Skip to main content
Livermore
Livermore
ZHEN

Retirement Group, LLC

SEC CIK
0001740491
Latest filing
Apr 30, 2024

Holdings in Q4 2023

Holdings as of Dec 31, 2023, filed Feb 14, 2024. Long positions only; changes compare share counts with Q3 2023.

Institution overview
Positions
837
+59 vs. Q3 2023
Portfolio value
$247.4M
+$7.75M (+3.2%) vs. Q3 2023
Filed
Feb 14, 2024
SEC
Holdings of Retirement Group, LLC in Q4 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
ESEversource EnergyStock36$2.22K<0.1%+36NewHistory
NNNNNN REIT, Inc.REIT52$2.25K<0.1%+1+2.0%AddedHistory
OCSLOaktree Specialty Lending CorpCOM110$2.25K<0.1%00.0%UnchangedHistory
PXDPioneer Natural Resources CoCOM10$2.25K<0.1%00.0%UnchangedHistory
ITGartner IncCOM5$2.26K<0.1%+3+150.0%AddedHistory
GTEGran Tierra Energy Inc.COM400$2.26K<0.1%00.0%UnchangedHistory
WECWec Energy Group, Inc.Stock27$2.27K<0.1%+27NewHistory
FDXFedEx CorpStock9$2.28K<0.1%+9NewHistory
SONSonoco Products CoCOM41$2.29K<0.1%+41NewHistory
MDTMedtronic plcStock28$2.31K<0.1%00.0%UnchangedHistory
SWKSSkyworks Solutions, Inc.Stock21$2.36K<0.1%00.0%UnchangedHistory
iShares Core S&P US Value ETF464287663ETF28$2.36K<0.1%00.0%Unchanged–
JNPRJuniper Networks IncCOM81$2.39K<0.1%+81NewHistory
Invesco Exch Traded FD Tr II46138E198S&P MIDCP LOW45$2.39K<0.1%−625−93.3%Reduced–
TYTRI-CONTINENTAL CorpCOM83$2.39K<0.1%00.0%UnchangedHistory
ETWEaton Vance Tax-Managed Global Buy-Write Opportunities FundCOM310$2.41K<0.1%00.0%UnchangedHistory
GFSGLOBALFOUNDRIES Inc.Stock40$2.42K<0.1%00.0%UnchangedHistory
SHAKShake Shack Inc.CL A33$2.45K<0.1%+4+13.8%AddedHistory
Global X FDS37954Y624AUTONMOUS EV ETF100$2.47K<0.1%00.0%Unchanged–
EPREpr PropertiesCOM SH BEN INT51$2.47K<0.1%+51NewHistory
CNMCore & Main, Inc.CL A62$2.50K<0.1%+50+416.7%AddedHistory
iShares Tr464289123NEW ZEALAND ETF52$2.52K<0.1%00.0%Unchanged–
Lithium Americas Argentina Cor Com Shs53681K100Stock400$2.53K<0.1%+400New–
SNYSanofiSPONSORED ADR51$2.54K<0.1%+43+537.5%AddedHistory
LACLithium Americas Corp.COM NEW400$2.56K<0.1%00.0%UnchangedHistory
OZKBank OZKCOM51$2.56K<0.1%00.0%UnchangedHistory
ONLOrion Properties Inc.REIT454$2.60K<0.1%−77−14.5%ReducedHistory
GISGeneral Mills IncStock40$2.61K<0.1%+33+471.4%AddedHistory
Vanguard BD Index FDS921937793LONG TERM BOND35$2.61K<0.1%00.0%Unchanged–
HPEHewlett Packard Enterprise CoCOM156$2.65K<0.1%00.0%UnchangedHistory
Golden Ocean Group LtdG39637205SHS NEW275$2.68K<0.1%00.0%Unchanged–
iShares Tr464287788U.S. FINLS ETF32$2.73K<0.1%00.0%Unchanged–
SIRISirius XM Holdings Inc.COM500$2.73K<0.1%00.0%UnchangedHistory
iShares Inc464286624MSCI THAILND ETF43$2.75K<0.1%00.0%Unchanged–
RKLBRocket Lab CorpCOM500$2.77K<0.1%00.0%UnchangedHistory
Vanguard Intl Equity Index F922042676GLB EX US ETF65$2.77K<0.1%00.0%Unchanged–
iShares Tr46428951110+ YR INVST GRD53$2.79K<0.1%00.0%Unchanged–
HRIHerc Holdings IncCOM19$2.83K<0.1%00.0%UnchangedHistory
iShares Flexible Income Active ETF092528603ETF55$2.88K<0.1%+45+450.0%Added–
APOApollo Global Management, Inc.COM31$2.89K<0.1%00.0%UnchangedHistory
BBYBest Buy Co IncStock37$2.90K<0.1%00.0%UnchangedHistory
Schwab Strategic Tr8085247221000 INDEX ETF63$2.92K<0.1%00.0%Unchanged–
VODVodafone Group Public Ltd CoADR341$2.97K<0.1%00.0%UnchangedHistory
SPDR Series Trust78468R515ST STR USD ETF142$3.02K<0.1%00.0%Unchanged–
NPWRNet Power Inc.COM CL A300$3.03K<0.1%+300NewHistory
FANGDiamondback Energy, Inc.Stock20$3.10K<0.1%+17+566.7%AddedHistory
LUVSouthwest Airlines CoCOM109$3.15K<0.1%−28−20.4%ReducedHistory
