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Livermore
Livermore
ZHEN

Retirement Group, LLC

SEC CIK
0001740491
Latest filing
Apr 30, 2024

Holdings in Q1 2024

Holdings as of Mar 31, 2024, filed Apr 30, 2024. Long positions only; changes compare share counts with Q4 2023.

Institution overview
Positions
846
+9 vs. Q4 2023
Portfolio value
$279.0M
+$31.7M (+12.8%) vs. Q4 2023
Filed
Apr 30, 2024
SEC
Holdings of Retirement Group, LLC in Q1 2024
SecurityClassSharesValue% of portfolioShare changeActionHistory
iShares Tr464287689RUSSELL 3000 ETF38$11.4K<0.1%00.0%Unchanged–
OCSLOaktree Specialty Lending CorpCOM580$11.4K<0.1%+470+427.3%AddedHistory
Cambria ETF Tr132061300CAMBRIA FGN SHR425$11.5K<0.1%00.0%Unchanged–
CMGChipotle Mexican Grill IncCOM4$11.6K<0.1%00.0%UnchangedHistory
BBYBest Buy Co IncStock142$11.6K<0.1%+105+283.8%AddedHistory
FISVFiserv IncStock73$11.7K<0.1%+41+128.1%AddedHistory
TFCTruist Financial CorpCOM301$11.7K<0.1%+301NewHistory
FERGFerguson Enterprises Inc.SHS54$11.8K<0.1%+54NewHistory
EFOREverforth IncCOM113$11.8K<0.1%+5+4.6%AddedHistory
SPDR Series Trust78468R101ST SHO TREAS ETF410$11.8K<0.1%+3+0.7%Added–
KKellanovaStock207$11.9K<0.1%00.0%UnchangedHistory
Global X FDS37954Y657US PFD ETF597$12.0K<0.1%+7+1.2%Added–
NENoble Corp plcORD SHS A250$12.1K<0.1%00.0%UnchangedHistory
Investment Managers Ser Tr I46144X628AXS SHORT INNOV454$12.2K<0.1%00.0%Unchanged–
State Street Communication Services Select Sector SPDR ETF81369Y852ETF150$12.2K<0.1%00.0%Unchanged–
TDToronto Dominion BankStock205$12.4K<0.1%00.0%UnchangedHistory
UTGReaves Utility Income FundCOM SH BEN INT460$12.4K<0.1%00.0%UnchangedHistory
BMYBristol Myers Squibb CoStock229$12.4K<0.1%00.0%UnchangedHistory
CPECallon Petroleum CoCOM350$12.5K<0.1%00.0%UnchangedHistory
DBOInvesco DB Oil FundOIL FD820$12.7K<0.1%+400+95.2%AddedHistory
SPDR Series Trust78468R622ST BLOO HIGH ETF134$12.8K<0.1%00.0%Unchanged–
CCOICogent Communications Holdings, Inc.COM NEW196$12.8K<0.1%+196NewHistory
UTFCohen & Steers Infrastructure Fund IncCOM545$12.8K<0.1%00.0%UnchangedHistory
VanEck ETF Trust92189F429PREFERRED SECURT730$12.9K<0.1%00.0%Unchanged–
Vanguard S&P 500 ETF922908363ETF27$13.0K<0.1%+27New–
AMTAmerican Tower CorpREIT66$13.0K<0.1%+66NewHistory
NRGDBank of MontrealBIG OIL INDX 3X135$13.2K<0.1%00.0%UnchangedHistory
UBERUber Technologies, IncStock172$13.2K<0.1%00.0%UnchangedHistory
ULUnilever PLCSPON ADR NEW267$13.4K<0.1%+267NewHistory
CNCCentene CorpStock171$13.4K<0.1%−33−16.2%ReducedHistory
ZTSZoetis Inc.Stock80$13.5K<0.1%00.0%UnchangedHistory
CRSPCRISPR Therapeutics AGNAMEN AKT200$13.6K<0.1%−323−61.8%ReducedHistory
VTRSViatris IncStock1,142$13.6K<0.1%+1,124+6,244.4%AddedHistory
LOWLowes Companies IncStock54$13.8K<0.1%+54NewHistory
ACNAccenture plcStock40$13.9K<0.1%+40NewHistory
Schwab Fundamental International Small Equity ETF808524748ETF392$13.9K<0.1%00.0%Unchanged–
Pacer US Cash Cows 100 ETF69374H881ETF285$14.0K<0.1%−65−18.6%Reduced–
PECOPhillips Edison & Company, Inc.COMMON STOCK397$14.2K<0.1%−100−20.1%ReducedHistory
iShares Broad Usd Investment Grade Corporate Bond ETF464288620ETF286$14.5K<0.1%00.0%Unchanged–
Vanguard Malvern FDS922020805STRM INFPROIDX305$14.6K<0.1%00.0%Unchanged–
iShares U S ETF Tr46431W812INT RT HD LONG598$14.7K<0.1%+11+1.9%Added–
CMICummins IncStock50$14.7K<0.1%+50NewHistory
MDTMedtronic plcStock171$14.9K<0.1%+143+510.7%AddedHistory
PNWPinnacle West Capital CorpCOM200$14.9K<0.1%00.0%UnchangedHistory
DDTDillard's, Inc.CL A600$15.4K<0.1%00.0%UnchangedHistory
DJTTrump Media & Technology Group Corp.Stock250$15.5K<0.1%+150+150.0%AddedHistory
SPDR Series Trust78468R812ST STR MSCI USAQ107$15.6K<0.1%00.0%Unchanged–
