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Livermore
Livermore
ZHEN

Retirement Group, LLC

SEC CIK
0001740491
Latest filing
Apr 30, 2024

Holdings in Q1 2023

Holdings as of Mar 31, 2023, filed May 12, 2023. Long positions only; changes compare share counts with Q4 2022.

Institution overview
Positions
758
+48 vs. Q4 2022
Portfolio value
$219.1M
+$13.1M (+6.3%) vs. Q4 2022
Filed
May 12, 2023
SEC
Holdings of Retirement Group, LLC in Q1 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
Global X FDS37954Y715RBTCS ARTFL INTE100$3.00K<0.1%+100New–
iShares Inc464286400MSCI BRAZIL ETF108$3.00K<0.1%00.0%Unchanged–
GBDCGolub Capital BDC, Inc.COM225$3.00K<0.1%+104+86.0%AddedHistory
Vanguard BD Index FDS921937793LONG TERM BOND35$3.00K<0.1%00.0%Unchanged–
Global X FDS37950E259GB MSCI AR ETF89$3.00K<0.1%00.0%Unchanged–
EAElectronic Arts Inc.COM23$3.00K<0.1%00.0%UnchangedHistory
Global X FDS37954Y673US INFR DEV ETF105$3.00K<0.1%00.0%Unchanged–
ETWEaton Vance Tax-Managed Global Buy-Write Opportunities FundCOM310$3.00K<0.1%00.0%UnchangedHistory
Vanguard World FD921910873MEGA CAP INDEX16$3.00K<0.1%00.0%Unchanged–
iShares Inc464286103MSCI AUST ETF151$3.00K<0.1%00.0%Unchanged–
iShares Tr464287192US TRSPRTION15$3.00K<0.1%00.0%Unchanged–
Vanguard Intl Equity Index F922042676GLB EX US ETF65$3.00K<0.1%00.0%Unchanged–
SPDR Series Trust78468R515ST STR USD ETF142$3.00K<0.1%00.0%Unchanged–
WisdomTree Tr97717X511YIELD ENHANCD US74$3.00K<0.1%00.0%Unchanged–
iShares Tr46428951110+ YR INVST GRD53$3.00K<0.1%00.0%Unchanged–
iShares Tr46434V878ULTRA SHORT DUR75$3.00K<0.1%00.0%Unchanged–
STXSeagate Technology Holdings plcORD SHS42$3.00K<0.1%00.0%UnchangedHistory
HZOMarinemax IncCOM99$3.00K<0.1%00.0%UnchangedHistory
First Tr Exch TRD Alphdx FD33737J224UNIT KING ALPH103$3.00K<0.1%00.0%Unchanged–
iShares Inc464286624MSCI THAILND ETF43$3.00K<0.1%00.0%Unchanged–
iShares Tr464289123NEW ZEALAND ETF52$3.00K<0.1%00.0%Unchanged–
MROMarathon Oil CorpCOM137$3.00K<0.1%+137NewHistory
Golden Ocean Group LtdG39637205SHS NEW275$3.00K<0.1%00.0%Unchanged–
INDOIndonesia Energy Corp LtdORD SHS550$3.00K<0.1%00.0%UnchangedHistory
Alpha Architect ETF Tr02072L771SPARKLINE INTANG142$3.00K<0.1%+142New–
MDTMedtronic plcStock51$4.00K<0.1%+48+1,600.0%AddedHistory
NEMNEWMONT CorpStock72$4.00K<0.1%00.0%UnchangedHistory
State Street Industrial Select Sector SPDR ETF81369Y704ETF35$4.00K<0.1%00.0%Unchanged–
iShares Core S&P U.S. Growth ETF464287671ETF45$4.00K<0.1%00.0%Unchanged–
PLUGPlug Power IncStock380$4.00K<0.1%+250+192.3%AddedHistory
VODVodafone Group Public Ltd CoADR341$4.00K<0.1%00.0%UnchangedHistory
ONOn Semiconductor CorpStock50$4.00K<0.1%+50NewHistory
iShares Tr464288281JPMORGAN USD EMG43$4.00K<0.1%−22−33.8%Reduced–
FICOFair Isaac CorpCOM5$4.00K<0.1%00.0%UnchangedHistory
iShares Tr46432F859CORE 1 5 YR USD92$4.00K<0.1%00.0%Unchanged–
iShares Tr46435G672CORE INTL AGGR76$4.00K<0.1%00.0%Unchanged–
iShares Tr464287515EXPANDED TECH13$4.00K<0.1%00.0%Unchanged–
INGING Groep NVSPONSORED ADR366$4.00K<0.1%+366NewHistory
Vanguard Scottsdale FDS92206C706INTER TERM TREAS75$4.00K<0.1%00.0%Unchanged–
GMGeneral Motors CoCOM102$4.00K<0.1%00.0%UnchangedHistory
Vanguard Intl Equity Index F922042874FTSE EUROPE ETF67$4.00K<0.1%00.0%Unchanged–
Invesco Exch Traded FD Tr II46138E172S&P SMLCP STAP33$4.00K<0.1%00.0%Unchanged–
SPDR Index Shs FDS78463X509ST PORT MARK ETF128$4.00K<0.1%00.0%Unchanged–
LUVSouthwest Airlines CoCOM137$4.00K<0.1%00.0%UnchangedHistory
ASOAcademy Sports & Outdoors, Inc.COM56$4.00K<0.1%−1,900−97.1%ReducedHistory
