4% | Added | – |
| iShares Core S&P Mid-Cap ETF464287507 | ETF | 7,355 | $1.94M | 0.4% | +6,168+519.6% | Added | – |
| IBMInternational Business Machines Corp | Stock | 13,696 | $1.90M | 0.4% | +687+5.3% | Added | History |
| TWLOTwilio Inc | CL A | 5,776 | $1.84M | 0.4% | +40+0.7% | Added | History |
| Ssga Active ETF Tr78467V848 | ST STR TOTAL ETF | 37,748 | $1.82M | 0.4% | +3,083+8.9% | Added | – |
| METAMeta Platforms, Inc. | Stock | 5,346 | $1.81M | 0.4% | +1,049+24.4% | Added | History |
| iShares Core MSCI Total International Stock ETF46432F834 | ETF | 25,310 | $1.80M | 0.4% | +4,855+23.7% | Added | – |
| AMGNAmgen Inc | Stock | 8,356 | $1.78M | 0.4% | +202+2.5% | Added | History |
| GOOGAlphabet Inc. | Stock | 650 | $1.73M | 0.4% | +34+5.5% | Added | History |
| GNRCGenerac Holdings Inc. | Stock | 4,152 | $1.70M | 0.4% | −3−0.1% | Reduced | History |
| PYPLPayPal Holdings, Inc. | Stock | 6,367 | $1.66M | 0.3% | +779+13.9% | Added | History |
| Invesco QQQ Trust Series I46090E103 | ETF | 4,616 | $1.65M | 0.3% | +29+0.6% | Added | – |
| JNJJohnson & Johnson | Stock | 9,819 | $1.59M | 0.3% | −62−0.6% | Reduced | History |
| SPDR Series Trust78464A821 | ST STR SP400GRW | 20,737 | $1.57M | 0.3% | +2,106+11.3% | Added | – |
| iShares Tr464288414 | NATIONAL MUN ETF | 12,905 | $1.50M | 0.3% | +75+0.6% | Added | – |
| PIMCO ETF Tr72201R718 | ENHNCD LW DUR AC | 14,595 | $1.49M | 0.3% | −516−3.4% | Reduced | – |
| Kraneshares Tr500767876 | EMRNG MKT CONS | 54,239 | $1.46M | 0.3% | +776+1.5% | Added | – |
| COSTCostco Wholesale Corp | Stock | 3,130 | $1.41M | 0.3% | +4+0.1% | Added | History |
| XOMExxonMobil Holdings Corp | COM | 23,395 | $1.38M | 0.3% | −21−0.1% | Reduced | History |
| State Street SPDR S&P 400 Mid Cap Value ETF78464A839 | ETF | 20,564 | $1.36M | 0.3% | +2,138+11.6% | Added | – |
| INTCIntel Corp | Stock | 24,963 | $1.33M | 0.3% | +299+1.2% | Added | History |
| JPMJPMorgan Chase & Co | Stock | 7,983 | $1.31M | 0.3% | +114+1.4% | Added | History |
| First Tr Exch Traded FD III33739P103 | LNG/SHT EQUITY | 26,963 | $1.30M | 0.3% | +2,880+12.0% | Added | – |
| FTNTFortinet, Inc. | Stock | 4,178 | $1.22M | 0.3% | +144+3.6% | Added | History |
| Invesco Exchange Traded FD T46137V357 | S&P500 EQL WGT | 7,937 | $1.19M | 0.2% | +1,543+24.1% | Added | – |
| CSCOCisco Systems, Inc. | Stock | 21,309 | $1.16M | 0.2% | +1,203+6.0% | Added | History |
| BXBlackstone Inc. | COM | 9,634 | $1.12M | 0.2% | −22−0.2% | Reduced | History |
| PEPPepsiCo Inc | Stock | 7,374 | $1.11M | 0.2% | +318+4.5% | Added | History |
| NACNuveen California Quality Municipal Income Fund | COM | 67,860 | $1.06M | 0.2% | +6,883+11.3% | Added | History |
| NFLXNetflix Inc | Stock | 1,697 | $1.04M | 0.2% | +31+1.9% | Added | History |
| iShares Russell 2000 ETF464287655 | ETF | 4,699 | $1.03M | 0.2% | +229+5.1% | Added | – |
| ABBVAbbVie Inc. | Stock | 9,493 | $1.02M | 0.2% | +1,122+13.4% | Added | History |
| IGRCbre Global Real Estate Income Fund | COM | 122,365 | $1.02M | 0.2% | +1,675+1.4% | Added | History |
| State Street SPDR Portfolio S&P 600 Small Cap ETF78468R853 | ETF | 23,897 | $1.02M | 0.2% | +1,695+7.6% | Added | – |
| NVDANVIDIA Corp | Stock | 4,869 | $1.01M | 0.2% | −119−2.4% | ReducedConverted for a 4-for-1 split | History |
| WPCW. P. Carey Inc. | COM | 13,581 | $992.0K | 0.2% | +349+2.6% | Added | History |
| CVXChevron Corp | Stock | 9,270 | $940.0K | 0.2% | −47−0.5% | Reduced | History |
| First Tr Exch Traded FD III33739N108 | MANAGD MUN ETF | 16,420 | $932.0K | 0.2% | 00.0% | Unchanged | – |
| SRESempra | Stock | 7,347 | $929.0K | 0.2% | +1,001+15.8% | Added | History |
| iShares Tr464289859 | CORE 80 20 ETF | 13,292 | $928.0K | 0.2% | −578−4.2% | Reduced | – |
| SPYSPDR S&P 500 ETF Trust | ETF | 2,157 | $926.0K | 0.2% | +440+25.6% | Added | History |
| VVisa Inc. | Stock | 4,130 | $920.0K | 0.2% | +344+9.1% | Added | History |
