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Livermore
Livermore
ZHEN

Retirement Group, LLC

SEC CIK
0001740491
Latest filing
Apr 30, 2024

Holdings in Q3 2023

Holdings as of Sep 30, 2023, filed Nov 6, 2023. Long positions only; changes compare share counts with Q2 2023.

Institution overview
Positions
778
−30 vs. Q2 2023
Portfolio value
$239.6M
−$511.6K (−0.2%) vs. Q2 2023
Filed
Nov 6, 2023
SEC
Holdings of Retirement Group, LLC in Q3 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
iShares Tr464288638ISHS 5-10YR INVT117$5.69K<0.1%00.0%Unchanged–
VanEck ETF Trust92189H300JP MRGAN EM LOC242$5.78K<0.1%00.0%Unchanged–
SBUXStarbucks CorpStock64$5.84K<0.1%−43−40.2%ReducedHistory
PRFTPerficient IncCOM101$5.84K<0.1%−10−9.0%ReducedHistory
RQICohen & Steers Quality Income Realty Fund IncCEF580$5.87K<0.1%00.0%UnchangedHistory
VanEck ETF Trust92189F452MORTGAGE REIT520$5.91K<0.1%00.0%Unchanged–
Vanguard Mortgage-Backed Securities ETF92206C771ETF137$6.00K<0.1%−488−78.1%Reduced–
Invesco Exch Traded FD Tr II46138E115S&P SMLCP INFO138$6.04K<0.1%00.0%UnchangedConverted for a 3-for-1 split–
CTVACorteva, Inc.Stock119$6.09K<0.1%00.0%UnchangedHistory
iShares Inc464286509MSCI CDA ETF183$6.12K<0.1%00.0%Unchanged–
LUMNLumen Technologies, Inc.COM16$6.17K<0.1%00.0%UnchangedHistory
EXCExelon CorpStock165$6.24K<0.1%00.0%UnchangedHistory
iShares Tr464288760US AER DEF ETF59$6.25K<0.1%00.0%Unchanged–
RNPCohen & Steers REIT & Preferred & Income Fund IncCOM365$6.26K<0.1%00.0%UnchangedHistory
YETIYETI Holdings, Inc.COM130$6.27K<0.1%00.0%UnchangedHistory
GLPIGaming & Leisure Properties, Inc.COM138$6.27K<0.1%+2+1.5%AddedHistory
NETCloudflare, Inc.CL A COM100$6.30K<0.1%00.0%UnchangedHistory
WisdomTree Tr97717X578EM EX ST-OWNED236$6.30K<0.1%+1+0.4%Added–
Vanguard Morningstar Small-Cap ETF922908751ETF34$6.36K<0.1%00.0%Unchanged–
Vanguard World FD921910840MEGA CAP VAL ETF65$6.55K<0.1%+1+1.6%Added–
QRVOQorvo, Inc.Stock69$6.59K<0.1%00.0%UnchangedHistory
KMBKimberly Clark CorpStock50$6.62K<0.1%00.0%UnchangedHistory
Global X Lithium & Battery Tech ETF37954Y855ETF121$6.68K<0.1%00.0%Unchanged–
SYMSymbotic Inc.Stock200$6.69K<0.1%00.0%UnchangedHistory
LACLithium Americas Corp.COM NEW400$6.80K<0.1%00.0%UnchangedHistory
RFICohen & Steers Total Return Realty Fund IncCOM650$6.81K<0.1%00.0%UnchangedHistory
NKENIKE, Inc.Stock73$6.98K<0.1%00.0%UnchangedHistory
SVMSilvercorp Metals IncCOM3,000$7.05K<0.1%00.0%UnchangedHistory