ISRGIntuitive Surgical IncCOM NEW14$4.00K<0.1%+9+180.0%AddedHistory
CEFSprott Physical Gold & Silver TrustPHYSICAL GOLD AN194$4.00K<0.1%00.0%UnchangedHistory
PAGPenske Automotive Group, Inc.COM25$4.00K<0.1%−25−50.0%ReducedHistory
NLYAnnaly Capital Management IncCOM218$4.00K<0.1%00.0%UnchangedHistory
AZNAstraZeneca PLCSPONSORED ADR60$4.00K<0.1%+60NewHistory
GTEGran Tierra Energy Inc.COM4,000$4.00K<0.1%00.0%UnchangedHistory
ITWIllinois Tool Works IncStock20$5.00K<0.1%+20NewHistory
VRTXVertex Pharmaceuticals IncStock16$5.00K<0.1%00.0%UnchangedHistory
iShares Russell 1000 Growth ETF464287614ETF21$5.00K<0.1%00.0%Unchanged–
SOFISoFi Technologies, Inc.Stock750$5.00K<0.1%+550+275.0%AddedHistory
GXOGXO Logistics, Inc.Stock91$5.00K<0.1%00.0%UnchangedHistory
ONLOrion Properties Inc.REIT701$5.00K<0.1%−145−17.1%ReducedHistory
TMUST-Mobile US, Inc.Stock35$5.00K<0.1%00.0%UnchangedHistory
State Street SPDR S&P Regional Banking ETF78464A698ETF105$5.00K<0.1%00.0%Unchanged–
RIORio Tinto PLCADR72$5.00K<0.1%+72NewHistory
ALBAlbemarle CorpStock61$5.00K<0.1%00.0%UnchangedHistory
MSMorgan StanleyStock58$5.00K<0.1%+58NewHistory
MAINMain Street Capital CORPCEF120$5.00K<0.1%+120NewHistory
CCitigroup IncStock102$5.00K<0.1%+75+277.8%AddedHistory
ABTAbbott LaboratoriesStock46$5.00K<0.1%+46NewHistory
HPQHP IncStock156$5.00K<0.1%−12−7.1%ReducedHistory
UBERUber Technologies, IncStock150$5.00K<0.1%+114+316.7%AddedHistory
GNLGlobal Net Lease, Inc.COM NEW413$5.00K<0.1%00.0%UnchangedHistory
iShares Tr464287556ISHARES BIOTECH35$5.00K<0.1%00.0%Unchanged–
John Hancock Exchange Traded47804J206MULTIFACTOR MI106$5.00K<0.1%00.0%Unchanged–
YETIYETI Holdings, Inc.COM121$5.00K<0.1%00.0%UnchangedHistory
PAAPlains All American Pipeline LPUNIT LTD PARTN364$5.00K<0.1%00.0%UnchangedHistory
DYDycom Industries IncCOM57$5.00K<0.1%00.0%UnchangedHistory
SPDR Series Trust78464A755ST STR SP METAL85$5.00K<0.1%00.0%Unchanged–
EVGOEVgo Inc.CL A COM600$5.00K<0.1%00.0%UnchangedHistory
BLKBlackRock, Inc.COM7$5.00K<0.1%+7NewHistory
LUMNLumen Technologies, Inc.COM15$5.00K<0.1%+1+7.1%AddedHistory
Kraneshares Tr500767694SSE STAR MRKT 50300$5.00K<0.1%00.0%Unchanged–
PRPOPrecipio, Inc.COM6,800$5.00K<0.1%+800+13.3%AddedHistory
TTETotalEnergies SESPONSORED ADS82$5.00K<0.1%+82NewHistory
XUnited States Steel CorpCOM200$5.00K<0.1%00.0%UnchangedHistory
HESHess CorpStock43$6.00K<0.1%+43NewHistory
BHPBHP Group LtdADR92$6.00K<0.1%+92NewHistory
Schwab International Small-Cap Equity ETF808524888ETF176$6.00K<0.1%00.0%Unchanged–
QRVOQorvo, Inc.Stock57$6.00K<0.1%00.0%UnchangedHistory
State Street SPDR Portfolio Developed World Ex-US ETF78463X889ETF200$6.00K<0.1%+118+143.9%Added–
iShares MSCI Eafe ETF464287465ETF80$6.00K<0.1%+20+33.3%Added–
Vanguard Morningstar Small-Cap ETF922908751ETF33$6.00K<0.1%00.0%Unchanged–
Vanguard World FD921910840MEGA CAP VAL ETF64$6.00K<0.1%+1+1.6%Added–
VanEck ETF Trust92189H300JP MRGAN EM LOC242$6.00K<0.1%00.0%Unchanged–
CHTRCharter Communications, Inc.CL A17$6.00K<0.1%00.0%UnchangedHistory
iShares Tr464288638ISHS 5-10YR INVT117$6.00K<0.1%00.0%Unchanged–
Invesco Exch Traded FD Tr II46138E115S&P SMLCP INFO46$6.00K<0.1%00.0%Unchanged–
NEONeogenomics IncCOM NEW320$6.00K<0.1%00.0%UnchangedHistory
iShares Inc464286509MSCI CDA ETF183$6.00K<0.1%00.0%Unchanged–
VanEck ETF Trust92189F452MORTGAGE REIT520$6.00K<0.1%00.0%Unchanged–
EFOREverforth IncCOM69$6.00K<0.1%00.0%UnchangedHistory
SBLKStar Bulk Carriers Corp.SHS PAR280$6.00K<0.1%+160+133.3%AddedHistory
ABBNYABB LtdSPONSORED ADR179$6.00K<0.1%+179NewHistory
DEAEasterly Government Properties, Inc.COM450$6.00K<0.1%00.0%UnchangedHistory

