Retirement Group, LLC
- SEC CIK
- 0001740491
- Latest filing
- Apr 30, 2024
Holdings in Q4 2021
Holdings as of Dec 31, 2021, filed Feb 9, 2022. Long positions only; changes compare share counts with Q3 2021.
- Positions
- 751
- +88 vs. Q3 2021
- Portfolio value
- $228.7M
- +$12.2M (+5.6%) vs. Q3 2021
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| CPCanadian Pacific Kansas City Ltd | COM | 20 | $1.00K | <0.1% | +20 | New | History |
| CGCCanopy Growth Corp | COM | 121 | $1.00K | <0.1% | 00.0% | Unchanged | History |
| Invesco Actively Managed ETF46090C305 | EMGRING MKTS50 | 31 | $1.00K | <0.1% | 00.0% | Unchanged | – |
| iShares Tr46434VBA7 | IBONDS DEC22 ETF | 48 | $1.00K | <0.1% | 00.0% | Unchanged | – |
| iShares Tr46436E882 | IBONDS 23 TRM TS | 47 | $1.00K | <0.1% | 00.0% | Unchanged | – |
| JPMorgan Chase & Co46625H365 | ALERIAN ML ETN | 33 | $1.00K | <0.1% | 00.0% | Unchanged | – |
| MINAberdeen Intermediate Income Fund | SH BEN INT | 166 | $1.00K | <0.1% | 00.0% | Unchanged | History |
| ORANYOrange | SPONSORED ADR | 52 | $1.00K | <0.1% | 00.0% | Unchanged | History |
| RFPResolute Forest Products Inc. | COM | 84 | $1.00K | <0.1% | 00.0% | Unchanged | History |
| Tata MTRS Ltd876568502 | SPONSORED ADR | 29 | $1.00K | <0.1% | 00.0% | Unchanged | – |
| TLRYTilray Brands, Inc. | COM CL 2 | 135 | $1.00K | <0.1% | 00.0% | Unchanged | History |
| TTETotalEnergies SE | SPONSORED ADS | 15 | $1.00K | <0.1% | 00.0% | Unchanged | History |
| Virtus ETF Tr II92790A504 | VIRTUS US QLTY | 21 | $1.00K | <0.1% | 00.0% | Unchanged | – |
| WRKWestRock Co | COM | 13 | $1.00K | <0.1% | 00.0% | Unchanged | History |
| Meten Edtechx Ed Group LtdG6055H114 | ORD SHS | 2,000 | $1.00K | <0.1% | +2,000 | New | – |
| CYNCyngn Inc. | COM | 200 | $1.00K | <0.1% | +200 | New | History |
| BAXBaxter International Inc | Stock | 18 | $2.00K | <0.1% | 00.0% | Unchanged | History |
| iShares Russell 1000 Growth ETF464287614 | ETF | 8 | $2.00K | <0.1% | 00.0% | Unchanged | – |
| NEMNEWMONT Corp | Stock | 32 | $2.00K | <0.1% | +32 | New | History |
| EVRGEvergy, Inc. | Stock | 34 | $2.00K | <0.1% | 00.0% | Unchanged | History |
| TERTeradyne, Inc | Stock | 13 | $2.00K | <0.1% | +13 | New | History |
| iShares U.S. Treasury Bond ETF46429B267 | ETF | 76 | $2.00K | <0.1% | 00.0% | Unchanged | – |
| TJXTJX Companies Inc | Stock | 24 | $2.00K | <0.1% | 00.0% | Unchanged | History |
| iShares Core S&P US Value ETF464287663 | ETF | 28 | $2.00K | <0.1% | 00.0% | Unchanged | – |
| Vanguard Ftse All-World Ex-US Small-Cap ETF922042718 | ETF | 15 | $2.00K | <0.1% | 00.0% | Unchanged | – |
| CMGChipotle Mexican Grill Inc | COM | 1 | $2.00K | <0.1% | 00.0% | Unchanged | History |
| ACADAcadia Pharmaceuticals Inc | COM | 600 | $2.00K | <0.1% | +100+20.0% | Added | History |
| Schwab Strategic Tr808524698 | 5 10YR CORP BD | 40 | $2.00K | <0.1% | +40 | New | – |
| SPDR Series Trust78464A607 | ST STR DOW REIT | 14 | $2.00K | <0.1% | 00.0% | Unchanged | – |
| HPEHewlett Packard Enterprise Co | COM | 144 | $2.00K | <0.1% | 00.0% | Unchanged | History |
| SWKStanley Black & Decker, Inc. | COM | 8 | $2.00K | <0.1% | 00.0% | Unchanged | History |