ATNMActinium Pharmaceuticals, Inc.COM1,191$7.05K<0.1%00.0%UnchangedHistory
ARK Blockchain & Fintech Innovation ETF00214Q708ETF371$7.18K<0.1%00.0%Unchanged–
IIPRInnovative Industrial Properties IncCOM96$7.26K<0.1%00.0%UnchangedHistory
Vanguard Intermediate-Term Bond ETF921937819ETF101$7.29K<0.1%+1+1.0%Added–
VRTXVertex Pharmaceuticals IncStock21$7.30K<0.1%00.0%UnchangedHistory
CMGChipotle Mexican Grill IncCOM4$7.33K<0.1%−1−20.0%ReducedHistory
SPDR Index Shs FDS78463X434ST STR MSCI EAFE111$7.43K<0.1%00.0%Unchanged–
AXPAmerican Express CoStock50$7.46K<0.1%00.0%UnchangedHistory
Brookfield Reins LtdG16250105CL A EXCH LT VTG238$7.49K<0.1%−5−2.1%Reduced–
SCCOSouthern Copper CorpStock100$7.53K<0.1%00.0%UnchangedHistory
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF78464A375ETF245$7.71K<0.1%00.0%Unchanged–
BCBrunswick CorpCOM100$7.90K<0.1%00.0%UnchangedHistory
SOFISoFi Technologies, Inc.Stock995$7.95K<0.1%+200+25.2%AddedHistory
PIMCO ETF Tr72201R7830-5 HIGH YIELD91$8.22K<0.1%00.0%Unchanged–
ARK Innovation ETF00214Q104ETF209$8.29K<0.1%−192−47.9%Reduced–
AEPAmerican Electric Power Co IncStock111$8.33K<0.1%+1+0.9%AddedHistory
CBRECbre Group, Inc.CL A116$8.57K<0.1%00.0%UnchangedHistory
UPSUnited Parcel Service IncStock55$8.57K<0.1%00.0%UnchangedHistory
ZIONZions Bancorporation, National AssociationCOM250$8.72K<0.1%+250NewHistory
RYRoyal Bank of CanadaStock100$8.74K<0.1%+100NewHistory
SMCISuper Micro Computer, Inc.COM32$8.78K<0.1%00.0%UnchangedHistory
CHTRCharter Communications, Inc.CL A20$8.80K<0.1%00.0%UnchangedHistory
iShares Tr464287721U.S. TECH ETF84$8.81K<0.1%00.0%Unchanged–
DDDuPont de Nemours, Inc.COM119$8.88K<0.1%00.0%UnchangedHistory
Global X FDS37950E127REIT ETF445$8.95K<0.1%+445New–
iShares Inc464286392MSCI WORLD ETF75$9.01K<0.1%00.0%Unchanged–
ABRArbor Realty Trust IncCOM600$9.11K<0.1%00.0%UnchangedHistory
ALBAlbemarle CorpStock86$9.16K<0.1%00.0%UnchangedHistory
State Street SPDR Portfolio Developed World Ex-US ETF78463X889ETF300$9.30K<0.1%+100+50.0%Added–
iShares Tr464287689RUSSELL 3000 ETF38$9.31K<0.1%00.0%Unchanged–
SHELShell plcADR146$9.40K<0.1%−10−6.4%ReducedHistory
HRBH&R Block IncCOM221$9.52K<0.1%+2+0.9%AddedHistory
QQQXNuveen NASDAQ 100 Dynamic Overwrite FundCOM SHS426$9.57K<0.1%00.0%UnchangedHistory
BNSBank of Nova ScotiaCOM211$9.62K<0.1%00.0%UnchangedHistory
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund72201R833ETF97$9.71K<0.1%+97New–
State Street SPDR Bloomberg 1-3 Month T-Bill ETF78468R663ETF106$9.73K<0.1%00.0%Unchanged–
