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Livermore
Livermore
ZHEN

Retirement Group, LLC

SEC CIK
0001740491
Latest filing
Apr 30, 2024

Holdings in Q4 2023

Holdings as of Dec 31, 2023, filed Feb 14, 2024. Long positions only; changes compare share counts with Q3 2023.

Institution overview
Positions
837
+59 vs. Q3 2023
Portfolio value
$247.4M
+$7.75M (+3.2%) vs. Q3 2023
Filed
Feb 14, 2024
SEC
Holdings of Retirement Group, LLC in Q4 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
iShares Tr464287556ISHARES BIOTECH35$4.75K<0.1%00.0%Unchanged–
iShares Inc46434G863ESG AWR MSCI EM152$4.86K<0.1%+152New–
DBX ETF Tr233051200XTRACK MSCI EAFE135$4.99K<0.1%+135New–
GNRCGenerac Holdings Inc.Stock39$5.04K<0.1%−4−9.3%ReducedHistory
RIVNRivian Automotive, Inc.Stock215$5.04K<0.1%00.0%UnchangedHistory
NEONeogenomics IncCOM NEW320$5.18K<0.1%00.0%UnchangedHistory
MAINMain Street Capital CORPCEF120$5.19K<0.1%00.0%UnchangedHistory
SRCSpirit Realty Capital, Inc.COM NEW120$5.24K<0.1%00.0%UnchangedHistory
TMOThermo Fisher Scientific Inc.Stock10$5.31K<0.1%+7+233.3%AddedHistory
PAAPlains All American Pipeline LPUNIT LTD PARTN364$5.51K<0.1%00.0%UnchangedHistory
BXSLBlackstone Secured Lending FundCOMMON STOCK200$5.53K<0.1%+100+100.0%AddedHistory
John Hancock Exchange Traded47804J206MULTIFACTOR MI106$5.58K<0.1%00.0%Unchanged–
iShares Tr464288885EAFE GRWTH ETF58$5.59K<0.1%+58New–
TMUST-Mobile US, Inc.Stock35$5.61K<0.1%00.0%UnchangedHistory
LUMNLumen Technologies, Inc.COM11$5.62K<0.1%−5−31.3%ReducedHistory
NOWServiceNow, Inc.Stock8$5.65K<0.1%+6+300.0%AddedHistory
MTZMastec IncCOM75$5.68K<0.1%00.0%UnchangedHistory
State Street SPDR S&P Regional Banking ETF78464A698ETF108$5.68K<0.1%+1+0.9%Added–
OCGNOcugen, Inc.COM9,910$5.70K<0.1%+9,910NewHistory
CTVACorteva, Inc.Stock119$5.70K<0.1%00.0%UnchangedHistory
U.S. Global Jets ETF26922A842ETF302$5.75K<0.1%00.0%Unchanged–
FICOFair Isaac CorpCOM5$5.82K<0.1%00.0%UnchangedHistory
DBOInvesco DB Oil FundOIL FD420$5.84K<0.1%+287+215.8%AddedHistory
Global X Lithium & Battery Tech ETF37954Y855ETF116$5.91K<0.1%−5−4.1%Reduced–
SOSouthern CoStock84$5.92K<0.1%−103−55.1%ReducedHistory
EXCExelon CorpStock165$5.92K<0.1%00.0%UnchangedHistory
SBLKStar Bulk Carriers Corp.SHS PAR280$5.95K<0.1%00.0%UnchangedHistory
DEAEasterly Government Properties, Inc.COM450$6.05K<0.1%00.0%UnchangedHistory
ATNMActinium Pharmaceuticals, Inc.COM1,191$6.05K<0.1%00.0%UnchangedHistory
iShares Tr464288638ISHS 5-10YR INVT117$6.08K<0.1%00.0%Unchanged–
VanEck ETF Trust92189H300JP MRGAN EM LOC242$6.13K<0.1%00.0%Unchanged–
Schwab International Small-Cap Equity ETF808524888ETF176$6.14K<0.1%00.0%Unchanged–
SBUXStarbucks CorpStock64$6.14K<0.1%00.0%UnchangedHistory
VanEck ETF Trust92189F452MORTGAGE REIT520$6.15K<0.1%00.0%Unchanged–
Vanguard Mortgage-Backed Securities ETF92206C771ETF137$6.35K<0.1%00.0%Unchanged–
iShares Russell 1000 Growth ETF464287614ETF21$6.37K<0.1%00.0%Unchanged–
ZBHZimmer Biomet Holdings, Inc.Stock53$6.45K<0.1%+49+1,225.0%AddedHistory
Invesco Exch Traded FD Tr II46138E115S&P SMLCP INFO138$6.66K<0.1%00.0%Unchanged–
SPDR Series Trust78468R556SP O&G EXPL PRO49$6.71K<0.1%+49New–
iShares Inc464286509MSCI CDA ETF183$6.71K<0.1%00.0%Unchanged–
YETIYETI Holdings, Inc.COM130$6.73K<0.1%00.0%UnchangedHistory
CIVICivitas Resources, Inc.EQUITY US CM100$6.84K<0.1%+100NewHistory
WisdomTree Tr97717X578EM EX ST-OWNED238$6.87K<0.1%+2+0.8%Added–
RGRSturm Ruger & Co IncStock153$6.95K<0.1%+93+155.0%AddedHistory
GLPIGaming & Leisure Properties, Inc.COM142$7.01K<0.1%+4+2.9%AddedHistory
RQICohen & Steers Quality Income Realty Fund IncCEF580$7.10K<0.1%00.0%UnchangedHistory
