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Livermore
Livermore
ZHEN

Retirement Group, LLC

SEC CIK
0001740491
Latest filing
Apr 30, 2024

Holdings in Q4 2022

Holdings as of Dec 31, 2022, filed Feb 15, 2023. Long positions only; changes compare share counts with Q3 2022.

Institution overview
Positions
710
+175 vs. Q3 2022
Portfolio value
$206.1M
+$81.2M (+65.1%) vs. Q3 2022
Filed
Feb 15, 2023
SEC
Holdings of Retirement Group, LLC in Q4 2022
SecurityClassSharesValue% of portfolioShare changeActionHistory
LNGCheniere Energy, Inc.COM NEW100$15.0K<0.1%00.0%UnchangedHistory
iShares Tr46429B655FLTG RATE NT ETF307$15.0K<0.1%00.0%Unchanged–
BSTZBlackRock Science & Technology Term TrustSHS BEN INT928$15.0K<0.1%+928NewHistory
MUMicron Technology IncStock328$16.0K<0.1%−183−35.8%ReducedHistory
DOVDOVER CorpCOM119$16.0K<0.1%00.0%UnchangedHistory
WPCW. P. Carey Inc.COM205$16.0K<0.1%00.0%UnchangedHistory
URIUnited Rentals, Inc.COM44$16.0K<0.1%+44NewHistory
IRIngersoll Rand Inc.COM503$16.0K<0.1%00.0%UnchangedHistory
HGLBHighland Global Allocation FundCOM605$16.0K<0.1%00.0%UnchangedHistory
NFLXNetflix IncStock57$17.0K<0.1%+6+11.8%AddedHistory
Schwab Fundamental Emerging Markets Equity ETF808524730ETF698$17.0K<0.1%00.0%Unchanged–
iShares U S ETF Tr46431W812INT RT HD LONG746$17.0K<0.1%+8+1.1%Added–
NTRSNorthern Trust CorpCOM500$17.0K<0.1%00.0%UnchangedHistory
State Street SPDR Portfolio S&P 500 High Dividend ETF78468R788ETF465$18.0K<0.1%+401+626.6%Added–
Schwab Fundamental International Equity ETF808524755ETF614$18.0K<0.1%−2−0.3%Reduced–
RTXRTX CorpStock174$18.0K<0.1%+168+2,800.0%AddedHistory
iShares Tr464288406MRGSTR MD CP VAL282$18.0K<0.1%+282New–
BIIBBiogen Inc.COM64$18.0K<0.1%+60+1,500.0%AddedHistory
First Tr Exchange-Traded FD336917109SHS500$18.0K<0.1%+500New–
iShares Tr4642874407-10 YR TRSY BD191$18.0K<0.1%+191New–
INTCIntel CorpStock716$19.0K<0.1%+690+2,653.8%AddedHistory
NVSNovartis AGADR213$19.0K<0.1%+213NewHistory
EOGEOG Resources IncStock149$19.0K<0.1%+122+451.9%AddedHistory
Invesco Exch Traded FD Tr II46138E396S&P 500 CONC ETF457$19.0K<0.1%+457New–
SPDR Series Trust78468R812ST STR MSCI USAQ177$19.0K<0.1%−19−9.7%Reduced–
iShares Tr464288687PFD AND INCM SEC606$19.0K<0.1%+440+265.1%Added–
WMBWilliams Companies, Inc.COM585$19.0K<0.1%+200+51.9%AddedHistory
DBX ETF Tr233051739XTRCK BLOMBRG BA1,035$19.0K<0.1%+9+0.9%Added–
