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Livermore
Livermore
ZHEN

Retirement Group, LLC

SEC CIK
0001740491
Latest filing
Apr 30, 2024

Holdings in Q2 2023

Holdings as of Jun 30, 2023, filed Aug 15, 2023. Long positions only; changes compare share counts with Q1 2023.

Institution overview
Positions
808
+50 vs. Q1 2023
Portfolio value
$240.2M
+$21.0M (+9.6%) vs. Q1 2023
Filed
Aug 15, 2023
SEC
Holdings of Retirement Group, LLC in Q2 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
ORCLOracle CorpStock86$10.2K<0.1%00.0%UnchangedHistory
iShares Tr464289867CORE 60 BALA ETF200$10.3K<0.1%00.0%Unchanged–
NENoble Corp plcORD SHS A250$10.3K<0.1%00.0%UnchangedHistory
BNSBank of Nova ScotiaCOM211$10.6K<0.1%00.0%UnchangedHistory
MMPMagellan Midstream Partners, L.P.COM UNIT RP LP169$10.6K<0.1%00.0%UnchangedHistory
SBUXStarbucks CorpStock107$10.6K<0.1%−1−0.9%ReducedHistory
iShares U.S. Treasury Bond ETF46429B267ETF463$10.6K<0.1%00.0%Unchanged–
QQQXNuveen NASDAQ 100 Dynamic Overwrite FundCOM SHS426$10.6K<0.1%00.0%UnchangedHistory
CMGChipotle Mexican Grill IncCOM5$10.7K<0.1%00.0%UnchangedHistory
iShares Tr464288273EAFE SML CP ETF184$10.9K<0.1%+2+1.1%Added–
ProShares Tr74347B607INVT INT RT HG150$10.9K<0.1%00.0%Unchanged–
BIDUBaidu, Inc.ADR80$11.0K<0.1%00.0%UnchangedHistory
iShares Tr4642886613 7 YR TREAS BD96$11.0K<0.1%+1+1.1%Added–
Global X FDS37954Y657US PFD ETF574$11.1K<0.1%−18−3.0%Reduced–
STWDStarwood Property Trust, Inc.COM583$11.3K<0.1%00.0%UnchangedHistory
iShares Tr464288588MBS ETF122$11.4K<0.1%00.0%Unchanged–
SPDR Series Trust78468R101ST SHO TREAS ETF398$11.4K<0.1%+4+1.0%Added–
GSGoldman Sachs Group IncStock36$11.6K<0.1%00.0%UnchangedHistory
SHOPShopify Inc.Stock183$11.8K<0.1%00.0%UnchangedHistory
VanEck ETF Trust92189F353EMERGING MRKT HI650$11.9K<0.1%00.0%Unchanged–
NRGDBank of MontrealBIG OIL INDX 3X135$12.2K<0.1%00.0%UnchangedHistory
SPDR Series Trust78468R622ST BLOO HIGH ETF134$12.3K<0.1%00.0%Unchanged–
Invesco Exch Traded FD Tr II46138E354S&P500 LOW VOL200$12.6K<0.1%00.0%Unchanged–
UTGReaves Utility Income FundCOM SH BEN INT460$12.6K<0.1%00.0%UnchangedHistory
SPDR Series Trust78464A292ST STR PFD ETF379$12.7K<0.1%+2+0.5%Added–
TDToronto Dominion BankStock205$12.7K<0.1%00.0%UnchangedHistory
UTFCohen & Steers Infrastructure Fund IncCOM545$12.9K<0.1%00.0%UnchangedHistory
Invesco Exchange Traded FD T46137V589GBL LISTED PVT1,225$12.9K<0.1%00.0%Unchanged–
REGNRegeneron Pharmaceuticals, Inc.COM18$12.9K<0.1%+2+12.5%AddedHistory
Schwab Fundamental International Small Equity ETF808524748ETF392$13.0K<0.1%00.0%Unchanged–
COFCapital One Financial CorpStock122$13.3K<0.1%00.0%UnchangedHistory
ARCCAres Capital CorpCEF711$13.4K<0.1%00.0%UnchangedHistory
iShares U S ETF Tr46431W812INT RT HD LONG564$13.4K<0.1%+9+1.6%Added–
ALXNAlexion Pharmaceuticals, Inc.COM61$13.6K<0.1%00.0%UnchangedHistory
iShares Russell Mid-Cap Value ETF464287473ETF126$13.8K<0.1%00.0%Unchanged–
Invesco Exch Traded FD Tr II46138E370S&P 500 HB ETF184$14.1K<0.1%00.0%Unchanged–
Schwab Strategic Tr8085246985 10YR CORP BD320$14.1K<0.1%00.0%Unchanged–
iShares Broad Usd Investment Grade Corporate Bond ETF464288620ETF286$14.3K<0.1%00.0%Unchanged–
BMYBristol Myers Squibb CoStock226$14.5K<0.1%00.0%UnchangedHistory
DHRDanaher CorpStock61$14.6K<0.1%+50+454.5%AddedHistory
PANWPalo Alto Networks IncStock58$14.8K<0.1%00.0%UnchangedHistory
Harbor ETF Trust41151J505COMM ALL WEA ETF700$14.9K<0.1%00.0%Unchanged–
PYPLPayPal Holdings, Inc.Stock225$15.0K<0.1%−21−8.5%ReducedHistory
iShares Tr464288703MRNING SM CP ETF279$15.1K<0.1%00.0%Unchanged–
ZTSZoetis Inc.Stock100$15.1K<0.1%+75+300.0%AddedHistory