Vanguard World FD921910840MEGA CAP VAL ETF65$7.11K<0.1%00.0%Unchanged–
Vanguard Morningstar Small-Cap ETF922908751ETF34$7.21K<0.1%00.0%Unchanged–
ONOn Semiconductor CorpStock87$7.27K<0.1%+37+74.0%AddedHistory
TXOTXO Partners, L.P.COM UNIT400$7.27K<0.1%+400NewHistory
RNPCohen & Steers REIT & Preferred & Income Fund IncCOM365$7.36K<0.1%00.0%UnchangedHistory
iShares Tr464288760US AER DEF ETF59$7.47K<0.1%00.0%Unchanged–
Tidal Trust I886364645SONICSHARES GBL250$7.48K<0.1%+250New–
RFICohen & Steers Total Return Realty Fund IncCOM650$7.64K<0.1%00.0%UnchangedHistory
Vanguard Intermediate-Term Bond ETF921937819ETF102$7.77K<0.1%+1+1.0%Added–
QRVOQorvo, Inc.Stock69$7.77K<0.1%00.0%UnchangedHistory
SVMSilvercorp Metals IncCOM3,000$7.89K<0.1%00.0%UnchangedHistory
KMBKimberly Clark CorpStock50$7.96K<0.1%00.0%UnchangedHistory
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF78464A375ETF245$8.04K<0.1%00.0%Unchanged–
IOVAIovance Biotherapeutics, Inc.COM1,000$8.13K<0.1%+1,000NewHistory
JPMJPMorgan Chase & CoStock48$8.16K<0.1%+15+45.5%AddedHistory
SPDR Index Shs FDS78463X434ST STR MSCI EAFE112$8.19K<0.1%+1+0.9%Added–
Columbia ETF Tr I19761L201SUSTNBLE INTL289$8.24K<0.1%−149−34.0%Reduced–
NETCloudflare, Inc.CL A COM100$8.33K<0.1%00.0%UnchangedHistory
PIMCO ETF Tr72201R7830-5 HIGH YIELD91$8.47K<0.1%00.0%Unchanged–
SCCOSouthern Copper CorpStock100$8.61K<0.1%00.0%UnchangedHistory
UPSUnited Parcel Service IncStock55$8.65K<0.1%00.0%UnchangedHistory
Franklin Templeton ETF Tr35473P710FTSE SOUTH KOREA382$8.67K<0.1%+382New–
ALXNAlexion Pharmaceuticals, Inc.COM61$8.83K<0.1%00.0%UnchangedHistory
BIDUBaidu, Inc.ADR75$8.93K<0.1%−5−6.3%ReducedHistory
AEPAmerican Electric Power Co IncStock112$9.10K<0.1%+1+0.9%AddedHistory
SMCISuper Micro Computer, Inc.COM32$9.10K<0.1%00.0%UnchangedHistory
ABRArbor Realty Trust IncCOM600$9.11K<0.1%00.0%UnchangedHistory
CMGChipotle Mexican Grill IncCOM4$9.15K<0.1%00.0%UnchangedHistory
DDDuPont de Nemours, Inc.COM119$9.15K<0.1%00.0%UnchangedHistory
VKTXViking Therapeutics, Inc.COM500$9.30K<0.1%+500NewHistory
Brookfield Reins LtdG16250105CL A EXCH LT VTG231$9.32K<0.1%−7−2.9%Reduced–
AXPAmerican Express CoStock50$9.37K<0.1%00.0%UnchangedHistory
SPDR Series Trust78464A292ST STR PFD ETF283$9.49K<0.1%−97−25.5%Reduced–
SHOPShopify Inc.Stock123$9.58K<0.1%+80+186.0%AddedHistory
SHELShell plcADR146$9.61K<0.1%00.0%UnchangedHistory
OHIOmega Healthcare Investors IncCOM314$9.62K<0.1%+7+2.3%AddedHistory
BCBrunswick CorpCOM100$9.68K<0.1%00.0%UnchangedHistory
QQQXNuveen NASDAQ 100 Dynamic Overwrite FundCOM SHS426$9.86K<0.1%00.0%UnchangedHistory
SOFISoFi Technologies, Inc.Stock995$9.90K<0.1%00.0%UnchangedHistory
PRFTPerficient IncCOM151$9.94K<0.1%+50+49.5%AddedHistory
iShares Inc464286392MSCI WORLD ETF75$9.98K<0.1%00.0%Unchanged–
Global X FDS37960A651SUPERDVDND REIT454$10.0K<0.1%+454New–
RYRoyal Bank of CanadaStock100$10.1K<0.1%00.0%UnchangedHistory
ALBAlbemarle CorpStock86$10.2K<0.1%00.0%UnchangedHistory
State Street SPDR Portfolio Developed World Ex-US ETF78463X889ETF300$10.2K<0.1%00.0%Unchanged–
ARK Blockchain & Fintech Innovation ETF00214Q708ETF371$10.2K<0.1%00.0%Unchanged–
BNSBank of Nova ScotiaCOM211$10.3K<0.1%00.0%UnchangedHistory
iShares Tr464287721U.S. TECH ETF84$10.3K<0.1%00.0%Unchanged–
iShares U S ETF Tr46431W705INT RT HDG C B111$10.4K<0.1%+2+1.8%Added–
EFOREverforth IncCOM108$10.4K<0.1%+39+56.5%AddedHistory
iShares Tr464287689RUSSELL 3000 ETF38$10.4K<0.1%00.0%Unchanged–
VRTXVertex Pharmaceuticals IncStock26$10.6K<0.1%+5+23.8%AddedHistory
UBERUber Technologies, IncStock172$10.6K<0.1%+136+377.8%AddedHistory
iShares Tr464289867CORE 60 BALA ETF200$10.6K<0.1%00.0%Unchanged–

