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Livermore
Livermore
ZHEN

Retirement Group, LLC

SEC CIK
0001740491
Latest filing
Apr 30, 2024

Holdings in Q3 2023

Holdings as of Sep 30, 2023, filed Nov 6, 2023. Long positions only; changes compare share counts with Q2 2023.

Institution overview
Positions
778
−30 vs. Q2 2023
Portfolio value
$239.6M
−$511.6K (−0.2%) vs. Q2 2023
Filed
Nov 6, 2023
SEC
Holdings of Retirement Group, LLC in Q3 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
RKLBRocket Lab CorpCOM500$2.19K<0.1%00.0%UnchangedHistory
MDTMedtronic plcStock28$2.19K<0.1%−23−45.1%ReducedHistory
TYTRI-CONTINENTAL CorpCOM83$2.21K<0.1%00.0%UnchangedHistory
OCSLOaktree Specialty Lending CorpCOM110$2.21K<0.1%00.0%UnchangedHistory
FISVFiserv IncStock20$2.26K<0.1%00.0%UnchangedHistory
HRIHerc Holdings IncCOM19$2.26K<0.1%00.0%UnchangedHistory
SIRISirius XM Holdings Inc.COM500$2.26K<0.1%00.0%UnchangedHistory
PXDPioneer Natural Resources CoCOM10$2.30K<0.1%00.0%UnchangedHistory
iShares Tr464289123NEW ZEALAND ETF52$2.30K<0.1%00.0%Unchanged–
GFSGLOBALFOUNDRIES Inc.Stock40$2.33K<0.1%00.0%UnchangedHistory
SHOPShopify Inc.Stock43$2.35K<0.1%−140−76.5%ReducedHistory
Vanguard BD Index FDS921937793LONG TERM BOND35$2.35K<0.1%00.0%Unchanged–
DBOInvesco DB Oil FundOIL FD133$2.35K<0.1%00.0%UnchangedHistory
Global X FDS37954Y624AUTONMOUS EV ETF100$2.35K<0.1%00.0%Unchanged–
ETWEaton Vance Tax-Managed Global Buy-Write Opportunities FundCOM310$2.37K<0.1%00.0%UnchangedHistory
iShares Tr464287788U.S. FINLS ETF32$2.39K<0.1%00.0%Unchanged–
ACGLArch Capital Group Ltd.Stock31$2.47K<0.1%+8+34.8%AddedHistory
iShares Tr46428951110+ YR INVST GRD53$2.50K<0.1%00.0%Unchanged–
Vanguard Intl Equity Index F922042676GLB EX US ETF65$2.53K<0.1%00.0%Unchanged–
SBSCompanhia de Saneamento Basico Do Estado de Sao Paulo-SabespSPONSORED ADR209$2.53K<0.1%00.0%UnchangedHistory
iShares Inc464286533MSCI EMERG MRKT325$2.54K<0.1%00.0%Unchanged–
BBYBest Buy Co IncStock37$2.57K<0.1%00.0%UnchangedHistory
Schwab Strategic Tr8085247221000 INDEX ETF63$2.61K<0.1%00.0%Unchanged–
BLDRBuilders FirstSource, Inc.Stock21$2.61K<0.1%00.0%UnchangedHistory
UNPUnion Pacific CorpStock13$2.65K<0.1%−26−66.7%ReducedHistory
ASOAcademy Sports & Outdoors, Inc.COM56$2.65K<0.1%00.0%UnchangedHistory
GEGeneral Electric CoCOM24$2.67K<0.1%00.0%UnchangedHistory
iShares Inc464286624MSCI THAILND ETF43$2.69K<0.1%00.0%Unchanged–
HPEHewlett Packard Enterprise CoCOM156$2.71K<0.1%00.0%UnchangedHistory
