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Livermore
Livermore
ZHEN

Retirement Group, LLC

SEC CIK
0001740491
Latest filing
Apr 30, 2024

Holdings in Q1 2023

Holdings as of Mar 31, 2023, filed May 12, 2023. Long positions only; changes compare share counts with Q4 2022.

Institution overview
Positions
758
+48 vs. Q4 2022
Portfolio value
$219.1M
+$13.1M (+6.3%) vs. Q4 2022
Filed
May 12, 2023
SEC
Holdings of Retirement Group, LLC in Q1 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
TEVATeva Pharmaceutical Industries LtdSPONSORED ADS100$1.00K<0.1%+100NewHistory
ITGartner IncCOM2$1.00K<0.1%00.0%UnchangedHistory
First Tr Exch TRD Alphdx FD33737J158JAPAN ALPHADEX15$1.00K<0.1%00.0%Unchanged–
DBDeutsche Bank AktiengesellschaftNAMEN AKT87$1.00K<0.1%+87NewHistory
Invesco Exchange Traded FD T46137V431S&P 500 GARP ETF7$1.00K<0.1%00.0%Unchanged–
SPDR Series Trust78464A607ST STR DOW REIT14$1.00K<0.1%00.0%Unchanged–
PPLPPL CorpCOM34$1.00K<0.1%00.0%UnchangedHistory
iShares Tr464288836U.S. PHARMA ETF4$1.00K<0.1%00.0%Unchanged–
BROSDutch Bros Inc.CL A23$1.00K<0.1%+10+76.9%AddedHistory
WDAYWorkday, Inc.CL A5$1.00K<0.1%00.0%UnchangedHistory
Exchange Traded Concepts Tru301505889EMQQ EME MAR ETF20$1.00K<0.1%00.0%Unchanged–
DDOGDatadog, Inc.CL A COM13$1.00K<0.1%00.0%UnchangedHistory
iShares Tr46429B408MSCI PHILIPS ETF38$1.00K<0.1%00.0%Unchanged–
VRSNVerisign IncCOM4$1.00K<0.1%00.0%UnchangedHistory
First Tr Exchange-Traded Alp33737M409SML CAP VAL ALPH25$1.00K<0.1%00.0%Unchanged–
EQIXEquinix IncCOM1$1.00K<0.1%00.0%UnchangedHistory
LYVLive Nation Entertainment, Inc.COM18$1.00K<0.1%+1+5.9%AddedHistory
DBOInvesco DB Oil FundOIL FD75$1.00K<0.1%+10+15.4%AddedHistory
iShares Tr464288521CRE U S REIT ETF25$1.00K<0.1%00.0%Unchanged–
iShares Tr46435G342MORTGE REL ETF31$1.00K<0.1%00.0%Unchanged–
RHRHCOM5$1.00K<0.1%00.0%UnchangedHistory
Vanguard Scottsdale FDS92206C664VNG RUS2000IDX13$1.00K<0.1%00.0%Unchanged–
iShares Tr464287838U.S. BAS MTL ETF6$1.00K<0.1%00.0%Unchanged–
IPInternational Paper CoCOM39$1.00K<0.1%00.0%UnchangedHistory
EPAMEPAM Systems, Inc.COM3$1.00K<0.1%00.0%UnchangedHistory
DLBDolby Laboratories, Inc.COM CL A6$1.00K<0.1%00.0%UnchangedHistory
CVICVR Energy IncCOM20$1.00K<0.1%+20NewHistory
CZRCaesars Entertainment, Inc.COM13$1.00K<0.1%00.0%UnchangedHistory
NAKNorthern Dynasty Minerals LtdCOM NEW3,750$1.00K<0.1%+3,750NewHistory
SHAKShake Shack Inc.CL A26$1.00K<0.1%+10+62.5%AddedHistory
ZVRAZevra Therapeutics, Inc.COM NEW200$1.00K<0.1%00.0%UnchangedHistory
AMCAMC Entertainment Holdings, Inc.CL A COM100$1.00K<0.1%00.0%UnchangedHistory
AGRAvangrid, Inc.COM34$1.00K<0.1%00.0%UnchangedHistory
DKNGDraftKings Inc.COM CL A50$1.00K<0.1%−50−50.0%ReducedHistory
FLICFirst of Long Island CorpCOM101$1.00K<0.1%+101NewHistory
Invesco Actively Managed ETF46090C305EMGRING MKTS5031$1.00K<0.1%00.0%Unchanged–
JPMorgan Chase & Co46625H365ALERIAN ML ETN33$1.00K<0.1%00.0%Unchanged–
SITCSITE Centers Corp.COM75$1.00K<0.1%00.0%UnchangedHistory
WBAWalgreens Boots Alliance, Inc.COM31$1.00K<0.1%00.0%UnchangedHistory
Brookfield Business PartnersG16234109UNIT LTD L P42$1.00K<0.1%−8−16.0%Reduced–
TELTE Connectivity plcREG SHS7$1.00K<0.1%00.0%UnchangedHistory
ASTRAstra Space, Inc.Common Stock1,600$1.00K<0.1%00.0%UnchangedHistory
Ea Series Trust02072L839ARGENT MID CAP27$1.00K<0.1%00.0%Unchanged–
EVRGEvergy, Inc.Stock34$2.00K<0.1%00.0%UnchangedHistory
VFCV F CorpStock89$2.00K<0.1%00.0%UnchangedHistory
NIONIO Inc.ADR188$2.00K<0.1%00.0%UnchangedHistory