SBSCompanhia de Saneamento Basico Do Estado de Sao Paulo-SabespSPONSORED ADR209$3.18K<0.1%00.0%UnchangedHistory
MNSTMonster Beverage CorpCOM56$3.23K<0.1%+56NewHistory
WisdomTree Tr97717X511YIELD ENHANCD US74$3.26K<0.1%00.0%Unchanged–
iShares Inc464286533MSCI EMERG MRKT325$3.29K<0.1%00.0%Unchanged–
SRFMSurf Air Mobility Inc.COM2,133$3.31K<0.1%+2,133NewHistory
MROMarathon Oil CorpCOM137$3.31K<0.1%00.0%UnchangedHistory
Global X FDS37960A776RUSSELL 2000 COV200$3.35K<0.1%00.0%Unchanged–
LAZRQLuminar Technologies, Inc.COM CL A1,000$3.37K<0.1%00.0%UnchangedHistory
ISRGIntuitive Surgical IncCOM NEW10$3.37K<0.1%+5+100.0%AddedHistory
UALUnited Airlines Holdings, Inc.COM82$3.38K<0.1%00.0%UnchangedHistory
GBDCGolub Capital BDC, Inc.COM225$3.40K<0.1%00.0%UnchangedHistory
ULTAUlta Beauty, Inc.Stock7$3.43K<0.1%00.0%UnchangedHistory
BLDRBuilders FirstSource, Inc.Stock21$3.51K<0.1%00.0%UnchangedHistory
EWEdwards Lifesciences CorpStock46$3.51K<0.1%+27+142.1%AddedHistory
Global X FDS37954Y673US INFR DEV ETF105$3.62K<0.1%00.0%Unchanged–
GMGeneral Motors CoCOM102$3.66K<0.1%00.0%UnchangedHistory
iShares Inc464286103MSCI AUST ETF151$3.67K<0.1%00.0%Unchanged–
Kraneshares Tr500767694SSE STAR MRKT 50300$3.68K<0.1%00.0%Unchanged–
ASOAcademy Sports & Outdoors, Inc.COM56$3.70K<0.1%00.0%UnchangedHistory
CEFSprott Physical Gold & Silver TrustPHYSICAL GOLD AN194$3.71K<0.1%00.0%UnchangedHistory
HZOMarinemax IncCOM97$3.77K<0.1%00.0%UnchangedHistory
iShares Inc464286400MSCI BRAZIL ETF108$3.78K<0.1%00.0%Unchanged–
iShares Tr46435G672CORE INTL AGGR76$3.79K<0.1%00.0%Unchanged–
Alpha Architect ETF Tr02072L771SPARKLINE INTANG142$3.79K<0.1%00.0%Unchanged–
Invesco Exch Traded FD Tr II46138E172S&P SMLCP STAP99$3.80K<0.1%00.0%Unchanged–
iShares Tr464288281JPMORGAN USD EMG43$3.83K<0.1%00.0%Unchanged–
CCitigroup IncStock75$3.86K<0.1%00.0%UnchangedHistory
iShares Tr464287697U.S. UTILITS ETF49$3.92K<0.1%+49New–
iShares Tr464287192US TRSPRTION15$3.94K<0.1%00.0%Unchanged–
CCLCarnival Corp Ltd.UNIT 99/99/9999213$3.96K<0.1%00.0%UnchangedHistory
GLWCorning IncCOM130$3.96K<0.1%+130NewHistory
PAGPenske Automotive Group, Inc.COM25$4.01K<0.1%00.0%UnchangedHistory
iShares Tr46434V878ULTRA SHORT DUR75$4.04K<0.1%00.0%Unchanged–
PKSTPeakstone Realty TrustCommon Stock203$4.05K<0.1%00.0%UnchangedHistory
iShares MSCI Acwi Ex U.S. ETF464288240ETF80$4.08K<0.1%00.0%Unchanged–
ACGLArch Capital Group Ltd.Stock55$4.08K<0.1%+24+77.4%AddedHistory
DXCMDexcom IncCOM33$4.09K<0.1%+33NewHistory
WHRWhirlpool CorpStock34$4.14K<0.1%+20+142.9%AddedHistory
WisdomTree Tr97717W422INDIA ERNGS FD101$4.14K<0.1%+26+34.7%Added–
Vanguard World FD921910873MEGA CAP INDEX16$4.15K<0.1%00.0%Unchanged–
FISVFiserv IncStock32$4.25K<0.1%+12+60.0%AddedHistory
Vanguard Intl Equity Index F922042874FTSE EUROPE ETF67$4.32K<0.1%00.0%Unchanged–
BEAMBeam Therapeutics Inc.COM160$4.36K<0.1%00.0%UnchangedHistory
iShares Tr46432F859CORE 1 5 YR USD92$4.38K<0.1%00.0%Unchanged–
RMDResmed IncCOM26$4.47K<0.1%+26NewHistory
iShares Tr464288414NATIONAL MUN ETF42$4.55K<0.1%00.0%Unchanged–
Global X FDS37950E259GB MSCI AR ETF89$4.57K<0.1%00.0%Unchanged–
ICEIntercontinental Exchange, Inc.Stock36$4.62K<0.1%+36NewHistory
VanEck ETF Trust92189F353EMERGING MRKT HI250$4.63K<0.1%00.0%Unchanged–
GXOGXO Logistics, Inc.Stock76$4.65K<0.1%00.0%UnchangedHistory
SPDR Index Shs FDS78463X509ST PORT MARK ETF132$4.68K<0.1%+2+1.5%Added–
iShares Core S&P U.S. Growth ETF464287671ETF45$4.68K<0.1%00.0%Unchanged–
HPQHP IncStock156$4.69K<0.1%00.0%UnchangedHistory