| RJFRaymond James Financial Inc | COM | 19 | $2.00K | <0.1% | 00.0% | Unchanged | History |
| NINisource Inc. | COM | 60 | $2.00K | <0.1% | 00.0% | Unchanged | History |
| iShares Tr464288521 | CRE U S REIT ETF | 25 | $2.00K | <0.1% | 00.0% | Unchanged | – |
| DNPDNP Select Income Fund Inc | COM | 195 | $2.00K | <0.1% | 00.0% | Unchanged | History |
| iShares Tr46435U853 | BROAD USD HIGH | 60 | $2.00K | <0.1% | 00.0% | Unchanged | – |
| STXSeagate Technology Holdings plc | ORD SHS | 21 | $2.00K | <0.1% | 00.0% | Unchanged | History |
| CRBUCaribou Biosciences, Inc. | COM | 100 | $2.00K | <0.1% | 00.0% | Unchanged | History |
| EFOREverforth Inc | COM | 15 | $2.00K | <0.1% | +11+275.0% | Added | History |
| SVCService Properties Trust | COM SH BEN INT | 206 | $2.00K | <0.1% | 00.0% | Unchanged | History |
| ATVIActivision Blizzard, Inc. | COM | 27 | $2.00K | <0.1% | +17+170.0% | Added | History |
| AGRAvangrid, Inc. | COM | 34 | $2.00K | <0.1% | 00.0% | Unchanged | History |
| FSRFisker Inc. | CL A COM STK | 100 | $2.00K | <0.1% | 00.0% | Unchanged | History |
| Invesco Exch TRD SLF Idx FD46138J866 | BULSHS 2023 CB | 96 | $2.00K | <0.1% | 00.0% | Unchanged | – |
| Flagstar Bank, National Association649445103 | COM | 200 | $2.00K | <0.1% | 00.0% | Unchanged | – |
| Nuveen Enhanced Mun Value FD67074M101 | COM | 148 | $2.00K | <0.1% | 00.0% | Unchanged | – |
| OCSLOaktree Specialty Lending Corp | COM | 331 | $2.00K | <0.1% | +331 | New | History |
| Sunpower Corp867652406 | COM | 84 | $2.00K | <0.1% | 00.0% | Unchanged | – |
| VSTMVerastem, Inc. | COM | 1,000 | $2.00K | <0.1% | +1,000 | New | History |
| Athene Holding Ltd.G0684D107 | CL A | 27 | $2.00K | <0.1% | 00.0% | Unchanged | – |
| ULTAUlta Beauty, Inc. | Stock | 7 | $3.00K | <0.1% | 00.0% | Unchanged | History |
| UPSUnited Parcel Service Inc | Stock | 13 | $3.00K | <0.1% | −27−67.5% | Reduced | History |
| PLDPrologis, Inc. | REIT | 17 | $3.00K | <0.1% | 00.0% | Unchanged | History |
| KMBKimberly Clark Corp | Stock | 13 | $3.00K | <0.1% | +9+225.0% | Added | History |
| ABNBAirbnb, Inc. | Stock | 16 | $3.00K | <0.1% | 00.0% | Unchanged | History |
| GXOGXO Logistics, Inc. | Stock | 29 | $3.00K | <0.1% | +14+93.3% | Added | History |
| GDGeneral Dynamics Corp | Stock | 14 | $3.00K | <0.1% | +14 | New | History |
| State Street Industrial Select Sector SPDR ETF81369Y704 | ETF | 33 | $3.00K | <0.1% | 00.0% | Unchanged | – |
| CICigna Group | Stock | 12 | $3.00K | <0.1% | 00.0% | Unchanged | History |
| State Street SPDR Portfolio S&P 500 Growth ETF78464A409 | ETF | 35 | $3.00K | <0.1% | 00.0% | Unchanged | – |
| QRVOQorvo, Inc. | Stock | 17 | $3.00K | <0.1% | +9+112.5% | Added | History |
| State Street SPDR Portfolio Developed World Ex-US ETF78463X889 | ETF | 82 | $3.00K | <0.1% | 00.0% | Unchanged | – |
| WHRWhirlpool Corp | Stock | 14 | $3.00K | <0.1% | 00.0% | Unchanged | History |
| ONOn Semiconductor Corp | Stock | 50 | $3.00K | <0.1% | 00.0% | Unchanged | History |
| JBLJabil Inc | Stock | 37 | $3.00K | <0.1% | 00.0% | Unchanged | History |
| GFSGLOBALFOUNDRIES Inc. | Stock | 40 | $3.00K | <0.1% | +40 | New | History |