PEPPepsiCo IncStock109$20.0K<0.1%+1+0.9%AddedHistory
MPCMarathon Petroleum CorpStock175$20.0K<0.1%00.0%UnchangedHistory
iShares Russell 2000 Growth ETF464287648ETF91$20.0K<0.1%+41+82.0%Added–
LMTLockheed Martin CorpStock42$20.0K<0.1%+5+13.5%AddedHistory
Vanguard Scottsdale FDS92206C409SHRT TRM CORP BD265$20.0K<0.1%+61+29.9%Added–
ADSKAutodesk, Inc.COM108$20.0K<0.1%+3+2.9%AddedHistory
SOSouthern CoStock184$21.0K<0.1%+104+130.0%AddedHistory
CVSCVS Health CorpStock224$21.0K<0.1%00.0%UnchangedHistory
VVisa Inc.Stock102$21.0K<0.1%+83+436.8%AddedHistory
WFCWells Fargo & CompanyStock510$21.0K<0.1%00.0%UnchangedHistory
DISWalt Disney CoStock240$21.0K<0.1%+131+120.2%AddedHistory
GOLFAcushnet Holdings Corp.COM500$21.0K<0.1%+500NewHistory
Nushares ETF Tr67092P508NUVEEN ESG MIDVL709$21.0K<0.1%+391+123.0%Added–
PECOPhillips Edison & Company, Inc.COMMON STOCK647$21.0K<0.1%00.0%UnchangedHistory
MMacy's, Inc.COM1,000$21.0K<0.1%00.0%UnchangedHistory
DIASPDR Dow Jones Industrial Average ETF TrustUT SER 166$22.0K<0.1%+5+8.2%AddedHistory
WisdomTree Tr97717W430HEDGED HI YLD BD1,075$22.0K<0.1%+1,075New–
GLTRabrdn Precious Metals Basket ETF TrustPHYSCL PRECS MET250$22.0K<0.1%+250NewHistory
USOUnited States Oil Fund, LPUNITS312$22.0K<0.1%+312NewHistory
Global X FDS37954Y475S&P 500 COVERED550$22.0K<0.1%−3,800−87.4%Reduced–
SPLKSplunk IncCOM844$22.0K<0.1%+839+16,780.0%AddedHistory
VanEck ETF Trust92189H805RARE EARTH AND S300$23.0K<0.1%+300New–
Nushares ETF Tr67092P409NUVEEN ESG MIDCP650$23.0K<0.1%+650New–
SPDR Index Shs FDS78463X749ST DOW GLOBA ETF573$23.0K<0.1%+6+1.1%Added–
Invesco Exch Traded FD Tr II46138G631NASDAQNXTGEN100960$23.0K<0.1%+850+772.7%Added–
WisdomTree Tr97717W570US MIDCAP FUND482$23.0K<0.1%−17−3.4%Reduced–
iShares Tr464287630RUS 2000 VAL ETF167$23.0K<0.1%+85+103.7%Added–
CMCSAComcast CorpStock680$24.0K<0.1%+440+183.3%AddedHistory
CRMSalesforce, Inc.Stock182$24.0K<0.1%+157+628.0%AddedHistory
iShares Russell 1000 Value ETF464287598ETF160$24.0K<0.1%+147+1,130.8%Added–
iShares Tr46432F370MSCI USA SZE FT210$24.0K<0.1%+210New–
SPBSpectrum Brands Holdings, Inc.COM400$24.0K<0.1%+157+64.6%AddedHistory
WisdomTree Tr97717Y808YIELD ENHANCED518$24.0K<0.1%+2+0.4%Added–
MDLZMondelez International, Inc.Stock378$25.0K<0.1%+378NewHistory
WMTWalmart Inc.Stock174$25.0K<0.1%+56+47.5%AddedHistory
TGTTarget CorpStock170$25.0K<0.1%+11+6.9%AddedHistory
State Street Health Care Select Sector SPDR ETF81369Y209ETF192$26.0K<0.1%+192New–