EOGEOG Resources IncStock122$15.6K<0.1%00.0%UnchangedHistory
SLBSLB LimitedStock286$15.7K<0.1%00.0%UnchangedHistory
Fidelity MSCI Materials Index ETF316092881ETF320$15.7K<0.1%+3+0.9%Added–
DHRDanaher CorpStock63$15.7K<0.1%00.0%UnchangedHistory
First Tr Exchng Traded FD VI33740U679FT VEST US EQT500$15.8K<0.1%+500New–
iShares Russell Mid-Cap Value ETF464287473ETF126$15.8K<0.1%00.0%Unchanged–
FCXFreeport-McMoran IncStock341$16.0K<0.1%−100−22.7%ReducedHistory
Invesco Exch Traded FD Tr II46138E370S&P 500 HB ETF184$16.1K<0.1%00.0%Unchanged–
State Street SPDR S&P Aerospace & Defense ETF78464A631ETF115$16.2K<0.1%+115New–
TMUST-Mobile US, Inc.Stock100$16.3K<0.1%+65+185.7%AddedHistory
State Street SPDR Portfolio S&P 500 High Dividend ETF78468R788ETF401$16.3K<0.1%−64−13.8%Reduced–
ABTAbbott LaboratoriesStock145$16.5K<0.1%00.0%UnchangedHistory
WMTWalmart Inc.Stock278$16.7K<0.1%00.0%UnchangedConverted for a 3-for-1 splitHistory
ANAutonation, Inc.COM102$16.9K<0.1%00.0%UnchangedHistory
QCOMQualcomm IncStock100$16.9K<0.1%+100NewHistory
iShares Tr464288703MRNING SM CP ETF279$17.1K<0.1%00.0%Unchanged–
BSTZBlackRock Science & Technology Term TrustSHS BEN INT884$17.1K<0.1%−98−10.0%ReducedHistory
BARGraniteShares Gold TrustSHS BEN INT800$17.6K<0.1%00.0%UnchangedHistory
Invesco Actively Managed Exc46090A887ULTRA SHRT DUR353$17.6K<0.1%+5+1.4%Added–
TMToyota Motor CorpADS70$17.6K<0.1%00.0%UnchangedHistory
iShares Tr464288687PFD AND INCM SEC551$17.8K<0.1%+11+2.0%Added–
UNPUnion Pacific CorpStock73$18.0K<0.1%00.0%UnchangedHistory
BKNGBooking Holdings Inc.Stock5$18.1K<0.1%+1+25.0%AddedHistory
Capital Group Core Balanced14021D107SHS627$18.3K<0.1%00.0%Unchanged–
KHCKraft Heinz CoStock497$18.3K<0.1%00.0%UnchangedHistory
STAGSTAG Industrial, Inc.COM481$18.5K<0.1%+3+0.6%AddedHistory
DALDelta Air Lines, Inc.COM NEW400$19.1K<0.1%00.0%UnchangedHistory
REGNRegeneron Pharmaceuticals, Inc.COM20$19.3K<0.1%+1+5.3%AddedHistory
Invesco Exch Traded FD Tr II46138G615INVESCO PHLX SM501$19.3K<0.1%00.0%Unchanged–
Schwab Fundamental Emerging Markets Equity ETF808524730ETF698$19.4K<0.1%00.0%Unchanged–
SYKStryker CorpStock54$19.5K<0.1%00.0%UnchangedHistory
PHYSSprott Physical Gold TrustPHYSICAL GOLD TR1,140$19.7K<0.1%00.0%UnchangedHistory
PEPPepsiCo IncStock113$19.8K<0.1%+1+0.9%AddedHistory
ARMArm Holdings PLCADR159$19.9K<0.1%+159NewHistory
CBChubb LtdStock77$20.0K<0.1%+77NewHistory
iShares Core MSCI Emerging Markets ETF46434G103ETF392$20.2K<0.1%00.0%Unchanged–
iShares Tr464288406MRGSTR MD CP VAL282$20.5K<0.1%00.0%Unchanged–
RTXRTX CorpStock213$20.8K<0.1%00.0%UnchangedHistory
RBLXRoblox CorpStock550$21.0K<0.1%+525+2,100.0%AddedHistory
OCGNOcugen, Inc.COM13,110$21.5K<0.1%+3,200+32.3%AddedHistory
DOVDOVER CorpCOM121$21.5K<0.1%00.0%UnchangedHistory
Invesco Exch Traded FD Tr II46138E396S&P 500 CONC ETF434$21.6K<0.1%−23−5.0%Reduced–
State Street Industrial Select Sector SPDR ETF81369Y704ETF173$21.8K<0.1%−2,889−94.4%Reduced–
Schwab Fundamental International Equity ETF808524755ETF614$21.9K<0.1%00.0%Unchanged–
PAAPlains All American Pipeline LPUNIT LTD PARTN1,264$22.2K<0.1%+900+247.3%AddedHistory
IOVAIovance Biotherapeutics, Inc.COM1,500$22.2K<0.1%+500+50.0%AddedHistory
MRNAModerna, Inc.Stock209$22.3K<0.1%00.0%UnchangedHistory
UUnity Software Inc.COM836$22.3K<0.1%+835+83,500.0%AddedHistory
SPDR Ser Tr78464A110FACTST INV ETF150$22.4K<0.1%00.0%Unchanged–
USAPUniversal Stainless & Alloy Products IncCOM1,000$22.4K<0.1%00.0%UnchangedHistory
Global X FDS37954Y475S&P 500 COVERED550$22.4K<0.1%00.0%Unchanged–
EMNEastman Chemical CoStock225$22.6K<0.1%−90−28.6%ReducedHistory
iShares Tr464287515EXPANDED TECH265$22.6K<0.1%00.0%UnchangedConverted for a 5-for-1 split–