DUKDuke Energy CORPStock111$9.80K<0.1%00.0%UnchangedHistory
iShares Tr464289867CORE 60 BALA ETF200$9.88K<0.1%00.0%Unchanged–
STZConstellation Brands, Inc.Stock40$10.1K<0.1%00.0%UnchangedHistory
iShares U S ETF Tr46431W705INT RT HDG C B109$10.1K<0.1%+2+1.9%Added–
OHIOmega Healthcare Investors IncCOM307$10.2K<0.1%+6+2.0%AddedHistory
iShares U.S. Treasury Bond ETF46429B267ETF463$10.2K<0.1%00.0%Unchanged–
iShares Tr464288448INTL SEL DIV ETF406$10.3K<0.1%+40+10.9%Added–
ALXNAlexion Pharmaceuticals, Inc.COM61$10.4K<0.1%00.0%UnchangedHistory
iShares Tr464288273EAFE SML CP ETF184$10.4K<0.1%00.0%Unchanged–
CNCCentene CorpStock152$10.5K<0.1%+4+2.7%AddedHistory
UTFCohen & Steers Infrastructure Fund IncCOM545$10.7K<0.1%00.0%UnchangedHistory
BIDUBaidu, Inc.ADR80$10.7K<0.1%00.0%UnchangedHistory
iShares Tr464288588MBS ETF122$10.8K<0.1%00.0%Unchanged–
iShares Tr4642886613 7 YR TREAS BD96$10.9K<0.1%00.0%Unchanged–
Global X FDS37954Y657US PFD ETF582$10.9K<0.1%+8+1.4%Added–
ProShares Tr74347B607INVT INT RT HG150$11.1K<0.1%00.0%Unchanged–
BMYBristol Myers Squibb CoStock192$11.1K<0.1%−34−15.0%ReducedHistory
UTGReaves Utility Income FundCOM SH BEN INT460$11.3K<0.1%00.0%UnchangedHistory
NRGDBank of MontrealBIG OIL INDX 3X135$11.4K<0.1%00.0%UnchangedHistory
SPDR Series Trust78468R101ST SHO TREAS ETF401$11.5K<0.1%+3+0.8%Added–
STWDStarwood Property Trust, Inc.COM598$11.6K<0.1%+15+2.6%AddedHistory
MMacy's, Inc.COM1,000$11.6K<0.1%00.0%UnchangedHistory
Invesco Exch Traded FD Tr II46138E354S&P500 LOW VOL200$11.8K<0.1%00.0%Unchanged–
TGTTarget CorpStock106$11.8K<0.1%−21−16.5%ReducedHistory
SPDR Series Trust78468R622ST BLOO HIGH ETF134$12.1K<0.1%00.0%Unchanged–
Columbia ETF Tr I19761L201SUSTNBLE INTL438$12.2K<0.1%+149+51.6%Added–
BKNGBooking Holdings Inc.Stock4$12.3K<0.1%−2−33.3%ReducedHistory
SPDR Series Trust78464A292ST STR PFD ETF380$12.3K<0.1%+1+0.3%Added–
TDToronto Dominion BankStock205$12.4K<0.1%00.0%UnchangedHistory
DHRDanaher CorpStock50$12.4K<0.1%−11−18.0%ReducedHistory
RTXRTX CorpStock174$12.5K<0.1%−47−21.3%ReducedHistory
TMToyota Motor CorpADS70$12.6K<0.1%−36−34.0%ReducedHistory
Schwab Fundamental International Small Equity ETF808524748ETF392$12.6K<0.1%00.0%Unchanged–
Invesco Exchange Traded FD T46137V589GBL LISTED PVT245$12.7K<0.1%−980−80.0%Reduced–
NENoble Corp plcORD SHS A250$12.7K<0.1%00.0%UnchangedHistory
Invesco Exch Traded FD Tr II46138E370S&P 500 HB ETF184$12.9K<0.1%00.0%Unchanged–