JPMorgan Ultra-Short Income ETF46641Q837ETF519$26.0K<0.1%00.0%Unchanged–
EDConsolidated Edison IncStock271$26.0K<0.1%+116+74.8%AddedHistory
Vanguard Ftse Emerging Markets ETF922042858ETF662$26.0K<0.1%+662New–
iShares Inc464286178US INTL HGH YLD640$26.0K<0.1%+640New–
WisdomTree Tr97717X669US QTLY DIV GRT435$26.0K<0.1%+2+0.5%Added–
DBX ETF Tr233051762XTRACK MSCI CHNA918$26.0K<0.1%+918New–
iShares Tips Bond ETF464287176ETF249$27.0K<0.1%+1+0.4%Added–
iShares Core MSCI Emerging Markets ETF46434G103ETF581$27.0K<0.1%+201+52.9%Added–
State Street SPDR Portfolio S&P 500 Growth ETF78464A409ETF535$27.0K<0.1%+535New–
SPDR Series Trust78464A201ST STR SP600GRWO376$27.0K<0.1%+376New–
Vanguard Mortgage-Backed Securities ETF92206C771ETF625$28.0K<0.1%+555+792.9%Added–
GWWW.W. Grainger, Inc.Stock51$28.0K<0.1%+49+2,450.0%AddedHistory
PGProcter & Gamble CoStock200$30.0K<0.1%+67+50.4%AddedHistory
FTNTFortinet, Inc.Stock615$30.0K<0.1%+615NewHistory
BABoeing CoStock161$30.0K<0.1%−499−75.6%ReducedHistory
State Street Financial Select Sector SPDR ETF81369Y605ETF878$30.0K<0.1%+484+122.8%Added–
GILDGilead Sciences, Inc.Stock345$30.0K<0.1%+13+3.9%AddedHistory
PHYSSprott Physical Gold TrustPHYSICAL GOLD TR2,140$30.0K<0.1%00.0%UnchangedHistory
iShares Tr464287341GLOBAL ENERG ETF775$30.0K<0.1%+775New–
FFord Motor CoStock2,691$31.0K<0.1%+1,219+82.8%AddedHistory
Schwab U.S. Small-Cap ETF808524607ETF766$31.0K<0.1%+254+49.6%Added–
LVSLas Vegas Sands CorpCOM655$31.0K<0.1%+655NewHistory
New York Life Investments Et45409B800MERGE ARBIT ETF1,000$32.0K<0.1%+1,000New–
CSCOCisco Systems, Inc.Stock631$33.0K<0.1%+474+301.9%AddedHistory
Vanguard Malvern FDS922020805STRM INFPROIDX705$33.0K<0.1%+290+69.9%Added–
iShares Tr464288877EAFE VALUE ETF683$34.0K<0.1%+101+17.4%Added–
Invesco Exch Traded FD Tr II46138G508SR LN ETF1,652$34.0K<0.1%00.0%Unchanged–
Vanguard Scottsdale FDS92206C813LG-TERM COR BD455$34.0K<0.1%+455New–
KOCoca Cola CoStock550$35.0K<0.1%+187+51.5%AddedHistory
State Street SPDR S&P Homebuilders ETF78464A888ETF573$35.0K<0.1%+150+35.5%Added–
CAHCardinal Health IncStock459$35.0K<0.1%+431+1,539.3%AddedHistory
BSTBlackRock Science & Technology TrustSHS1,227$35.0K<0.1%+1,227NewHistory
iShares Tr464287275GBL COMM SVC ETF642$35.0K<0.1%+642New–
MCDMcDonalds CorpStock140$37.0K<0.1%+140NewHistory
iShares Tr464288513IBOXX HI YD ETF534$39.0K<0.1%+482+926.9%Added–