BARGraniteShares Gold TrustSHS BEN INT800$15.2K<0.1%00.0%UnchangedHistory
Invesco Exch Traded FD Tr II46138E594KBW PREM YIELD277$15.2K<0.1%00.0%Unchanged–
SPDR Series Trust78468R812ST STR MSCI USAQ130$15.9K<0.1%−30−18.8%Reduced–
KALAKALA BIO, Inc.COMM STK1,100$16.0K<0.1%+1,100NewHistory
MMacy's, Inc.COM1,000$16.1K<0.1%00.0%UnchangedHistory
JXNJackson Financial Inc.COM CL A525$16.1K<0.1%+525NewHistory
Neos ETF Trust78433H303NEOS S&P 500 HI325$16.1K<0.1%+325New–
BKNGBooking Holdings Inc.Stock6$16.2K<0.1%00.0%UnchangedHistory
Vanguard Morningstar Large-Cap ETF922908637ETF81$16.4K<0.1%00.0%Unchanged–
Investment Managers Ser Tr I46144X628AXS SHORT INNOV454$16.4K<0.1%00.0%Unchanged–
VanEck Semiconductor ETF92189F676ETF108$16.4K<0.1%00.0%UnchangedConverted for a 2-for-1 split–
SYKStryker CorpStock54$16.5K<0.1%00.0%UnchangedHistory
VMWVmware LLCCL A COM116$16.7K<0.1%+47+68.1%AddedHistory
TGTTarget CorpStock127$16.8K<0.1%−66−34.2%ReducedHistory
MUMicron Technology IncStock268$16.9K<0.1%−60−18.3%ReducedHistory
STAGSTAG Industrial, Inc.COM473$17.0K<0.1%+2+0.4%AddedHistory
GILDGilead Sciences, Inc.Stock221$17.0K<0.1%−125−36.1%ReducedHistory
TMToyota Motor CorpADS106$17.0K<0.1%00.0%UnchangedHistory
EOGEOG Resources IncStock149$17.1K<0.1%00.0%UnchangedHistory
INTCIntel CorpStock511$17.1K<0.1%00.0%UnchangedHistory
NVONovo Nordisk A SADR106$17.2K<0.1%+106NewHistory
State Street SPDR Portfolio S&P 500 High Dividend ETF78468R788ETF465$17.2K<0.1%00.0%Unchanged–
ARK Innovation ETF00214Q104ETF401$17.7K<0.1%+192+91.9%Added–
DOVDOVER CorpCOM120$17.7K<0.1%00.0%UnchangedHistory
BSTZBlackRock Science & Technology Term TrustSHS BEN INT982$17.8K<0.1%+17+1.8%AddedHistory
WisdomTree Tr97717W430HEDGED HI YLD BD850$17.9K<0.1%−225−20.9%Reduced–
iShares Tr464288406MRGSTR MD CP VAL282$18.0K<0.1%00.0%Unchanged–
SNOWSnowflake Inc.Stock103$18.1K<0.1%+103NewHistory
BIIBBiogen Inc.COM64$18.2K<0.1%00.0%UnchangedHistory
Invesco Actively Managed Exc46090A887ULTRA SHRT DUR368$18.2K<0.1%+5+1.4%Added–
SLBSLB LimitedStock372$18.3K<0.1%00.0%UnchangedHistory
Invesco Exch Traded FD Tr II46138E396S&P 500 CONC ETF457$18.6K<0.1%00.0%Unchanged–
Schwab Fundamental Emerging Markets Equity ETF808524730ETF698$18.7K<0.1%00.0%Unchanged–
iShares Tr464288687PFD AND INCM SEC606$18.7K<0.1%00.0%Unchanged–
DALDelta Air Lines, Inc.COM NEW400$19.0K<0.1%00.0%UnchangedHistory
DBX ETF Tr233051739XTRCK BLOMBRG BA1,052$19.2K<0.1%+9+0.9%Added–
Invesco Nasdaq 100 ETF46138G649ETF127$19.3K<0.1%00.0%Unchanged–
URIUnited Rentals, Inc.COM44$19.6K<0.1%00.0%UnchangedHistory
WMTWalmart Inc.Stock125$19.7K<0.1%−73−36.9%ReducedHistory
ANAutonation, Inc.COM120$19.8K<0.1%+8+7.1%AddedHistory
Schwab Fundamental International Equity ETF808524755ETF614$19.8K<0.1%00.0%Unchanged–
USOUnited States Oil Fund, LPUNITS312$19.8K<0.1%00.0%UnchangedHistory
iShares Tr464287846DOW JONES US ETF185$20.0K<0.1%+185New–
Vanguard Scottsdale FDS92206C409SHRT TRM CORP BD265$20.1K<0.1%00.0%Unchanged–
MPCMarathon Petroleum CorpStock175$20.4K<0.1%00.0%UnchangedHistory
NTRSNorthern Trust CorpCOM500$20.4K<0.1%00.0%UnchangedHistory
PEPPepsiCo IncStock110$20.5K<0.1%00.0%UnchangedHistory
ABTAbbott LaboratoriesStock191$20.8K<0.1%+145+315.2%AddedHistory
Nushares ETF Tr67092P508NUVEEN ESG MIDVL709$21.0K<0.1%00.0%Unchanged–
CVSCVS Health CorpStock305$21.1K<0.1%00.0%UnchangedHistory
ADPAutomatic Data Processing IncStock96$21.1K<0.1%+96NewHistory
RTXRTX CorpStock221$21.6K<0.1%00.0%UnchangedHistory
SPDR Series Trust78464A656ST STR TIPS ETF839$21.7K<0.1%+839New–
GLTRabrdn Precious Metals Basket ETF TrustPHYSCL PRECS MET250$21.7K<0.1%00.0%UnchangedHistory
BTIBritish American Tobacco p.l.c.SPONSORED ADR660$21.9K<0.1%00.0%UnchangedHistory