Sold out since Q2 2023 (66)

Positions held at the end of Q2 2023 that are gone from this filing.

Positions of Retirement Group, LLC sold out since Q2 2023
SecurityClassShares in Q2 2023Value in Q2 2023% of portfolio in Q2 2023History
RTLNecessity Retail REIT, Inc.COM CLASS A52,500$354.9K0.1%History
Vanguard S&P 500 ETF922908363ETF191$77.8K<0.1%–
USALiberty All Star Equity FundSH BEN INT8,250$53.4K<0.1%History
Fidelity Merrimack STR Tr316188309TOTAL BD ETF1,100$50.0K<0.1%–
Vanguard Whitehall FDS921946794INTL HIGH ETF735$46.5K<0.1%–
VKTXViking Therapeutics, Inc.COM2,100$34.0K<0.1%History
SPDR Series Trust78464A656ST STR TIPS ETF839$21.7K<0.1%–
SNOWSnowflake Inc.Stock103$18.1K<0.1%History
VMWVmware LLCCL A COM116$16.7K<0.1%History
KALAKALA BIO, Inc.COMM STK1,100$16.0K<0.1%History
COFCapital One Financial CorpStock122$13.3K<0.1%History
GSGoldman Sachs Group IncStock36$11.6K<0.1%History
MMPMagellan Midstream Partners, L.P.COM UNIT RP LP169$10.6K<0.1%History
ORCLOracle CorpStock86$10.2K<0.1%History
AVAVAeroVironment IncCOM100$10.2K<0.1%History
INTUIntuit Inc.Stock21$9.62K<0.1%History
Global X FDS37960A651SUPERDVDND REIT437$9.39K<0.1%–
MPTMedical Properties Trust IncCOM950$8.80K<0.1%History
UMHUmh Properties, Inc.COM500$7.99K<0.1%History
SANBanco Santander, S.A.ADR1,989$7.38K<0.1%History
IOVAIovance Biotherapeutics, Inc.COM1,000$7.04K<0.1%History
ABBNYABB LtdSPONSORED ADR179$7.03K<0.1%History
iShares Tr46434V449MSCI INTL MOMENT210$6.97K<0.1%–
Chiron Real Estate Inc.37954A204COM NEW730$6.67K<0.1%–
DYDycom Industries IncCOM57$6.48K<0.1%History
HESHess CorpStock43$5.85K<0.1%History
BHPBHP Group LtdADR92$5.49K<0.1%History
iShares Tr464288885EAFE GRWTH ETF57$5.47K<0.1%–
OCGNOcugen, Inc.COM9,910$5.38K<0.1%History
ITWIllinois Tool Works IncStock20$5.00K<0.1%History
MSMorgan StanleyStock58$4.95K<0.1%History
INGING Groep NVSPONSORED ADR366$4.93K<0.1%History
BLKBlackRock, Inc.COM7$4.84K<0.1%History
DBX ETF Tr233051135XTRACKERS MSCI135$4.78K<0.1%–
TTETotalEnergies SESPONSORED ADS82$4.73K<0.1%History
iShares Inc46434G863ESG AWR MSCI EM149$4.71K<0.1%–
RIORio Tinto PLCADR72$4.60K<0.1%History
AZNAstraZeneca PLCSPONSORED ADR60$4.29K<0.1%History
iShares Tr464287697U.S. UTILITS ETF49$4.01K<0.1%–
Monster Beverage Corp New61174X909CALL56$3.22K<0.1%–
TAPMolson Coors Beverage CoCL B45$2.96K<0.1%History
CSXCSX CorpStock86$2.93K<0.1%History
Global X FDS37954Y715RBTCS ARTFL INTE100$2.87K<0.1%–
VLOValero Energy CorpStock22$2.58K<0.1%History
BUDAnheuser-Busch InBev SA/NVADR44$2.50K<0.1%History
SONYSony Group CorpSPONSORED ADR22$1.98K<0.1%History
IPGInterpublic Group of Companies, Inc.COM48$1.85K<0.1%History
BDXBecton Dickinson & CoStock7$1.85K<0.1%History
HBANHuntington Bancshares IncCOM145$1.56K<0.1%History
ProShares Tr74347R107PSHS ULT S&P 50025$1.45K<0.1%–
METMetlife IncStock24$1.36K<0.1%History
PRUPrudential Financial IncStock15$1.32K<0.1%History
IPInternational Paper CoCOM39$1.24K<0.1%History
TSNTyson Foods, Inc.Stock23$1.17K<0.1%History
IVZInvesco Ltd.Stock60$1.01K<0.1%History
DOCUDocuSign, Inc.Stock19$971<0.1%History
NAKNorthern Dynasty Minerals LtdCOM NEW3,750$900<0.1%History
WBAWalgreens Boots Alliance, Inc.COM31$883<0.1%History
WDSWoodside Energy Group LtdADR33$765<0.1%History
JPMorgan Nasdaq Equity Premium Income ETF46654Q203ETF15$726<0.1%–
WWEWorld Wrestling Entertainment, LLCCL A6$651<0.1%History
Qualigen Therapeutics Inc74754R202COM NEW350$319<0.1%–
IBIOiBio, Inc.COM285$174<0.1%History
LUMNLumen Technologies, Inc.Stock28$63<0.1%History
Meten Holding Group LtdG6055H148SHS NEW67$12<0.1%–
iShares Tr464289479CORE LT USDB ETF78–––