| TAT&T Inc. | Stock | 33,087 | $894.0K | 0.2% | +252+0.8% | Added | History |
| iShares Russell Mid-Cap Growth ETF464287481 | ETF | 7,922 | $888.0K | 0.2% | −1,048−11.7% | Reduced | – |
| UPSUnited Parcel Service Inc | Stock | 4,860 | $885.0K | 0.2% | +13+0.3% | Added | History |
| NEENextera Energy Inc | Stock | 11,178 | $878.0K | 0.2% | +1,310+13.3% | Added | History |
| SGISomnigroup International Inc. | COM | 18,796 | $872.0K | 0.2% | +920+5.1% | Added | History |
| MRNAModerna, Inc. | Stock | 2,239 | $862.0K | 0.2% | 00.0% | Unchanged | History |
| iShares Inc46434G863 | ESG AWR MSCI EM | 20,670 | $857.0K | 0.2% | −3,174−13.3% | Reduced | – |
| PMPhilip Morris International Inc. | Stock | 8,782 | $832.0K | 0.2% | +121+1.4% | Added | History |
| iShares Core MSCI Emerging Markets ETF46434G103 | ETF | 13,344 | $824.0K | 0.2% | −28−0.2% | Reduced | – |
| iShares Russell Mid-Cap Value ETF464287473 | ETF | 7,237 | $820.0K | 0.2% | −61−0.8% | Reduced | – |
| WMTWalmart Inc. | Stock | 5,873 | $819.0K | 0.2% | +177+3.1% | Added | History |
| ZBRAZebra Technologies Corp | CL A | 1,501 | $774.0K | 0.2% | +93+6.6% | Added | History |
| ADBEAdobe Inc. | Stock | 1,290 | $743.0K | 0.2% | +70+5.7% | Added | History |
| iShares Tr464288646 | ISHS 1-5YR INVS | 13,336 | $729.0K | 0.2% | −5,638−29.7% | Reduced | – |
| FPFFirst Trust Intermediate Duration Preferred & Income Fund | COM | 28,782 | $720.0K | 0.1% | −1,052−3.5% | Reduced | History |
| FFWMFirst Foundation Inc. | COM | 27,384 | $720.0K | 0.1% | +7,927+40.7% | Added | History |
| ETNEaton Corp plc | Stock | 4,805 | $718.0K | 0.1% | +233+5.1% | Added | History |
| ILMNIllumina, Inc. | COM | 1,758 | $713.0K | 0.1% | +1,032+142.1% | Added | History |
| Vanguard S&P 500 ETF922908363 | ETF | 1,800 | $710.0K | 0.1% | −11−0.6% | Reduced | – |
Options (3)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
Sold out since Q2 2021 (24)
Positions held at the end of Q2 2021 that are gone from this filing.
| Security | Class | Shares in Q2 2021 | Value in Q2 2021 | % of portfolio in Q2 2021 | History |
|---|---|---|---|---|---|
| iShares Tr464289511 | 10+ YR INVST GRD | 55,922 | $3.93M | 0.8% | – |
| iShares Tr464288307 | MRGSTR MD CP GRW | 20,654 | $1.42M | 0.3% | – |
| MUMicron Technology Inc | Stock | 10,140 | $862.0K | 0.2% | History |
| iShares Tr46435U853 | BROAD USD HIGH | 16,300 | $680.0K | 0.1% | – |
| APPSDigital Turbine, Inc. | COM NEW | 5,401 | $411.0K | 0.1% | History |
| SWKSSkyworks Solutions, Inc. | Stock | 2,097 | $402.0K | 0.1% | History |
| PSLVSprott Physical Silver Trust | PHYSICAL SILVER | 41,227 | $383.0K | 0.1% | History |
| SAGESage Therapeutics, Inc. | COM | 6,679 | $379.0K | 0.1% | History |
| State Street Industrial Select Sector SPDR ETF81369Y704 | ETF | 2,673 | $274.0K | 0.1% | – |
| BENFranklin Templeton Inc | COM | 8,341 | $267.0K | 0.1% | History |
| Kraneshares Trust500767306 | CSI CHI INTERNET | 3,770 | $263.0K | 0.1% | – |
| State Street Materials Select Sector SPDR ETF81369Y100 | ETF | 3,056 | $252.0K | 0.1% | – |
| iShares Tr464287440 | 7-10 YR TRSY BD | 2,153 | $249.0K | 0.1% | – |
| GEGeneral Electric Co | COM | 18,327 | $247.0K | 0.1% | History |
| First Tr Exch Traded FD III33739E108 | PFD SECS INC ETF | 11,366 | $234.0K | <0.1% | – |
| MKSIMKS Inc | COM | 1,316 | $234.0K | <0.1% | History |
| PIIPolaris Inc. | Stock | 1,687 | $231.0K | <0.1% | History |
| CEFSprott Physical Gold & Silver Trust | PHYSICAL GOLD AN | 12,333 | $230.0K | <0.1% | History |
| ZMZoom Communications, Inc. | Stock | 580 | $224.0K | <0.1% | History |
| ANETArista Networks, Inc. | COM | 608 | $220.0K | <0.1% | History |
| State Street SPDR S&P Aerospace & Defense ETF78464A631 | ETF | 1,625 | $215.0K | <0.1% | – |
| CTRNCiti Trends Inc | COM | 2,355 | $205.0K | <0.1% | History |
| iShares Iboxx $ Investment Grade Corporate Bond ETF464287242 | ETF | 1,506 | $202.0K | <0.1% | – |
| WisdomTree Tr97717Y691 | CLOUD COMPUTNG | 3,595 | $201.0K | <0.1% | – |