Sold out since Q1 2023 (15)

Positions held at the end of Q1 2023 that are gone from this filing.

Positions of Retirement Group, LLC sold out since Q1 2023
SecurityClassShares in Q1 2023Value in Q1 2023% of portfolio in Q1 2023History
GLDMWorld Gold TrustSPDR GLD MINIS735$29.0K<0.1%History
WisdomTree Tr97717W570US MIDCAP FUND483$24.0K<0.1%–
LNGCheniere Energy, Inc.COM NEW100$16.0K<0.1%History
TVTXTravere Therapeutics, Inc.COM700$16.0K<0.1%History
IRTIndependence Realty Trust, Inc.COM905$15.0K<0.1%History
Invesco Exchange Traded FD T46137V332S&P500 EQL HLT32$9.00K<0.1%–
EGLEEagle Bulk Shipping Inc.COM175$8.00K<0.1%History
MOSMosaic CoCOM50$2.00K<0.1%History
COTYCoty Inc.COM CL A150$2.00K<0.1%History
Invesco Actively Managed ETF46090C305EMGRING MKTS5031$1.00K<0.1%–
DBCInvesco DB Commodity Index Tracking FundUNIT19$00.0%History
FWRGFirst Watch Restaurant Group, Inc.COM18$00.0%History
DBEInvesco DB Energy FundENERGY FD10$00.0%History
GSGiShares S&P GSCI Commodity-Indexed TrustUNIT BEN INT10$00.0%History
KOLDProShares Trust IIULSHT BLOOMB GAS50$00.0%History