Retirement Group, LLC
- SEC CIK
- 0001740491
- Latest filing
- Apr 30, 2024
Holdings in Q4 2022
Holdings as of Dec 31, 2022, filed Feb 15, 2023. Long positions only; changes compare share counts with Q3 2022.
- Positions
- 710
- +175 vs. Q3 2022
- Portfolio value
- $206.1M
- +$81.2M (+65.1%) vs. Q3 2022
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| ZTSZoetis Inc. | Stock | 5 | $1.00K | <0.1% | 00.0% | Unchanged | History |
| ZBHZimmer Biomet Holdings, Inc. | Stock | 4 | $1.00K | <0.1% | +4 | New | History |
| TMOThermo Fisher Scientific Inc. | Stock | 2 | $1.00K | <0.1% | 00.0% | Unchanged | History |
| TSNTyson Foods, Inc. | Stock | 23 | $1.00K | <0.1% | 00.0% | Unchanged | History |
| CCitigroup Inc | Stock | 27 | $1.00K | <0.1% | 00.0% | Unchanged | History |
| SHOPShopify Inc. | Stock | 43 | $1.00K | <0.1% | −157−78.5% | Reduced | History |
| UBERUber Technologies, Inc | Stock | 36 | $1.00K | <0.1% | +17+89.5% | Added | History |
| GPNGlobal Payments Inc | Stock | 13 | $1.00K | <0.1% | +13 | New | History |
| SPOTSpotify Technology S.A. | Stock | 8 | $1.00K | <0.1% | +8 | New | History |
| MSTRStrategy Inc | Stock | 10 | $1.00K | <0.1% | 00.0% | Unchanged | History |
| ARK ETF Tr00214Q302 | GENOMIC REV ETF | 50 | $1.00K | <0.1% | 00.0% | Unchanged | – |
| XYZBlock, Inc. | CL A | 12 | $1.00K | <0.1% | +12 | New | History |
| TTWOTake Two Interactive Software Inc | COM | 10 | $1.00K | <0.1% | +10 | New | History |
| ACADAcadia Pharmaceuticals Inc | COM | 600 | $1.00K | <0.1% | 00.0% | Unchanged | History |
| DNOWDNOW Inc. | COM | 50 | $1.00K | <0.1% | +50 | New | History |
| ITGartner Inc | COM | 2 | $1.00K | <0.1% | +2 | New | History |
| First Tr Exch TRD Alphdx FD33737J158 | JAPAN ALPHADEX | 15 | $1.00K | <0.1% | +15 | New | – |
| Invesco Exchange Traded FD T46137V431 | S&P 500 GARP ETF | 7 | $1.00K | <0.1% | +7 | New | – |
| SPDR Series Trust78464A607 | ST STR DOW REIT | 14 | $1.00K | <0.1% | 00.0% | Unchanged | – |
| PPLPPL Corp | COM | 34 | $1.00K | <0.1% | +34 | New | History |
| iShares Tr464288836 | U.S. PHARMA ETF | 4 | $1.00K | <0.1% | +4 | New | – |
| WDAYWorkday, Inc. | CL A | 5 | $1.00K | <0.1% | +4+400.0% | Added | History |
| Exchange Traded Concepts Tru301505889 | EMQQ EME MAR ETF | 20 | $1.00K | <0.1% | +20 | New | – |
| SRSpire Inc | COM | 10 | $1.00K | <0.1% | −850−98.8% | Reduced | History |
| DDOGDatadog, Inc. | CL A COM | 13 | $1.00K | <0.1% | +13 | New | History |
| iShares Tr46429B408 | MSCI PHILIPS ETF | 38 | $1.00K | <0.1% | 00.0% | Unchanged | – |
| VRSNVerisign Inc | COM | 4 | $1.00K | <0.1% | +4 | New | History |
| First Tr Exchange-Traded Alp33737M409 | SML CAP VAL ALPH | 25 | $1.00K | <0.1% | +25 | New | – |
| EQIXEquinix Inc | COM | 1 | $1.00K | <0.1% | 00.0% | Unchanged | History |
| LYVLive Nation Entertainment, Inc. | COM | 17 | $1.00K | <0.1% | +17 | New | History |
| DBOInvesco DB Oil Fund | OIL FD | 65 | $1.00K | <0.1% | +65 | New | History |
| iShares Tr464288521 | CRE U S REIT ETF | 25 | $1.00K | <0.1% | 00.0% | Unchanged | – |