ACGLArch Capital Group Ltd.Stock23$2.00K<0.1%00.0%UnchangedHistory
ZTSZoetis Inc.Stock25$2.00K<0.1%+20+400.0%AddedHistory
SWKSSkyworks Solutions, Inc.Stock21$2.00K<0.1%00.0%UnchangedHistory
iShares Core S&P US Value ETF464287663ETF28$2.00K<0.1%00.0%Unchanged–
NNNNNN REIT, Inc.REIT50$2.00K<0.1%+50NewHistory
WHRWhirlpool CorpStock14$2.00K<0.1%00.0%UnchangedHistory
FISVFiserv IncStock20$2.00K<0.1%00.0%UnchangedHistory
SYMSymbotic Inc.Stock100$2.00K<0.1%+100NewHistory
Vanguard Ftse All-World Ex-US Small-Cap ETF922042718ETF15$2.00K<0.1%00.0%Unchanged–
ARK ETF Tr00214Q302GENOMIC REV ETF50$2.00K<0.1%00.0%Unchanged–
XYZBlock, Inc.CL A28$2.00K<0.1%+16+133.3%AddedHistory
ACADAcadia Pharmaceuticals IncCOM600$2.00K<0.1%00.0%UnchangedHistory
Schwab Strategic Tr8085247221000 INDEX ETF63$2.00K<0.1%00.0%Unchanged–
Goldman Sachs ETF Tr381430503ACTIVEBETA US LG21$2.00K<0.1%00.0%Unchanged–
iShares Tr464287788U.S. FINLS ETF32$2.00K<0.1%00.0%Unchanged–
iShares Inc464286533MSCI EMERG MRKT325$2.00K<0.1%00.0%Unchanged–
BXSLBlackstone Secured Lending FundCOMMON STOCK100$2.00K<0.1%00.0%UnchangedHistory
HPEHewlett Packard Enterprise CoCOM156$2.00K<0.1%−12−7.1%ReducedHistory
HBANHuntington Bancshares IncCOM145$2.00K<0.1%00.0%UnchangedHistory
WisdomTree Tr97717W422INDIA ERNGS FD75$2.00K<0.1%00.0%Unchanged–
MOSMosaic CoCOM50$2.00K<0.1%00.0%UnchangedHistory
SONYSony Group CorpSPONSORED ADR22$2.00K<0.1%+22NewHistory
iShares Tr464287713US TELECOM ETF90$2.00K<0.1%00.0%Unchanged–
TAPMolson Coors Beverage CoCL B45$2.00K<0.1%00.0%UnchangedHistory
Global X FDS37954Y624AUTONMOUS EV ETF100$2.00K<0.1%00.0%Unchanged–
NINisource Inc.COM60$2.00K<0.1%00.0%UnchangedHistory
APOApollo Global Management, Inc.COM31$2.00K<0.1%00.0%UnchangedHistory
NZFNuveen Municipal Credit Income FundCOM SH BEN INT137$2.00K<0.1%00.0%UnchangedHistory
DNPDNP Select Income Fund IncCOM195$2.00K<0.1%00.0%UnchangedHistory
OZKBank OZKCOM50$2.00K<0.1%+50NewHistory
DARDarling Ingredients Inc.COM26$2.00K<0.1%00.0%UnchangedHistory
HRIHerc Holdings IncCOM19$2.00K<0.1%00.0%UnchangedHistory
COTYCoty Inc.COM CL A150$2.00K<0.1%00.0%UnchangedHistory
CPCanadian Pacific Kansas City LtdCOM20$2.00K<0.1%00.0%UnchangedHistory
CCLCarnival Corp Ltd.UNIT 99/99/9999213$2.00K<0.1%00.0%UnchangedHistory
GEGeneral Electric CoCOM24$2.00K<0.1%−1−4.0%ReducedHistory
IPGInterpublic Group of Companies, Inc.COM48$2.00K<0.1%00.0%UnchangedHistory
OCSLOaktree Specialty Lending CorpCOM110$2.00K<0.1%00.0%UnchangedConverted for a 1-for-3 splitHistory
SIRISirius XM Holdings Inc.COM500$2.00K<0.1%00.0%UnchangedHistory
STEMStem, Inc.CL A312$2.00K<0.1%+150+92.6%AddedHistory
TYTRI-CONTINENTAL CorpCOM83$2.00K<0.1%−83−50.0%ReducedHistory
RKLBRocket Lab CorpCOM500$2.00K<0.1%00.0%UnchangedHistory
Global X FDS37960A776RUSSELL 2000 COV100$2.00K<0.1%00.0%Unchanged–
EWEdwards Lifesciences CorpStock38$3.00K<0.1%+22+137.5%AddedHistory
CSXCSX CorpStock86$3.00K<0.1%+86NewHistory
GNRCGenerac Holdings Inc.Stock30$3.00K<0.1%00.0%UnchangedHistory
VLOValero Energy CorpStock22$3.00K<0.1%00.0%UnchangedHistory
RGRSturm Ruger & Co IncStock60$3.00K<0.1%+5+9.1%AddedHistory
RIVNRivian Automotive, Inc.Stock215$3.00K<0.1%00.0%UnchangedHistory
JCIJohnson Controls International plcStock54$3.00K<0.1%+41+315.4%AddedHistory
DHRDanaher CorpStock11$3.00K<0.1%+11NewHistory
BBYBest Buy Co IncStock37$3.00K<0.1%+37NewHistory
BUDAnheuser-Busch InBev SA/NVADR44$3.00K<0.1%+44NewHistory
GFSGLOBALFOUNDRIES Inc.Stock40$3.00K<0.1%00.0%UnchangedHistory