BXSLBlackstone Secured Lending FundCOMMON STOCK100$2.74K<0.1%00.0%UnchangedHistory
WisdomTree Tr97717W422INDIA ERNGS FD75$2.76K<0.1%00.0%Unchanged–
ONLOrion Properties Inc.REIT531$2.77K<0.1%−94−15.0%ReducedHistory
GTEGran Tierra Energy Inc.COM400$2.78K<0.1%00.0%UnchangedHistory
APOApollo Global Management, Inc.COM31$2.78K<0.1%00.0%UnchangedHistory
ULTAUlta Beauty, Inc.Stock7$2.80K<0.1%−5−41.7%ReducedHistory
SPDR Series Trust78468R515ST STR USD ETF142$2.82K<0.1%00.0%Unchanged–
PLUGPlug Power IncStock380$2.89K<0.1%00.0%UnchangedHistory
CCLCarnival Corp Ltd.UNIT 99/99/9999213$2.93K<0.1%00.0%UnchangedHistory
LUVSouthwest Airlines CoCOM137$2.99K<0.1%+28+25.7%AddedHistory
WisdomTree Tr97717X511YIELD ENHANCD US74$3.07K<0.1%00.0%Unchanged–
CCitigroup IncStock75$3.08K<0.1%−27−26.5%ReducedHistory
RGRSturm Ruger & Co IncStock60$3.13K<0.1%00.0%UnchangedHistory
UUnity Software Inc.COM101$3.17K<0.1%+100+10,000.0%AddedHistory
HZOMarinemax IncCOM97$3.18K<0.1%00.0%UnchangedHistory
Global X FDS37954Y673US INFR DEV ETF105$3.19K<0.1%00.0%Unchanged–
VODVodafone Group Public Ltd CoADR341$3.23K<0.1%00.0%UnchangedHistory
iShares Inc464286103MSCI AUST ETF151$3.25K<0.1%00.0%Unchanged–
GBDCGolub Capital BDC, Inc.COM225$3.30K<0.1%00.0%UnchangedHistory
iShares Inc464286400MSCI BRAZIL ETF108$3.31K<0.1%00.0%Unchanged–
Alpha Architect ETF Tr02072L771SPARKLINE INTANG142$3.32K<0.1%00.0%Unchanged–
iShares Tr46434V878ULTRA SHORT DUR75$3.32K<0.1%00.0%Unchanged–
First Tr Exch TRD Alphdx FD33737J224UNIT KING ALPH103$3.35K<0.1%00.0%Unchanged–
CEFSprott Physical Gold & Silver TrustPHYSICAL GOLD AN194$3.36K<0.1%00.0%UnchangedHistory
GMGeneral Motors CoCOM102$3.36K<0.1%00.0%UnchangedHistory
PKSTPeakstone Realty TrustCommon Stock203$3.38K<0.1%00.0%UnchangedHistory
Global X FDS37960A776RUSSELL 2000 COV200$3.41K<0.1%00.0%Unchanged–
Invesco Exch Traded FD Tr II46138E172S&P SMLCP STAP99$3.44K<0.1%00.0%UnchangedConverted for a 3-for-1 split–
UALUnited Airlines Holdings, Inc.COM82$3.47K<0.1%00.0%UnchangedHistory
iShares Tr464287192US TRSPRTION15$3.51K<0.1%00.0%Unchanged–
iShares Tr464288281JPMORGAN USD EMG43$3.55K<0.1%00.0%Unchanged–
Vanguard World FD921910873MEGA CAP INDEX16$3.63K<0.1%00.0%Unchanged–
MROMarathon Oil CorpCOM137$3.67K<0.1%00.0%UnchangedHistory
Global X FDS37950E259GB MSCI AR ETF89$3.67K<0.1%00.0%Unchanged–
iShares Tr46435G672CORE INTL AGGR76$3.71K<0.1%00.0%Unchanged–