Sold out since Q3 2023 (26)

Positions held at the end of Q3 2023 that are gone from this filing.

Positions of Retirement Group, LLC sold out since Q3 2023
SecurityClassShares in Q3 2023Value in Q3 2023% of portfolio in Q3 2023History
First Tr Exch Traded FD III33739E108PFD SECS INC ETF61,859$987.9K0.4%–
Osi ETF Tr67110P704OSHS GBL INTER23,047$410.0K0.2%–
ATVIActivision Blizzard, Inc.COM825$77.2K<0.1%History
VanEck ETF Trust92189H607OIL SERVICES ETF150$51.8K<0.1%–
First Tr Exchange-Traded FD33733E104CAP STRENGTH ETF585$43.1K<0.1%–
Vanguard Scottsdale FDS92206C813LG-TERM COR BD455$32.6K<0.1%–
GLDMWorld Gold TrustSPDR GLD MINIS735$26.9K<0.1%History
Nushares ETF Tr67092P409NUVEEN ESG MIDCP650$23.8K<0.1%–
RNLXYRenalytix plcADS10,000$16.0K<0.1%History
Neos ETF Trust78433H303NEOS S&P 500 HI325$15.3K<0.1%–
Invesco Exch Traded FD Tr II46138E354S&P500 LOW VOL200$11.8K<0.1%–
Global X FDS37950E127REIT ETF445$8.95K<0.1%–
SYMSymbotic Inc.Stock200$6.69K<0.1%History
GENIGenius Sports LtdSHARES CL A1,000$5.33K<0.1%History
First Tr Exch TRD Alphdx FD33737J224UNIT KING ALPH103$3.35K<0.1%–
WisdomTree Tr97717W182CHINESE YUAN FD80$1.96K<0.1%–
CVMCel Sci CorpCOM PAR NEW1,420$1.77K<0.1%History
DARDarling Ingredients Inc.COM26$1.36K<0.1%History
NAVNavistar International CorpCOM3,750$1.22K<0.1%History
Innoviz Technologies Ltd.M5R635116*W EXP 04/05/202500$975<0.1%–
ETF Managers Tr26924G508ETFMG ALTR HRVST121$442<0.1%–
INTZIntrusion IncCOM NEW1,000$349<0.1%History
IRDMIridium Communications Inc.COM5$227<0.1%History
PTLOPortillo's Inc.COM CL A13$200<0.1%History
CHPTChargePoint Holdings, Inc.COM CL A31$154<0.1%History
TDAYUSA TODAY Co., Inc.COM15$00.0%History