Retirement Group, LLC
- SEC CIK
- 0001740491
- Latest filing
- Apr 30, 2024
Holdings in Q1 2023
Holdings as of Mar 31, 2023, filed May 12, 2023. Long positions only; changes compare share counts with Q4 2022.
- Positions
- 758
- +48 vs. Q4 2022
- Portfolio value
- $219.1M
- +$13.1M (+6.3%) vs. Q4 2022
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| ULTAUlta Beauty, Inc. | Stock | 12 | $7.00K | <0.1% | 00.0% | Unchanged | History |
| ARK Blockchain & Fintech Innovation ETF00214Q708 | ETF | 371 | $7.00K | <0.1% | 00.0% | Unchanged | – |
| CTVACorteva, Inc. | Stock | 119 | $7.00K | <0.1% | 00.0% | Unchanged | History |
| DEDeere & Co | Stock | 17 | $7.00K | <0.1% | +17 | New | History |
| CCICrown Castle Inc. | REIT | 54 | $7.00K | <0.1% | +38+237.5% | Added | History |
| State Street SPDR Bloomberg 1-3 Month T-Bill ETF78468R663 | ETF | 77 | $7.00K | <0.1% | +77 | New | – |
| RQICohen & Steers Quality Income Realty Fund Inc | CEF | 580 | $7.00K | <0.1% | 00.0% | Unchanged | History |
| EXCExelon Corp | Stock | 165 | $7.00K | <0.1% | 00.0% | Unchanged | History |
| iShares Tr464288760 | US AER DEF ETF | 59 | $7.00K | <0.1% | 00.0% | Unchanged | – |
| MTZMastec Inc | COM | 75 | $7.00K | <0.1% | 00.0% | Unchanged | History |
| RNPCohen & Steers REIT & Preferred & Income Fund Inc | COM | 365 | $7.00K | <0.1% | 00.0% | Unchanged | History |
| GLPIGaming & Leisure Properties, Inc. | COM | 136 | $7.00K | <0.1% | +2+1.5% | Added | History |
| SANBanco Santander, S.A. | ADR | 1,989 | $7.00K | <0.1% | +1,989 | New | History |
| UMHUmh Properties, Inc. | COM | 500 | $7.00K | <0.1% | +100+25.0% | Added | History |
| WisdomTree Tr97717X578 | EM EX ST-OWNED | 234 | $7.00K | <0.1% | 00.0% | Unchanged | – |
| iShares Tr46434V449 | MSCI INTL MOMENT | 210 | $7.00K | <0.1% | 00.0% | Unchanged | – |
| ABRArbor Realty Trust Inc | COM | 600 | $7.00K | <0.1% | +300+100.0% | Added | History |
| Chiron Real Estate Inc.37954A204 | COM NEW | 730 | $7.00K | <0.1% | +150+25.9% | Added | – |
| KMBKimberly Clark Corp | Stock | 50 | $8.00K | <0.1% | −5−9.1% | Reduced | History |
| State Street SPDR Portfolio Intermediate Term Corporate Bond ETF78464A375 | ETF | 245 | $8.00K | <0.1% | 00.0% | Unchanged | – |
| CNCCentene Corp | Stock | 134 | $8.00K | <0.1% | +10+8.1% | Added | History |
| SCCOSouthern Copper Corp | Stock | 100 | $8.00K | <0.1% | 00.0% | Unchanged | History |
| Global X Lithium & Battery Tech ETF37954Y855 | ETF | 121 | $8.00K | <0.1% | 00.0% | Unchanged | – |
| LLYEli Lilly & Co | Stock | 22 | $8.00K | <0.1% | +22 | New | History |
| UNPUnion Pacific Corp | Stock | 39 | $8.00K | <0.1% | +26+200.0% | Added | History |
| ORCLOracle Corp | Stock | 86 | $8.00K | <0.1% | +86 | New | History |
| AXPAmerican Express Co | Stock | 50 | $8.00K | <0.1% | 00.0% | Unchanged | History |