iShares MSCI Acwi Ex U.S. ETF464288240ETF80$3.76K<0.1%+80New–
Kraneshares Tr500767694SSE STAR MRKT 50300$3.83K<0.1%00.0%Unchanged–
BEAMBeam Therapeutics Inc.COM160$3.85K<0.1%00.0%UnchangedHistory
Vanguard Intl Equity Index F922042874FTSE EUROPE ETF67$3.88K<0.1%00.0%Unchanged–
NEONeogenomics IncCOM NEW320$3.94K<0.1%00.0%UnchangedHistory
HPQHP IncStock156$4.01K<0.1%00.0%UnchangedHistory
SRCSpirit Realty Capital, Inc.COM NEW120$4.02K<0.1%00.0%UnchangedHistory
NLYAnnaly Capital Management IncCOM218$4.10K<0.1%00.0%UnchangedHistory
PAGPenske Automotive Group, Inc.COM25$4.18K<0.1%00.0%UnchangedHistory
iShares Core S&P U.S. Growth ETF464287671ETF45$4.27K<0.1%00.0%Unchanged–
iShares Tr46432F859CORE 1 5 YR USD92$4.27K<0.1%00.0%Unchanged–
iShares Tr464287556ISHARES BIOTECH35$4.28K<0.1%00.0%Unchanged–
iShares Tr464288414NATIONAL MUN ETF42$4.31K<0.1%+42New–
FICOFair Isaac CorpCOM5$4.34K<0.1%00.0%UnchangedHistory
SPDR Index Shs FDS78463X509ST PORT MARK ETF130$4.37K<0.1%00.0%Unchanged–
VanEck ETF Trust92189F353EMERGING MRKT HI250$4.46K<0.1%−400−61.5%Reduced–
GXOGXO Logistics, Inc.Stock76$4.46K<0.1%−15−16.5%ReducedHistory
State Street SPDR S&P Regional Banking ETF78464A698ETF107$4.49K<0.1%+1+0.9%Added–
LAZRQLuminar Technologies, Inc.COM CL A1,000$4.55K<0.1%+1,000NewHistory
ONOn Semiconductor CorpStock50$4.65K<0.1%00.0%UnchangedHistory
State Street Consumer Discretionary Select Sector SPDR ETF81369Y407ETF29$4.67K<0.1%+29New–
GNRCGenerac Holdings Inc.Stock43$4.68K<0.1%−5−10.4%ReducedHistory
JPMJPMorgan Chase & CoStock33$4.79K<0.1%−35−51.5%ReducedHistory
MAINMain Street Capital CORPCEF120$4.88K<0.1%00.0%UnchangedHistory
TMUST-Mobile US, Inc.Stock35$4.90K<0.1%00.0%UnchangedHistory
John Hancock Exchange Traded47804J206MULTIFACTOR MI106$5.02K<0.1%00.0%Unchanged–
U.S. Global Jets ETF26922A842ETF302$5.14K<0.1%00.0%Unchanged–
DEAEasterly Government Properties, Inc.COM450$5.14K<0.1%00.0%UnchangedHistory
RIVNRivian Automotive, Inc.Stock215$5.22K<0.1%00.0%UnchangedHistory
GENIGenius Sports LtdSHARES CL A1,000$5.33K<0.1%00.0%UnchangedHistory
MTZMastec IncCOM75$5.40K<0.1%00.0%UnchangedHistory
SBLKStar Bulk Carriers Corp.SHS PAR280$5.40K<0.1%00.0%UnchangedHistory
PAAPlains All American Pipeline LPUNIT LTD PARTN364$5.58K<0.1%00.0%UnchangedHistory
iShares Russell 1000 Growth ETF464287614ETF21$5.59K<0.1%00.0%Unchanged–
EFOREverforth IncCOM69$5.64K<0.1%00.0%UnchangedHistory
Schwab International Small-Cap Equity ETF808524888ETF176$5.68K<0.1%00.0%Unchanged–