| iShares Tr46435G342 | MORTGE REL ETF | 31 | $1.00K | <0.1% | 00.0% | Unchanged | – |
| RHRH | COM | 5 | $1.00K | <0.1% | +5 | New | History |
| Vanguard Scottsdale FDS92206C664 | VNG RUS2000IDX | 13 | $1.00K | <0.1% | +13 | New | – |
| ISRGIntuitive Surgical Inc | COM NEW | 5 | $1.00K | <0.1% | +4+400.0% | Added | History |
| iShares Tr464287838 | U.S. BAS MTL ETF | 6 | $1.00K | <0.1% | +6 | New | – |
| IPInternational Paper Co | COM | 39 | $1.00K | <0.1% | 00.0% | Unchanged | History |
| EPAMEPAM Systems, Inc. | COM | 3 | $1.00K | <0.1% | +3 | New | History |
| CZRCaesars Entertainment, Inc. | COM | 13 | $1.00K | <0.1% | +13 | New | History |
| COTYCoty Inc. | COM CL A | 150 | $1.00K | <0.1% | +150 | New | History |
| RLXRLX Technology Inc. | SPONSORED ADS | 500 | $1.00K | <0.1% | +500 | New | History |
| SHAKShake Shack Inc. | CL A | 16 | $1.00K | <0.1% | +16 | New | History |
| ZVRAZevra Therapeutics, Inc. | COM NEW | 200 | $1.00K | <0.1% | 00.0% | Unchanged | History |
| AGRAvangrid, Inc. | COM | 34 | $1.00K | <0.1% | +34 | New | History |
| CPCanadian Pacific Kansas City Ltd | COM | 20 | $1.00K | <0.1% | +20 | New | History |
| DKNGDraftKings Inc. | COM CL A | 100 | $1.00K | <0.1% | +100 | New | History |
| Invesco Actively Managed ETF46090C305 | EMGRING MKTS50 | 31 | $1.00K | <0.1% | 00.0% | Unchanged | – |
| iShares Tr46436E882 | IBONDS 23 TRM TS | 47 | $1.00K | <0.1% | +47 | New | – |
| JPMorgan Chase & Co46625H365 | ALERIAN ML ETN | 33 | $1.00K | <0.1% | 00.0% | Unchanged | – |
| NAVNavistar International Corp | COM | 3,750 | $1.00K | <0.1% | 00.0% | Unchanged | History |
| SITCSITE Centers Corp. | COM | 75 | $1.00K | <0.1% | +75 | New | History |
| STEMStem, Inc. | CL A | 162 | $1.00K | <0.1% | 00.0% | Unchanged | History |
| WBAWalgreens Boots Alliance, Inc. | COM | 31 | $1.00K | <0.1% | 00.0% | Unchanged | History |
| Brookfield Business PartnersG16234109 | UNIT LTD L P | 50 | $1.00K | <0.1% | +50 | New | – |
| TELTE Connectivity plc | REG SHS | 7 | $1.00K | <0.1% | 00.0% | Unchanged | History |
| ASTRAstra Space, Inc. | Common Stock | 1,600 | $1.00K | <0.1% | 00.0% | Unchanged | History |
| Ea Series Trust02072L839 | ARGENT MID CAP | 27 | $1.00K | <0.1% | +27 | New | – |
| GSGoldman Sachs Group Inc | Stock | 7 | $2.00K | <0.1% | +7 | New | History |
| EVRGEvergy, Inc. | Stock | 34 | $2.00K | <0.1% | +34 | New | History |
| VFCV F Corp | Stock | 89 | $2.00K | <0.1% | +89 | New | History |
| NIONIO Inc. | ADR | 188 | $2.00K | <0.1% | 00.0% | Unchanged | History |
| DJTTrump Media & Technology Group Corp. | Stock | 100 | $2.00K | <0.1% | 00.0% | Unchanged | History |
| METMetlife Inc | Stock | 24 | $2.00K | <0.1% | 00.0% | Unchanged | History |
| SWKSSkyworks Solutions, Inc. | Stock | 21 | $2.00K | <0.1% | 00.0% | Unchanged | History |
| iShares Core S&P US Value ETF464287663 | ETF | 28 | $2.00K | <0.1% | +28 | New | – |
| PLUGPlug Power Inc | Stock | 130 | $2.00K | <0.1% | −200−60.6% | Reduced | History |