Sold out since Q3 2023 (26)

Positions held at the end of Q3 2023 that are gone from this filing.

Positions of Retirement Group, LLC sold out since Q3 2023
SecurityClassShares in Q3 2023Value in Q3 2023% of portfolio in Q3 2023History
First Tr Exch Traded FD III33739E108PFD SECS INC ETF61,859$987.9K0.4%–
Osi ETF Tr67110P704OSHS GBL INTER23,047$410.0K0.2%–
ATVIActivision Blizzard, Inc.COM825$77.2K<0.1%History
VanEck ETF Trust92189H607OIL SERVICES ETF150$51.8K<0.1%–
First Tr Exchange-Traded FD33733E104CAP STRENGTH ETF585$43.1K<0.1%–
Vanguard Scottsdale FDS92206C813LG-TERM COR BD455$32.6K<0.1%–
GLDMWorld Gold TrustSPDR GLD MINIS735$26.9K<0.1%History
Nushares ETF Tr67092P409NUVEEN ESG MIDCP650$23.8K<0.1%–
RNLXYRenalytix plcADS10,000$16.0K<0.1%History
Neos ETF Trust78433H303NEOS S&P 500 HI325$15.3K<0.1%–
Invesco Exch Traded FD Tr II46138E354S&P500 LOW VOL200$11.8K<0.1%–
Global X FDS37950E127REIT ETF445$8.95K<0.1%–
SYMSymbotic Inc.Stock200$6.69K<0.1%History
GENIGenius Sports LtdSHARES CL A1,000$5.33K<0.1%History
First Tr Exch TRD Alphdx FD33737J224UNIT KING ALPH103$3.35K<0.1%–
WisdomTree Tr97717W182CHINESE YUAN FD80$1.96K<0.1%–
CVMCel Sci CorpCOM PAR NEW1,420$1.77K<0.1%History
DARDarling Ingredients Inc.COM26$1.36K<0.1%History
NAVNavistar International CorpCOM3,750$1.22K<0.1%History
Innoviz Technologies Ltd.M5R635116*W EXP 04/05/202500$975<0.1%–
ETF Managers Tr26924G508ETFMG ALTR HRVST121$442<0.1%–
INTZIntrusion IncCOM NEW1,000$349<0.1%History
IRDMIridium Communications Inc.COM5$227<0.1%History
PTLOPortillo's Inc.COM CL A13$200<0.1%History
CHPTChargePoint Holdings, Inc.COM CL A31$154<0.1%History
TDAYUSA TODAY Co., Inc.COM15$00.0%History