Sold out since Q2 2023 (66)

Positions held at the end of Q2 2023 that are gone from this filing.

Positions of Retirement Group, LLC sold out since Q2 2023
SecurityClassShares in Q2 2023Value in Q2 2023% of portfolio in Q2 2023History
RTLNecessity Retail REIT, Inc.COM CLASS A52,500$354.9K0.1%History
Vanguard S&P 500 ETF922908363ETF191$77.8K<0.1%–
USALiberty All Star Equity FundSH BEN INT8,250$53.4K<0.1%History
Fidelity Merrimack STR Tr316188309TOTAL BD ETF1,100$50.0K<0.1%–
Vanguard Whitehall FDS921946794INTL HIGH ETF735$46.5K<0.1%–
VKTXViking Therapeutics, Inc.COM2,100$34.0K<0.1%History
SPDR Series Trust78464A656ST STR TIPS ETF839$21.7K<0.1%–
SNOWSnowflake Inc.Stock103$18.1K<0.1%History
VMWVmware LLCCL A COM116$16.7K<0.1%History
KALAKALA BIO, Inc.COMM STK1,100$16.0K<0.1%History
COFCapital One Financial CorpStock122$13.3K<0.1%History
GSGoldman Sachs Group IncStock36$11.6K<0.1%History
MMPMagellan Midstream Partners, L.P.COM UNIT RP LP169$10.6K<0.1%History
ORCLOracle CorpStock86$10.2K<0.1%History
AVAVAeroVironment IncCOM100$10.2K<0.1%History
INTUIntuit Inc.Stock21$9.62K<0.1%History
Global X FDS37960A651SUPERDVDND REIT437$9.39K<0.1%–
MPTMedical Properties Trust IncCOM950$8.80K<0.1%History
UMHUmh Properties, Inc.COM500$7.99K<0.1%History
SANBanco Santander, S.A.ADR1,989$7.38K<0.1%History
IOVAIovance Biotherapeutics, Inc.COM1,000$7.04K<0.1%History
ABBNYABB LtdSPONSORED ADR179$7.03K<0.1%History
iShares Tr46434V449MSCI INTL MOMENT210$6.97K<0.1%–
Chiron Real Estate Inc.37954A204COM NEW730$6.67K<0.1%–
DYDycom Industries IncCOM57$6.48K<0.1%History
HESHess CorpStock43$5.85K<0.1%History
BHPBHP Group LtdADR92$5.49K<0.1%History
iShares Tr464288885EAFE GRWTH ETF57$5.47K<0.1%–
OCGNOcugen, Inc.COM9,910$5.38K<0.1%History
ITWIllinois Tool Works IncStock20$5.00K<0.1%History
MSMorgan StanleyStock58$4.95K<0.1%History
INGING Groep NVSPONSORED ADR366$4.93K<0.1%History
BLKBlackRock, Inc.COM7$4.84K<0.1%History
DBX ETF Tr233051135XTRACKERS MSCI135$4.78K<0.1%–
TTETotalEnergies SESPONSORED ADS82$4.73K<0.1%History
iShares Inc46434G863ESG AWR MSCI EM149$4.71K<0.1%–
RIORio Tinto PLCADR72$4.60K<0.1%History
AZNAstraZeneca PLCSPONSORED ADR60$4.29K<0.1%History
iShares Tr464287697U.S. UTILITS ETF49$4.01K<0.1%–
Monster Beverage Corp New61174X909CALL56$3.22K<0.1%–
TAPMolson Coors Beverage CoCL B45$2.96K<0.1%History
CSXCSX CorpStock86$2.93K<0.1%History
Global X FDS37954Y715RBTCS ARTFL INTE100$2.87K<0.1%–
VLOValero Energy CorpStock22$2.58K<0.1%History
BUDAnheuser-Busch InBev SA/NVADR44$2.50K<0.1%History
SONYSony Group CorpSPONSORED ADR22$1.98K<0.1%History
IPGInterpublic Group of Companies, Inc.COM48$1.85K<0.1%History
BDXBecton Dickinson & CoStock7$1.85K<0.1%History
HBANHuntington Bancshares IncCOM145$1.56K<0.1%History
ProShares Tr74347R107PSHS ULT S&P 50025$1.45K<0.1%–
METMetlife IncStock24$1.36K<0.1%History
PRUPrudential Financial IncStock15$1.32K<0.1%History
IPInternational Paper CoCOM39$1.24K<0.1%History
TSNTyson Foods, Inc.Stock23$1.17K<0.1%History
IVZInvesco Ltd.Stock60$1.01K<0.1%History
DOCUDocuSign, Inc.Stock19$971<0.1%History
NAKNorthern Dynasty Minerals LtdCOM NEW3,750$900<0.1%History
WBAWalgreens Boots Alliance, Inc.COM31$883<0.1%History
WDSWoodside Energy Group LtdADR33$765<0.1%History
JPMorgan Nasdaq Equity Premium Income ETF46654Q203ETF15$726<0.1%–
WWEWorld Wrestling Entertainment, LLCCL A6$651<0.1%History
Qualigen Therapeutics Inc74754R202COM NEW350$319<0.1%–
IBIOiBio, Inc.COM285$174<0.1%History
LUMNLumen Technologies, Inc.Stock28$63<0.1%History
Meten Holding Group LtdG6055H148SHS NEW67$12<0.1%–
iShares Tr464289479CORE LT USDB ETF78–––