| State Street SPDR Portfolio Developed World Ex-US ETF78463X889 | ETF | 82 | $2.00K | <0.1% | +82 | New | – |
| CCICrown Castle Inc. | REIT | 16 | $2.00K | <0.1% | 00.0% | Unchanged | History |
| WHRWhirlpool Corp | Stock | 14 | $2.00K | <0.1% | +14 | New | History |
| FISVFiserv Inc | Stock | 20 | $2.00K | <0.1% | +20 | New | History |
| Vanguard Ftse All-World Ex-US Small-Cap ETF922042718 | ETF | 15 | $2.00K | <0.1% | +15 | New | – |
| GFSGLOBALFOUNDRIES Inc. | Stock | 40 | $2.00K | <0.1% | +40 | New | History |
| HRZNHorizon Technology Finance Corp | COM | 131 | $2.00K | <0.1% | +131 | New | History |
| Schwab Strategic Tr808524722 | 1000 INDEX ETF | 63 | $2.00K | <0.1% | +63 | New | – |
| GBDCGolub Capital BDC, Inc. | COM | 121 | $2.00K | <0.1% | +121 | New | History |
| Capital Group GBL Growth EQT14020X104 | SHS CREAT UNIT | 85 | $2.00K | <0.1% | +85 | New | – |
| iShares Tr464287788 | U.S. FINLS ETF | 32 | $2.00K | <0.1% | +32 | New | – |
| BXSLBlackstone Secured Lending Fund | COMMON STOCK | 100 | $2.00K | <0.1% | 00.0% | Unchanged | History |
| HBANHuntington Bancshares Inc | COM | 145 | $2.00K | <0.1% | 00.0% | Unchanged | History |
| WisdomTree Tr97717W422 | INDIA ERNGS FD | 75 | $2.00K | <0.1% | 00.0% | Unchanged | – |
| MOSMosaic Co | COM | 50 | $2.00K | <0.1% | +50 | New | History |
| iShares Tr464287713 | US TELECOM ETF | 90 | $2.00K | <0.1% | 00.0% | Unchanged | – |
| TAPMolson Coors Beverage Co | CL B | 45 | $2.00K | <0.1% | 00.0% | Unchanged | History |
| Global X FDS37954Y624 | AUTONMOUS EV ETF | 100 | $2.00K | <0.1% | +100 | New | – |
| NINisource Inc. | COM | 60 | $2.00K | <0.1% | +60 | New | History |
| APOApollo Global Management, Inc. | COM | 31 | $2.00K | <0.1% | +31 | New | History |
| ETWEaton Vance Tax-Managed Global Buy-Write Opportunities Fund | COM | 310 | $2.00K | <0.1% | 00.0% | Unchanged | History |
| NZFNuveen Municipal Credit Income Fund | COM SH BEN INT | 137 | $2.00K | <0.1% | +137 | New | History |
| DNPDNP Select Income Fund Inc | COM | 195 | $2.00K | <0.1% | +195 | New | History |
| DARDarling Ingredients Inc. | COM | 26 | $2.00K | <0.1% | +26 | New | History |
| HRIHerc Holdings Inc | COM | 19 | $2.00K | <0.1% | +19 | New | History |
| iShares Tr46435U853 | BROAD USD HIGH | 60 | $2.00K | <0.1% | +60 | New | – |
| STXSeagate Technology Holdings plc | ORD SHS | 42 | $2.00K | <0.1% | +31+281.8% | Added | History |
| SBLKStar Bulk Carriers Corp. | SHS PAR | 120 | $2.00K | <0.1% | 00.0% | Unchanged | History |
| ATVIActivision Blizzard, Inc. | COM | 27 | $2.00K | <0.1% | +27 | New | History |
| CCLCarnival Corp Ltd. | UNIT 99/99/9999 | 213 | $2.00K | <0.1% | 00.0% | Unchanged | History |
| GEGeneral Electric Co | COM | 25 | $2.00K | <0.1% | −1,665−98.5% | Reduced | History |
| IPGInterpublic Group of Companies, Inc. | COM | 48 | $2.00K | <0.1% | 00.0% | Unchanged | History |
| OCSLOaktree Specialty Lending Corp | COM | 331 | $2.00K | <0.1% | +331 | New | History |
Sold out since Q3 2022 (48)
Positions held at the end of Q3 2022 that are gone from this filing.