| State Street SPDR Portfolio S&P 500 Value ETF78464A508 | ETF | 82 | $3.00K | <0.1% | 00.0% | Unchanged | – |
| AAgilent Technologies, Inc. | COM | 17 | $3.00K | <0.1% | 00.0% | Unchanged | History |
| ARK ETF Tr00214Q302 | GENOMIC REV ETF | 50 | $3.00K | <0.1% | 00.0% | Unchanged | – |
| iShares Inc464286400 | MSCI BRAZIL ETF | 108 | $3.00K | <0.1% | 00.0% | Unchanged | – |
| REGNRegeneron Pharmaceuticals, Inc. | COM | 5 | $3.00K | <0.1% | +5 | New | History |
| Global X FDS37950E259 | GB MSCI AR ETF | 89 | $3.00K | <0.1% | 00.0% | Unchanged | – |
| IGRCbre Global Real Estate Income Fund | COM | 270 | $3.00K | <0.1% | +270 | New | History |
| YETIYETI Holdings, Inc. | COM | 33 | $3.00K | <0.1% | +14+73.7% | Added | History |
| WisdomTree Tr97717W422 | INDIA ERNGS FD | 75 | $3.00K | <0.1% | 00.0% | Unchanged | – |
| AVYAvery Dennison Corp | COM | 13 | $3.00K | <0.1% | 00.0% | Unchanged | History |
| Global X FDS37954Y673 | US INFR DEV ETF | 100 | $3.00K | <0.1% | 00.0% | Unchanged | – |
| iShares Tr464287713 | US TELECOM ETF | 90 | $3.00K | <0.1% | +90 | New | – |
| Global X FDS37954Y624 | AUTONMOUS EV ETF | 100 | $3.00K | <0.1% | 00.0% | Unchanged | – |
| CEFSprott Physical Gold & Silver Trust | PHYSICAL GOLD AN | 194 | $3.00K | <0.1% | 00.0% | Unchanged | History |
| HRIHerc Holdings Inc | COM | 17 | $3.00K | <0.1% | 00.0% | Unchanged | History |
| ZVRAZevra Therapeutics, Inc. | COM NEW | 400 | $3.00K | <0.1% | 00.0% | Unchanged | History |
| AMCAMC Entertainment Holdings, Inc. | CL A COM | 100 | $3.00K | <0.1% | +100 | New | History |
| Highland FDS I430101774 | HI LD IBOXX SRLN | 198 | $3.00K | <0.1% | 00.0% | Unchanged | – |
| iShares Inc464286624 | MSCI THAILND ETF | 43 | $3.00K | <0.1% | 00.0% | Unchanged | – |
| iShares Tr464289123 | NEW ZEALAND ETF | 52 | $3.00K | <0.1% | 00.0% | Unchanged | – |
| NBEVNewAge, Inc. | COM | 2,500 | $3.00K | <0.1% | 00.0% | Unchanged | History |
| RNLXYRenalytix plc | ADS | 200 | $3.00K | <0.1% | −3,150−94.0% | Reduced | History |
| SIRISirius XM Holdings Inc. | COM | 500 | $3.00K | <0.1% | 00.0% | Unchanged | History |
| Brookfield Business PartnersG16234109 | UNIT LTD L P | 70 | $3.00K | <0.1% | 00.0% | Unchanged | – |
| MEHCQChrome Holding Co. | CLASS A COM | 500 | $3.00K | <0.1% | +500 | New | History |
| SNAPSnap Inc | Stock | 88 | $4.00K | <0.1% | 00.0% | Unchanged | History |
| Vanguard Mortgage-Backed Securities ETF92206C771 | ETF | 75 | $4.00K | <0.1% | 00.0% | Unchanged | – |
| GPNGlobal Payments Inc | Stock | 33 | $4.00K | <0.1% | +33 | New | History |
| SPOTSpotify Technology S.A. | Stock | 15 | $4.00K | <0.1% | +6+66.7% | Added | History |
| iShares Tr46435G672 | CORE INTL AGGR | 76 | $4.00K | <0.1% | 00.0% | Unchanged | – |
| Vanguard BD Index FDS921937793 | LONG TERM BOND | 35 | $4.00K | <0.1% | 00.0% | Unchanged | – |
| iShares Tr464287788 | U.S. FINLS ETF | 48 | $4.00K | <0.1% | 00.0% | Unchanged | – |
| CBRECbre Group, Inc. | CL A | 39 | $4.00K | <0.1% | +14+56.0% | Added | History |
| EAElectronic Arts Inc. | COM | 27 | $4.00K | <0.1% | 00.0% | Unchanged | History |
Sold out since Q3 2021 (29)
Positions held at the end of Q3 2021 that are gone from this filing.