Sold out since Q4 2022 (21)

Positions held at the end of Q4 2022 that are gone from this filing.

Positions of Retirement Group, LLC sold out since Q4 2022
SecurityClassShares in Q4 2022Value in Q4 2022% of portfolio in Q4 2022History
NOCNorthrop Grumman CorpStock254$139.0K0.1%History
WisdomTree Tr97717Y808YIELD ENHANCED518$24.0K<0.1%–
DBAInvesco DB Agriculture FundAGRICULTURE FD500$10.0K<0.1%History
STORStore Capital LLCCOM312$10.0K<0.1%History
RYRoyal Bank of CanadaStock100$9.00K<0.1%History
Global X FDS37950E127REIT ETF421$9.00K<0.1%–
Invesco Exchange Traded FD T46137V266S&P500 PUR GWT51$8.00K<0.1%–
TGTXTG Therapeutics, Inc.COM700$8.00K<0.1%History
iShares Inc464286285JP MRGN EM HI BD120$4.00K<0.1%–
HRZNHorizon Technology Finance CorpCOM131$2.00K<0.1%History
iShares Tr46435U853BROAD USD HIGH60$2.00K<0.1%–
MSTRStrategy IncStock10$1.00K<0.1%History
RLXRLX Technology Inc.SPONSORED ADS500$1.00K<0.1%History
iShares Tr46436E882IBONDS 23 TRM TS47$1.00K<0.1%–
NAVNavistar International CorpCOM3,750$1.00K<0.1%History
AGNCAGNC Investment Corp.REIT5$00.0%History
COHRCoherent Corp.COM10$00.0%History
ACRACRES Commercial Realty Corp.COM NEW1$00.0%History
Micro Focus Intl PLC594837403SPON ADR NEW15$00.0%–
NBEVNewAge, Inc.COM2,500$00.0%History
Alpha Architect ETF Tr02072L763GENERATION Z ETF17$00.0%–