| Security | Class | Shares in Q3 2022 | Value in Q3 2022 | % of portfolio in Q3 2022 | History |
|---|---|---|---|---|---|
| Aim ETF Products Trust00888H307 | ALLIANZIM US EQ | 5,052 | $132.0K | 0.1% | – |
| FLNAFilana Therapeutics, Inc. | COM | 760 | $32.0K | <0.1% | History |
| Vanguard Short-Term Bond ETF921937827 | ETF | 310 | $23.0K | <0.1% | – |
| CRSPCRISPR Therapeutics AG | NAMEN AKT | 323 | $21.0K | <0.1% | History |
| SPDR Series Trust78464A656 | ST STR TIPS ETF | 839 | $21.0K | <0.1% | – |
| GLOBGlobant S.A. | COM | 100 | $19.0K | <0.1% | History |
| SNOWSnowflake Inc. | Stock | 100 | $17.0K | <0.1% | History |
| OCGNOcugen, Inc. | COM | 8,910 | $16.0K | <0.1% | History |
| Alps ETF Tr00162Q361 | OSHS GBL INTER | 650 | $16.0K | <0.1% | – |
| PHMPultegroup Inc | COM | 400 | $15.0K | <0.1% | History |
| BNGOBionano Genomics, Inc. | COM | 8,000 | $15.0K | <0.1% | History |
| TWTRTwitter, Inc. | COM | 328 | $14.0K | <0.1% | History |
| iShares U S ETF Tr46431W507 | SHOR DURA BD ETF | 258 | $13.0K | <0.1% | – |
| MPLXMPLX LP | COM UNIT REP LTD | 326 | $10.0K | <0.1% | History |
| BMOBank of Montreal | COM | 95 | $8.00K | <0.1% | History |
| AVAVAeroVironment Inc | COM | 100 | $8.00K | <0.1% | History |
| Invesco Exch TRD SLF Idx FD46138J882 | BULSHS 2022 CB | 391 | $8.00K | <0.1% | – |
| Barclays Bank PLC06742A669 | IPATH SHILR CAPE | 390 | $7.00K | <0.1% | – |
| WABWestinghouse Air Brake Technologies Corp | Stock | 71 | $6.00K | <0.1% | History |
| VERUVeru Inc. | COM | 525 | $6.00K | <0.1% | History |
| Pgim ETF Tr69344A107 | PGIM ULTRA SH BD | 99 | $5.00K | <0.1% | – |
| MNTKMontauk Renewables, Inc. | COM | 250 | $4.00K | <0.1% | History |
| Brookfield Asset Mgmt ReinsG16169107 | CL A EXCH LT VTG | 106 | $4.00K | <0.1% | – |
| State Street SPDR Bloomberg Emerging Markets Local Bond ETF78464A391 | ETF | 142 | $3.00K | <0.1% | – |
| CLFCleveland-Cliffs Inc. | COM | 200 | $3.00K | <0.1% | History |
| Cambria ETF Tr132061821 | CANNABIS ETF | 430 | $3.00K | <0.1% | – |
| iShares Tr46435U184 | IBONDS 24 TRM HG | 120 | $3.00K | <0.1% | – |
| WRKWestRock Co | COM | 100 | $3.00K | <0.1% | History |
| HLNHaleon plc | ADR | 304 | $2.00K | <0.1% | History |
| FANGDiamondback Energy, Inc. | Stock | 20 | $2.00K | <0.1% | History |
| Global X FDS37954Y459 | RUSSELL 2000 | 100 | $2.00K | <0.1% | – |
| IOVAIovance Biotherapeutics, Inc. | COM | 250 | $2.00K | <0.1% | History |
| AMTDAmtd Idea Group | SPONSORED ADS | 1,500 | $2.00K | <0.1% | History |
| Advisorshares Tr00768Y495 | PURE CANNABIS | 360 | $2.00K | <0.1% | – |
| BDX 6 06/01/23 Pfd075887406 | CONVERTIBLE PREFERRED STOCK | 37 | $2.00K | <0.1% | – |
| MROMarathon Oil Corp | COM | 100 | $2.00K | <0.1% | History |
| PXDPioneer Natural Resources Co | COM | 10 | $2.00K | <0.1% | History |
| COINCoinbase Global, Inc. | COM CL A | 10 | $1.00K | <0.1% | History |
| MNSTMonster Beverage Corp | COM | 6 | $1.00K | <0.1% | History |
| ATNMActinium Pharmaceuticals, Inc. | COM | 79 | $1.00K | <0.1% | History |
| Broadcom Inc.11135F200 | COM | 1 | $1.00K | <0.1% | – |
| AIXCFF EAI Robotics Ecosystem Inc. | COM | 3,500 | $1.00K | <0.1% | History |
| SPDR Series Trust78464A664 | ST LON TREAS ETF | 3 | $0 | 0.0% | – |
| NXGLNexgel, Inc. | COM | 3 | $0 | 0.0% | History |
| FWONALiberty Media Corp | COM SER A FRMLA | 1 | $0 | 0.0% | History |
| VanEck Vectors ETF Tr92189F445 | INTL HIGH YIELD | 1 | $0 | 0.0% | – |
| Meten Edtechx Ed Group LtdG6055H114 | ORD SHS | 67 | $0 | 0.0% | – |
| Pentair PLCG7S00T904 | CALL | 5 | $0 | 0.0% | – |