Sold out since Q4 2022 (21)

Positions held at the end of Q4 2022 that are gone from this filing.

Positions of Retirement Group, LLC sold out since Q4 2022
SecurityClassShares in Q4 2022Value in Q4 2022% of portfolio in Q4 2022History
NOCNorthrop Grumman CorpStock254$139.0K0.1%History
WisdomTree Tr97717Y808YIELD ENHANCED518$24.0K<0.1%–
DBAInvesco DB Agriculture FundAGRICULTURE FD500$10.0K<0.1%History
STORStore Capital LLCCOM312$10.0K<0.1%History
RYRoyal Bank of CanadaStock100$9.00K<0.1%History
Global X FDS37950E127REIT ETF421$9.00K<0.1%–
Invesco Exchange Traded FD T46137V266S&P500 PUR GWT51$8.00K<0.1%–
TGTXTG Therapeutics, Inc.COM700$8.00K<0.1%History
iShares Inc464286285JP MRGN EM HI BD120$4.00K<0.1%–
HRZNHorizon Technology Finance CorpCOM131$2.00K<0.1%History
iShares Tr46435U853BROAD USD HIGH60$2.00K<0.1%–
MSTRStrategy IncStock10$1.00K<0.1%History
RLXRLX Technology Inc.SPONSORED ADS500$1.00K<0.1%History
iShares Tr46436E882IBONDS 23 TRM TS47$1.00K<0.1%–
NAVNavistar International CorpCOM3,750$1.00K<0.1%History
AGNCAGNC Investment Corp.REIT5$00.0%History
COHRCoherent Corp.COM10$00.0%History
ACRACRES Commercial Realty Corp.COM NEW1$00.0%History
Micro Focus Intl PLC594837403SPON ADR NEW15$00.0%–
NBEVNewAge, Inc.COM2,500$00.0%History
Alpha Architect ETF Tr02072L763GENERATION Z ETF17$00.0%–