| ARK Innovation ETF00214Q104 | ETF | 209 | $8.00K | <0.1% | 00.0% | Unchanged | – |
| Vanguard Intermediate-Term Bond ETF921937819 | ETF | 99 | $8.00K | <0.1% | 00.0% | Unchanged | – |
| OHIOmega Healthcare Investors Inc | COM | 294 | $8.00K | <0.1% | +7+2.4% | Added | History |
| BCBrunswick Corp | COM | 100 | $8.00K | <0.1% | 00.0% | Unchanged | History |
| MPTMedical Properties Trust Inc | COM | 950 | $8.00K | <0.1% | +350+58.3% | Added | History |
| PIMCO ETF Tr72201R783 | 0-5 HIGH YIELD | 91 | $8.00K | <0.1% | 00.0% | Unchanged | – |
| CBRECbre Group, Inc. | CL A | 116 | $8.00K | <0.1% | 00.0% | Unchanged | History |
| SPDR Index Shs FDS78463X434 | ST STR MSCI EAFE | 109 | $8.00K | <0.1% | 00.0% | Unchanged | – |
| HRBH&R Block Inc | COM | 217 | $8.00K | <0.1% | +1+0.5% | Added | History |
| IIPRInnovative Industrial Properties Inc | COM | 105 | $8.00K | <0.1% | 00.0% | Unchanged | History |
| RFICohen & Steers Total Return Realty Fund Inc | COM | 650 | $8.00K | <0.1% | 00.0% | Unchanged | History |
| iShares Tr464287721 | U.S. TECH ETF | 84 | $8.00K | <0.1% | 00.0% | Unchanged | – |
| LRCXLam Research Corp | COM | 15 | $8.00K | <0.1% | +15 | New | History |
| PRFTPerficient Inc | COM | 112 | $8.00K | <0.1% | 00.0% | Unchanged | History |
| EGLEEagle Bulk Shipping Inc. | COM | 175 | $8.00K | <0.1% | +175 | New | History |
| Brookfield Reins LtdG16250105 | CL A EXCH LT VTG | 248 | $8.00K | <0.1% | +93+60.0% | Added | – |
| SHELShell plc | ADR | 156 | $9.00K | <0.1% | +156 | New | History |
| TMOThermo Fisher Scientific Inc. | Stock | 15 | $9.00K | <0.1% | +13+650.0% | Added | History |
| JPMJPMorgan Chase & Co | Stock | 68 | $9.00K | <0.1% | +48+240.0% | Added | History |
| SHOPShopify Inc. | Stock | 183 | $9.00K | <0.1% | +140+325.6% | Added | History |
| INTUIntuit Inc. | Stock | 21 | $9.00K | <0.1% | +21 | New | History |
| STZConstellation Brands, Inc. | Stock | 40 | $9.00K | <0.1% | 00.0% | Unchanged | History |
| CMGChipotle Mexican Grill Inc | COM | 5 | $9.00K | <0.1% | 00.0% | Unchanged | History |
| iShares Inc464286392 | MSCI WORLD ETF | 75 | $9.00K | <0.1% | 00.0% | Unchanged | – |
| Invesco Exchange Traded FD T46137V332 | S&P500 EQL HLT | 32 | $9.00K | <0.1% | 00.0% | Unchanged | – |
| iShares Tr464287689 | RUSSELL 3000 ETF | 38 | $9.00K | <0.1% | 00.0% | Unchanged | – |
| DDDuPont de Nemours, Inc. | COM | 119 | $9.00K | <0.1% | 00.0% | Unchanged | History |
| LACLithium Americas Corp. | COM NEW | 400 | $9.00K | <0.1% | 00.0% | Unchanged | History |
| MMPMagellan Midstream Partners, L.P. | COM UNIT RP LP | 169 | $9.00K | <0.1% | 00.0% | Unchanged | History |
| VMWVmware LLC | CL A COM | 69 | $9.00K | <0.1% | 00.0% | Unchanged | History |
| Global X FDS37960A651 | SUPERDVDND REIT | 429 | $9.00K | <0.1% | +429 | New | – |