| Security | Class | Shares in Q3 2021 | Value in Q3 2021 | % of portfolio in Q3 2021 | History |
|---|---|---|---|---|---|
| Invesco Exch Traded FD Tr II46138E511 | PFD ETF | 104,941 | $1.58M | 0.7% | – |
| PCIPIMCO Dynamic Credit & Mortgage Income Fund | COM SHS | 41,571 | $878.0K | 0.4% | History |
| VERVEREIT, Inc. | COM | 4,243 | $192.0K | 0.1% | History |
| Vanguard Total International Bond ETF92203J407 | ETF | 710 | $40.0K | <0.1% | – |
| RPAIRetail Properties of America, Inc. | CL A | 2,580 | $33.0K | <0.1% | History |
| Schwab Fundamental U.S. Large Company ETF808524771 | ETF | 427 | $23.0K | <0.1% | – |
| BSXBoston Scientific Corp | Stock | 413 | $18.0K | <0.1% | History |
| iShares Tr464289875 | CORE 40 MODE ETF | 400 | $18.0K | <0.1% | – |
| DDominion Energy, Inc | Stock | 116 | $8.00K | <0.1% | History |
| VanEck Vectors ETF Tr92189F403 | RUSSIA ETF | 225 | $7.00K | <0.1% | – |
| ORCLOracle Corp | Stock | 69 | $6.00K | <0.1% | History |
| BSCLBILI Social International, Inc. | BULSHS 2021 CB | 211 | $4.00K | <0.1% | History |
| iShares Tr46435G102 | CONV BD ETF | 65 | $3.00K | <0.1% | – |
| ZGZillow Group, Inc. | CL A | 33 | $3.00K | <0.1% | History |
| ZTSZoetis Inc. | Stock | 7 | $2.00K | <0.1% | History |
| KSUKansas City Southern | COM NEW | 7 | $2.00K | <0.1% | History |
| NAVNavistar International Corp | COM | 3,750 | $2.00K | <0.1% | History |
| EGLXFEnthusiast Gaming Holdings Inc. / Canada | COM | 465 | $2.00K | <0.1% | History |
| BKDBrookdale Senior Living Inc. | COM | 100 | $1.00K | <0.1% | History |
| XPOXPO, Inc. | COM | 15 | $1.00K | <0.1% | History |
| VALEVale S.A. | SPONSORED ADS | 103 | $1.00K | <0.1% | History |
| ERICEricsson LM Telephone Co | ADR B SEK 10 | 131 | $1.00K | <0.1% | History |
| DKNGDraftKings Inc. | COM CL A | 20 | $1.00K | <0.1% | History |
| ELANElanco Animal Health Inc | COM | 2 | $0 | 0.0% | History |
| FHTXFoghorn Therapeutics Inc. | COM | 29 | $0 | 0.0% | History |
| RLMDRelmada Therapeutics, Inc. | COM | 5 | $0 | 0.0% | History |
| DMDesktop Metal, Inc. | COM CL A | 55 | $0 | 0.0% | History |
| PSFEPaysafe Ltd | ORD | 31 | $0 | 0.0% | History |
| UPWheels Up Experience Inc. | COMMON STOCK | 31 | $0 | 0.0% | History |