Sold out since Q3 2022 (48)

Positions held at the end of Q3 2022 that are gone from this filing.

Positions of Retirement Group, LLC sold out since Q3 2022
SecurityClassShares in Q3 2022Value in Q3 2022% of portfolio in Q3 2022History
Aim ETF Products Trust00888H307ALLIANZIM US EQ5,052$132.0K0.1%–
FLNAFilana Therapeutics, Inc.COM760$32.0K<0.1%History
Vanguard Short-Term Bond ETF921937827ETF310$23.0K<0.1%–
CRSPCRISPR Therapeutics AGNAMEN AKT323$21.0K<0.1%History
SPDR Series Trust78464A656ST STR TIPS ETF839$21.0K<0.1%–
GLOBGlobant S.A.COM100$19.0K<0.1%History
SNOWSnowflake Inc.Stock100$17.0K<0.1%History
OCGNOcugen, Inc.COM8,910$16.0K<0.1%History
Alps ETF Tr00162Q361OSHS GBL INTER650$16.0K<0.1%–
PHMPultegroup IncCOM400$15.0K<0.1%History
BNGOBionano Genomics, Inc.COM8,000$15.0K<0.1%History
TWTRTwitter, Inc.COM328$14.0K<0.1%History
iShares U S ETF Tr46431W507SHOR DURA BD ETF258$13.0K<0.1%–
MPLXMPLX LPCOM UNIT REP LTD326$10.0K<0.1%History
BMOBank of MontrealCOM95$8.00K<0.1%History
AVAVAeroVironment IncCOM100$8.00K<0.1%History
Invesco Exch TRD SLF Idx FD46138J882BULSHS 2022 CB391$8.00K<0.1%–
Barclays Bank PLC06742A669IPATH SHILR CAPE390$7.00K<0.1%–
WABWestinghouse Air Brake Technologies CorpStock71$6.00K<0.1%History
VERUVeru Inc.COM525$6.00K<0.1%History
Pgim ETF Tr69344A107PGIM ULTRA SH BD99$5.00K<0.1%–
MNTKMontauk Renewables, Inc.COM250$4.00K<0.1%History
Brookfield Asset Mgmt ReinsG16169107CL A EXCH LT VTG106$4.00K<0.1%–
State Street SPDR Bloomberg Emerging Markets Local Bond ETF78464A391ETF142$3.00K<0.1%–
CLFCleveland-Cliffs Inc.COM200$3.00K<0.1%History
Cambria ETF Tr132061821CANNABIS ETF430$3.00K<0.1%–
iShares Tr46435U184IBONDS 24 TRM HG120$3.00K<0.1%–
WRKWestRock CoCOM100$3.00K<0.1%History
HLNHaleon plcADR304$2.00K<0.1%History
FANGDiamondback Energy, Inc.Stock20$2.00K<0.1%History
Global X FDS37954Y459RUSSELL 2000100$2.00K<0.1%–
IOVAIovance Biotherapeutics, Inc.COM250$2.00K<0.1%History
AMTDAmtd Idea GroupSPONSORED ADS1,500$2.00K<0.1%History
Advisorshares Tr00768Y495PURE CANNABIS360$2.00K<0.1%–
BDX 6 06/01/23 Pfd075887406CONVERTIBLE PREFERRED STOCK37$2.00K<0.1%–
MROMarathon Oil CorpCOM100$2.00K<0.1%History
PXDPioneer Natural Resources CoCOM10$2.00K<0.1%History
COINCoinbase Global, Inc.COM CL A10$1.00K<0.1%History
MNSTMonster Beverage CorpCOM6$1.00K<0.1%History
ATNMActinium Pharmaceuticals, Inc.COM79$1.00K<0.1%History
Broadcom Inc.11135F200COM1$1.00K<0.1%–
AIXCFF EAI Robotics Ecosystem Inc.COM3,500$1.00K<0.1%History
SPDR Series Trust78464A664ST LON TREAS ETF3$00.0%–
NXGLNexgel, Inc.COM3$00.0%History
FWONALiberty Media CorpCOM SER A FRMLA1$00.0%History
VanEck Vectors ETF Tr92189F445INTL HIGH YIELD1$00.0%–
Meten Edtechx Ed Group LtdG6055H114ORD SHS67$00.0%–
Pentair PLCG7S00T904CALL5$00.0%–