Sold out since Q4 2023 (41)

Positions held at the end of Q4 2023 that are gone from this filing.

Positions of Retirement Group, LLC sold out since Q4 2023
SecurityClassShares in Q4 2023Value in Q4 2023% of portfolio in Q4 2023History
Simplify Exchange Traded Fun82889N855SIMPLIFY INTERST27,089$1.08M0.4%–
Flagstar Bank, National Association649445103COM7,596$77.7K<0.1%–
ETVEaton Vance Tax-Managed Buy-Write Opportunities FundCOM4,508$55.6K<0.1%History
New York Life Investments Et45409B800MERGE ARBIT ETF1,000$31.4K<0.1%–
DBX ETF Tr233051762XTRACK MSCI CHNA1,178$28.8K<0.1%–
MMacy's, Inc.COM1,000$20.1K<0.1%History
DBX ETF Tr233051739XTRCK BLOMBRG BA1,071$20.0K<0.1%–
VanEck ETF Trust92189H805RARE EARTH AND S300$18.5K<0.1%–
Vanguard Morningstar Large-Cap ETF922908637ETF81$17.7K<0.1%–
NTRSNorthern Trust CorpCOM500$15.2K<0.1%History
Harbor ETF Trust41151J505COMM ALL WEA ETF700$14.7K<0.1%–
AVAVAeroVironment IncCOM100$12.6K<0.1%History
INCYIncyte CorpCOM200$12.6K<0.1%History
iShares Tr4642886613 7 YR TREAS BD97$11.4K<0.1%–
ProShares Tr74347B607INVT INT RT HG150$11.3K<0.1%–
BCBrunswick CorpCOM100$9.68K<0.1%History
ALXNAlexion Pharmaceuticals, Inc.COM61$8.83K<0.1%History
PIMCO ETF Tr72201R7830-5 HIGH YIELD91$8.47K<0.1%–
NETCloudflare, Inc.CL A COM100$8.33K<0.1%History
SRCSpirit Realty Capital, Inc.COM NEW120$5.24K<0.1%History
iShares MSCI Acwi Ex U.S. ETF464288240ETF80$4.08K<0.1%–
Alpha Architect ETF Tr02072L771SPARKLINE INTANG142$3.79K<0.1%–
iShares Inc464286533MSCI EMERG MRKT325$3.29K<0.1%–
Goldman Sachs ETF Tr381430503ACTIVEBETA US LG21$1.97K<0.1%–
iShares Inc464286285JP MRGN EM HI BD50$1.82K<0.1%–
GPNGlobal Payments IncStock13$1.65K<0.1%History
iShares Tr464288521CRE U S REIT ETF25$1.36K<0.1%–
ZVRAZevra Therapeutics, Inc.COM NEW200$1.31K<0.1%History
EPAMEPAM Systems, Inc.COM4$1.19K<0.1%History
SPLKSplunk IncCOM5$762<0.1%History
Invesco Exchange Traded FD T46137V431S&P 500 GARP ETF7$686<0.1%–
GDDYGoDaddy Inc.CL A6$637<0.1%History
CZRCaesars Entertainment, Inc.COM13$609<0.1%History
Sprott FDS Tr85208P303URANIUM MINERS E10$483<0.1%–
Kraneshares Trust500767678GLOBAL CARB STRA13$474<0.1%–
IMGNImmunoGen, Inc.COM13$385<0.1%History
Northern LTS FD Tr IV66538H211FMC EXCELSIOR FO10$266<0.1%–
CTRACoterra Energy Inc.Stock10$255<0.1%History
VEEVVeeva Systems IncStock1$193<0.1%History
ABNBAirbnb, Inc.Stock1$136<0.1%History
CTLTCatalent, Inc.COM3$135<0.1%History