| AEPAmerican Electric Power Co Inc | Stock | 109 | $10.0K | <0.1% | +1+0.9% | Added | History |
| iShares U S ETF Tr46431W705 | INT RT HDG C B | 105 | $10.0K | <0.1% | −54−34.0% | Reduced | – |
| QQQXNuveen NASDAQ 100 Dynamic Overwrite Fund | COM SHS | 426 | $10.0K | <0.1% | 00.0% | Unchanged | History |
| WisdomTree Tr97717X701 | EUROPE HEDGED EQ | 125 | $10.0K | <0.1% | +125 | New | – |
| NENoble Corp plc | ORD SHS A | 250 | $10.0K | <0.1% | 00.0% | Unchanged | History |
| UALUnited Airlines Holdings, Inc. | COM | 232 | $10.0K | <0.1% | +50+27.5% | Added | History |
| iShares Tr464289867 | CORE 60 BALA ETF | 200 | $10.0K | <0.1% | 00.0% | Unchanged | – |
| STWDStarwood Property Trust, Inc. | COM | 583 | $10.0K | <0.1% | +13+2.3% | Added | History |
| GSKGSK plc | SPONSORED ADR | 283 | $10.0K | <0.1% | +40+16.5% | Added | History |
| SBUXStarbucks Corp | Stock | 108 | $11.0K | <0.1% | +43+66.2% | Added | History |
| DUKDuke Energy CORP | Stock | 111 | $11.0K | <0.1% | 00.0% | Unchanged | History |
| iShares U.S. Treasury Bond ETF46429B267 | ETF | 463 | $11.0K | <0.1% | 00.0% | Unchanged | – |
| SVMSilvercorp Metals Inc | COM | 3,000 | $11.0K | <0.1% | 00.0% | Unchanged | History |
| BNSBank of Nova Scotia | COM | 211 | $11.0K | <0.1% | +65+44.5% | Added | History |
| ProShares Tr74347B607 | INVT INT RT HG | 150 | $11.0K | <0.1% | −50−25.0% | Reduced | – |
| iShares Tr464288661 | 3 7 YR TREAS BD | 95 | $11.0K | <0.1% | 00.0% | Unchanged | – |
| iShares Tr464288273 | EAFE SML CP ETF | 182 | $11.0K | <0.1% | 00.0% | Unchanged | – |
| ATNMActinium Pharmaceuticals, Inc. | COM | 1,191 | $11.0K | <0.1% | +1,191 | New | History |
| GSGoldman Sachs Group Inc | Stock | 36 | $12.0K | <0.1% | +29+414.3% | Added | History |
| PANWPalo Alto Networks Inc | Stock | 58 | $12.0K | <0.1% | 00.0% | Unchanged | History |
| COFCapital One Financial Corp | Stock | 122 | $12.0K | <0.1% | +122 | New | History |
| BIDUBaidu, Inc. | ADR | 80 | $12.0K | <0.1% | 00.0% | Unchanged | History |
| TDToronto Dominion Bank | Stock | 205 | $12.0K | <0.1% | +65+46.4% | Added | History |
| Invesco Exch Traded FD Tr II46138E354 | S&P500 LOW VOL | 200 | $12.0K | <0.1% | −529−72.6% | Reduced | – |
| Global X FDS37954Y657 | US PFD ETF | 592 | $12.0K | <0.1% | +7+1.2% | Added | – |
| SPDR Series Trust78468R101 | ST SHO TREAS ETF | 394 | $12.0K | <0.1% | −98−19.9% | Reduced | – |
| iShares Tr464288588 | MBS ETF | 122 | $12.0K | <0.1% | 00.0% | Unchanged | – |
| VanEck ETF Trust92189F353 | EMERGING MRKT HI | 650 | $12.0K | <0.1% | 00.0% | Unchanged | – |
| SPDR Series Trust78468R622 | ST BLOO HIGH ETF | 134 | $12.0K | <0.1% | 00.0% | Unchanged | – |
| Invesco Exchange Traded FD T46137V589 | GBL LISTED PVT | 1,225 | $12.0K | <0.1% | 00.0% | Unchanged | – |
| PXDPioneer Natural Resources Co | COM | 60 | $12.0K | <0.1% | +60 | New | History |
| NRGDBank of Montreal | BIG OIL INDX 3X | 135 | $12.0K | <0.1% | +40+42.1% | Added | History |
| ARCCAres Capital Corp | CEF | 711 | $13.0K | <0.1% | +250+54.2% | Added | History |
| iShares Russell Mid-Cap Value ETF464287473 | ETF | 126 | $13.0K | <0.1% | 00.0% | Unchanged | – |
| Schwab Fundamental International Small Equity ETF808524748 | ETF | 392 | $13.0K | <0.1% | 00.0% | Unchanged | – |
| Invesco Exch Traded FD Tr II46138E370 | S&P 500 HB ETF | 184 | $13.0K | <0.1% | 00.0% | Unchanged | – |
| REGNRegeneron Pharmaceuticals, Inc. | COM | 16 | $13.0K | <0.1% | 00.0% | Unchanged | History |
| UTGReaves Utility Income Fund | COM SH BEN INT | 460 | $13.0K | <0.1% | +150+48.4% | Added | History |
| iShares U S ETF Tr46431W812 | INT RT HD LONG | 555 | $13.0K | <0.1% | −191−25.6% | Reduced | – |
| SPDR Series Trust78464A292 | ST STR PFD ETF | 377 | $13.0K | <0.1% | +76+25.2% | Added | – |
| UTFCohen & Steers Infrastructure Fund Inc | COM | 545 | $13.0K | <0.1% | +175+47.3% | Added | History |
| ALXNAlexion Pharmaceuticals, Inc. | COM | 61 | $13.0K | <0.1% | 00.0% | Unchanged | History |
Sold out since Q4 2022 (21)
Positions held at the end of Q4 2022 that are gone from this filing.
| Security | Class | Shares in Q4 2022 | Value in Q4 2022 | % of portfolio in Q4 2022 | History |
|---|---|---|---|---|---|
| NOCNorthrop Grumman Corp | Stock | 254 | $139.0K | 0.1% | History |
| WisdomTree Tr97717Y808 | YIELD ENHANCED | 518 | $24.0K | <0.1% | – |
| DBAInvesco DB Agriculture Fund | AGRICULTURE FD | 500 | $10.0K | <0.1% | History |
| STORStore Capital LLC | COM | 312 | $10.0K | <0.1% | History |
| RYRoyal Bank of Canada | Stock | 100 | $9.00K | <0.1% | History |
| Global X FDS37950E127 | REIT ETF | 421 | $9.00K | <0.1% | – |
| Invesco Exchange Traded FD T46137V266 | S&P500 PUR GWT | 51 | $8.00K | <0.1% | – |
| TGTXTG Therapeutics, Inc. | COM | 700 | $8.00K | <0.1% | History |
| iShares Inc464286285 | JP MRGN EM HI BD | 120 | $4.00K | <0.1% | – |
| HRZNHorizon Technology Finance Corp | COM | 131 | $2.00K | <0.1% | History |
| iShares Tr46435U853 | BROAD USD HIGH | 60 | $2.00K | <0.1% | – |
| MSTRStrategy Inc | Stock | 10 | $1.00K | <0.1% | History |
| RLXRLX Technology Inc. | SPONSORED ADS | 500 | $1.00K | <0.1% | History |
| iShares Tr46436E882 | IBONDS 23 TRM TS | 47 | $1.00K | <0.1% | – |
| NAVNavistar International Corp | COM | 3,750 | $1.00K | <0.1% | History |
| AGNCAGNC Investment Corp. | REIT | 5 | $0 | 0.0% | History |
| COHRCoherent Corp. | COM | 10 | $0 | 0.0% | History |
| ACRACRES Commercial Realty Corp. | COM NEW | 1 | $0 | 0.0% | History |
| Micro Focus Intl PLC594837403 | SPON ADR NEW | 15 | $0 | 0.0% | – |
| NBEVNewAge, Inc. | COM | 2,500 | $0 | 0.0% | History |
| Alpha Architect ETF Tr02072L763 | GENERATION Z ETF | 17 | $0 | 0.0% | – |